13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-18, with 5,933 holding rows worth $135,447,811,000.
- Accession
- 0001140361-13-043393
- Filer
- CIK 948046
- Filed
- 2013-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 19,068 entries on the cover page, a total value of $135,447,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,477,810,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST BUSEY CORP | 319383105 | COM | 95,412 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,329 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 35,028 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC CONNECTION INC | 69318J100 | COM | 32,816 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METROCORP BANCSHARES INC | 591650106 | COM | 35,875 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 62,610 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 21,110 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER INTL INC TENN | 69373H106 | COM | 79,137 | $489,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 27,601 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 375,000 | $488,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| QUALYS INC COM | 74758T303 | Stock | 22,752 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 27,323 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 98,448 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 35,164 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,893 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 61,472 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMC INS GROUP INC | 268664109 | COM | 16,082 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 60,298 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 15,768 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 55,015 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 27,215 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 20,084 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,662 | $480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXYS CORP | 46600W106 | COMMON STOCK | 49,829 | $480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 18,747 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287AA6 | NOTE | 500,000 | $479,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 36,156 | $477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525609 | OPT | 17,224 | $477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 19,225 | $477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 26,405 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBEYOND INC | 149847105 | COM | 74,429 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 72,419 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 30,580 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 13,106 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY CROSS BORDER ACQUIS | G4772R127 | UNIT 99/99/9999 | 56,500 | $475,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 39,070 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 29,579 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 60,208 | $472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PMFG INC | 69345P103 | COM | 64,184 | $472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 17,136 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Timmins Gold Corp | 88741P103 | COM | 282,429 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES GROUP INC | 067806AD1 | BOND | 380,000 | $471,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 19,874 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 36,270 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 77,960 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 37,094 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 83,065 | $468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576106 | COM | 42,912 | $467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 37,268 | $467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,802 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMPLICITY BANCORP INC | 828867101 | COM | 30,014 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 208,065 | $465,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 19,339 | $465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 24,525 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,692 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 24,755 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 36,840 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 21,114 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 31,112 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V104 | COM | 17,545 | $459,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD & CO | 224633107 | COM | 47,311 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 35,362 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMMETRY MEDICAL INC | 871546206 | COM | 56,242 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 133,553 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 40,000 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 450,000 | $458,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 17,266 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 32,152 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,195 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 23,605 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 10,726 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903100 | COM | 65,388 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 33,313 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 32,400 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 77,438 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 141337105 | COM | 30,444 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 20,300 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LTD | Y0553W103 | COM | 93,099 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 28,219 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 41,080 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 237,433 | $452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 54,833 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E2OPEN INC | 29788A104 | COM | 20,204 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLX TECHNOLOGY INC | 693417107 | COM | 75,049 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 29,964 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 600,000 | $450,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 111,373 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 204,580 | $446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEL NETWORKS CORP | 60671Q104 | COM | 74,761 | $446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 44,617 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 63,165 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 24,913 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Radcom Ltd | M81865111 | COM | 84,388 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 8,816 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 6,147 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P100 | COM | 90,606 | $443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 7,304 | $442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,269 | $442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 48,165 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 62,905 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 18,174 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 375,000 | $440,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA CONS INC | 191098102 | COM | 7,040 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 14,600 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKFINANCIAL CORP | 06643P104 | COM | 49,629 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 51JOB INC | 316827104 | SPONSORED ADS | 6,096 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 59,678 | $436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 425,000 | $436,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 57,388 | $436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 130,491 | $436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 350,000 | $436,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 28,877 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURCO CO | 447324104 | COM | 16,780 | $433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 28,627 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L105 | COMMON STOCK | 61,819 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,450 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHASE CORP | 16150R104 | COM | 14,687 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 29,240 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 223,527 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 9,998 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 18,569 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,066 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 18,055 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 55,743 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 49,909 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q109 | COM | 90,602 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 19,452 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 25,488 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 298,542 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L106 | COM | 75,821 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 15,379 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROMA FINANCIAL CORP | 77581P109 | COM | 22,609 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 28,600 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,688 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,010 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 28,771 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 15,061 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 24,577 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 11,747 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496101 | COM | 100,194 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 25,744 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 37,548 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 52,300 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 56,856 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 24,040 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 31,496 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 80,083 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 45,556 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 79,385 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 38,088 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 109,163 | $410,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 21,618 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,305 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 33,756 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENTRAK CORP | 760174102 | COM | 12,588 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 20,570 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,672 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 51,309 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 325,000 | $406,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,718 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 13,681 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 57,873 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 66,700 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,400 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 208,359 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,456 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 14,632 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,772 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400PAC6 | BOND | 380,000 | $402,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 51,124 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 412324303 | COM | 26,058 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 12,000 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 344,609 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 7,723 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,540 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 26,088 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCHESTER MED CORP | 771497104 | COM | 19,962 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,297 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 71,499 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,321 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 24,112 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 32,474 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAZIT GLOBE LTD | M4793C102 | SHS | 29,532 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 68,422 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 105,216 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 51,236 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 17,070 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 21,242 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 24,680 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 30,000 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 330,000 | $390,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 110,543 | $389,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 26,715 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 143,912 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,970 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 40,499 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 28,813 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 8,635 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N109 | COM | 60,574 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 15,506 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 400,000 | $381,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 210,956 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAR HBR BANKSHARES | 066849100 | COM | 10,318 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 15,174 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023100 | COM | 18,339 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 96,445 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 41,631 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 462,683 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 113,796 | $377,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 28,801 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 83,847 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGAMON INC | 37518B102 | COM | 9,737 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 30,008 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CULP INC | 230215105 | CMN | 20,122 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 29,000 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 10,278 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 8,704 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 11,043 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 28,818 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 847,300 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 13,615 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 48,118 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 6,954 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 141,335 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 26,811 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGAN INC | 04010E109 | COM | 16,731 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST LONG IS CORP | 320734106 | COM | 9,450 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 168,519 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 98,954 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 31,320 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 52,637 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 18,750 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819106 | COMMON STOCK | 21,096 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 24,366 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,458 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 20,895 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,540 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KVH INDS INC | 482738101 | COM | 26,156 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,844 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 20,502 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 18,886 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 154,950 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 14,300 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METRO BANCORP INC | 59161R101 | COM | 17,008 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 300,000 | $355,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C102 | COM | 51,046 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 145,535 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 17,535 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,030 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,400 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 20,363 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143102 | COM | 36,275 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 53,455 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 146,357 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 325,000 | $352,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 68,887 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 47,925 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,340 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALITY DISTR INC FLA | 74756M102 | COM | 37,799 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMY INTL INC | 759663107 | COM | 17,298 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 19,139 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 20,470 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 15,534 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,634 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 12,046 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,886 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 73,961 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVENT INC | 23247G109 | COM | 9,785 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 7,990 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,306 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 230,000 | $341,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WINMARK CORP | 974250102 | COM | 4,624 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMMETRICOM INC | 871543104 | COM | 70,744 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 12,838 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 313,908 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lifetime Brands Inc | 53222Q103 | COM | 22,243 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 81,241 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,972 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 75,314 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 163,387 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 13,258 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 8,200 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 75,072 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 6,509 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 13,681 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICOM LTD | M84116108 | ORD | 9,000 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 10,357 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITCHAM INDS INC COM | 606501104 | COM | 21,860 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 9,048 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 26,721 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 147,472 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 22,687 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 077347300 | CL B | 18,971 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 22,178 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 19,691 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 61,993 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 13,012 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,406 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,201 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 71,454 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,640 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 46,531 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 49,422 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 50,440 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 19,148 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,698 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,138 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAB UNVL CORP COM | 302771100 | COM | 43,924 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,432 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 300,000 | $322,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Lihua International Inc. | 532352101 | COM | 64,714 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 38,084 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 22,541 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K106 | COM | 134,982 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21,939 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBR & CO | 30247C400 | COM NEW | 11,961 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 46,000 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,040 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 15,000 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 43,883 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 250,000 | $317,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BSD MEDICAL CORP | 055662100 | COM | 231,634 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULASKI FINANCIAL CORP | 745548107 | COM | 30,713 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 275,000 | $315,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 14,000 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 12,276 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 122,417 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 80,103 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 19,337 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 43,710 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 94,045 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPATH INC-CLASS A | 548910306 | CMN | 56,000 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 62,450 | $311,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 23,645 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 600527105 | COM | 42,856 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 71,860 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YORK WATER CO | 987184108 | COMMON STOCK | 15,446 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 25,602 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO INC | 89421Q106 | COM | 11,684 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 88,293 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMG Networks Hldgs | 74966K102 | COM | 41,177 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 67,065 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRICK INDS INC | 703343103 | COM | 10,237 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,171 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATALINK CORP | 237934104 | COMMON STOCK | 22,770 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,761 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMONEIRA CO | 532746104 | COM | 11,948 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 13,353 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 91,770 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 51,523 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 144,371 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 20,495 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,843 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 15,770 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 282,000 | $303,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 16,928 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VSE CORP COM | 918284100 | Stock | 6,463 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 11,600 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 234,976 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 30,170 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 317,591 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 23,584 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J101 | COM | 72,850 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 19,223 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 500,000 | $298,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 18,484 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,265 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LMI AEROSPACE INC | 502079106 | COM | 22,137 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 6,417 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNC Bancorp | 05566T101 | Com | 21,974 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUFFOLK BANCORP | 864739107 | COM | 16,569 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234P102 | COM | 16,751 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 56,205 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,586 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 225,049 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUME INC | 98872B104 | COM | 27,202 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 28,706 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,619 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 15,308 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMH PPTYS INC | 903002103 | COM | 28,993 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 280,000 | $286,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 10,282 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 28,209 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 22,164 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRA INTL INC | 12618T105 | COM | 15,228 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 52,838 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD STAR FDS | 921909768 | COM | 5,650 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 15,100 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,330 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP | 343468104 | COM | 70,967 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 8,400 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTESIAN RES CORP | 043113208 | CL A | 12,692 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 13,755 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 176,967 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 19,200 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 133,600 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V104 | COM | 7,028 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 109,152 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 34,232 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 20,833 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 12,819 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 12,739 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 28,584 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 68,202 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 275,000 | $278,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VITACOST.COM INC | 92847A200 | COM | 32,650 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATERIAL SCIENCES CORP | 576674105 | COM | 29,683 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACTECH INC | 30064E109 | COM | 13,747 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 36,137 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 690,000 | $276,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 44,140 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 95,103 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Newbridge Bancorp | 65080T102 | Com | 37,771 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 15,966 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 37,544 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117100 | COM | 7,221 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 39,218 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 15,673 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 8,440 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 12,711 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287523 | COM | 4,100 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTL INC | 98607B106 | COM | 44,135 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 5,409 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 7,057 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,752 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 92,794 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 55,293 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,272 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 138,468 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,300 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 8,158 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,210 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMPRA INC | 15130J109 | COM | 23,498 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 127,000 | $269,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 21,561 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 34,540 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,100 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 117,716 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 30,698 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,443 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL DRI CORP AMER COM | 677864100 | Stock | 7,953 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 141,300 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STELLUS CAP INVT CORP | 858568108 | COM | 17,868 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 6,828 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 579,637 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,890 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 26,108 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 7,881 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CHASE BANCORP INC | 35137T108 | COM | 15,300 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 5,000 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,046 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 50,528 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 15,465 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 60,703 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,355 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 94,631 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 202,588 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 9,481 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 47,900 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Yuchai Intl Ltd | G21082105 | COM | 10,973 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 15,180 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,970 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 28,109 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHAWK INC | 806373106 | CL A | 17,465 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,122 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,474 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 11,346 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,585 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Female Health Company | 314462102 | COM | 25,894 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,960 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 27,313 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 65,300 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499102 | COM | 97,039 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 180,490 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,062 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 10,290 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 43,732 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,440 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 15,580 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 41,113 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 18,985 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,735 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,025 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEN GROUP INC | 28014Q107 | CL A | 33,043 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 230,000 | $249,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911103 | COM | 197,548 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 21,733 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 21,600 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 155,000 | $247,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 28,398 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST MARINE INC | 954235107 | COM | 20,351 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 25,000 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 10,334 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,900 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 12,054 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 92,000 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 15,000 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 12,087 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-043393 | this filing | 2013-11-18 | acceptance time not in the bulk data set |