13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,338 holding rows worth $251,809,285,000.
- Accession
- 0001140361-14-006662
- Filer
- CIK 914208
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 14,635 entries on the cover page, a total value of $251,809,285,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,809,285,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust CO028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerVan Kampen Asset Management028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerStein Roe Investment Counsel, Inc.028-06467
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEBSTER FINL CORP | 947890109 | COM | 1,043,047 | $32,523,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,239,322 | $32,393,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 577,822 | $32,363,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 313,367 | $32,345,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 841,200 | $32,327,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 393,628 | $32,297,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 876,520 | $32,221,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 759,064 | $32,140,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 520,466 | $32,128,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 975,159 | $32,092,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,812,500 | $31,936,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 384,095 | $31,922,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 464,689 | $31,902,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,311,000 | $31,791,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 668,871 | $31,718,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 752,832 | $31,716,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 239,465 | $31,710,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 769,108 | $31,687,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 497,379 | $31,657,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 171,232 | $31,625,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 31,000,000 | $31,620,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 533,184 | $31,603,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,747,510 | $31,595,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,369,612 | $31,523,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 5,626,852 | $31,341,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 457,030 | $31,169,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,371,466 | $31,132,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,194,879 | $31,087,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 768,100 | $31,001,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 560,236 | $30,947,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 26,076,000 | $30,835,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 517,883 | $30,757,000 | thousands by filing date | |
| IJH | 464287507 | COM | 228,557 | $30,583,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 270,653 | $30,532,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,481,840 | $30,377,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 780,867 | $30,266,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,151,414 | $30,258,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,146,507 | $30,252,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 27,900,000 | $30,219,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 666,534 | $30,207,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 7,276,760 | $30,126,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,334,178 | $30,111,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 581,270 | $29,918,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,011,848 | $29,900,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 355,703 | $29,797,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 28,000,000 | $29,733,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 55,804 | $29,732,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 719,660 | $29,729,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 540,043 | $29,708,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 390,104 | $29,479,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,470,822 | $29,452,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 731,062 | $29,447,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 29,200,000 | $29,437,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,880,444 | $29,409,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 495,050 | $29,303,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 395,993 | $29,270,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,130,000 | $29,233,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,492,468 | $29,073,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 632,935 | $29,065,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 2,259,631 | $28,969,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,069,973 | $28,890,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 690,919 | $28,877,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,015,581 | $28,783,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,075,259 | $28,527,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 23,825,000 | $28,516,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,604,221 | $28,438,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 189,550 | $28,429,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 796,955 | $28,388,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,590,793 | $28,269,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 778,221 | $28,194,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,369,532 | $28,161,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,441,388 | $28,150,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 533,964 | $28,086,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,946,800 | $28,073,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 628,346 | $27,987,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 904,244 | $27,978,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 685,082 | $27,978,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 597,123 | $27,975,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 499,903 | $27,949,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 338,724 | $27,813,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 269,427 | $27,797,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 292,981 | $27,500,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 953,174 | $27,337,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 624,506 | $27,135,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,173,962 | $27,095,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,765,069 | $26,830,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 570,233 | $26,813,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2,207,326 | $26,709,000 | thousands by filing date | |
| FLUOR CVT BOND ENHD TRST 144A | 21255CAA9 | CONVERT | 10,000,000 | $26,634,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,326,919 | $26,479,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 918,705 | $26,395,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 470,900 | $26,389,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 764,305 | $26,299,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,219,580 | $26,233,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 33,150,000 | $26,209,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 18,422,000 | $26,136,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,627,423 | $25,984,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 474,352 | $25,919,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 23,150,000 | $25,841,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 1,802,836 | $25,690,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,023,852 | $25,484,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,324,071 | $25,449,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 25,000,000 | $25,297,000 | thousands by filing date | |
| SALESFORCE.COM INC(CRM) CVT144 | 79466LAC8 | CONVERT | 23,270,000 | $25,292,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 708,537 | $25,024,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 555,425 | $24,995,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 449,549 | $24,865,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 272,212 | $24,863,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 700,407 | $24,788,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,143,250 | $24,774,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,249,202 | $24,683,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 489,662 | $24,669,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 14,550,000 | $24,608,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 197,253 | $24,382,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 311,346 | $24,285,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 482,739 | $24,273,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS | 229678AE7 | CONV | 21,078,000 | $24,253,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 18,300,000 | $24,076,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 303,664 | $23,899,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 22,575,000 | $23,887,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,629,879 | $23,879,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 945,510 | $23,798,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 808,399 | $23,792,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 762,339 | $23,733,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,158,166 | $23,696,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 373,298 | $23,663,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 16,730,000 | $23,631,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,053,635 | $23,601,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 2,205,167 | $23,308,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 654,762 | $23,159,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 730,802 | $23,138,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,635,990 | $23,002,000 | thousands by filing date | principal |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 504,977 | $23,002,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,362,600 | $22,973,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 514,202 | $22,954,000 | thousands by filing date | |
| ALCOA CVT BOND ENHD TRST 144A | 21255BAA1 | CONVERT | 15,000,000 | $22,941,000 | thousands by filing date | |
| PRICELINE COM INC (PCLN)CVT 14 | 741503AR7 | CONVERT | 20,000,000 | $22,788,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 720,953 | $22,710,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 713,655 | $22,687,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 394,860 | $22,684,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 662,836 | $22,663,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 155,246 | $22,610,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,472,556 | $22,541,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 430,625 | $22,522,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 470,712 | $22,504,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,335,535 | $22,504,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,982,138 | $22,460,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 971,271 | $22,367,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 361,192 | $22,339,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP CVP 144 | 165167776 | CONVERT | 18,962 | $22,126,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 20,651,000 | $22,071,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 236,856 | $22,065,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 219,400 | $22,023,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 372,934 | $21,817,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,454,669 | $21,761,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 432,557 | $21,323,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,771,127 | $21,307,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 292,759 | $21,298,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,514,877 | $21,226,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 356,224 | $21,167,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 3,626,323 | $21,105,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 2,959,402 | $21,100,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,916,793 | $20,989,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 229,490 | $20,930,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,016,248 | $20,904,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 420,153 | $20,886,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 12,915,000 | $20,850,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 139,822 | $20,820,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 768,536 | $20,782,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 797,900 | $20,745,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,295,934 | $20,732,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,269,287 | $20,627,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,593,451 | $20,592,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 330,138 | $20,453,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,825,000 | $20,440,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,796,382 | $20,386,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 644,100 | $20,315,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,233,330 | $20,263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,161,655 | $20,259,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 382,400 | $20,221,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 327,076 | $20,178,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 12,765,000 | $20,137,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 405,039 | $20,126,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 310,550 | $20,083,000 | thousands by filing date | |
| BOSTON PROPERTIE LP CVT 3.625 | 10112RAM6 | CONVERT | 20,000,000 | $20,063,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,263,209 | $20,060,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 952,821 | $19,989,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 14,900,000 | $19,975,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 640,793 | $19,955,000 | thousands by filing date | |
| ARES CAP CORP CVT 5.75 144A 02 | 04010LAA1 | CONVERT | 18,425,000 | $19,841,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,495,057 | $19,837,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 14,880,000 | $19,837,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 416,403 | $19,809,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 365,000 | $19,787,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 777,614 | $19,697,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 17,910,000 | $19,690,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 815,417 | $19,684,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,757,469 | $19,663,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,083,941 | $19,532,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 984,743 | $19,468,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP CVP 4. | 97650W306 | CONVERT | 15,700 | $19,429,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,844,657 | $19,351,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,228,748 | $19,218,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 2,400,756 | $19,158,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 600,506 | $19,119,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 498,895 | $19,099,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 617,023 | $19,005,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 822,288 | $18,970,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 497,504 | $18,890,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 193,986 | $18,883,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,215,756 | $18,880,000 | thousands by filing date | |
| NAVISTAR INTL CORP(NAV)CVT 144 | 63934EAP3 | CONVERT | 18,233,000 | $18,746,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 584,719 | $18,739,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 13,572,000 | $18,729,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 559,463 | $18,703,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000,000 | $18,656,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 313,484 | $18,628,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 913,761 | $18,613,000 | thousands by filing date | |
| Allscripts Healthcare Solutio | 01988PAC2 | CONV | 16,565,000 | $18,594,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 211,129 | $18,571,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 277,525 | $18,553,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 159,215 | $18,488,000 | thousands by filing date | |
| MERITOR INC MTOR CVT144A 7.875 | 59001KAA8 | CONVERT | 12,847,000 | $18,443,000 | thousands by filing date | |
| NETSUITE INC(N) CVT 144A 0.25 | 64118QAA5 | CONVERT | 16,695,000 | $18,406,000 | thousands by filing date | |
| Shutterfly, Inc. | 82568PAA4 | CONV | 17,200,000 | $18,393,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,419,947 | $18,389,000 | thousands by filing date | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 289,600 | $18,317,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,038,484 | $18,299,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,270,930 | $18,212,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 788,270 | $18,074,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 449,120 | $17,991,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 798,381 | $17,947,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 345,846 | $17,915,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 162,155 | $17,795,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 878,236 | $17,732,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 498,830 | $17,707,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,188,623 | $17,687,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 312,100 | $17,674,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,828,029 | $17,640,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 357,274 | $17,619,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 431,667 | $17,590,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 137,200 | $17,564,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,192,069 | $17,524,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 261,159 | $17,522,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,605,771 | $17,511,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 591,373 | $17,493,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,760,105 | $17,484,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 382,573 | $17,483,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 200,696 | $17,406,000 | thousands by filing date | |
| Maiden Holdings, Ltd. | G5753U203 | PFD CV | 381,387 | $17,380,000 | thousands by filing date | |
| FXCM Inc. | 302693AA4 | CONV | 15,420,000 | $17,348,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 264,000 | $17,284,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 12,480,000 | $17,254,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAA1 | CONV BND | 14,200,000 | $17,253,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 16,990,000 | $17,245,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 710,187 | $17,193,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,025,732 | $17,169,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 573,181 | $17,121,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 16,500,000 | $17,108,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 283,720 | $17,061,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 298,120 | $17,034,000 | thousands by filing date | |
| WORKDAY INC | 98138HAA9 | CONV | 14,500,000 | $17,010,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,214,058 | $17,009,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 353,979 | $16,939,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,390,557 | $16,923,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,028,669 | $16,839,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 642,261 | $16,834,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 532,412 | $16,745,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 298,452 | $16,725,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 747,127 | $16,698,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 12,430,000 | $16,687,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 16,700,000 | $16,679,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 821,312 | $16,581,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 864,611 | $16,566,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 1,501,009 | $16,565,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 322,100 | $16,511,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 399,948 | $16,453,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,202,271 | $16,435,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,414,334 | $16,406,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 549,288 | $16,375,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 906,574 | $16,328,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,121,702 | $16,277,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 950,626 | $16,237,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 132,693 | $16,158,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 725,369 | $16,081,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 4,862,805 | $16,065,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 15,100,000 | $16,063,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 406,650 | $16,062,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 11,639,000 | $15,996,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 658,217 | $15,995,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 267,130 | $15,988,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 402,517 | $15,979,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 930,799 | $15,936,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,305,158 | $15,897,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 557,974 | $15,890,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 691,000 | $15,865,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 1,867,192 | $15,851,000 | thousands by filing date | |
| Portfolio Recovery Associates | 73640QAA3 | CONV | 14,434,000 | $15,814,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,940,154 | $15,774,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 252,142 | $15,709,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,182,170 | $15,690,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 602,893 | $15,675,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,231,089 | $15,672,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 880,037 | $15,665,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 516,600 | $15,627,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 751,869 | $15,613,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 954,173 | $15,610,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 767,128 | $15,597,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 452,529 | $15,585,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 467,589 | $15,562,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 843,302 | $15,559,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 650,619 | $15,517,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 375,499 | $15,448,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 872,139 | $15,445,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,763,361 | $15,359,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 269,701 | $15,352,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,686,774 | $15,265,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAA0 | CONV | 15,000,000 | $15,178,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,737,570 | $15,151,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,517,695 | $15,132,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 138,280 | $15,131,000 | thousands by filing date | principal |
| Crown Castle | 228227104 | COM | 205,986 | $15,126,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,734,943 | $15,120,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 178,965 | $15,115,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 441,891 | $15,113,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 143,283 | $15,033,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 161,892 | $15,020,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,152,838 | $15,010,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 418,487 | $14,974,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 13,500,000 | $14,943,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 567,903 | $14,937,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 374,036 | $14,902,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 432,717 | $14,825,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,265,562 | $14,782,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 494,907 | $14,758,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 242,923 | $14,757,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 899,330 | $14,748,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 464,069 | $14,669,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 280,511 | $14,644,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 2,729,381 | $14,520,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,469,805 | $14,507,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,060,201 | $14,493,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 295,207 | $14,486,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 134,732 | $14,473,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 493,844 | $14,400,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 424,561 | $14,299,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 482,276 | $14,226,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 196,246 | $14,194,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 253,859 | $14,180,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 310,016 | $14,140,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 17,579,000 | $14,129,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 723,736 | $14,121,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 605,438 | $14,119,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,586,159 | $14,069,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,132,602 | $14,056,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,076,095 | $14,042,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 716,198 | $14,002,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,143,176 | $13,969,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 12,500,000 | $13,969,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 575,282 | $13,967,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,186,009 | $13,936,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 607,414 | $13,935,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 384,956 | $13,920,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,237,173 | $13,881,000 | thousands by filing date | |
| DOMINION RESOURCES INC/VA | 25746UAT6 | CNV | 7,225,000 | $13,854,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 537,249 | $13,851,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,699,443 | $13,833,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 115,035 | $13,798,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 397,342 | $13,743,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 346,843 | $13,720,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 153,800 | $13,714,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 786,009 | $13,708,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 337,249 | $13,683,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 6,000,000 | $13,661,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 304,916 | $13,593,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 424,341 | $13,588,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 11,450,000 | $13,575,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 408,892 | $13,563,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 117,375 | $13,541,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 183,038 | $13,517,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 9,197,000 | $13,485,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 184,338 | $13,468,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 538,716 | $13,468,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 444,160 | $13,458,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 197,487 | $13,417,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 232,497 | $13,404,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 12,500,000 | $13,336,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 607,400 | $13,326,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 281,473 | $13,322,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,879,781 | $13,272,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 208,429 | $13,261,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 243,026 | $13,245,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 478,884 | $13,222,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 13,175,000 | $13,208,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,595,129 | $13,132,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 577,066 | $13,058,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 8,522,000 | $12,991,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,447,289 | $12,953,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 540,523 | $12,929,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 2,210,939 | $12,901,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 53,148 | $12,851,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 121,289 | $12,830,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 235,940 | $12,801,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 1,010,664 | $12,774,000 | thousands by filing date | |
| SL GREEN OPERATING PAR 144A 3. | 78444FAC0 | CONVERT | 10,262,000 | $12,770,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 800,015 | $12,768,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 366,797 | $12,753,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,833,370 | $12,669,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 621,045 | $12,656,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 286,687 | $12,647,000 | thousands by filing date | |
| SEACOR HOLDINGS INC 30000% 11/15/2028 | 81170YAA7 | CONB | 12,750,000 | $12,630,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 2,862,965 | $12,597,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 560,962 | $12,594,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 5,003,000 | $12,586,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 252,703 | $12,556,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 7,500,000 | $12,548,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 627,894 | $12,532,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 271,191 | $12,513,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 1,621,235 | $12,500,000 | thousands by filing date | |
| PENNYMAC MTGE (PMT)CVT 144A 5. | 70932AAA1 | CONVERT | 13,000,000 | $12,464,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 693,640 | $12,438,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 205,376 | $12,426,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 124,916 | $12,371,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,001,357 | $12,358,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 337,150 | $12,353,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 443,769 | $12,293,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 1,855,439 | $12,283,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 346,559 | $12,271,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 69,451 | $12,262,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 425,549 | $12,217,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 65,624 | $12,183,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 164,116 | $12,108,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,283,182 | $12,088,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 486,130 | $12,068,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 350,154 | $12,049,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,057,700 | $12,005,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 9,200,000 | $11,966,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 497,580 | $11,962,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 10,250,000 | $11,948,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 171,046 | $11,941,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 256,006 | $11,932,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 340,719 | $11,905,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 189,376 | $11,895,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 421,550 | $11,884,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 2,352,847 | $11,881,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 700,000 | $11,872,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,135,991 | $11,855,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 561,267 | $11,837,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 260,073 | $11,813,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 431,694 | $11,807,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 331,493 | $11,807,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 512,295 | $11,777,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 143,292 | $11,775,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 266,095 | $11,772,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 10,493,000 | $11,765,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 140,584 | $11,757,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 9,585,000 | $11,718,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 633,987 | $11,666,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 327,992 | $11,644,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 220,587 | $11,614,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 10,950,000 | $11,586,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 278,629 | $11,566,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 102,746 | $11,561,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 813,077 | $11,465,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 593,705 | $11,453,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 344,720 | $11,431,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 6,478,000 | $11,422,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 608,725 | $11,414,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 242,048 | $11,395,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 545,540 | $11,391,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 192,959 | $11,375,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 661,022 | $11,370,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 4,000,000 | $11,370,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 528,836 | $11,360,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 378,556 | $11,323,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 477,466 | $11,274,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 681,722 | $11,241,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 11,272,000 | $11,195,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,638,000 | $11,177,000 | thousands by filing date | |
| Molina Healthcare Inc. | 60855RAB6 | CONV | 10,540,000 | $11,080,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 57,972 | $11,069,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 365,636 | $11,054,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 440,343 | $11,004,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 10,875,000 | $11,004,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 193,332 | $10,982,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 10,195,000 | $10,979,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 180,096 | $10,930,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,029,378 | $10,911,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 379,554 | $10,900,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 115,976 | $10,772,000 | thousands by filing date | principal |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 824,027 | $10,770,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 249,096 | $10,741,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 885,979 | $10,703,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 171,063 | $10,694,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 366,681 | $10,682,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 9,529,000 | $10,672,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 550,000 | $10,659,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 616,977 | $10,655,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 135,146 | $10,635,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 342,508 | $10,586,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-006662 | this filing | 2014-02-13 | acceptance time not in the bulk data set |