13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-18, with 5,933 holding rows worth $135,447,811,000.
- Accession
- 0001140361-13-043393
- Filer
- CIK 948046
- Filed
- 2013-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 19,068 entries on the cover page, a total value of $135,447,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,477,810,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISTAR INC | 45031U101 | COMMON STOCK | 4,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 843 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. | |
| Lee Enterprises Inc | 523768109 | COM | 4,878 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SanDisk Corporation | 80004C101 | COM | 3,487 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES INC | 057224107 | COM | 5,741 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 3,075 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YAHOO INC | 984332106 | COM | 16,659 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Transition Therapeutics, Inc. | 893716209 | COM | 3,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 4,101 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE FOCUS TR | 78080N108 | COM | 1,922 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 27,525 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 4,501 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 700 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 9,627 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 2,690 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 8,393 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 3,906 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 680 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 4,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 13,745 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,727 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 10,819 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,775 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 3,332 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 2,192 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287108 | COM | 400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4,124 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ashland | 044209104 | Common | 936 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AETNA INC NEW | 00817Y108 | COM | 1,173 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| United Bancshares | 909458101 | COM | 934 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 5,929 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 3,092 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W395 | FUND | 5,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 21,152 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 2,075 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,093 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 9,866 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,939 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29,650 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,100 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672106 | COM | 1,131 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COACH INC | 189754104 | COM | 2,950 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,246 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,550 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,543 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 7,756 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 9,380 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 400 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 3,700 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAS NAT INC | 367204104 | COM | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 9,647 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 19,197 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 1,724 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 2,750 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 12,721 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,250 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 6,406 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RANGE RES CORP COM | 75281A109 | Stock | 1,328 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,804 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 3,248 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVVITY INC | 714046109 | COM | 2,450 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 700 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 40,070 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 204 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,100 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 4,222 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,936 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 7,450 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 1,462 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 3,432 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 3,550 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,186 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 405 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMILY DLR STORES INC | 307000109 | COM | 11,034 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVENSENSE INC | 46123D205 | COM | 2,075 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 4,998 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 514 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 5,813 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 302 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 1,020 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 31,593 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 15,848 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFEWAY INC | 786514208 | COM NEW | 1,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,377 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,724 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,015 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,759 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,915 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON OIL CORP | 565849106 | COM | 5,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Concho Resources Inc. | 20605P101 | COM | 2,865 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 935 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALADE INC | 296056104 | COMMON STOCK | 896 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,032 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULL HSE RESORTS INC | 359678109 | COM | 2,700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BD FD | 46132L107 | COM | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,424 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 93 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,850 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERMUNE INC | 45884X103 | COM | 3,209 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZALICUS INC | 98887C105 | COM | 6,300 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 2,122 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,801 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 186 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 4,159 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 813 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,350 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 1,627 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 253 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,263 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC COM | 23331A109 | Stock | 5,773 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,753 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,021 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 250 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,850 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMPION HOMES INC | 830830105 | COM | 1,410 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,132 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 400 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 13,200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL RES INC | 212015101 | COM | 1,103 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,347 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,526 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 7,371 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 4,450 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 7,392 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LORILLARD INC | 544147101 | COM | 3,500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17,500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHH CORP | 693320202 | COM NEW | 4,151 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PANDORA MEDIA INC | 698354107 | COM | 3,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 450 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 425 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENSENSE INC | 46123D205 | COM | 2,075 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,300 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 3,200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 9,800 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBIENT CORP | 02318N201 | COM | 2,970 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA CERVECERIAS-RTS | 204429112 | Com | 15,249 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 1,929 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 5,074 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 3,042 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley | 617446448 | COM | 16,550 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 4,059 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 939 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 1,094 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,811 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,052 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 700 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,703 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 1,653 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOHLS CORP | 500255104 | COM | 3,950 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,628 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 339 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,830 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 298 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 148 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 760 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITRAN CORP | 92850E107 | COMMON STOCK | 1,085 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,862 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CZR | 127686103 | Stock | 1,200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER CABLE INC | 88732J207 | COM | 967 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 3,285 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAKO SURGICAL CORP | 560879108 | COM | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 2,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC DEL | 608753109 | COM | 4,654 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 1,550 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 16,789 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 1,728 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 7,841 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 825 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 56 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Energy ETF | 92204A306 | SHS | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IAMGOLD CORP COM | 450913108 | Stock | 70,471 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,130 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,161 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,250 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,115 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,985 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,015 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 87 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 3,077 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 238 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIENT INC | 019330109 | COM | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 428 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 3,525 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,250 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,439 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Anglogold Ashanti Plc | 035128206 | Common | 3,050 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,534 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 3,901 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 128,784 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COVIDIEN PLC | G2554F113 | SHS | 775 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN INC | 018490102 | COM | 2,809 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 5,126 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 1,612 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELAN PLC | 284131208 | ADR | 40,585 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 6,085 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VELTI PLC ST HELIER | G93285107 | SHS | 13,125 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 2,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYS CORP | 25848T109 | COM | 1,913 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTROLEUM CORP | 871630208 | COM | 920 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 154 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 220 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 904 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 4,622 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y123 | SHS | 2,730 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FQF TR | 351680707 | QUANT NEUT ANT | 243 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 999 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 1,213 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 914 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 1,351 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 7,541 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 810 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 5,499 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 1,115 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 1,895 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 1,801 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOYDGAMINGCORP | 103304101 | STOK | 469 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,104 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC CL A | 98138H101 | Stock | 800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 4,913 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 9,268 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 8,562 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,150 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 2,050 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 197 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,871 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,850 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIG LOTS INC | 089302103 | COM | 1,150 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 475 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPON INC | 399473107 | COMMON STOCK | 4,500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,086 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ING | 44977W106 | EXCHANGE TRADED | 600 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GP PLC | 92857W209 | ADR | 3,192 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOA INC | 013817101 | COM | 5,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MYLAN INC | 628530107 | COM | 409 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 9,500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,580 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM RADIO INC | 82967N108 | COM | 15,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 5,867 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,618 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Frontier 100 | 464286145 | cs | 96 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,250 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,850 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 2,922 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 20,576 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,529 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 1,015 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,035 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,650 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 1,049 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 2,900 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 3,225 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 700 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 822 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,900 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 250 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,750 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AES CORP COM | 00130H105 | Stock | 2,550 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 350 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MACYS INC COM | 55616P104 | Stock | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 379 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 190 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,877 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 278 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 700 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOZONE INC COM | 053332102 | Stock | 256 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,275 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEST BUY INC COM | 086516101 | Stock | 5,250 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 1,682 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287108 | COM | 16,123 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 805 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 1,700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 3,292 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 750 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WHOLE FOODS MKT INC | 966837106 | COM | 717 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,171 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,350 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNTRUST BANKS INC | 867914103 | COM | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 166 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRCO MFG CO | 927651109 | COM | 1,055 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 448 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 83 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 786 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 305 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 3,184 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 2,292 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JOY GLOBAL INC | 481165108 | COM | 704 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y100 | COM | 13,700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 370 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRULIA INC | 897888103 | COM | 930 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 989 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THORATEC CORP | 885175307 | COM | 696 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 76 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 340 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOSCIENCE INC | 53630M108 | COM | 431 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 10,282 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 216 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 2,262 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 750 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 174 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 17,576 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 3,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 175 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 2,500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 480 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 199 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 962 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,009 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 268 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 961 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 2,950 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 320 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RITEAID CORP | 767754104 | COM | 800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KBHOME | 48666K109 | COM | 1,258 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT CORP | 651639106 | COM | 11,050 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,161 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,438 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 308 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 1,505 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP COM | 78442P106 | Stock | 20,486 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RANGE RES CORP COM | 75281A109 | Stock | 1,390 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 310 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQT CORP COM | 26884L109 | Stock | 460 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 430 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPLIGEN CORP COM | 759916109 | Stock | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 4,250 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC COM | 336433107 | Stock | 823 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 130 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 773 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,214 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,218 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 308 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,143 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 4,685 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESCO INTL INC COM | 95082P105 | Stock | 405 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOGEN INC COM | 09062X103 | Stock | 196 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 4,116 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,862 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GUESS INC COM | 401617105 | Stock | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GUESS INC COM | 401617105 | Stock | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON OIL CORP | 565849106 | COM | 400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 80 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 18 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 250 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,025 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,059 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 2,610 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 311 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 884 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,113 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044105 | COM | 967 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 147 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672101 | CTF BEN INT | 46 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 810 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 263 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 146 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,050 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 50 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 439 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 20,743 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,633 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SanDisk Corporation | 80004C101 | COM | 2,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies Inc | 42222G108 | LOW | 460 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KID BRANDS, INC. COM | 49375T100 | COM | 858 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRON MTN INC NEW REIT | 462846106 | COM | 895 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CREE INC | 225447101 | COM | 150 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 409 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES INC | 057224107 | COM | 1,500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 840 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 350 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 865 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAPLES INC | 855030102 | COM | 10,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FOREST LABS INC | 345838106 | COM | 750 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 4,488 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION CASTPARTS CORP | 740189105 | COM | 101 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 1,508 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIUM INC | 008916108 | COM | 450 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 889 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEPHEID | 15670R107 | COM | 250 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFORMATICA CORP | 45666Q102 | COM | 1,220 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC | 457153104 | CL A | 625 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 700 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 118 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 454 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 2,939 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 2,500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIVATION INC | 58501N101 | COM | 261 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERVALU INC | 868536103 | COM | 2,500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AK STEEL HOLDING CORP | 001547108 | COM | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 93 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Brigus Gold Corp | 109490102 | COM | 2,009 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 783 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIRAD CORP | 253827109 | COM | 673 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,301 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 759 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 457 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 127 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-043393 | this filing | 2013-11-18 | acceptance time not in the bulk data set |