13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-18, with 5,933 holding rows worth $135,447,811,000.
- Accession
- 0001140361-13-043393
- Filer
- CIK 948046
- Filed
- 2013-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 19,068 entries on the cover page, a total value of $135,447,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,477,810,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 150,654 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 21,115 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMOST FAMILY INC | 020409108 | COM | 12,500 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWS GROUP INC | 78503N107 | COM | 43,657 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUARANTY BANCORP | 40075T607 | COM | 17,760 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 92,523 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 14,000 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 51,500 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA LABS INC COM | 59064R109 | Stock | 3,542 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,605 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,975 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 31,819 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 21,332 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,450 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,200 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 10,600 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 16,838 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 25,567 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 11,080 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 37,039 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HICKORYTECH CORP | 429060106 | COM | 20,802 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 40,494 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 60,562 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 14,520 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 10,800 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 8,300 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 746,184 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN BANCORP INC | 86663B102 | COM | 61,266 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 20,815 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,000 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 29,640 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,168 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,150 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,169 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LTD | G3682E127 | COM | 86,865 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA BANCORP | 82620P102 | COM | 14,603 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 13,503 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 5,500 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 49,985 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y397 | DLY JPN BEAR 3X | 8,000 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Heritage Commerce Corp | 426927109 | Common Stock | 29,794 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 21,920 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12,279 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,610 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 17,024 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 13,620 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,672 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 9,000 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH RLTY TR INC | 04208T108 | COM | 22,764 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11,958 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLYTH INC | 09643P207 | COM NEW | 16,352 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 17,233 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 5,468 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 78,788 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRY (R.G.) | 068798107 | COM | 11,874 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,024 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 195,000 | $223,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 76,087 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 24,600 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 27,320 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,714 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 10,064 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 23,836 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 59,312 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N206 | COM | 124,709 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3,500 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q106 | COM | 45,000 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,700 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 23,867 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,150 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 8,234 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 31,196 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 15,062 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U102 | COMMON STOCK | 38,336 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 5,000 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICK'S CABARET INTL INC | 765641303 | COM | 18,625 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESB FINANCIAL CORP | 26884F102 | COM | 17,195 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 98,762 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 30,350 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 12,934 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,370 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 23,789 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,258 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 93,142 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 13,341 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 14,814 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KMG CHEMICALS INC | 482564101 | COM | 9,809 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 11,228 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,924 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 123,199 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 7,950 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 95,967 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,675 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 30,454 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,402 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARONE INC | 18506U104 | COM | 26,052 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 23,568 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 167,845 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,568 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 90,490 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CU BANCORP | 126534106 | COM | 11,426 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 200,000 | $208,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,567 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 13,846 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 48,642 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 6,699 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,320 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 51,218 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 74,862 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 38,906 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 31,757 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,755 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 16,406 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 24,691 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 30,679 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGE CAP HLDGS | 108030107 | COM | 11,918 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,562 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 53,026 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 40,531 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F104 | COM | 16,844 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 22,724 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,276 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 15,714 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 34,002 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 31,838 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-A | 74727D306 | CL A | 14,464 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 6,000 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 46,333 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 32,234 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 23,300 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 19,988 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 37,792 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 8,291 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 160,000 | $194,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 83,785 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 36,773 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 98,597 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 77,878 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 006739106 | COM | 6,574 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,560 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 20,840 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 21,076 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T106 | COM | 60,508 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 7,600 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 19,800 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 196,000 | $187,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 16,300 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 7,194 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 308,513 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 10,356 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 25,177 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 180,000 | $186,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 208,502 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 25,700 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 79,555 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 148,551 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 170,000 | $183,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 17,612 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 51,000 | $182,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,289 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,061 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 19,472 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 180,000 | $181,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 27,183 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288372 | COM | 4,800 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,404 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 7,570 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 3,700 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 28,266 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 71,699 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 8,240 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDEN GROUP INC-A | 039762109 | CL A | 1,387 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,040 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,231 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 6,900 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WTR CORP | 74165N105 | COM | 74,869 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 15,100 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,200 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,132 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accelerate Diagnostics | 00430H102 | COM | 13,273 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,400 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 5,968 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 20,918 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 14,967 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLTA MED INC | 83438K103 | COM | 84,967 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,625 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,352 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,059 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,459 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212102 | COM | 16,693 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N205 | COM | 24,372 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 20,859 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109108 | COM | 19,543 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC | 25213A107 | COM | 21,570 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 20,985 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 52,628 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 5,800 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 11,164 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 45,091 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 85,328 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 15,065 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READING INTL INC | 755408101 | CL A | 25,881 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 16,117 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 12,702 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SOURCES LTD | G39300101 | ORD | 22,906 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DSP GROUP INC | 23332B106 | COM | 23,874 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 14,577 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M100 | COM | 68,468 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 8,688 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENFORD CORP | 707051108 | COM | 11,460 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,792 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 10,000 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 87,984 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 2,544 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,611 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 50,665 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,400 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REIS INC | 75936P105 | COM | 9,958 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 175,000 | $160,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,450 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 4,200 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 20,500 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 14,677 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 27,595 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 7,618 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 19,401 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 47,838 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 10,282 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRC COS INC | 872625108 | COM | 21,501 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 62,491 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 25,077 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,717 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 52,221 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 40,000 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 23,406 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITE AID CORP | 767754BU7 | CNV | 80,000 | $157,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DAILY JOURNAL CORP | 233912104 | COM | 1,069 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 8,000 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 28,857 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSTEMAX INC | 871851101 | COM | 16,908 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 47,984 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 13,727 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 150,000 | $155,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 175,000 | $155,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 4,800 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,621 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 8,939 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 41,122 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 19,262 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 6,416 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PCM INC | 69323K100 | COM | 16,359 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 13,177 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 7,836 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,100 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 17,114 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 33,040 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNATECH INC | 563771203 | COM NEW | 6,278 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 18,340 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 139,000 | $150,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 15,900 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 141,747 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 5,071 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 3,400 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 240,000 | $148,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,442 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 14,792 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 331,682 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 24,799 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 16,100 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 96,625 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 47,529 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 7,200 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,100 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UCP INC - CL A | 90265Y106 | Common Stock | 9,723 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,915 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 6,792 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 20,000 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 160,000 | $143,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 12,994 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 9,507 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 26,005 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 6,902 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 47,442 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 20,300 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LCNB CORP | 50181P100 | COM | 7,290 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 24,612 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 7,400 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASB FINANCIAL INC | 628968109 | COM | 5,111 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,900 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,064 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 15,470 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,800 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,600 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,526 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,781 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 7,860 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 11,022 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC | 880770AE2 | NOTE | 45,000 | $135,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 5,625 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 11,200 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 5,460 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,340 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 130,000 | $132,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 15,876 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BMC Stock Holdings Inc | 86101X104 | COM | 10,074 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 41,070 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 11,192 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 21,121 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PVF CAPITAL CORP | 693654105 | COM | 31,800 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,300 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,200 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JTH HLDG INC | 46637N103 | CL A | 6,896 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,592 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CFS BANCORP INC | 12525D102 | COM | 11,803 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIENCE INC | 05070J102 | COM | 11,632 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRAMCO INC | 465141406 | COM | 1,060 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,721 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,750 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,593 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307101 | COM | 72,538 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333E207 | COMMON | 12,346 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,612 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 21,849 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 5,200 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 41,429 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 10,605 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 134,433 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 50,556 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,000 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,540 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL INDS INC | 784413106 | COMMON STOCK | 5,200 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 6,000 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 43,331 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSTEX ENERGY L P | 22765U102 | COM | 6,400 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 4,000 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,653 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 78,443 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 8,018 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,556 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,114 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 8,710 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSE HOLDING INC | 36191X100 | COM | 59,868 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 3,000 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 20,550 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2,540 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 10,500 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 6,600 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,140 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 8,917 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10,715 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 14,162 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,510 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BODY CENTRAL CORP | 09689U102 | COM | 19,856 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,980 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 10,200 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,200 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 15,020 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEROKEE INC | 16444H102 | COM | 9,166 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 8,816 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINE PRODS CORP | 568427108 | cs | 13,102 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 12,630 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 18,650 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 4,652 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 18,949 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P104 | CMN | 8,978 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,850 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 39,103 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 4,000 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 12,419 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 50,306 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 80,000 | $116,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,104 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 5,000 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,085 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 6,778 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y538 | BRAZIL BEAR 3X | 2,400 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 6,250 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 5,094 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 17,372 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 69,793 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 4,200 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 100,000 | $114,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 110,000 | $114,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,624 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 21,561 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 10,756 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,300 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,320 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 6,400 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 21,211 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 109,670 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 5,900 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 46,416 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 3,200 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 6,300 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 6,799 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 15,060 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 5,200 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,600 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,694 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,600 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525102 | COM | 10,881 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 6,400 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARRISON CAP INC | 366554103 | COM | 7,242 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 501,065 | $106,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| XYRATEX LTD | G98268108 | COM | 9,532 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 4,000 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 4,000 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 3,900 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 42,708 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 108,000 | $105,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,087 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 5,588 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 13,245 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,573 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 17,318 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835104 | COM | 131,590 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 38,581 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,000 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 9,563 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 40,004 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 9,438 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 44,148 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 8,300 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 28,997 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,143 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X849 | INDX FD | 3,100 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 16,763 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 29,391 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 5,766 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 65,700 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAGENICS CORP | 883375107 | COM | 45,307 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 3,000 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 050912203 | COM NEW | 48,076 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 2,200 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 30,000 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,017 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 22,429 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,400 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,800 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYAN INC | 23247W104 | COM | 9,629 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 4,600 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 61,900 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,600 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461456 | EGSHS E MKTS DIV | 4,800 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 900 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTA FUNDING INC | 046220109 | COM | 10,771 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 5,020 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 9,700 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 2,300 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 5,900 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 2,912 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,507 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 9,700 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,523 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS | 882610108 | COMMON STOCK | 1,100 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 55,436 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JINPAN INTL LTD | G5138L100 | ORD | 12,793 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MTR GAMING GROUP INC | 553769100 | COM | 19,697 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,140 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 6,069 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,900 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 65,000 | $91,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP | 228803102 | COM | 82,031 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,759 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 33,674 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 51,334 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 4,000 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 39,686 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 52,091 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 30,610 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,158 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,800 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 20,000 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 80,000 | $88,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,093 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUCOWS INC | 898697107 | COM | 37,100 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 4,807 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 832 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 7,500 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,942 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G128 | UNIT 99/99/9999 | 8,564 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 153,398 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,000 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,318 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 34,000 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tremor Video | 89484Q100 | Common Stock | 9,382 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 43,724 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 242,397 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHTARGET INC | 87874R100 | COM | 17,018 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 26,983 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 7,368 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 55,000 | $84,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 12,763 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 80,000 | $83,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC | 004397AB1 | CNV | 80,000 | $83,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,530 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-043393 | this filing | 2013-11-18 | acceptance time not in the bulk data set |