13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,970 holding rows worth $237,812,265,000.
- Accession
- 0001140361-13-032941
- Filer
- CIK 70858
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,567 entries on the cover page, a total value of $237,812,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,812,265,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIVUS INC | 928551100 | COM | 51,200 | $644,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 89,232 | $643,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 51,668 | $642,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,884 | $641,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 28,184 | $641,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,700 | $640,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 38,022 | $639,000 | thousands by filing date | |
| ISHARES 2013 | 464289388 | 2013 S&P AMTFR | 12,578 | $639,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 28,300 | $638,000 | thousands by filing date | call |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 40,505 | $636,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 23,065 | $635,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 14,247 | $634,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 47,482 | $634,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 16,700 | $633,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 54,800 | $632,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 516 | $632,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 139,234 | $632,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 43,416 | $631,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 143,394 | $631,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,800 | $630,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 18,617 | $630,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 49,678 | $630,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 48,443 | $630,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 9,700 | $629,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 30,939 | $628,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 82,998 | $628,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,531 | $627,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 15,451 | $627,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,600 | $626,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 32,400 | $626,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 14,700 | $626,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 18,707 | $625,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 16,400 | $625,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 219,797 | $622,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 12,300 | $621,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 105,731 | $621,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 12,055 | $620,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 35,263 | $620,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 19,720 | $619,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 81,566 | $618,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 10,913 | $618,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 7,800 | $618,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 92,700 | $618,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 23,621 | $617,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 44,672 | $617,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,400 | $616,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 30,160 | $616,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 7,100 | $616,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 4,100 | $616,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 15,000 | $615,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 59,827 | $614,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 16,650 | $614,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 25,000 | $613,000 | thousands by filing date | call |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 29,752 | $612,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 50,672 | $611,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 62,881 | $611,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,966 | $610,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5,300 | $610,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 17,746 | $610,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,685 | $608,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 58,059 | $607,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,600 | $606,000 | thousands by filing date | put |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 41,469 | $606,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 74,964 | $605,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 60,780 | $604,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 9,300 | $603,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 47,879 | $603,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 96,317 | $602,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 30,854 | $601,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 45,751 | $601,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 38,852 | $600,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 54,307 | $600,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 17,000 | $600,000 | thousands by filing date | call |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 42,469 | $599,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 38,888 | $599,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 44,471 | $599,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 12,519 | $598,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 69,592 | $598,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 106,662 | $598,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 42,707 | $597,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 48,525 | $597,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 42,726 | $597,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 11,800 | $596,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 12,100 | $596,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 52,572 | $596,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,200 | $595,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 38,862 | $595,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 11,313 | $593,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 29,993 | $592,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 11,720 | $592,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,900 | $591,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 8,159 | $591,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 231,624 | $590,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,741 | $589,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 62,390 | $589,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 13,723 | $589,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,908 | $588,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 9,826 | $588,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 10,152 | $588,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 44,767 | $588,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,200 | $587,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 26,062 | $586,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 23,829 | $585,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 38,262 | $585,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 35,659 | $585,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,400 | $584,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 11,858 | $583,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 451,801 | $583,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 7,931 | $582,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 51,856 | $581,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 22,294 | $579,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,000 | $578,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 45,600 | $578,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 38,403 | $576,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 83,944 | $576,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 23,410 | $576,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 64,549 | $574,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 26,709 | $574,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 10,300 | $573,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,769 | $572,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,600 | $570,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 42,674 | $570,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,510 | $570,000 | thousands by filing date | |
| FIFTH THIRD BANCORP CONV P | 316773209 | CNV PFD DEP1/250 | 3,640 | $570,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,100 | $568,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 8,299 | $568,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 100,164 | $567,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 22,696 | $566,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 27,248 | $566,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 21,908 | $564,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 20,300 | $563,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 49,300 | $563,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 22,574 | $563,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 242,638 | $563,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 16,961 | $562,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 13,200 | $562,000 | thousands by filing date | call |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 14,684 | $562,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 22,788 | $562,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 28,200 | $561,000 | thousands by filing date | call |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 51,312 | $561,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 22,700 | $561,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 83,979 | $560,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 26,827 | $560,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 20,194 | $560,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 40,091 | $560,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 50,027 | $560,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 28,792 | $560,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 4,497 | $560,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 37,979 | $559,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 18,926 | $559,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 20,300 | $558,000 | thousands by filing date | put |
| FOREST LABS INC | 345838106 | COM | 13,600 | $558,000 | thousands by filing date | call |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 155,613 | $558,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 30,700 | $557,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 13,053 | $553,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 33,984 | $552,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 21,060 | $552,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 13,992 | $550,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 10,412 | $549,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,000 | $549,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 18,707 | $548,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 43,446 | $548,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 23,374 | $548,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 29,129 | $548,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 209,070 | $548,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,396 | $547,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 31,400 | $545,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 17,300 | $545,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 30,402 | $545,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 17,100 | $544,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 9,500 | $543,000 | thousands by filing date | put |
| Vistaprint NV Cimpress | N93540107 | CMPR | 11,017 | $543,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 11,245 | $543,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 25,900 | $543,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 13,900 | $542,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 11,800 | $542,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 26,866 | $539,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 21,565 | $538,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,000 | $537,000 | thousands by filing date | put |
| SYMMETRICOM INC | 871543104 | COM | 119,326 | $536,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 390,890 | $536,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 17,714 | $534,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 49,622 | $534,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 36,663 | $533,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 24,173 | $533,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 10,911 | $532,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 85,801 | $532,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 40,325 | $531,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 18,747 | $531,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 39,291 | $530,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 93,918 | $530,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 45,243 | $529,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 25,830 | $527,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 18,135 | $526,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,200 | $525,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 40,140 | $524,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,326 | $523,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 56,003 | $523,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 14,173 | $523,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,800 | $521,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 101,531 | $521,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 36,933 | $521,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 31,438 | $521,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 29,108 | $521,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 95,437 | $520,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 37,011 | $520,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 15,278 | $519,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 38,800 | $519,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 28,600 | $519,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,774 | $519,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 18,800 | $518,000 | thousands by filing date | put |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 30,649 | $518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 14,878 | $518,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 11,400 | $518,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 31,383 | $518,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 24,592 | $517,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 10,805 | $514,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 38,400 | $514,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 24,161 | $514,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 31,452 | $514,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,600 | $513,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 31,212 | $513,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 10,529 | $512,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 12,292 | $512,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 39,718 | $511,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 9,065 | $510,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17,743 | $510,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 20,260 | $510,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 35,608 | $509,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 47,957 | $509,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 5,658 | $509,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 36,504 | $508,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 21,270 | $508,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 8,060 | $507,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,088 | $506,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 26,484 | $506,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 10,885 | $506,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 17,603 | $506,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 25,022 | $505,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 25,700 | $504,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 111,001 | $504,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 21,008 | $504,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,734 | $503,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 14,556 | $503,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 31,909 | $503,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 8,191 | $501,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 36,725 | $501,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,400 | $500,000 | thousands by filing date | put |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 38,446 | $500,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 14,536 | $498,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 111,306 | $497,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,800 | $496,000 | thousands by filing date | put |
| MOLEX INC | 608554200 | COMMON STOCK | 19,934 | $496,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 56,804 | $495,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 53,312 | $494,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 5,553 | $494,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 65,390 | $494,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 49,365 | $492,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 31,600 | $492,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 52,348 | $491,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 24,480 | $490,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 26,362 | $490,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 21,210 | $490,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 41,714 | $488,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 13,142 | $488,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 158,925 | $488,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 37,221 | $488,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 86,787 | $488,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 40,878 | $488,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 28,320 | $488,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 14,412 | $487,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 34,144 | $487,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,241 | $487,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 4,000 | $486,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 144,966 | $485,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 39,736 | $485,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,611 | $484,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 12,059 | $484,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 46,407 | $484,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 19,135 | $483,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 15,707 | $482,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 45,459 | $481,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 33,357 | $481,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 11,463 | $481,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 20,433 | $480,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 35,963 | $480,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 26,598 | $480,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 36,123 | $479,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 24,800 | $479,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 19,548 | $479,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 131,200 | $479,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,502 | $478,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 255,527 | $478,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 26,321 | $478,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 22,300 | $477,000 | thousands by filing date | put |
| STERLING BANCORP N Y | 859158107 | COM | 41,093 | $477,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 31,731 | $477,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,000 | $475,000 | thousands by filing date | put |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 26,673 | $475,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 84,446 | $473,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 15,000 | $472,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 31,403 | $472,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 7,100 | $471,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 35,400 | $471,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 54,724 | $471,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 93,052 | $471,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 42,090 | $471,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 35,427 | $470,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 16,680 | $469,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 16,600 | $469,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 18,844 | $468,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 41,195 | $467,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 33,119 | $467,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 76,089 | $467,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 10,203 | $467,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 267,702 | $466,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 26,719 | $466,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 23,291 | $465,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 7,224 | $465,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 34,571 | $464,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 44,958 | $464,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 21,769 | $464,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 15,099 | $463,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 29,557 | $463,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 19,373 | $463,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 18,865 | $463,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 2,600 | $462,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 37,308 | $462,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,942 | $461,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 34,559 | $461,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,900 | $460,000 | thousands by filing date | call |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 202,633 | $460,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 74,735 | $460,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 41,533 | $459,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 18,782 | $459,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 10,500 | $459,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 8,800 | $458,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 8,800 | $458,000 | thousands by filing date | call |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $458,000 | thousands by filing date | |
| KEYNOTE SYS INC | 493308100 | COM | 23,207 | $458,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 25,808 | $458,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,200 | $457,000 | thousands by filing date | put |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 31,246 | $457,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 12,200 | $457,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U548 | EGYPT INDX ETF | 48,171 | $456,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 9,216 | $455,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,057 | $455,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 32,095 | $455,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 18,275 | $455,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 20,827 | $455,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 46,093 | $454,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 23,113 | $454,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 21,342 | $454,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 52,762 | $454,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 25,100 | $453,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 18,871 | $453,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 77,600 | $453,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,800 | $452,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 25,562 | $452,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 29,885 | $452,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 220,915 | $451,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 34,622 | $451,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,425 | $449,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,938 | $449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,714 | $448,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 31,657 | $448,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 165 | $447,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 36,335 | $446,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 76,176 | $446,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,181 | $446,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 16,200 | $445,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,830 | $445,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,800 | $443,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 111,659 | $443,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 5,100 | $443,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 32,440 | $443,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 17,856 | $442,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 52,391 | $441,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 27,368 | $441,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 151,800 | $440,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 5,200 | $439,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,700 | $439,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,400 | $438,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 360,000 | $438,000 | thousands by filing date | principal |
| STEC INC | 784774101 | COM | 65,200 | $438,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,168 | $438,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 21,004 | $435,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,000 | $435,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 245,705 | $435,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 23,900 | $434,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 15,826 | $434,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 27,116 | $433,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 22,715 | $433,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 29,886 | $433,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 45,674 | $432,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,100 | $431,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 10,000 | $430,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 19,121 | $429,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,206 | $428,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,000 | $428,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,400 | $427,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 15,391 | $427,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 26,700 | $426,000 | thousands by filing date | call |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 24,315 | $426,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 16,277 | $425,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 22,302 | $424,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 21,727 | $424,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 59,812 | $423,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,027 | $423,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 12,900 | $423,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 64,114 | $423,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 58,327 | $423,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 641,363 | $423,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 12,378 | $421,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 29,763 | $421,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 36,619 | $420,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 132,500 | $420,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 62,330 | $419,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 18,661 | $417,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 18,752 | $417,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 25,100 | $416,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 58,822 | $416,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 30,946 | $416,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 17,893 | $416,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 24,679 | $415,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 6,542 | $414,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 38,397 | $413,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 26,300 | $413,000 | thousands by filing date | call |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 24,294 | $413,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 17,205 | $413,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,600 | $411,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 119,324 | $411,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 28,868 | $411,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 239,046 | $411,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,600 | $410,000 | thousands by filing date | call |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 19,054 | $410,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,638 | $410,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 21,174 | $410,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 20,117 | $409,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 27,825 | $409,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,737 | $407,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 8,135 | $406,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,501 | $406,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 9,070 | $406,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,100 | $405,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 63,800 | $405,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 31,419 | $403,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 34,400 | $403,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 31,666 | $403,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 22,355 | $403,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 43,672 | $402,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 16,733 | $402,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 39,534 | $401,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 22,972 | $401,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 11,948 | $400,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 41,360 | $400,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,650 | $399,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 16,205 | $399,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 6,941 | $397,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 78,486 | $396,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,348 | $395,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,497 | $394,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 49,179 | $394,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,000 | $394,000 | thousands by filing date | call |
| METRO BANCORP INC | 59161R101 | COM | 19,617 | $393,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 28,208 | $392,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 23,485 | $392,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 17,000 | $392,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 17,596 | $390,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 34,135 | $389,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 15,487 | $389,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 68,049 | $389,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,348 | $389,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 11,758 | $388,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 39,000 | $388,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 143,642 | $388,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 12,555 | $387,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 21,396 | $387,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 344,000 | $387,000 | thousands by filing date | principal |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 22,236 | $386,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,200 | $385,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 34,900 | $385,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 36,558 | $385,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 93,538 | $385,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 169,000 | $385,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $384,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 21,903 | $384,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 25,576 | $384,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 6,000 | $384,000 | thousands by filing date | call |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 27,537 | $384,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 25,324 | $384,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 29,384 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,100 | $383,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,878 | $383,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 6,300 | $383,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 22,600 | $383,000 | thousands by filing date | call |
| MICHAEL BAKER CORP | 057149106 | COM | 14,132 | $383,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 13,559 | $383,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 25,634 | $382,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 9,500 | $381,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032941 | this filing | 2013-08-14 | acceptance time not in the bulk data set |