13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,338 holding rows worth $251,809,285,000.
- Accession
- 0001140361-14-006662
- Filer
- CIK 914208
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 14,635 entries on the cover page, a total value of $251,809,285,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,809,285,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust CO028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerVan Kampen Asset Management028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerStein Roe Investment Counsel, Inc.028-06467
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Spectra Energy Partners | 84756N109 | COM | 232,203 | $10,530,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 52,622 | $10,527,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,660,404 | $10,527,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 102,065 | $10,515,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,426,974 | $10,488,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 124,909 | $10,474,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 353,986 | $10,450,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 461,860 | $10,447,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 349,413 | $10,437,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 31,182 | $10,419,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 223,051 | $10,361,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 380,026 | $10,344,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 342,368 | $10,339,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 508,332 | $10,339,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 791,496 | $10,337,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 279,835 | $10,276,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 647,300 | $10,273,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 400,864 | $10,270,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 566,930 | $10,261,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 124,326 | $10,246,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 297,300 | $10,242,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 139,846 | $10,222,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 525,293 | $10,216,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 149,877 | $10,201,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 585,698 | $10,168,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 999,484 | $10,135,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 632,540 | $10,127,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 144,042 | $10,122,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 235,637 | $10,090,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 98,761 | $10,086,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 702,573 | $10,064,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 233,136 | $10,060,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 829,459 | $10,046,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 216,982 | $10,033,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 6,825,000 | $10,024,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 127,729 | $10,018,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 953,488 | $10,012,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 249,280 | $9,973,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 132,699 | $9,960,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 718,590 | $9,952,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 199,525 | $9,947,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 229,128 | $9,920,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 510,743 | $9,908,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 7,500,000 | $9,881,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,715,056 | $9,879,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 600,464 | $9,877,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 343,654 | $9,874,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 95,800 | $9,858,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 66,934 | $9,853,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 8,900,000 | $9,846,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 776,525 | $9,823,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 132,093 | $9,815,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 227,759 | $9,802,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 500,000 | $9,800,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 9,250,000 | $9,799,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 832,800 | $9,793,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 421,981 | $9,782,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 128,938 | $9,774,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 183,609 | $9,771,000 | thousands by filing date | |
| RESMED INC DEP CHESS | U76171104 | ADR | 2,060,344 | $9,769,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 171,948 | $9,739,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 862,608 | $9,721,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,257,290 | $9,719,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 461,526 | $9,716,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 106,764 | $9,610,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 347,229 | $9,584,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 175,511 | $9,583,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 736,683 | $9,569,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,579,769 | $9,558,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 7,190,000 | $9,558,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 492,099 | $9,536,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 624,426 | $9,535,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 240,122 | $9,528,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 506,800 | $9,522,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 6,330,000 | $9,519,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 942,526 | $9,501,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 195,219 | $9,466,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 567,813 | $9,444,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 172,067 | $9,417,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 1,957,800 | $9,417,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 345,752 | $9,415,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 180,014 | $9,406,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 187,911 | $9,397,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 335,271 | $9,378,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 735,000 | $9,345,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 743,815 | $9,320,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 445,605 | $9,313,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 510,985 | $9,285,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 85,102 | $9,269,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 105,186 | $9,263,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 696,664 | $9,258,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 80,958 | $9,245,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 54,335 | $9,235,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 486,884 | $9,216,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 332,798 | $9,201,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 145,765 | $9,196,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,000,000 | $9,190,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 140,928 | $9,187,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 125,303 | $9,174,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 8,500,000 | $9,127,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 7,600,000 | $9,120,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 751,501 | $9,116,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 596,589 | $9,110,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 118,851 | $9,083,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 97,509 | $9,043,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 136,646 | $9,034,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 257,867 | $9,005,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 291,647 | $9,000,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 497,097 | $8,982,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 152,498 | $8,952,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 84,059 | $8,947,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,059,963 | $8,946,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 170,952 | $8,931,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 13,436 | $8,912,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 277,880 | $8,912,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 168,893 | $8,911,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 148,401 | $8,890,000 | thousands by filing date | |
| ALON USA ENERGY INC(ALJ)CVT144 | 020520AA0 | CONVERT | 7,000,000 | $8,890,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 464,946 | $8,871,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 214,059 | $8,871,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 8,280,000 | $8,854,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 387,100 | $8,849,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,905,000 | $8,847,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 194,792 | $8,846,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 111,946 | $8,810,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 237,964 | $8,788,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 444,177 | $8,786,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 710,413 | $8,781,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 516,418 | $8,779,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,000,000 | $8,760,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 166,564 | $8,755,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 436,936 | $8,743,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 184,525 | $8,719,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 708,043 | $8,702,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 194,160 | $8,696,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,900,000 | $8,694,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 129,839 | $8,690,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 159,182 | $8,679,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 323,099 | $8,672,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 492,913 | $8,665,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5,600,000 | $8,649,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 233,283 | $8,648,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 572,756 | $8,637,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 17,033 | $8,630,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 501,856 | $8,628,000 | thousands by filing date | |
| OWENS-ILLINOIS (OI) CVT 144A 3 | 69073TAQ6 | CONVERT | 8,250,000 | $8,595,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 172,093 | $8,585,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 250,912 | $8,582,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 90,479 | $8,563,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 100,540 | $8,553,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,075,432 | $8,550,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 464,369 | $8,516,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 326,723 | $8,465,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 128,705 | $8,464,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 458,211 | $8,459,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 279,447 | $8,448,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 649,445 | $8,436,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 367,061 | $8,428,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 570,119 | $8,386,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 260,275 | $8,378,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 741,239 | $8,376,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 459,508 | $8,372,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 784,750 | $8,365,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 265,489 | $8,364,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 150,750 | $8,359,000 | thousands by filing date | |
| HOST HOTELS & RESORTS LPCVT2.5 | 44107TAG1 | CONVERT | 5,500,000 | $8,326,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 264,224 | $8,313,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,163,656 | $8,308,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 70,854 | $8,303,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 5,000,000 | $8,281,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 106,234 | $8,275,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 132,723 | $8,258,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 430,041 | $8,235,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 129,284 | $8,193,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 97,854 | $8,188,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 168,788 | $8,182,000 | thousands by filing date | |
| Liberty Interactive Llc | 530610AB0 | CONV | 7,750,000 | $8,176,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 580,229 | $8,175,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 331,844 | $8,171,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,974,067 | $8,155,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 645,781 | $8,149,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 100,992 | $8,147,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 99,316 | $8,132,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 664,291 | $8,130,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 686,256 | $8,118,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 359,327 | $8,103,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 567,381 | $8,102,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 162,566 | $8,102,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 697,767 | $8,087,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 873,447 | $8,079,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 550,227 | $8,071,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 114,808 | $8,065,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 349,026 | $8,063,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 208,239 | $8,061,000 | thousands by filing date | |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 4,150,000 | $8,061,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 300,000 | $8,040,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 293,824 | $8,027,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 142,109 | $8,024,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 172,105 | $8,023,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 130,421 | $8,020,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 882,119 | $7,983,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 207,878 | $7,909,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 158,399 | $7,902,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 997,310 | $7,899,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 152,745 | $7,883,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 5,420,000 | $7,879,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,225,000 | $7,845,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 292,123 | $7,831,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 395,033 | $7,829,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 100,453 | $7,805,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 504,410 | $7,798,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 151,388 | $7,780,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 555,304 | $7,780,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 138,149 | $7,778,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 82,458 | $7,764,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 465,931 | $7,762,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 952,938 | $7,747,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 246,632 | $7,746,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,000,000 | $7,744,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 653,544 | $7,738,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 660,517 | $7,727,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 181,808 | $7,718,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 361,694 | $7,686,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 83,268 | $7,649,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 87,382 | $7,648,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 607,339 | $7,623,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 814,056 | $7,603,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 7,500,000 | $7,603,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 7,040,000 | $7,586,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 149,554 | $7,577,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 321,731 | $7,567,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 150,421 | $7,500,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 698,150 | $7,498,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 260,239 | $7,492,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 102,058 | $7,463,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 420,693 | $7,450,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 174,130 | $7,425,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 252,014 | $7,410,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 503,399 | $7,390,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 149,355 | $7,386,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 334,234 | $7,377,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 139,170 | $7,375,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 127,026 | $7,361,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 30,314 | $7,354,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 311,464 | $7,335,000 | thousands by filing date | principal |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 131,105 | $7,331,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 200,000 | $7,330,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 552,587 | $7,328,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 476,750 | $7,328,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 518,886 | $7,326,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,189,700 | $7,316,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 105,687 | $7,301,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 615,638 | $7,295,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 631,613 | $7,294,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 497,585 | $7,269,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,009,520 | $7,258,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 222,550 | $7,242,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 256,272 | $7,196,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,220,356 | $7,139,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 297,951 | $7,130,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 113,455 | $7,108,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 291,617 | $7,098,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 6,000,000 | $7,067,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 936,085 | $7,053,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 300,481 | $7,049,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 110,662 | $7,048,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 218,921 | $7,042,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 508,551 | $6,977,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 383,980 | $6,962,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,500,000 | $6,951,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 436,362 | $6,947,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 617,821 | $6,945,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 667,666 | $6,944,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 71,411 | $6,942,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 125,500 | $6,912,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 362,475 | $6,909,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 117,670 | $6,905,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 100,462 | $6,899,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 327,659 | $6,881,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 436,378 | $6,873,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 131,012 | $6,865,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 722,894 | $6,853,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 104,675 | $6,848,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 251,274 | $6,837,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 349,669 | $6,826,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 108,239 | $6,820,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 862,259 | $6,812,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 391,703 | $6,811,000 | thousands by filing date | |
| TIVO INC CVT 144A 4.0 03-16 | 888706AD0 | CONVERT | 5,000,000 | $6,809,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 197,894 | $6,799,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 236,927 | $6,781,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 409,893 | $6,780,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 458,502 | $6,777,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 392,544 | $6,775,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 202,062 | $6,755,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 146,932 | $6,753,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 245,206 | $6,704,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 392,602 | $6,702,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 297,037 | $6,697,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 514,778 | $6,693,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 145,761 | $6,689,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 255,611 | $6,676,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 172,261 | $6,667,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 211,999 | $6,664,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 196,425 | $6,661,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 266,853 | $6,637,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 207,644 | $6,634,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 68,122 | $6,633,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 152,593 | $6,627,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,252,789 | $6,627,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,500,000 | $6,624,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 181,893 | $6,623,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 361,492 | $6,616,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 390,967 | $6,607,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 154,433 | $6,605,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 354,830 | $6,568,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 480,211 | $6,555,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 694,998 | $6,554,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 243,188 | $6,529,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 914,785 | $6,523,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 238,253 | $6,516,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 526,236 | $6,510,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 280,286 | $6,469,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 139,564 | $6,466,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 140,636 | $6,453,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 362,535 | $6,450,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 971,849 | $6,433,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 4,826,000 | $6,388,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 357,843 | $6,387,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 202,612 | $6,384,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 97,067 | $6,378,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 255,722 | $6,378,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 254,100 | $6,378,000 | thousands by filing date | |
| MEDIDATA SOLUTIONS INC | 58471AAA3 | CONV | 5,000,000 | $6,378,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 349,458 | $6,374,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 75,529 | $6,373,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 140,685 | $6,353,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 288,482 | $6,349,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 5,525,000 | $6,347,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 84,137 | $6,331,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 251,164 | $6,317,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 112,679 | $6,314,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 138,125 | $6,312,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 308,959 | $6,311,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 267,678 | $6,306,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 6,500,000 | $6,305,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 532,103 | $6,305,000 | thousands by filing date | |
| LENNAR CORP | 526057BG8 | CONV BND | 3,500,000 | $6,291,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 495,438 | $6,287,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 205,759 | $6,286,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 102,066 | $6,277,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 384,000 | $6,274,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 129,316 | $6,233,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 247,923 | $6,223,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 53,989 | $6,220,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 188,671 | $6,208,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 530,349 | $6,194,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 2,526,856 | $6,191,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 674,398 | $6,184,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,000,000 | $6,131,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 277,906 | $6,128,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 773,573 | $6,127,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 510,274 | $6,123,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 68,023 | $6,111,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 391,865 | $6,109,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 136,376 | $6,106,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 5,378,000 | $6,094,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 442,691 | $6,087,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 328,924 | $6,075,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 112,304 | $6,060,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 160,324 | $6,054,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 199,710 | $6,053,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 54,982 | $6,043,000 | thousands by filing date | principal |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 329,547 | $6,037,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 101,902 | $6,027,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 345,430 | $6,000,000 | thousands by filing date | |
| QIHOO 360 TECH CO(QIHU) 144A C | 74734MAA7 | CONVERT | 5,600,000 | $5,971,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 351,962 | $5,962,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 307,324 | $5,959,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 355,696 | $5,954,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 656,691 | $5,943,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 113,757 | $5,932,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 226,459 | $5,920,000 | thousands by filing date | |
| Post Holdings, Inc. | 737446203 | PFD CV | 50,000 | $5,916,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 464,981 | $5,915,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 502,819 | $5,915,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 239,525 | $5,914,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 98,011 | $5,904,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 137,643 | $5,903,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 156,782 | $5,902,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 5,000,000 | $5,884,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,525,000 | $5,877,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 400,537 | $5,868,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 135,507 | $5,866,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 254,367 | $5,847,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 587,047 | $5,841,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 306,987 | $5,839,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,750,000 | $5,822,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 112,788 | $5,820,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 179,977 | $5,800,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 161,761 | $5,793,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 6,500,000 | $5,789,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 891,186 | $5,775,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 53,839 | $5,761,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 104,175 | $5,742,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 268,346 | $5,740,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 500,772 | $5,739,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 858,237 | $5,733,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 220,184 | $5,723,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,357,822 | $5,716,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 500,037 | $5,705,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 111,340 | $5,687,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 3,550,000 | $5,682,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 99,946 | $5,679,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 192,588 | $5,677,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 130,034 | $5,674,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 161,552 | $5,672,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 333,862 | $5,648,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 47,161 | $5,646,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 294,002 | $5,645,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 72,157 | $5,635,000 | thousands by filing date | |
| BIOMED REALTY LP CVT 3.75 01-1 | 09064AAB7 | CONVERT | 5,000,000 | $5,634,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,632,580 | $5,632,000 | thousands by filing date | |
| Move, Inc. | 62458MAA6 | CONV | 5,000,000 | $5,631,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 152,113 | $5,603,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 579,356 | $5,597,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 844,476 | $5,591,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 330,566 | $5,577,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 154,072 | $5,571,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 724,469 | $5,571,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 96,885 | $5,556,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 131,963 | $5,553,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 290,327 | $5,548,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 2,001,789 | $5,545,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 159,492 | $5,543,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 385,288 | $5,537,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 409,084 | $5,535,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 798,308 | $5,524,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 84,489 | $5,519,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,064,948 | $5,516,000 | thousands by filing date | |
| FORESTAR GROUP INC CVP 6.0 12- | 346232309 | CONVERT | 197,000 | $5,516,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 105,460 | $5,503,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 124,226 | $5,496,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 110,649 | $5,486,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 254,992 | $5,482,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 657,382 | $5,482,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 223,418 | $5,474,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 566,465 | $5,466,000 | thousands by filing date | principal |
| PRIVATEBANCORP INC | 742962103 | COM | 188,884 | $5,464,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 318,821 | $5,458,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 215,604 | $5,444,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 422,219 | $5,417,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 385,461 | $5,416,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 496,772 | $5,409,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 530,017 | $5,406,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 147,795 | $5,403,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 850,849 | $5,395,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 238,287 | $5,390,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 185,444 | $5,388,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 264,953 | $5,376,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 57,687 | $5,374,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 34,992 | $5,361,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,000,000 | $5,360,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 333,948 | $5,360,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 144,173 | $5,349,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 269,876 | $5,327,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 133,657 | $5,326,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 310,134 | $5,325,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 82,047 | $5,297,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 356,413 | $5,287,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 214,918 | $5,287,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 5,000,000 | $5,278,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,259,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 75,505 | $5,246,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 83,561 | $5,237,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 45,107 | $5,212,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 163,042 | $5,195,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 3,281,000 | $5,194,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 58,587 | $5,190,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 355,998 | $5,169,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 666,064 | $5,162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 72,367 | $5,157,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 96,043 | $5,139,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 119,023 | $5,137,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 396,004 | $5,120,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 940,784 | $5,118,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 368,965 | $5,118,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 286,253 | $5,104,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 295,382 | $5,084,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 47,733 | $5,077,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 72,212 | $5,072,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 366,743 | $5,072,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 547,486 | $5,064,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 368,946 | $5,062,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 108,293 | $5,061,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 125,154 | $5,058,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 97,053 | $5,029,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 73,364 | $5,023,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 3,557,226 | $5,016,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 445,002 | $5,015,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-006662 | this filing | 2014-02-13 | acceptance time not in the bulk data set |