13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,970 holding rows worth $237,812,265,000.
- Accession
- 0001140361-13-032941
- Filer
- CIK 70858
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,567 entries on the cover page, a total value of $237,812,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,812,265,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,072 | $227,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 61,080 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 6,123 | $227,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,000 | $227,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 9,341 | $227,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 8,600 | $226,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,407 | $226,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 10,900 | $226,000 | thousands by filing date | put |
| AEP INDUSTRIES INC | 001031103 | COM | 3,036 | $226,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 9,854 | $226,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,477 | $225,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 61,917 | $225,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 25,677 | $225,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 19,363 | $225,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 20,421 | $225,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,200 | $224,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 34,361 | $224,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 31,800 | $224,000 | thousands by filing date | call |
| CAPE BANCORP INC | 139209100 | COM | 23,574 | $224,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,743 | $223,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 11,004 | $223,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 5,131 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 7,515 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,339 | $222,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,400 | $222,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 8,176 | $222,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,941 | $222,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 25,921 | $222,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 102,398 | $222,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 12,666 | $221,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 25,577 | $221,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 40,312 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 13,607 | $221,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 25,107 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,300 | $219,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,400 | $219,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 57,852 | $219,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 16,561 | $219,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 8,094 | $219,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 13,782 | $219,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,961 | $219,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 8,037 | $219,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 9,543 | $217,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,000 | $217,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,676 | $217,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 23,700 | $217,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 23,435 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 12,743 | $217,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,931 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,714 | $216,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 71,145 | $216,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 29,571 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,700 | $215,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,700 | $215,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 13,800 | $215,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 9,872 | $215,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 14,102 | $215,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 13,525 | $215,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 17,722 | $214,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 4,974 | $214,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 11,659 | $214,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 174,000 | $214,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 4,581 | $214,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,500 | $213,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 34,000 | $211,000 | thousands by filing date | call |
| GYRODYNE CO AMER INC | 403820103 | COM | 2,945 | $211,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 30,636 | $210,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 8,521 | $210,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 216,394 | $210,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 19,691 | $210,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 19,986 | $210,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 41,527 | $209,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 12,800 | $209,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 89,702 | $209,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 16,831 | $209,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 38,590 | $209,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 31,074 | $209,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,600 | $208,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 17,494 | $208,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,906 | $208,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 6,057 | $208,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 10,456 | $208,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 16,200 | $207,000 | thousands by filing date | put |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 26,260 | $207,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 9,674 | $207,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 28,784 | $207,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,684 | $207,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,100 | $206,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 13,210 | $206,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 9,611 | $206,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,142 | $205,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 13,146 | $205,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 75,768 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,919 | $205,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 26,400 | $204,000 | thousands by filing date | call |
| MILLER ENERGY RES INC | 600527105 | COM | 51,080 | $204,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 14,642 | $204,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 14,191 | $204,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 9,255 | $204,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 4,022 | $203,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 6,953 | $203,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 97,150 | $203,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,100 | $203,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,150 | $203,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 6,880 | $203,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,100 | $202,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 187,000 | $202,000 | thousands by filing date | principal |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 70,924 | $202,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 11,413 | $202,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 10,824 | $202,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 15,185 | $202,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 18,608 | $201,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 17,066 | $201,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 100,715 | $201,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 42,600 | $201,000 | thousands by filing date | put |
| IPASS INC | 46261V108 | COM | 106,163 | $201,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 23,195 | $201,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,400 | $200,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 29,597 | $200,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 17,100 | $200,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 22,708 | $200,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,131 | $200,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,569 | $200,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 16,987 | $199,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 17,000 | $199,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 4,939 | $198,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 11,196 | $198,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,103 | $197,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 6,901 | $197,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 13,879 | $197,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 7,400 | $197,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 9,991 | $197,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 166,917 | $197,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 19,384 | $197,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,672 | $196,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 54,597 | $196,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 13,772 | $196,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,200 | $196,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 14,288 | $196,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 73,411 | $196,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 92,732 | $196,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 38,196 | $196,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 24,754 | $195,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,905 | $195,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,100 | $195,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,654 | $195,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 9,204 | $194,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 8,788 | $194,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 65,010 | $194,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 87,492 | $194,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 657 | $193,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 25,204 | $193,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,392 | $193,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,900 | $192,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,400 | $192,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,898 | $192,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,000 | $192,000 | thousands by filing date | call |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $192,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 121,902 | $192,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 47,582 | $192,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,900 | $191,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 9,720 | $191,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 11,362 | $191,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 104,806 | $191,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 11,283 | $191,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 55,405 | $190,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 38,123 | $190,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 33,042 | $190,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 5,375 | $190,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 13,305 | $190,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 2,900 | $189,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 6,642 | $189,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 13,536 | $189,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 5,093 | $188,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 13,760 | $188,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,810 | $188,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 4,700 | $188,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 23,585 | $188,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 26,373 | $188,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 10,425 | $188,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 7,343 | $187,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,113 | $187,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 19,448 | $187,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 12,155 | $187,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 13,800 | $187,000 | thousands by filing date | put |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 9,022 | $186,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 3,500 | $186,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 10,136 | $186,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,700 | $185,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 15,558 | $185,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 127,763 | $185,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 35,401 | $185,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 22,308 | $185,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 87,913 | $185,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 16,308 | $185,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 67,679 | $185,000 | thousands by filing date | |
| FIRST M & F CORP | 320744105 | COM | 11,710 | $185,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,500 | $183,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,338 | $183,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 7,029 | $183,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 5,500 | $183,000 | thousands by filing date | put |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 10,781 | $183,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,398 | $182,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 12,267 | $182,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 7,146 | $182,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 38,405 | $182,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,500 | $181,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 45,421 | $181,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,100 | $181,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,892 | $181,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 22,988 | $181,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 12,650 | $181,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 10,000 | $181,000 | thousands by filing date | call |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 100,000 | $181,000 | thousands by filing date | principal |
| CACHE INC | 127150308 | COM | 40,634 | $181,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 6,370 | $181,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 151,252 | $181,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 12,106 | $180,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,800 | $180,000 | thousands by filing date | call |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 43,700 | $180,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 3,900 | $180,000 | thousands by filing date | put |
| PENFORD CORP | 707051108 | COM | 13,434 | $180,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 9,004 | $180,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 7,300 | $180,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,200 | $179,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,700 | $179,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 8,500 | $179,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 7,124 | $179,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 92,386 | $179,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,400 | $178,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 10,771 | $178,000 | thousands by filing date | |
| NAVARRE CORP | 639208107 | COM | 64,362 | $178,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 44,456 | $178,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 6,300 | $178,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 40,800 | $177,000 | thousands by filing date | call |
| Susser Petroleum Partners, LP | 869239103 | LTD | 6,027 | $177,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 6,050 | $177,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,800 | $177,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 13,987 | $177,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,607 | $176,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,800 | $176,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,337 | $176,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 55,600 | $176,000 | thousands by filing date | put |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 3,866 | $176,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,777 | $175,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,742 | $175,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,894 | $175,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 6,558 | $175,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,800 | $174,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,347 | $174,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 6,966 | $174,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,849 | $173,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,200 | $173,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,109 | $173,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,900 | $173,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,094 | $173,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 14,066 | $173,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 20,085 | $173,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 10,036 | $172,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,427 | $172,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 6,121 | $172,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,691 | $172,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,100 | $171,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,385 | $171,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 3,252 | $171,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 91,600 | $171,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 13,033 | $171,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 23,024 | $171,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 80,416 | $171,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,313 | $170,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,814 | $170,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 50,909 | $170,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 145,888 | $170,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 2,361 | $170,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 4,872 | $169,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 3,500 | $169,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,198 | $169,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,577 | $169,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 6,700 | $169,000 | thousands by filing date | put |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 13,120 | $169,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 5,400 | $168,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 2,800 | $168,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,863 | $168,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 5,516 | $168,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 7,635 | $168,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 25,153 | $168,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 24,518 | $168,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,000 | $167,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 95,165 | $167,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,411 | $167,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 12,775 | $167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,939 | $167,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 159,089 | $167,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 13,202 | $167,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,000 | $166,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 33,963 | $166,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 9,873 | $166,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 10,255 | $166,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 19,605 | $166,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 9,775 | $166,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 46,788 | $166,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 4,414 | $166,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 15,190 | $165,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,034 | $165,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 24,700 | $165,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 220,893 | $165,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 91,111 | $165,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,467 | $165,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $164,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,416 | $164,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 9,400 | $164,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 107,911 | $164,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 56,569 | $164,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,900 | $163,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 31,459 | $163,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,752 | $163,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 172,912 | $163,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,576 | $162,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,635 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,521 | $161,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 11,856 | $161,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 6,625 | $161,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 26,344 | $161,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 13,192 | $161,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 69,604 | $161,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 9,731 | $161,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,700 | $161,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,069 | $160,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 8,800 | $160,000 | thousands by filing date | call |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 11,083 | $160,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 13,177 | $160,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,878 | $159,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,100 | $159,000 | thousands by filing date | put |
| HARBINGER GROUP INC | 41146A106 | COM | 21,033 | $159,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 11,266 | $158,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 26,461 | $158,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,257 | $158,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,842 | $158,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,720 | $158,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 15,699 | $158,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 13,500 | $157,000 | thousands by filing date | put |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 9,268 | $157,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 7,900 | $157,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 27,900 | $157,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 39,393 | $157,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 23,006 | $157,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 16,686 | $157,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 202,610 | $157,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10,088 | $157,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,917 | $156,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 18,579 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 6,600 | $156,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,781 | $156,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 9,620 | $155,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,659 | $155,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,100 | $155,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 15,800 | $155,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 58,100 | $155,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 8,714 | $155,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 25,212 | $155,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 12,286 | $154,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 20,300 | $154,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 11,999 | $154,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 5,209 | $154,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 11,765 | $154,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 11,220 | $154,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,504 | $153,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,200 | $153,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 23,935 | $153,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 11,323 | $153,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 9,801 | $153,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 3,700 | $153,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 5,061 | $152,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 136,128 | $151,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,995 | $151,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,800 | $151,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,700 | $151,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 8,100 | $151,000 | thousands by filing date | call |
| ANADIGICS INC | 032515108 | COM | 68,496 | $151,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 71,192 | $150,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 17,842 | $150,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 104,776 | $150,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 4,405 | $150,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 5,533 | $149,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 37,398 | $148,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 134,820 | $148,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 8,800 | $148,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 17,088 | $148,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 143,829 | $148,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 8,000 | $148,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,200 | $147,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 7,452 | $147,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,325 | $147,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,200 | $146,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,558 | $146,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 8,800 | $146,000 | thousands by filing date | put |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 10,700 | $146,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,572 | $146,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,000 | $146,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 6,176 | $146,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,600 | $145,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,800 | $145,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,458 | $145,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,134 | $145,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,100 | $145,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 19,425 | $145,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 27,524 | $145,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 10,611 | $145,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 44,981 | $144,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 10,869 | $144,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 3,800 | $144,000 | thousands by filing date | call |
| ROCHESTER MED CORP | 771497104 | COM | 9,821 | $144,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,261 | $143,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 4,868 | $143,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,318 | $143,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,892 | $143,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 5,572 | $142,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 6,456 | $142,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 18,038 | $142,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 8,941 | $142,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 8,000 | $142,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 9,013 | $142,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 7,566 | $142,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 50,224 | $141,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,700 | $141,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 5,774 | $141,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 3,760 | $141,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 24,616 | $141,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 24,491 | $141,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 9,887 | $140,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 8,009 | $140,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 117,242 | $140,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,600 | $139,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 17,200 | $139,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 1,500 | $139,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,309 | $139,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 6,200 | $139,000 | thousands by filing date | put |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 7,776 | $139,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,400 | $139,000 | thousands by filing date | put |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 37,721 | $139,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 6,700 | $138,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 30,010 | $138,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,900 | $138,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 12,022 | $138,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 26,451 | $138,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 9,741 | $138,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 121,000 | $138,000 | thousands by filing date | principal |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 10,552 | $138,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 7,662 | $138,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,059 | $137,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 45,100 | $137,000 | thousands by filing date | call |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 14,061 | $137,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 17,097 | $137,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 21,600 | $136,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 14,317 | $136,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 26,549 | $136,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 8,000 | $136,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 30,334 | $136,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 19,477 | $136,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,300 | $135,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 9,681 | $135,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 24,178 | $135,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 23,228 | $135,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 11,444 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 6,900 | $135,000 | thousands by filing date | call |
| THAI FUND INC | 882904105 | CMN | 6,267 | $135,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 5,100 | $134,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,827 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,400 | $134,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 39,897 | $134,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 37,171 | $134,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,819 | $134,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 36,309 | $134,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 9,985 | $134,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,400 | $133,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 3,600 | $133,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 75,000 | $133,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 21,138 | $133,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 25,566 | $133,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,600 | $132,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 73,607 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,600 | $132,000 | thousands by filing date | call |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 1,033,475 | $132,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 120,057 | $132,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 9,698 | $132,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,300 | $131,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 34,600 | $131,000 | thousands by filing date | call |
| BODY CENTRAL CORP | 09689U102 | COM | 9,840 | $131,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 60,300 | $131,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 10,000 | $131,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,700 | $130,000 | thousands by filing date | put |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 5,223 | $130,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 5,800 | $130,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 10,155 | $130,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 800 | $129,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,300 | $129,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 6,401 | $129,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,365 | $129,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,069 | $128,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,497 | $128,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032941 | this filing | 2013-08-14 | acceptance time not in the bulk data set |