13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-18, with 5,933 holding rows worth $135,447,811,000.
- Accession
- 0001140361-13-043393
- Filer
- CIK 948046
- Filed
- 2013-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 19,068 entries on the cover page, a total value of $135,447,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,477,810,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MANNKIND CORP | 56400P201 | COM | 346,593 | $1,975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 104,777 | $1,974,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 64,680 | $1,969,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 48,300 | $1,967,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI BELL INC NEW | 171871106 | COM | 723,734 | $1,966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 88,280 | $1,966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 262,866 | $1,957,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H104 | COM | 221,518 | $1,948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 205,599 | $1,947,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL SCIENCES CORP | 685564106 | COM | 91,623 | $1,940,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC | 98411C100 | COM | 341,717 | $1,939,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPX CORP | 74972G103 | COM | 110,404 | $1,935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 325,869 | $1,934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 167,556 | $1,933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 246,278 | $1,923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 106,412 | $1,922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMEAWAY INC | 43739Q100 | COM | 68,762 | $1,920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENNIS INC COM | 293389102 | Stock | 106,347 | $1,917,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTO LABS INC | 743713109 | COM | 25,032 | $1,910,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 195,848 | $1,905,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 923,850 | $1,902,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 100,751 | $1,898,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 41,273 | $1,897,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 212,800 | $1,896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 97,874 | $1,891,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 97,225 | $1,888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648103 | COM | 68,444 | $1,887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUAKER HOUGHTON | 747316107 | COM | 25,850 | $1,886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 107,817 | $1,884,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOSPEC INC | 45768S105 | COM | 40,308 | $1,879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 33,903 | $1,876,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORTHOFIX INTL N V | N6748L102 | COM | 90,334 | $1,875,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK NATL CORP COM | 700658107 | Stock | 23,712 | $1,874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHILDRENS PL INC NEW | 168905107 | COM | 32,385 | $1,872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301106 | CL A NON VTG | 110,854 | $1,869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 32,685 | $1,864,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODINE MFG CO COM | 607828100 | Stock | 127,396 | $1,862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 89,110 | $1,860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOGO INC | 38046C109 | COM | 104,736 | $1,859,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 81,542 | $1,858,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 176,650 | $1,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 57,861 | $1,838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 311,969 | $1,837,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J101 | COM | 64,689 | $1,836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Peregrine Semiconductor | 71366R703 | COM | 203,752 | $1,826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 87,176 | $1,825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENASANT CORP | 75970E107 | COM | 66,811 | $1,814,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 84,135 | $1,811,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 120,975 | $1,810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 86,461 | $1,808,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREW INDS INC | 26168L205 | COM NEW | 39,711 | $1,807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 137,323 | $1,805,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 117,740 | $1,801,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 175,533 | $1,800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERFACE INC | 458665304 | COM | 90,581 | $1,797,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC COM NEW | 817337405 | COM | 672,165 | $1,793,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 40,800 | $1,788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 78,150 | $1,787,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP | G0440W100 | COM | 177,400 | $1,786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 116,639 | $1,785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 221,882 | $1,784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 22,204 | $1,781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 54,719 | $1,775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286830 | EXCHANGE TRADED | 118,000 | $1,774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCSHARES INC COM | 436893200 | Stock | 58,099 | $1,764,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIN STR CAP CORP | 56035L104 | COM | 58,960 | $1,763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LinnCo, LLC | 535782106 | LTD | 60,386 | $1,761,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NELNET INC | 64031N108 | CL A | 45,447 | $1,746,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 285,886 | $1,743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 184,713 | $1,735,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Empire District Electric Co/Th | 291641108 | COM | 80,171 | $1,734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 169,796 | $1,733,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 372,428 | $1,731,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUTOR PERINI CORP | 901109108 | COM | 80,949 | $1,724,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAMAN CORP-CLASS A | 483548103 | COM | 45,556 | $1,723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESPONSYS INC | 761248103 | COM | 104,393 | $1,723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 33,594 | $1,722,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 235,304 | $1,718,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 103,562 | $1,714,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANTEL MEDICAL CORP | 138098108 | COM | 53,801 | $1,712,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388100 | TR UNIT | 133,558 | $1,712,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMBUS INC DEL COM | 750917106 | Stock | 182,286 | $1,711,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 79,422 | $1,709,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 700,000 | $1,708,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 124,550 | $1,704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOOM CORP | 98419Q101 | COM | 53,657 | $1,703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 50,000 | $1,703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREIF INC | 397624107 | CL A | 34,653 | $1,697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485AE6 | SDCV | 950,000 | $1,696,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 21,842 | $1,695,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 40,486 | $1,694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 135,575 | $1,688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 52,028 | $1,683,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 169,176 | $1,682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 1,310,000 | $1,679,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 141,342 | $1,675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 183,581 | $1,673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 162,837 | $1,669,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOGEE ENTERPRISES INC | 037598109 | COM | 56,332 | $1,668,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 18,159 | $1,665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 197,120 | $1,664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 46,032 | $1,664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 19,749 | $1,663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAP CORP | 895848109 | COM | 56,610 | $1,661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWER INTL INC | 891826109 | COM | 83,171 | $1,661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEPAN CO | 858586100 | COM | 28,721 | $1,657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 92,622 | $1,654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 38,725 | $1,650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RBC BEARINGS INC COM | 75524B104 | Stock | 25,048 | $1,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 83,918 | $1,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 55,057 | $1,647,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 38,358 | $1,646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBL FINL GROUP INC | 30239F106 | CL A | 36,619 | $1,643,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PUB ED INC | 02913V103 | COM | 43,455 | $1,641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL INTL INC | 494274103 | CL B | 147,727 | $1,636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 57,074 | $1,635,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBIC CORP | 229669106 | COM | 30,442 | $1,633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 38,117 | $1,624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS INC | 393222104 | COM | 101,036 | $1,618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WSFS FINL CORP | 929328102 | COM | 26,852 | $1,617,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOVE INC | 62458M207 | COM NEW | 95,410 | $1,617,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,600,000 | $1,616,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 100,858 | $1,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MUTUAL CORP | 063750103 | COM | 257,002 | $1,611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCGRATH RENTCORP | 580589109 | COM | 45,084 | $1,607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MENS WEARHOUSE INC | 587118100 | COM | 47,134 | $1,604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 375,000 | $1,602,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 1,472,000 | $1,600,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 89,427 | $1,599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO INVS INC COM | 361438104 | COM | 21,041 | $1,597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORESITE RLTY CORP | 21870Q105 | COM | 47,063 | $1,596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 532,605 | $1,596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHLON ENERGY INC | 047477104 | COM | 48,765 | $1,594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 84,535 | $1,590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 85,391 | $1,587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEWART INFO SVCS 6% CB 10/15/2014-REGISTERED | 860372AB7 | Bond | 625,000 | $1,580,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BUCKLE INC COM | 118440106 | Stock | 29,212 | $1,578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAUSAU PAPER CORP | 943315101 | COM | 121,447 | $1,577,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603106 | COM | 83,032 | $1,575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUSTCO BK CORP N Y | 898349105 | COM | 264,751 | $1,574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 48,319 | $1,564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 150,323 | $1,564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 67,900 | $1,557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN STORES INC | 846822104 | COM | 70,615 | $1,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 55,615 | $1,555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 464,287 | $1,554,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 106,167 | $1,553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 29,033 | $1,551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 50,928 | $1,549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUCKUS WIRELESS INC | 781220108 | COM | 91,915 | $1,546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 58,589 | $1,545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 57,950 | $1,544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIC CORP | 835451105 | COM | 86,924 | $1,541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFYMETRIX INC | 00826T108 | COM | 248,684 | $1,539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELIZABETH ARDEN INC | 28660G106 | COM | 41,587 | $1,534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCORE WIRE CORP | 292562105 | COM | 38,907 | $1,532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 294,951 | $1,532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTEN TRANSPORT LTD | 573075108 | COM | 89,139 | $1,529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 45,675 | $1,528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 29,380 | $1,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340102 | COM | 163,669 | $1,523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 98,600 | $1,523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAY INC | 225223304 | COM NEW | 63,284 | $1,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPS COMM INC COM | 78463M107 | Stock | 22,742 | $1,521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSCORE INC | 20564W105 | COM | 52,501 | $1,520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 25,204 | $1,519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 49,251 | $1,516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 53,327 | $1,516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 57,025 | $1,509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WD 40 CO COM | 929236107 | Stock | 23,246 | $1,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL COM COM | 68213N109 | Stock | 63,632 | $1,506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 125,062 | $1,504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HLDG CORP | 440694305 | COM | 120,573 | $1,501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 79,592 | $1,495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NBT BANCORP INC COM | 628778102 | Stock | 65,074 | $1,494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Surmodics Inc | 868873100 | Common Stock | 62,671 | $1,489,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 62,332 | $1,488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 42,625 | $1,481,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 96,594 | $1,473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 23,214 | $1,473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC CL A | 379577208 | Stock | 84,303 | $1,471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F104 | COMMON STOCK | 61,973 | $1,469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268100 | COM | 184,167 | $1,466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INC COM | 19247A100 | Stock | 41,495 | $1,464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEENAH PAPER INC | 640079109 | COM | 37,144 | $1,458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIBRALTAR INDS INC | 374689107 | COM | 102,074 | $1,454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 23,004 | $1,454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772F107 | COM | 108,245 | $1,451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 245,230 | $1,451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,342 | $1,450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 35,716 | $1,448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 45,796 | $1,444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 483,208 | $1,443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 65,770 | $1,442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 22,318 | $1,439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 71,687 | $1,438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 45,784 | $1,428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAMINCO CORP | 87509U106 | COM | 70,223 | $1,424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 738,265 | $1,424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 70,667 | $1,423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HATTERAS FINL CORP | 41902R103 | COM | 76,071 | $1,421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPONENT INC | 30214U102 | COM | 19,780 | $1,420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 97,900 | $1,404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 107,921 | $1,402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 70,879 | $1,396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 42,004 | $1,395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 106,330 | $1,392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 27,312 | $1,392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 94,466 | $1,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEACON FINANCIAL CORP. | 084680107 | COM | 55,486 | $1,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 25,643 | $1,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 481,781 | $1,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 83,387 | $1,389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 100,762 | $1,388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 44,829 | $1,388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIKE ELEC CORP | 721283109 | COM | 122,098 | $1,380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 13,287 | $1,378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 18,962 | $1,378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBCN BANCORP INC | 073295107 | COM | 100,156 | $1,376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 48,232 | $1,372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 53,150 | $1,370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 266,170 | $1,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 52,659 | $1,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORAL SPACE & COM INC | 543881106 | COM | 20,192 | $1,366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 51,387 | $1,363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 57,691 | $1,362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIES LIST INC | 034754101 | COM | 60,503 | $1,360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 220,559 | $1,360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 1,055,000 | $1,360,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HACKETT GROUP INC | 404609109 | COM | 190,719 | $1,358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 38,053 | $1,357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC COM | 617700109 | Stock | 17,123 | $1,356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hologic | 436440AA9 | CONV | 1,355,000 | $1,356,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 70,349 | $1,355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 51,115 | $1,353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THL CREDIT INC | 872438106 | COM | 86,789 | $1,353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 52,582 | $1,352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 1,030,000 | $1,351,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 479,859 | $1,347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 167,843 | $1,346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERITUS CORP | 291005106 | COMMON STOCK | 72,772 | $1,346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL SIGNAL CORP | 313855108 | COM | 104,490 | $1,344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 56,027 | $1,344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,100 | $1,342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S & T BANCORP INC COM | 783859101 | Stock | 55,472 | $1,341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC COM | 254543101 | Stock | 54,782 | $1,341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 704,000 | $1,338,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 89,665 | $1,336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORAL FINL CORP COM | 25811P852 | COM | 69,663 | $1,328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 51,845 | $1,320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 198,125 | $1,314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H105 | CL A | 47,044 | $1,313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MVC CAPITAL INC | 553829102 | COM | 100,489 | $1,311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HFF INC | 40418F108 | CL A | 52,327 | $1,310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 125,201 | $1,309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRI SYS INC NEW | 67069D108 | COM | 91,035 | $1,307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196103 | COM | 148,174 | $1,307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Matrix Service Company | 576853105 | COM | 66,588 | $1,304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 47,120 | $1,304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 228,837 | $1,302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 292,201 | $1,302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLIE MAE INC | 28849P100 | COM | 40,627 | $1,299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 40,824 | $1,298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 88,399 | $1,297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBREX CORP | 132011107 | COM | 98,301 | $1,297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIDENFORM BRANDS INC | 560305104 | COM | 55,203 | $1,296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 70,100 | $1,296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 30,851 | $1,294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMI INC | 00207R101 | COM | 48,838 | $1,293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 32,189 | $1,288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 83,292 | $1,287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 86,887 | $1,282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B135 | INT PFD STK FD | 52,095 | $1,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 23,128 | $1,280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC COM | 002474104 | Stock | 30,560 | $1,278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 193,296 | $1,278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 19,202 | $1,275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JBT MAREL CORPORATION | 477839104 | COM | 51,259 | $1,274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 373,452 | $1,272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 73,622 | $1,272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROUSE PPTYS INC | 779287101 | COM | 61,778 | $1,271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEINER LEISURE LTD | P8744Y102 | ORD | 21,776 | $1,271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,826 | $1,268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRATECH INC | 904034105 | COM | 41,906 | $1,268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 265,302 | $1,267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,025,000 | $1,263,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 65,412 | $1,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 256,692 | $1,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 35,537 | $1,261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITIL CORP COM | 913259107 | Stock | 43,061 | $1,259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 78,712 | $1,258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBIZ FINANCIAL INC | 190897108 | COM | 130,459 | $1,258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 54,155 | $1,257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 70,110 | $1,256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 102,520 | $1,256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 1,000,000 | $1,255,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 20,086 | $1,253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 115,065 | $1,253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS BANCORP INC | 46146P102 | COM | 57,235 | $1,253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J100 | COM | 150,613 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 72,450 | $1,247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORP | 141665109 | COM | 452,681 | $1,243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 105,276 | $1,243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC | 282914100 | COMMON STOCK | 123,019 | $1,238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FABRINET SHS | G3323L100 | Stock | 73,543 | $1,237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 56,357 | $1,237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 23,833 | $1,236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE BELOW INC COM | 33829M101 | Stock | 28,285 | $1,234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 162,113 | $1,229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30,343 | $1,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 422,368 | $1,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 86,338 | $1,225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 89,071 | $1,224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDION INC | 65563c105 | COM | 141,640 | $1,222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224101 | COM | 34,004 | $1,221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 980,000 | $1,221,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W108 | COM | 75,855 | $1,220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 42,587 | $1,220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 82,162 | $1,220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 102,474 | $1,218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AAON INC | 000360206 | COM PAR $0.004 | 45,874 | $1,216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 48,721 | $1,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 142,230 | $1,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELLABS INC | 879664100 | COM | 535,633 | $1,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOLL INC | 498904200 | COM NEW | 71,703 | $1,214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDEX INTL CORP | 854231107 | COM | 20,426 | $1,212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREFORMED LINE PRODS CO | 740444104 | COM | 16,842 | $1,211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 19,004 | $1,208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 47,852 | $1,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 38,551 | $1,204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEAM INC | 878155100 | COM | 30,309 | $1,204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESBANCO INC | 950810101 | COM | 40,513 | $1,203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 54,508 | $1,202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFETY INS GROUP INC | 78648T100 | COM | 22,653 | $1,199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMFORT SYS USA INC COM | 199908104 | Stock | 71,320 | $1,197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 35,517 | $1,195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 168,894 | $1,192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 32,429 | $1,191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE | 681904AQ1 | NOTE3 | 1,256,000 | $1,191,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 152,842 | $1,190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 59,664 | $1,190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWPORT CORP | 651824104 | COM | 76,007 | $1,187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FQF TR | 351680400 | QUANTSHARE SIZ | 45,814 | $1,186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 268,238 | $1,185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 69,642 | $1,183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 265,352 | $1,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942105 | COM | 32,618 | $1,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 6,395 | $1,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477104 | ORD | 14,500 | $1,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY RES CORP | 87164P103 | COM | 120,635 | $1,175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEDISYS INC | 023436108 | COM | 68,264 | $1,174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 40,000 | $1,171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 44,885 | $1,169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,199,000 | $1,169,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 47,306 | $1,168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISAFE INC | 03071H100 | COM | 32,930 | $1,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTONE BANCORP INC | 20786U101 | COM | 33,236 | $1,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 287,795 | $1,165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 33,284 | $1,163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOTHYREON INC | 682324108 | COM | 563,625 | $1,160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 15,817 | $1,159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 95,162 | $1,159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 78,707 | $1,158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEETMATICS GROUP PLC | G35569105 | COM | 30,841 | $1,156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 97,767 | $1,154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 46,101 | $1,153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 94,972 | $1,152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 14,609 | $1,152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Q | 74876Y101 | Stock | 25,707 | $1,152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 1,230,000 | $1,152,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 30,624 | $1,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 479,613 | $1,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 137,428 | $1,150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 26,611 | $1,149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 364,597 | $1,148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U101 | COM | 62,597 | $1,147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 1,000,000 | $1,146,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 68,112 | $1,145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Flushing Financial Corp | 343873105 | Common Stock | 62,172 | $1,145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211105 | COM | 189,754 | $1,145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 197,750 | $1,142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 130,437 | $1,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 34,696 | $1,140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROCERA NETWORKS INC | 74269U203 | COM | 73,676 | $1,140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 36,611 | $1,136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANTRY INC | 698657103 | COM | 102,563 | $1,135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 112,151 | $1,132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264109 | COM | 101,309 | $1,131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 78,405 | $1,128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 486,179 | $1,127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 56,712 | $1,125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAUL CTRS INC COM | 804395101 | REIT | 24,321 | $1,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 13,220 | $1,122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 94,784 | $1,122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 111,300 | $1,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 39,168 | $1,120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAMPS COM INC | 852857200 | COM NEW | 24,409 | $1,119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 123,732 | $1,113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 99,597 | $1,112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 150,944 | $1,112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M/I HOMES INC | 55305B101 | COM | 53,763 | $1,108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 19,784 | $1,107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $1,105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLESEX WTR CO | 596680108 | COM | 51,641 | $1,104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 92,044 | $1,102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNIES INC | 03600T104 | COM | 22,425 | $1,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP | 758932AA5 | NOTE | 1,000,000 | $1,100,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 44,109 | $1,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINISH LINE/THE CL A | 317923100 | COM | 44,276 | $1,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIPREALTY INC | 98974V107 | COM | 201,014 | $1,098,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIO REFERENCE LABS INC | 09057G602 | COM | 36,690 | $1,095,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 31,003 | $1,094,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 74,267 | $1,094,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288620 | SHS | 10,200 | $1,092,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUSHING RENAISSANCE FD | 231647108 | COM | 48,000 | $1,090,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780107 | COM | 67,150 | $1,089,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 109,284 | $1,088,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 89,545 | $1,086,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGE BANCORP INC | 108035106 | COM | 50,560 | $1,085,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 24,864 | $1,082,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARO TECHNOLOGIES INC | 311642102 | COM | 25,656 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 67,223 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTANT CONTACT INC | 210313102 | COM | 45,686 | $1,080,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 65,272 | $1,078,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 98,055 | $1,076,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 55,647 | $1,074,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 71,224 | $1,074,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 910,000 | $1,071,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 33,350 | $1,070,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP | Y75638109 | SHS | 43,726 | $1,069,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 29,452 | $1,066,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPAM SYS INC COM | 29414B104 | Stock | 30,883 | $1,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 131,094 | $1,063,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIODYNAMICS INC | 03475V101 | COM | 80,521 | $1,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELIQUENT INC | 45825N107 | COM | 109,663 | $1,057,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 41,769 | $1,055,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICESMART INC COM | 741511109 | Stock | 11,087 | $1,054,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 111,896 | $1,053,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 29,257 | $1,052,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 94,548 | $1,052,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 10,638 | $1,050,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 251,697 | $1,050,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 53,459 | $1,046,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 26,961 | $1,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROOFPOINT INC | 743424103 | COM | 32,512 | $1,044,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLE PLC ORD SHS | 256603101 | COM | 76,721 | $1,044,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUBRIDGE INC | 205306103 | COM | 17,840 | $1,042,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 38,600 | $1,042,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 38,881 | $1,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR ENERGY, INC. | 12662P108 | COM | 27,017 | $1,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 105,896 | $1,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 55,331 | $1,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BADGER METER INC COM | 056525108 | Stock | 22,210 | $1,031,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 42,698 | $1,030,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 38,454 | $1,030,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B184 | UTILITIES SECT | 21,698 | $1,029,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVESTNET INC | 29404K106 | COM | 33,117 | $1,025,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 81,851 | $1,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 27,760 | $1,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 66,604 | $1,022,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO RENT CORP | 285218103 | COM | 56,459 | $1,022,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 38,300 | $1,021,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 153,632 | $1,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 68,704 | $1,015,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRANETICS CORP | 84760C107 | COM | 60,304 | $1,012,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 70,640 | $1,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 47,707 | $1,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 56,129 | $1,005,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 379,749 | $1,005,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORMAN RUPP CO COM | 383082104 | Stock | 25,041 | $1,004,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 21,854 | $1,004,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,570 | $1,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONICS CORP COM | 046433108 | Stock | 20,163 | $1,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 159,034 | $1,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Biglari Holdings | 08986r101 | COM | 2,424 | $999,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 49,520 | $994,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 33,886 | $993,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 340,900 | $991,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 47,999 | $990,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC COM | 589889104 | Stock | 81,475 | $987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICG GROUP INC | 44928D108 | COM | 69,623 | $987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COURIER CORP | 222660102 | COMMON STOCK | 62,459 | $986,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 21,344 | $985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 28,707 | $982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMP CORP | 128126109 | COMMON STOCK | 55,868 | $982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 1,000,000 | $979,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 63,781 | $978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 59,158 | $977,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 925,000 | $977,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 84,412 | $977,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 93,448 | $974,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 54,275 | $973,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREDEGAR CORP | 894650100 | COM | 37,483 | $973,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234PAB8 | BOND | 840,000 | $973,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160104 | COM | 29,040 | $972,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180105 | COM | 80,337 | $972,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC | 594793101 | COM | 106,711 | $971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 136,979 | $970,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 23,799 | $968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 45,068 | $965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-043393 | this filing | 2013-11-18 | acceptance time not in the bulk data set |