13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,970 holding rows worth $237,812,265,000.
- Accession
- 0001140361-13-032941
- Filer
- CIK 70858
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,567 entries on the cover page, a total value of $237,812,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,812,265,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,400 | $55,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 2,300 | $55,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 2,400 | $55,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,800 | $55,000 | thousands by filing date | put |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 3,204 | $55,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 1,887 | $55,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 93,917 | $55,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 9,947 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,140 | $54,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,900 | $54,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,554 | $54,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 3,200 | $54,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,000 | $54,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 8,300 | $54,000 | thousands by filing date | call |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 15,000 | $54,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,100 | $54,000 | thousands by filing date | call |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 25,000 | $54,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 6,147 | $54,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 3,200 | $54,000 | thousands by filing date | put |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 2,300 | $54,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786U101 | COM | 1,756 | $54,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,000 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $54,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,154 | $53,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,067 | $53,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,320 | $53,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,100 | $53,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,195 | $53,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 500 | $53,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 6,500 | $53,000 | thousands by filing date | put |
| TARGACEPT INC | 87611R306 | COM | 12,456 | $53,000 | thousands by filing date | |
| EGShares Health Care Gems ETF | 268461605 | COM | 2,250 | $53,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,969 | $53,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,959 | $52,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,800 | $52,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 4,627 | $52,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 27,641 | $52,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 15,119 | $52,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 610 | $52,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 5,001 | $52,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 32,185 | $52,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 28,300 | $52,000 | thousands by filing date | call |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 10,049 | $52,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 44,098 | $52,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 8,508 | $52,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,300 | $52,000 | thousands by filing date | |
| PRINCIPLED EQUITY MARKET FD | 742959109 | SH BEN INT | 2,944 | $52,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,100 | $51,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,200 | $51,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 2,000 | $51,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 700 | $51,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,834 | $51,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 5,679 | $51,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 2,161 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 2,000 | $51,000 | thousands by filing date | put |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 45,553 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 792 | $50,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,200 | $50,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 39,000 | $50,000 | thousands by filing date | principal |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 2,572 | $50,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 1,600 | $50,000 | thousands by filing date | call |
| MOCON INC | 607494101 | COM | 3,681 | $50,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 8,448 | $50,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,165 | $50,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 17,896 | $50,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 8,014 | $50,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 50,000 | $50,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,927 | $49,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,919 | $49,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,799 | $49,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 3,300 | $49,000 | thousands by filing date | call |
| ACCELRYS INC | 00430U103 | COM | 5,738 | $49,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 2,000 | $49,000 | thousands by filing date | put |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,398 | $49,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 32,341 | $49,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 3,300 | $49,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,400 | $49,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,200 | $48,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,700 | $48,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,000 | $48,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,800 | $48,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 2,500 | $48,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 13,594 | $48,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,700 | $48,000 | thousands by filing date | put |
| POLYPORE INTL INC | 73179V103 | COM | 1,200 | $48,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 4,921 | $48,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 875 | $48,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 3,100 | $48,000 | thousands by filing date | call |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 2,834 | $48,000 | thousands by filing date | |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 10,990 | $48,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 6,187 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,000 | $48,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 3,582 | $48,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,000 | $47,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,200 | $47,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,700 | $47,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,508 | $47,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 500 | $47,000 | thousands by filing date | put |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,060 | $47,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,296 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,000 | $47,000 | thousands by filing date | put |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 2,000 | $47,000 | thousands by filing date | put |
| INTERMOLECULAR INC | 45882D109 | COM | 6,484 | $47,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 14,925 | $47,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,928 | $47,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,851 | $47,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 5,800 | $46,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 70,100 | $46,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 700 | $46,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,289 | $46,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 31,700 | $46,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,500 | $46,000 | thousands by filing date | put |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,970 | $46,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,000 | $46,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,300 | $46,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 900 | $46,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,207 | $46,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 38,179 | $46,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,578 | $46,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 3,100 | $46,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,540 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 524 | $46,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 4,800 | $46,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 16,050 | $46,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 2,739 | $46,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,200 | $45,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 6,145 | $45,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,105 | $45,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,783 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,300 | $45,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 3,800 | $45,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,086 | $45,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 14,000 | $45,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 1,600 | $45,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 50,000 | $45,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,900 | $45,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 35,553 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,500 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 2,741 | $45,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,100 | $44,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,846 | $44,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 6,739 | $44,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,809 | $44,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 79,618 | $44,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 3,265 | $44,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 8,100 | $44,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 2,266 | $44,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 23,508 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 438 | $44,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 600 | $43,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 2,549 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,869 | $43,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 9,400 | $43,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 13,846 | $43,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 3,893 | $43,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 11,976 | $43,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,154 | $42,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 19,097 | $42,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,000 | $42,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 17,072 | $42,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 2,221 | $42,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 4,600 | $42,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,051 | $41,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,700 | $41,000 | thousands by filing date | call |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,200 | $41,000 | thousands by filing date | put |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 2,000 | $41,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 1,000 | $41,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 14,449 | $41,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 16,563 | $41,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 3,514 | $41,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,200 | $41,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,600 | $41,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 24,726 | $41,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 4,665 | $41,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,008 | $41,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 600 | $40,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 9,737 | $40,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 3,191 | $40,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,815 | $40,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2,140 | $40,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,588 | $40,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 8,700 | $40,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 15,791 | $40,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,984 | $40,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,500 | $40,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,935 | $40,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 6,104 | $40,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 9,553 | $40,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1,581 | $40,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,841 | $39,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 25,000 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,542 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 961 | $39,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 21,214 | $39,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,300 | $39,000 | thousands by filing date | put |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 1,484 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 4,300 | $39,000 | thousands by filing date | call |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 13,786 | $39,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 8,542 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 1,700 | $39,000 | thousands by filing date | put |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 8,646 | $39,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 4,620 | $38,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 3,683 | $38,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,300 | $38,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,600 | $38,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 800 | $38,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,500 | $38,000 | thousands by filing date | call |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 1,600 | $38,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,700 | $38,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 28,557 | $38,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 4,300 | $38,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 2,500 | $38,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,693 | $38,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 1,789 | $38,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,800 | $38,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 2,367 | $38,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 1,000 | $38,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,300 | $37,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 700 | $37,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 4,058 | $37,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,041 | $37,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,915 | $37,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,886 | $37,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $37,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,600 | $37,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,900 | $37,000 | thousands by filing date | call |
| ORAGENICS INC | 684023203 | COM NEW | 11,841 | $37,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 800 | $37,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,000 | $37,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 4,085 | $37,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 399 | $37,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 10,170 | $37,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 4,200 | $37,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,525 | $37,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 31,804 | $37,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 1,768 | $37,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,594 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 486 | $37,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 694 | $36,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,006 | $36,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 2,755 | $36,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 16,574 | $36,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 1,600 | $36,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 6,300 | $36,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 2,913 | $36,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,665 | $36,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 2,949 | $36,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 2,402 | $36,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,739 | $36,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 2,005 | $36,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 21,583 | $36,000 | thousands by filing date | |
| ANALYSTS INTL CORP | 032681207 | COM | 9,463 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,288 | $35,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,300 | $35,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 2,082 | $35,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 2,376 | $35,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 8,853 | $35,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,500 | $35,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,000 | $35,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,347 | $35,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,124 | $35,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 3,576 | $35,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,023 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,100 | $35,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461852 | EGSHARE EM METLS | 3,970 | $35,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 10,122 | $35,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,229 | $35,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $34,000 | thousands by filing date | put |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 3,164 | $34,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,435 | $34,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 675 | $34,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 3,000 | $34,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,800 | $34,000 | thousands by filing date | put |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 3,800 | $34,000 | thousands by filing date | call |
| JINPAN INTL LTD | G5138L100 | ORD | 7,000 | $34,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,539 | $34,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,800 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 650 | $34,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 600 | $34,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 1,001 | $34,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,540 | $33,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 700 | $33,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 2,900 | $33,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 2,387 | $33,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,150 | $33,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7,163 | $32,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,200 | $32,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,700 | $32,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 7,169 | $32,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 3,850 | $32,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 8,029 | $32,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,595 | $32,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,465 | $32,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,700 | $32,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,162 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 397 | $31,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $31,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 10,457 | $31,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 2,910 | $31,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 10,326 | $31,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 5,354 | $31,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,238 | $31,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 450 | $31,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 330,650 | $31,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1,166 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,000 | $30,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,009 | $30,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 4,313 | $30,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 6,400 | $30,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,322 | $30,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 2,329 | $30,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 24,903 | $30,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 969 | $29,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,335 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,000 | $29,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $29,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,300 | $29,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 2,250 | $29,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,700 | $29,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,600 | $29,000 | thousands by filing date | put |
| PMFG INC | 69345P103 | COM | 4,256 | $29,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 1,000 | $29,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,200 | $29,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,617 | $29,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 20,056 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 348 | $29,000 | thousands by filing date | |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 2,139 | $29,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 700 | $28,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,000 | $28,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 851 | $28,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,000 | $28,000 | thousands by filing date | put |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 900 | $28,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 1,200 | $28,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 4,968 | $28,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,000 | $28,000 | thousands by filing date | put |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 27,854 | $28,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,326 | $28,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,328 | $28,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 300 | $28,000 | thousands by filing date | put |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 1,600 | $28,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 13,987 | $28,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,020 | $27,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 335 | $27,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,000 | $27,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,000 | $27,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $27,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 9,034 | $27,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,600 | $27,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 600 | $27,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 1,560 | $27,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,318 | $27,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 1,044 | $27,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 1,469 | $27,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 3,340 | $27,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 27,631 | $27,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 35,000 | $27,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 8,508 | $27,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,007 | $27,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,000 | $26,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,174 | $26,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 388 | $26,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 400 | $26,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 3,001 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 500 | $26,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 8,214 | $26,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,500 | $26,000 | thousands by filing date | call |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 3,155 | $26,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 7,210 | $26,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 4,758 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 325 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,800 | $26,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 917 | $26,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 1,623 | $26,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 15,219 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X518 | ULT MSCIMEX CAPP | 634 | $26,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,881 | $25,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,402 | $25,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 996 | $25,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 15,633 | $25,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,491 | $25,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,223 | $25,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,300 | $25,000 | thousands by filing date | put |
| Vistaprint NV Cimpress | N93540107 | CMPR | 500 | $25,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 21,000 | $25,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 500 | $25,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 3,043 | $25,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 19,300 | $25,000 | thousands by filing date | put |
| PLX TECHNOLOGY INC | 693417107 | COM | 5,219 | $25,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 2,093 | $25,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 800 | $25,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 2,516 | $25,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 4,909 | $25,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,760 | $25,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 294 | $24,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,000 | $24,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,366 | $24,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 10,000 | $24,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 23,000 | $24,000 | thousands by filing date | principal |
| VERSO PAPER CORP | 92531L108 | COM | 20,372 | $24,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,287 | $24,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,787 | $24,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,974 | $24,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 712 | $23,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 900 | $23,000 | thousands by filing date | put |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,966 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 250 | $23,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,747 | $23,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,200 | $23,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,500 | $23,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 10,900 | $23,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 7,961 | $23,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 234 | $23,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 34,793 | $23,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 813 | $23,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,507 | $23,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 477 | $22,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,499 | $22,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,496 | $22,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,003 | $22,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,321 | $22,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 500 | $22,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 8,500 | $22,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,600 | $22,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 1,000 | $22,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 800 | $22,000 | thousands by filing date | call |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,286 | $22,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 50,000 | $22,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,650 | $22,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 10,220 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 272 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 1,127 | $22,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 17,593 | $22,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 2,000 | $22,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,222 | $21,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,600 | $21,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,818 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,100 | $21,000 | thousands by filing date | call |
| INTERGROUP CORP | 458685104 | COM | 1,012 | $21,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 2,800 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 193 | $21,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,000 | $21,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 7,929 | $21,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,000 | $21,000 | thousands by filing date | call |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 2,045 | $21,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,200 | $21,000 | thousands by filing date | put |
| Brigus Gold Corp | 109490102 | COM | 41,972 | $21,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 7,843 | $21,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 5,170 | $21,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 780 | $21,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,000 | $21,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 1,683 | $21,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 15,018 | $21,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 9,000 | $21,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 381 | $20,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,000 | $20,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,112 | $20,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 1,751 | $20,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,900 | $20,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,800 | $20,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 20,000 | $20,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $20,000 | thousands by filing date | put |
| XYRATEX LTD | G98268108 | COM | 2,000 | $20,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 20,000 | $20,000 | thousands by filing date | principal |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 2,105 | $20,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 695 | $20,000 | thousands by filing date | |
| MARKET LEADER INC | 57056R103 | COM | 1,834 | $20,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,012 | $20,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,919 | $20,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 450 | $20,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 11,000 | $20,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A640 | COM | 1,000 | $20,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 251 | $20,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 500 | $19,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 500 | $19,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 200 | $19,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 800 | $19,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 1,032 | $19,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 1,292 | $19,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 800 | $19,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,500 | $19,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 9,485 | $19,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 3,659 | $19,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 27,640 | $19,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 3,648 | $19,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 62,498 | $19,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 3,956 | $19,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 5,000 | $19,000 | thousands by filing date | principal |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,409 | $19,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 2,000 | $19,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 1,700 | $19,000 | thousands by filing date | call |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 2,817 | $19,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461860 | EGSHARE ENGY GEM | 916 | $19,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 1,144 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 990 | $19,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 246 | $18,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,643 | $18,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 9,343 | $18,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 4,077 | $18,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,244 | $18,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,100 | $18,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032941 | this filing | 2013-08-14 | acceptance time not in the bulk data set |