13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICARE | 681904AQ1 | NOTE3 | 8,300,000 | $7,880,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 136,200 | $7,875,000 | thousands by filing date | call |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 330,607 | $7,869,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,052,204 | $7,860,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 94,418 | $7,855,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 259,249 | $7,854,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 107,500 | $7,851,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 106,600 | $7,850,000 | thousands by filing date | put |
| SIRIUS XM RADIO INC | 82967N108 | COM | 2,020,800 | $7,830,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 288,914 | $7,821,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 93,000 | $7,818,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 109,637 | $7,818,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 2,356,000 | $7,816,000 | thousands by filing date | principal |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 384,174 | $7,799,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 191,173 | $7,788,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 305,240 | $7,753,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 270,199 | $7,743,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 363,141 | $7,735,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 202,529 | $7,724,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 138,595 | $7,692,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 114,798 | $7,691,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 202,624 | $7,673,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 287,274 | $7,668,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 101,800 | $7,662,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 87,721 | $7,658,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 71,800 | $7,652,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 168,648 | $7,648,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 176,600 | $7,642,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 332,684 | $7,631,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 100,500 | $7,622,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 7,094,000 | $7,613,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 169,900 | $7,611,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,994,800 | $7,600,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 540,614 | $7,585,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 59,100 | $7,583,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 255,046 | $7,577,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 236,400 | $7,572,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 270,485 | $7,558,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 69,500 | $7,556,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 592,770 | $7,552,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 140,758 | $7,526,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 191,678 | $7,520,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 396,707 | $7,513,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 72,576 | $7,509,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 415,426 | $7,490,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 274,700 | $7,483,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 150,100 | $7,478,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 222,100 | $7,473,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 323,378 | $7,470,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 416,210 | $7,467,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 176,987 | $7,464,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 903,685 | $7,464,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 148,547 | $7,457,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 142,400 | $7,429,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 443,971 | $7,428,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 123,388 | $7,426,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 149,778 | $7,421,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 7,352,000 | $7,416,000 | thousands by filing date | principal |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 423,139 | $7,409,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 386,199 | $7,395,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 180,912 | $7,392,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 337,503 | $7,381,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 150,208 | $7,380,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 589,375 | $7,373,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 634,352 | $7,359,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 954,683 | $7,351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 93,287 | $7,350,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 17,945 | $7,350,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 123,027 | $7,345,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 574,790 | $7,340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 479,047 | $7,338,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 85,499 | $7,324,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 144,800 | $7,320,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 196,800 | $7,313,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 556,583 | $7,297,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 195,643 | $7,283,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 800,178 | $7,281,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 258,400 | $7,261,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 140,000 | $7,245,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 178,508 | $7,236,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 418,406 | $7,222,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 234,360 | $7,211,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 412,348 | $7,191,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 131,700 | $7,182,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 114,858 | $7,179,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 6,077,000 | $7,163,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 348,700 | $7,161,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 220,192 | $7,134,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 612,859 | $7,134,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 82,400 | $7,124,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 99,432 | $7,112,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 285,700 | $7,111,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 158,700 | $7,099,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 128,700 | $7,097,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 152,459 | $7,080,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 343,511 | $7,079,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 860,095 | $7,078,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 4,164,000 | $7,068,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 187,200 | $7,067,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 126,600 | $7,060,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 73,211 | $7,058,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 377,416 | $7,057,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,250,635 | $7,056,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 250,439 | $7,053,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 189,726 | $7,040,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 67,814 | $7,036,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 284,500 | $7,022,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 223,646 | $7,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 311,087 | $7,013,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 210,989 | $6,999,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 258,836 | $6,994,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 168,500 | $6,993,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 752,000 | $6,993,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 121,000 | $6,989,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 101,593 | $6,985,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 90,300 | $6,984,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 116,466 | $6,983,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 118,634 | $6,960,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 262,514 | $6,948,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 4,311,000 | $6,941,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 136,201 | $6,934,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 274,037 | $6,920,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 111,600 | $6,918,000 | thousands by filing date | call |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 123,469 | $6,901,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 225,129 | $6,900,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 5,582,000 | $6,848,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 106,854 | $6,835,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 62,717 | $6,827,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 368,171 | $6,822,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 86,476 | $6,820,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 906,334 | $6,816,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 225,036 | $6,816,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 140,980 | $6,810,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 95,500 | $6,810,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 573,900 | $6,807,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 373,968 | $6,806,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 67,738 | $6,801,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 262,700 | $6,799,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 518,221 | $6,773,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 73,400 | $6,764,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 82,700 | $6,759,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 163,240 | $6,724,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 174,394 | $6,717,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 134,684 | $6,699,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 243,444 | $6,697,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 97,200 | $6,690,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 538,157 | $6,690,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 212,001 | $6,669,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,101,000 | $6,669,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 106,823 | $6,656,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 79,200 | $6,655,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 145,855 | $6,651,000 | thousands by filing date | |
| TYSON FOODS INC | 902494AP8 | NOTE | 3,878,000 | $6,639,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 183,284 | $6,631,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 150,275 | $6,619,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 88,510 | $6,604,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 438,419 | $6,594,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 318,773 | $6,583,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 228,007 | $6,546,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 67,073 | $6,543,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 175,386 | $6,535,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 285,681 | $6,531,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 84,400 | $6,528,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 221,797 | $6,524,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5,732 | $6,520,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 125,100 | $6,514,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 326,132 | $6,513,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 399,553 | $6,501,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 6,383,000 | $6,495,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 55,231 | $6,493,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 260,527 | $6,477,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 273,800 | $6,475,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 157,320 | $6,474,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 100,000 | $6,465,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 97,678 | $6,464,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 151,791 | $6,458,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 31,990 | $6,455,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 246,112 | $6,447,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 68,987 | $6,446,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 65,600 | $6,440,000 | thousands by filing date | put |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 120,847 | $6,423,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,941,100 | $6,406,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 175,000 | $6,402,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,275,387 | $6,393,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 149,555 | $6,388,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 255,003 | $6,385,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 113,074 | $6,381,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 71,856 | $6,376,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 201,057 | $6,374,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 240,195 | $6,370,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 234,229 | $6,359,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 80,001 | $6,353,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 183,400 | $6,342,000 | thousands by filing date | put |
| Ashland | 044209104 | Common | 68,541 | $6,338,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 86,636 | $6,336,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 525,579 | $6,328,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 166,363 | $6,319,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 119,942 | $6,310,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 403,579 | $6,299,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 419,984 | $6,291,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 405,435 | $6,288,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 246,479 | $6,265,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,499,025 | $6,251,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 672,200 | $6,251,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 314,584 | $6,248,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 154,074 | $6,220,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 124,000 | $6,204,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,034,994 | $6,179,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 423,300 | $6,176,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 105,300 | $6,161,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 103,200 | $6,139,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 207,778 | $6,127,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 222,967 | $6,123,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 962,948 | $6,114,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 758,900 | $6,109,000 | thousands by filing date | call |
| ISHARES TR | 464289800 | S&P TARGET 40 | 148,599 | $6,096,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 564,042 | $6,092,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 239,406 | $6,090,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 180,515 | $6,086,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 409,806 | $6,078,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 120,404 | $6,078,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 390,200 | $6,072,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 156,177 | $6,069,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 760,784 | $6,063,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 385,865 | $6,062,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 240,600 | $6,046,000 | thousands by filing date | call |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 3,738,000 | $6,046,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 420,223 | $6,042,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 85,500 | $6,037,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 361,833 | $6,032,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 92,906 | $6,019,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 110,681 | $6,016,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 225,312 | $6,007,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 272,945 | $5,988,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 367,724 | $5,986,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 64,189 | $5,968,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 370,430 | $5,967,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 160,700 | $5,966,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 123,017 | $5,954,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 239,000 | $5,941,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 210,284 | $5,932,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 90,200 | $5,930,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 162,038 | $5,928,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 211,630 | $5,926,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 259,528 | $5,925,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 53,583 | $5,921,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 35,800 | $5,898,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 970,700 | $5,892,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 302,545 | $5,888,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 139,898 | $5,873,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 112,600 | $5,863,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 116,810 | $5,861,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 117,101 | $5,859,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 964,665 | $5,856,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 75,800 | $5,851,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 152,700 | $5,846,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 358,585 | $5,845,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 369,032 | $5,830,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 4,524,000 | $5,828,000 | thousands by filing date | principal |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 301,068 | $5,822,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 158,000 | $5,821,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 207,233 | $5,797,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 169,216 | $5,792,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 111,300 | $5,781,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 114,300 | $5,777,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 166,925 | $5,776,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 152,900 | $5,752,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 364,527 | $5,752,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 263,044 | $5,750,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 707,400 | $5,744,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 52,500 | $5,741,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 457,999 | $5,739,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 2,356,000 | $5,731,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 347,000 | $5,726,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 129,613 | $5,715,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 227,686 | $5,708,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 4,359,000 | $5,708,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 466,975 | $5,697,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 105,464 | $5,682,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 44,500 | $5,678,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 235,988 | $5,671,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 97,621 | $5,669,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 34,806 | $5,667,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 77,900 | $5,659,000 | thousands by filing date | call |
| PARKWAY PPTYS INC | 70159Q104 | COM | 318,015 | $5,652,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 335,943 | $5,617,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 224,167 | $5,615,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 186,881 | $5,609,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 349,288 | $5,606,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 227,289 | $5,602,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 247,918 | $5,601,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 233,443 | $5,599,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 512,536 | $5,597,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 308,523 | $5,576,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 686,300 | $5,573,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 223,635 | $5,567,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 974,872 | $5,557,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 287,120 | $5,553,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 160,481 | $5,549,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 363,203 | $5,546,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 95,623 | $5,546,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 223,000 | $5,544,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 129,134 | $5,540,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 222,075 | $5,539,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 110,865 | $5,537,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 289,731 | $5,524,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 185,222 | $5,523,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 149,766 | $5,522,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 95,397 | $5,522,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 394,568 | $5,520,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 293,772 | $5,520,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 106,829 | $5,519,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 82,023 | $5,519,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 248,613 | $5,509,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 564,947 | $5,508,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 62,754 | $5,507,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 175,100 | $5,502,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 298,641 | $5,495,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 127,087 | $5,479,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 738,825 | $5,467,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 794,012 | $5,463,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 265,200 | $5,460,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,134,510 | $5,457,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 127,030 | $5,455,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 157,500 | $5,449,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 50,000 | $5,441,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 171,349 | $5,439,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 152,800 | $5,435,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 175,258 | $5,433,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 98,866 | $5,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 136,032 | $5,429,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 139,666 | $5,427,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 275,130 | $5,425,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 101,500 | $5,418,000 | thousands by filing date | put |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 64,395 | $5,400,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 63,528 | $5,388,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 49,158 | $5,374,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 325,589 | $5,359,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 63,200 | $5,349,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 116,400 | $5,349,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 282,200 | $5,342,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 12,600 | $5,326,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 237,359 | $5,322,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 72,000 | $5,320,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 932,700 | $5,317,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 72,278 | $5,303,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 84,273 | $5,299,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 202,500 | $5,297,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 82,400 | $5,294,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 31,266 | $5,290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 156,713 | $5,289,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 263,846 | $5,287,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 669,711 | $5,284,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 80,742 | $5,269,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 732,492 | $5,267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 141,562 | $5,262,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 72,900 | $5,251,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 35,400 | $5,247,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 269,900 | $5,244,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 66,000 | $5,244,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 90,500 | $5,233,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 89,700 | $5,229,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 396,711 | $5,229,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 74,700 | $5,221,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 77,900 | $5,220,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 229,101 | $5,219,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 497,849 | $5,218,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 101,048 | $5,213,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 133,548 | $5,212,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 137,490 | $5,211,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 115,643 | $5,210,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 68,299 | $5,186,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 90,558 | $5,166,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 76,786 | $5,165,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 175,798 | $5,157,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 402,685 | $5,150,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 130,900 | $5,146,000 | thousands by filing date | call |
| PHH CORP | 693320AQ6 | CNV | 2,435,000 | $5,144,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 161,664 | $5,133,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 456,948 | $5,123,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 81,000 | $5,118,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 915,115 | $5,116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 69,144 | $5,114,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 114,200 | $5,108,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 642,500 | $5,082,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 87,000 | $5,078,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 31,600 | $5,073,000 | thousands by filing date | put |
| BELO CORP | 080555105 | COM SER A | 368,935 | $5,054,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 38,788 | $5,052,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 269,672 | $5,046,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 156,358 | $5,043,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 94,075 | $5,036,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 126,701 | $5,027,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 201,864 | $5,027,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 9,431 | $5,027,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 182,411 | $5,026,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 100,377 | $5,022,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100,603 | $5,019,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 237,400 | $5,018,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 75,170 | $5,018,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 204,288 | $5,010,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 204,166 | $5,002,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 413,422 | $4,986,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 841,847 | $4,985,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 649,002 | $4,978,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 231,718 | $4,975,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 215,773 | $4,974,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 33,900 | $4,965,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 46,507 | $4,960,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 741,660 | $4,943,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 68,200 | $4,937,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 255,800 | $4,937,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 409,200 | $4,935,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 772,886 | $4,923,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 235,555 | $4,920,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 232,600 | $4,917,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 194,412 | $4,913,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,175,486 | $4,913,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 102,767 | $4,912,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 154,668 | $4,910,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 90,782 | $4,908,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8,627 | $4,897,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 277,800 | $4,895,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 117,000 | $4,893,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 49,500 | $4,889,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 64,000 | $4,881,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 189,100 | $4,867,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 405,997 | $4,855,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 154,979 | $4,846,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 126,900 | $4,844,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 180,673 | $4,842,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 119,833 | $4,841,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 812,069 | $4,840,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 148,982 | $4,836,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 274,175 | $4,834,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 528,616 | $4,826,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 71,903 | $4,793,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 447,276 | $4,791,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 86,932 | $4,783,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 78,405 | $4,779,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 374,878 | $4,776,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 144,653 | $4,773,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 164,331 | $4,771,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 45,700 | $4,770,000 | thousands by filing date | call |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 96,586 | $4,747,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 81,834 | $4,746,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 188,109 | $4,739,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 98,800 | $4,735,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 904,332 | $4,729,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 264,952 | $4,716,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 179,734 | $4,705,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 55,699 | $4,695,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 70,800 | $4,686,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 84,770 | $4,679,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 93,881 | $4,672,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 95,100 | $4,670,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 170,258 | $4,669,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 126,815 | $4,658,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 76,777 | $4,655,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 105,825 | $4,653,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 11,000 | $4,650,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 60,882 | $4,650,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 259,370 | $4,632,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 362,114 | $4,625,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 112,100 | $4,616,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 98,542 | $4,609,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 320,434 | $4,608,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 40,000 | $4,607,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 180,539 | $4,607,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 233,926 | $4,604,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 159,292 | $4,584,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 225,876 | $4,577,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 4,390,000 | $4,577,000 | thousands by filing date | principal |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 475,980 | $4,575,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 142,260 | $4,575,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,032,533 | $4,575,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 242,899 | $4,567,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 253,210 | $4,558,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 506,320 | $4,546,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 82,204 | $4,544,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 4,500,000 | $4,542,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,191,600 | $4,540,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 165,900 | $4,534,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 621,607 | $4,525,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 40,400 | $4,522,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 200,200 | $4,521,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 30,658 | $4,520,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 726,374 | $4,518,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 176,492 | $4,516,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 139,298 | $4,511,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 347,221 | $4,504,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 7,357 | $4,498,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 147,233 | $4,494,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 448,332 | $4,492,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 425,690 | $4,491,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 91,302 | $4,491,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 11,900 | $4,478,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 424,995 | $4,467,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 61,934 | $4,462,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 735,747 | $4,459,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |