13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-18, with 5,933 holding rows worth $135,447,811,000.
- Accession
- 0001140361-13-043393
- Filer
- CIK 948046
- Filed
- 2013-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 19,068 entries on the cover page, a total value of $135,447,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,477,810,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 185,989 | $962,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENPACT LIMITED SHS | G3922B107 | Stock | 50,983 | $961,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMERICA CORP | 71714F104 | COM | 72,648 | $961,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 40,024 | $960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 57,400 | $959,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBIX INC | 278715206 | COM NEW | 96,270 | $955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 75,820 | $954,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELETECH HOLDINGS INC | 879939106 | COM | 38,046 | $954,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 40,000 | $954,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342104 | ORD | 136,369 | $953,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 19,200 | $952,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 416,051 | $952,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 77,006 | $950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 84,263 | $949,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 181,544 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEIS MKTS INC COM | 948849104 | Stock | 19,348 | $946,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREIT INC | 03216B208 | CL B | 54,632 | $946,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEBIRD BIO INC | 09609G100 | COM | 34,958 | $942,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 46,516 | $942,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 805,000 | $941,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DENDREON CORP | 24823Q107 | COM | 321,055 | $940,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 29,854 | $937,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATORS GROUP INC | 638904102 | COM | 16,239 | $937,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 53,422 | $936,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 370,010 | $935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 46,000 | $935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T102 | COM | 52,290 | $933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P109 | COM | 28,952 | $932,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,696 | $930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 41,056 | $930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 254,901 | $930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 50,665 | $928,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 18,120 | $926,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 25,811 | $924,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 14,570 | $924,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAYNES INTL INC | 420877201 | COM NEW | 20,422 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PACIFIC CORP | 028740108 | COM | 16,884 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 157,181 | $922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 98,279 | $921,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 76,629 | $919,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 810,000 | $919,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $917,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 11,296 | $917,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 29,164 | $916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 263,486 | $913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 227,388 | $913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 490,335 | $912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUINIX INC | 29444UAG1 | CNV | 546,000 | $911,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 144,595 | $909,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIBBETT INC | 428567101 | COM | 16,194 | $908,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 58,031 | $905,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 44,800 | $904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 33,751 | $904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNERWORKINGS INC | 45773Y105 | COM | 91,726 | $900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 37,352 | $899,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 47,233 | $899,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 15,945 | $898,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 119,810 | $897,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 14,336 | $896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764107 | COMMON STOCK | 59,983 | $896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP | 58047P107 | COM | 178,011 | $895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 30,357 | $894,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 9,460 | $890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H101 | COM | 33,152 | $890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 164,042 | $889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 161,160 | $888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 156,589 | $888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 60,000 | $887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 43,425 | $886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGTREE INC NEW | 894675107 | COM | 33,765 | $885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEP INDUSTRIES INC | 001031103 | COM | 11,913 | $883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIZO OIL & GAS INC | 144577103 | COM | 23,640 | $881,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 50,918 | $881,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLY GEM HLDGS INC | 72941W100 | COM | 63,024 | $880,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 76,100 | $878,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 52,828 | $878,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,277 | $878,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 99,733 | $874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASH FINCH CO | 631158102 | COM | 33,138 | $873,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 380,000 | $872,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 76,884 | $871,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERA GROUP INC | 26885G109 | COM | 32,001 | $869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286368 | MSCI GL SL MET | 44,000 | $869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUSA CORP | 92827P102 | COM | 29,909 | $868,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 46,114 | $867,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 61,511 | $866,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 139,625 | $864,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 6,453 | $863,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND FOODS INC | 252603105 | COM | 36,659 | $862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 47,800 | $860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MULTI-COLOR | 625383104 | COM | 25,331 | $859,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 18,737 | $857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 124,564 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 102,564 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 58,602 | $854,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGILITY HLDGS INC | 29285W104 | COM | 26,961 | $853,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 35,823 | $850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 23,677 | $849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 35,777 | $849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 18,639 | $849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTEK INC | 656559309 | COM NEW | 12,352 | $848,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 13,766 | $846,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 33,725 | $845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 47,361 | $844,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMVERSE INC | 20585P105 | COM | 26,460 | $844,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARBINGER GROUP INC | 41146A106 | COM | 81,455 | $843,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTURA CORP | 883211104 | COM | 19,567 | $842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBBEY INC | 529898108 | COM | 35,486 | $842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 186,493 | $841,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERTEX INC | 868532102 | COM | 33,192 | $840,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 38,830 | $839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 30,061 | $837,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| US ECOLOGY INC COM | 91732J102 | COM | 27,791 | $836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 37,253 | $836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFORDABLE RESIDENTIAL CMNTY | 00828UAB9 | BOND | 605,000 | $836,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 26,900 | $835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X286 | COMMON STOCK | 21,362 | $834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 32,750 | $833,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCELRYS INC | 00430U103 | COM | 84,612 | $832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL LTD | 367299203 | COM NEW | 211,267 | $832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST SOURCE CORP COM | 336901103 | Stock | 30,871 | $829,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAE INC COM | 124765108 | Stock | 76,019 | $829,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDWORTH ACQUISITION CORP | 58508R105 | COM | 103,188 | $829,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KCAP FINANCIAL INC | 48668E101 | COM | 92,617 | $827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 16,160 | $827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 120,485 | $824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 15,738 | $824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 18,076 | $824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 43,400 | $824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KFORCE INC COM | 493732101 | Stock | 46,598 | $823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 52,570 | $820,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 48,458 | $818,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 81,720 | $818,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 57,168 | $817,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 99,233 | $816,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 660,000 | $815,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 38,398 | $814,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NN INC | 629337106 | COM | 52,338 | $813,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 15,623 | $813,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 40,572 | $812,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 22,516 | $810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSS INDS INC | 125906107 | COMMON STOCK | 33,703 | $809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,143 | $807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 710,000 | $805,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 158,932 | $805,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 30,145 | $804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,014,032 | $804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 30,535 | $801,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINGAPORE FUND | 82929L109 | COM | 61,331 | $801,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND FINL CORP | 511656100 | COM | 24,466 | $798,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 999,000 | $798,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PGT INNOVATIONS INC | 69336V101 | COM | 80,390 | $795,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 37,200 | $792,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON, INC. | 538146101 | COM | 83,892 | $790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 25,310 | $790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 101,257 | $790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Knight Capital Group, Inc. | 48244B100 | common stock | 91,303 | $790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 151,965 | $787,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDI CORP | 125071100 | COM | 51,432 | $786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642AN6 | NOTE | 723,000 | $786,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 51,754 | $785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20,047 | $785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 55,966 | $783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 36,566 | $781,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 105,147 | $780,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA PROTEIN CORP | 68210P107 | COM | 76,750 | $779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 201,690 | $778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 72,442 | $778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JOE CO | 790148100 | COM | 39,637 | $776,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 37,400 | $776,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 75,610 | $775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAR CORP | 300645108 | COMMON STOCK | 57,463 | $769,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 3,806 | $767,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 165,738 | $767,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHOE STA GROUP INC | 824889109 | COM | 28,387 | $766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 108,998 | $766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 68,311 | $766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,340 | $762,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 31,423 | $762,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK INC | 270321102 | COM | 154,378 | $762,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 111,766 | $760,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC COM | 760112102 | COM | 384,591 | $760,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 46,397 | $758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 126,482 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 30,866 | $756,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MPG OFFICE TR INC | 553274101 | COM | 241,501 | $755,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 26,753 | $753,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRENO RLTY CORP | 88146M101 | COM | 42,437 | $752,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 11,534 | $752,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 37,056 | $752,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 108,226 | $751,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOLTEK COS INC | 98975W104 | COM | 45,096 | $751,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVX CORP NEW | 002444107 | COM | 57,355 | $751,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 15,915 | $750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 87,794 | $750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 17,387 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEANFIRST FINL CORP | 675234108 | COM | 44,433 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 32,955 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 24,467 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 49,117 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTON CORP | 847235108 | COM | 29,401 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 42,079 | $748,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 14,398 | $748,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIQUEST INC NEW | 80908T101 | COM | 33,214 | $745,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 25,693 | $744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 52,228 | $744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPARFUMS INC COM | 458334109 | Stock | 24,767 | $742,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 680,000 | $741,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 74,398 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 625,000 | $738,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 99,242 | $737,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 16,802 | $737,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 45,132 | $736,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 19,524 | $735,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 13,139 | $734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 191,311 | $732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 31,255 | $729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 65,859 | $729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 30,450 | $728,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,055 | $727,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 79,085 | $725,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 240,656 | $725,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 201,700 | $723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 52,728 | $721,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 71,225 | $720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H2O AMERICA | 784305104 | COM | 25,626 | $717,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOISE CASCADE CO DEL | 09739D100 | COM | 26,585 | $716,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 39,009 | $716,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 46,237 | $714,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 16,560 | $714,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CGG SPONS ADR | 12531Q105 | ADR | 31,000 | $713,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 64,555 | $712,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 26,390 | $710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORRESTER RESH INC | 346563109 | COM | 19,311 | $708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINSTREET INC | 74874Q100 | COM | 75,212 | $708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 215,915 | $706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283105 | COM | 32,692 | $706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 31,000 | $706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 132,926 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DICE HOLDINGS INC | 253017107 | COM | 82,941 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 574,000 | $703,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 39,792 | $703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 13,604 | $702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 37,218 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 685,000 | $698,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 38,186 | $697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUS MEDICAL INC | 639050103 | COM | 49,060 | $694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 25,937 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 21,250 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIQ SYSTEMS INC | 26882D109 | COM | 52,698 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SI FINL GROUP INC MD | 78425V104 | COM | 61,145 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEFS WHSE INC | 163086101 | COM | 30,010 | $692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 30,442 | $691,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 29,660 | $690,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 52,075 | $686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 51,120 | $686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 62,146 | $684,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC | 93564A100 | COM | 235,160 | $683,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 475,000 | $682,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 91,130 | $681,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 38,480 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 52,741 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 58,190 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 45,022 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLIS PERRY INTL INC | 288853104 | COM | 36,122 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,378 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 37,727 | $677,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 166,902 | $677,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 31,006 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 40,738 | $675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 242,356 | $675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 25,820 | $674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 19,700 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIFI INC | 904677200 | COM NEW | 28,849 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 15,112 | $670,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 41,420 | $670,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERSTATE BK CORP | 15201P109 | COM | 69,238 | $669,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 11,096 | $668,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNS INC | 208242107 | COM | 13,340 | $667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 728,000 | $666,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 546,000 | $662,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 61,321 | $661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 311,810 | $661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA MOBILITY INC | 90341G103 | COM | 46,760 | $661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORVEL CORP COM | 221006109 | Stock | 17,880 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 24,220 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240MAL2 | DBCV 6/1 | 580,000 | $660,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 664,000 | $659,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 23,066 | $658,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 54,539 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 71,456 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E109 | COM | 79,793 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA LABS INC | 197779200 | COM NEW | 90,508 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 50,000 | $656,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 31,948 | $655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 29,908 | $655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GFI GROUP INC | 361652209 | COM | 166,265 | $655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 16,238 | $654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF IS FABRICATION INC | 402307102 | COM | 26,777 | $654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 21,208 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,060 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 12,663 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 124,268 | $651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 47,977 | $649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 21,500 | $648,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN BD TR | 09249H104 | COM | 45,766 | $648,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 8,433 | $646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 82,487 | $645,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 32,149 | $644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 48,352 | $644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PTC THERAPEUTICS INC | 69366J200 | COM | 29,998 | $643,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 39,757 | $642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCI GROUP INC | 40416E103 | COM | 15,688 | $640,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 45,620 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 85,377 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 44,421 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CRAFTS INC | 228309100 | COM | 88,296 | $636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON BANCORP IND | 440407104 | COM | 27,123 | $633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 33,063 | $633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 403,000 | $631,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KIOR INC - CL A | 497217109 | CL A | 224,355 | $631,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 11,419 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 30,502 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 32,000 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 320,691 | $628,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 55,156 | $626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 264147109 | COM | 21,846 | $625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 34,700 | $624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 14,622 | $624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $623,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 43,197 | $622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,014 | $621,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 31,170 | $620,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK STERLING CORP | 70086Y105 | COM | 96,208 | $615,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIBER INC | 17163B102 | COM | 185,951 | $613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 190,001 | $613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEVA INC | 157210105 | COMMON STOCK | 35,541 | $611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 56,313 | $611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7,566 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 47,155 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 13,239 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 32,781 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,268 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A309 | COM NEW | 45,533 | $607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 146,376 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 361086101 | COM | 60,976 | $602,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 234,867 | $601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAVCO INDS INC DEL | 149568107 | COM | 10,556 | $600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,450 | $600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST CORP | 952355204 | COM | 27,127 | $600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC | 004397AC9 | BOND | 400,000 | $600,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MARKETO INC | 57063L107 | COM | 18,815 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAREN INC | 032744104 | COM | 23,550 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S.Y. BANCORP INC | 785060104 | COM | 21,156 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 23,662 | $595,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 134,878 | $595,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 33,039 | $594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 13,498 | $592,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LHC GROUP | 50187A107 | COM | 25,244 | $591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 20,600 | $590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAMIC MATLS CORP | 267888105 | COM | 25,532 | $590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC COM | 346375108 | Stock | 86,077 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 11,266 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 25,061 | $585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 34,626 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 51,882 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCURY SYS INC COM | 589378108 | Stock | 58,474 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBIZ INC | 124805102 | COM | 78,519 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTS INC | 23335C101 | COM | 27,838 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 50,766 | $581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 277,075 | $580,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 22,990 | $579,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPPORT COM INC | 86858W101 | COM | 106,394 | $579,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 28,742 | $578,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NVE CORP COM NEW | 629445206 | Stock | 11,295 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCFIRST CORP | 05945F103 | COM | 10,688 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,507 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 10,856 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 12,355 | $575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 7,135 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP | 115637100 | CL A | 8,647 | $572,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 57,498 | $572,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINEMAX INC | 567908108 | COM | 46,913 | $571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S CONCRETE INC | 90333L201 | COM | 28,528 | $571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 310,000 | $569,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 40,370 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 600,000 | $567,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 24,835 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 131,304 | $564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 21,600 | $564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17,561 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 11,709 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 83,886 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGLES MKTS INC CL A | 457030104 | Stock | 19,568 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 407,172 | $560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PBF ENERGY INC | 69318G106 | CL A | 25,025 | $559,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,951 | $559,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 480,000 | $559,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 12,000 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YADKIN FINANCIAL CORP | 984305102 | COM | 32,463 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 41,725 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 16,982 | $557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 62,200 | $557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 63,819 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 64,406 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 238,317 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 271,753 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 127,009 | $555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAVO GROWERS INC | 128246105 | COM | 18,365 | $554,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 96,833 | $553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 183,874 | $552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTER BANCORP INC | 151408101 | COM | 38,863 | $551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICHAEL BAKER CORP | 057149106 | COM | 13,618 | $551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 71,524 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS | 630077105 | COM | 34,243 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 35,188 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 13,794 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,135 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 66,052 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 17,046 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 45,811 | $545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES BANCORP INC | 709789101 | COM | 26,160 | $545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWKINS INC | 420261109 | COM | 14,488 | $545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 868,000 | $544,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 10,197 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 20,143 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 47,589 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 28,996 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,271 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPLUS INC | 294268107 | COM | 10,490 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,015 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATO CORP NEW | 149205106 | CL A | 19,406 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 10,902 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 21,351 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREXON CORP | 46122T102 | COM | 22,732 | $538,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 26,377 | $537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 89,402 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 273,597 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 24,543 | $534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 13,917 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN MTRS INC | 846819100 | COM | 87,957 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 91,975 | $532,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 22,983 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,401 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 29,600 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 21,875 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 25,409 | $531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILYSYS INC | 00847J105 | COM | 44,634 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 43,296 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQ INC | 00770C101 | COM | 12,398 | $529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,847 | $529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 37,741 | $529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPLIGEN CORP COM | 759916109 | Stock | 47,738 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIS BANCORP | 03076K108 | COM | 28,780 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772104 | COM | 40,937 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 10,100 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 452,273 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUATE CORP | 00508B102 | COM | 71,821 | $527,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTL FCSTONE INC | 46116V105 | COM | 25,771 | $526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 12,664 | $525,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 427,000 | $525,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,228 | $524,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 30,000 | $522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15,113 | $522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 300,075 | $518,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 30,639 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 44,264 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 60,484 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 180,353 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 400,000 | $515,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 24,644 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 73,511 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 36,472 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 16,000 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 29,417 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 53,809 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 78,877 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 56,729 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 51,001 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 85,132 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 21,600 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBARELLA INC | G037AX101 | SHS | 26,092 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 29,980 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 30,846 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 35,247 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 28,807 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAHAM CORP | 384556106 | COM | 14,080 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 260,341 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,000 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 32,396 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 146,678 | $503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUMEREX CORP -CL A | 67053A102 | CL A | 45,949 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 16,666 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLEMAN CABLE INC | 193459302 | COM | 23,763 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 44,564 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,934 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 34,711 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 453,000 | $498,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 37,002 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 250,000 | $497,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-043393 | this filing | 2013-11-18 | acceptance time not in the bulk data set |