13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,970 holding rows worth $237,812,265,000.
- Accession
- 0001140361-13-032941
- Filer
- CIK 70858
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,567 entries on the cover page, a total value of $237,812,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,812,265,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HCI GROUP INC | 40416E103 | COM | 4,179 | $128,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 6,500 | $128,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 8,588 | $128,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 23,777 | $128,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 9,371 | $128,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,400 | $127,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,200 | $127,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 17,880 | $127,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 908 | $127,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 19,700 | $126,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 3,400 | $126,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 2,100 | $126,000 | thousands by filing date | put |
| LENDINGTREE INC NEW | 894675107 | COM | 7,358 | $126,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 6,705 | $126,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,345 | $126,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 30,353 | $126,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 7,719 | $126,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 7,400 | $126,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 23,662 | $125,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,300 | $125,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 7,666 | $125,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,614 | $125,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 9,070 | $125,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 7,744 | $125,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,700 | $125,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 19,335 | $124,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 26,870 | $124,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 17,900 | $124,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 27,084 | $124,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,300 | $123,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,795 | $123,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 22,213 | $123,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 17,939 | $123,000 | thousands by filing date | |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 9,241 | $123,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 2,200 | $123,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,508 | $122,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,100 | $122,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 41,000 | $122,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20,050 | $122,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,840 | $122,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 8,100 | $122,000 | thousands by filing date | call |
| GEEKNET INC | 36846Q203 | COM | 8,791 | $122,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,800 | $122,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,500 | $121,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 1,000 | $121,000 | thousands by filing date | call |
| CENTER BANCORP INC | 151408101 | COM | 9,562 | $121,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,598 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,975 | $121,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 5,930 | $121,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 3,916 | $121,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,527 | $120,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,805 | $120,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 4,600 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 5,938 | $120,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,498 | $120,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,700 | $120,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 8,335 | $120,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 3,600 | $120,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 21,489 | $120,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,000 | $120,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 1,800 | $119,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,538 | $119,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,300 | $119,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,034 | $119,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 8,648 | $119,000 | thousands by filing date | |
| TELULAR CORP | 87970T208 | COM NEW | 9,300 | $119,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 12,508 | $118,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 15,220 | $118,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 111,000 | $118,000 | thousands by filing date | principal |
| HORIZON BANCORP IND | 440407104 | COM | 5,753 | $117,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 6,360 | $117,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 3,200 | $117,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 3,700 | $117,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 8,506 | $117,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 4,716 | $116,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 7,114 | $116,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,800 | $116,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 5,381 | $116,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,900 | $115,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 12,500 | $115,000 | thousands by filing date | put |
| CYAN INC | 23247W104 | COM | 10,945 | $115,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 23,583 | $115,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 14,435 | $115,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 12,219 | $114,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,700 | $114,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,039 | $114,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 16,096 | $114,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,787 | $114,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,100 | $113,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,400 | $113,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,016 | $113,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 63,234 | $113,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,136 | $113,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 7,861 | $113,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 4,000 | $113,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,206 | $112,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,893 | $112,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 3,400 | $112,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 10,400 | $112,000 | thousands by filing date | call |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 90,460 | $112,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,000 | $112,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,275 | $112,000 | thousands by filing date | call |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 6,772 | $112,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,924 | $111,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 7,800 | $111,000 | thousands by filing date | call |
| EXA CORP | 300614500 | COM | 10,767 | $111,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,180 | $111,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12,693 | $111,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 8,612 | $110,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,200 | $110,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 8,000 | $110,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 6,900 | $110,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 80,339 | $110,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 10,851 | $110,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,000 | $109,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 10,797 | $109,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,100 | $109,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 2,100 | $109,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 800 | $108,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 2,600 | $108,000 | thousands by filing date | put |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 14,134 | $108,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,900 | $108,000 | thousands by filing date | put |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 3,920 | $108,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 3,600 | $107,000 | thousands by filing date | call |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 100,000 | $107,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 7,596 | $107,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 5,400 | $107,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,900 | $106,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 7,700 | $106,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 107,000 | $106,000 | thousands by filing date | principal |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 15,637 | $106,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 16,700 | $106,000 | thousands by filing date | put |
| PDI INC | 69329V100 | COM | 22,624 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 2,000 | $106,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q759 | CMN | 4,628 | $106,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 70,156 | $105,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,100 | $105,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,900 | $105,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,900 | $105,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,100 | $105,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 19,600 | $105,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 75,300 | $105,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,589 | $105,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 5,457 | $105,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 36,200 | $104,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 8,300 | $104,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 19,374 | $104,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,027 | $104,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 4,740 | $104,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 5,492 | $104,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 1,900 | $104,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 7,183 | $104,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,600 | $103,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,198 | $103,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 16,600 | $103,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 3,500 | $103,000 | thousands by filing date | put |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 26,710 | $103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 4,400 | $103,000 | thousands by filing date | put |
| SALISBURY BANCORP INC | 795226109 | COM | 3,926 | $102,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 31,963 | $102,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 15,700 | $102,000 | thousands by filing date | put |
| ESB FINANCIAL CORP | 26884F102 | COM | 8,395 | $102,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 5,876 | $101,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 9,141 | $101,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 4,285 | $101,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 2,078 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 3,000 | $101,000 | thousands by filing date | put |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 7,807 | $101,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 5,700 | $100,000 | thousands by filing date | put |
| OMNICARE INC | 681904108 | COM | 2,100 | $100,000 | thousands by filing date | put |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 87,661 | $100,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 72,573 | $100,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,500 | $99,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,500 | $99,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 3,200 | $99,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,893 | $99,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 7,838 | $99,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 28,263 | $99,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,125 | $99,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 33,000 | $98,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 29,472 | $98,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 10,200 | $98,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,500 | $97,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 10,500 | $97,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 6,991 | $97,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,095 | $97,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 5,991 | $97,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,503 | $97,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 7,000 | $97,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 3,200 | $97,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 3,300 | $97,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,233 | $97,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 6,454 | $96,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,404 | $96,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,690 | $96,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 7,168 | $96,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,849 | $95,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 12,162 | $95,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 5,142 | $95,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 9,589 | $95,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 6,760 | $95,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 700 | $94,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,800 | $94,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2,894 | $94,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 9,000 | $94,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 103,550 | $93,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 7,300 | $93,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 3,700 | $93,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,906 | $92,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 21,225 | $92,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 41,807 | $92,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 13,500 | $91,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 2,400 | $90,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 8,248 | $90,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,903 | $90,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,134 | $90,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 5,300 | $90,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 112,880 | $90,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 18,611 | $90,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 250,039 | $90,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 9,560 | $90,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,200 | $89,000 | thousands by filing date | call |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,934 | $89,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 17,958 | $89,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 68,943 | $89,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 6,007 | $88,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 925 | $88,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 793 | $88,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 6,000 | $88,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 1,500 | $87,000 | thousands by filing date | call |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,581 | $87,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 5,076 | $87,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,000 | $86,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 7,548 | $86,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,875 | $86,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 5,332 | $86,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 29,710 | $86,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 22,600 | $86,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 5,882 | $86,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 7,796 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,105 | $85,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,300 | $85,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 4,870 | $85,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 26,549 | $85,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,100 | $85,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 15,900 | $85,000 | thousands by filing date | put |
| THORATEC CORP | 885175307 | COM | 2,700 | $85,000 | thousands by filing date | put |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 35,289 | $85,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 7,088 | $85,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 565 | $85,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,700 | $84,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 1,300 | $84,000 | thousands by filing date | put |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 3,467 | $84,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,850 | $84,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 49,283 | $84,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 4,300 | $84,000 | thousands by filing date | put |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 3,246 | $84,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $83,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 5,238 | $83,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 6,113 | $83,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 2,025 | $83,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 7,183 | $83,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,500 | $83,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 17,100 | $83,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 3,443 | $83,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,400 | $82,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 980 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,100 | $82,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,112 | $82,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,154 | $82,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 5,561 | $82,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 6,147 | $82,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,000 | $82,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 40,508 | $82,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 1,137 | $82,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,900 | $81,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,300 | $81,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 7,147 | $81,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 30,500 | $81,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,415 | $81,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,524 | $81,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 3,500 | $81,000 | thousands by filing date | call |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 10,177 | $81,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2,410 | $81,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,657 | $80,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,776 | $80,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 8,527 | $80,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 4,497 | $80,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 38,872 | $80,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,150 | $80,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 2,800 | $80,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,027 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 3,016 | $80,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,600 | $79,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 3,793 | $79,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 3,600 | $79,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,755 | $79,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 26,782 | $79,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 659 | $79,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 6,066 | $79,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 565 | $78,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,197 | $78,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,100 | $78,000 | thousands by filing date | put |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,290 | $78,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 5,328 | $78,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 5,336 | $78,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 43,414 | $78,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 5,300 | $78,000 | thousands by filing date | call |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,200 | $78,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,800 | $77,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,607 | $77,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 883 | $77,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,800 | $77,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,505 | $77,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 15,400 | $77,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 17,300 | $77,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 12,403 | $77,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 9,411 | $77,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 42,200 | $77,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 1,889 | $76,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 10,606 | $76,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 5,613 | $76,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 10,700 | $76,000 | thousands by filing date | call |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 4,200 | $76,000 | thousands by filing date | call |
| AMERICAN DG ENERGY INC | 025398108 | COM | 58,107 | $76,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,672 | $76,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 900 | $75,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,200 | $75,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,100 | $75,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 11,800 | $75,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 7,000 | $75,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,000 | $75,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,366 | $74,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 5,511 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 1,571 | $74,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 25,800 | $73,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 2,800 | $73,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,551 | $73,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 5,222 | $73,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 5,900 | $73,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 79,000 | $73,000 | thousands by filing date | principal |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,900 | $73,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,000 | $73,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $73,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 2,000 | $73,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,500 | $72,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 1,600 | $72,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,500 | $72,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,900 | $72,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 29,870 | $72,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 10,200 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 3,121 | $72,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,400 | $71,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 13,666 | $71,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,334 | $71,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 4,348 | $71,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 400 | $71,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 27,138 | $71,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 8,395 | $71,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 9,600 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,000 | $70,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 4,100 | $70,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12,435 | $70,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 21,764 | $70,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 18,688 | $70,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 170,093 | $70,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,600 | $69,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 3,714 | $69,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,238 | $69,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,400 | $69,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,600 | $69,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 4,700 | $69,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 2,600 | $69,000 | thousands by filing date | put |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 4,945 | $69,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 53,154 | $69,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 4,675 | $69,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 4,029 | $69,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 2,198 | $69,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,900 | $69,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,100 | $68,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 15,365 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 985 | $68,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,222 | $68,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,700 | $68,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,259 | $68,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,000 | $68,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 8,043 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 900 | $67,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 3,015 | $67,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,400 | $67,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 1,900 | $67,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 9,000 | $67,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 4,200 | $67,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 4,000 | $67,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 51,500 | $67,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 50,000 | $67,000 | thousands by filing date | principal |
| POWERSHARES DYN MAGNIQUANT | 73935X468 | COM | 2,066 | $67,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 6,074 | $67,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,000 | $66,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 2,000 | $66,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,100 | $66,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,000 | $66,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,148 | $66,000 | thousands by filing date | |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 8,290 | $66,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 95,754 | $66,000 | thousands by filing date | principal |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,700 | $66,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,300 | $66,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 14,396 | $66,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 81,000 | $66,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,983 | $65,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 800 | $65,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,800 | $65,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 11,200 | $65,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 4,700 | $65,000 | thousands by filing date | call |
| TEXAS INDUSTRIES INC | 882491103 | COM | 1,000 | $65,000 | thousands by filing date | put |
| QUIKSILVER INC | 74838C106 | COM | 10,100 | $65,000 | thousands by filing date | put |
| QUIKSILVER INC | 74838C106 | COM | 10,100 | $65,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 4,184 | $65,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,051 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 2,800 | $65,000 | thousands by filing date | call |
| USMD HLDGS INC | 903313104 | COM | 2,193 | $65,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,000 | $64,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,410 | $64,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 9,610 | $64,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 6,800 | $64,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 8,121 | $64,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 4,000 | $64,000 | thousands by filing date | put |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 8,776 | $64,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 2,257 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,900 | $64,000 | thousands by filing date | call |
| ASTEA INTL INC | 04622E208 | COM | 31,531 | $64,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,428 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,200 | $63,000 | thousands by filing date | put |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 6,496 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,575 | $63,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 57,608 | $63,000 | thousands by filing date | principal |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 13,002 | $63,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 9,002 | $63,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,120 | $63,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,500 | $62,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,548 | $62,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,280 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,400 | $62,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 3,500 | $62,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 3,100 | $62,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 33,579 | $62,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 15,403 | $62,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,765 | $61,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,100 | $61,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 3,700 | $61,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 3,700 | $61,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,763 | $61,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 4,432 | $61,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 900 | $61,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 43,700 | $61,000 | thousands by filing date | call |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 5,107 | $61,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 4,040 | $61,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 2,014 | $61,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,100 | $60,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,300 | $60,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,400 | $60,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 32,000 | $60,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 19,058 | $60,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,600 | $60,000 | thousands by filing date | call |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 15,173 | $60,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 4,650 | $60,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,315 | $60,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,200 | $60,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 2,850 | $60,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,341 | $59,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 7,900 | $59,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 6,350 | $59,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,660 | $59,000 | thousands by filing date | |
| ADA ES INC | 005208103 | COM | 1,409 | $59,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,268 | $58,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,630 | $58,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,899 | $58,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,000 | $57,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 3,873 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 599 | $57,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,300 | $57,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 6,917 | $57,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 18,000 | $57,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,405 | $57,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 27,986 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 2,905 | $57,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 24,450 | $57,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461506 | EGSHARE FINL GEM | 2,982 | $57,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 6,000 | $56,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 3,559 | $56,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 9,463 | $56,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,037 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4,162 | $56,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,300 | $56,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 2,900 | $56,000 | thousands by filing date | put |
| WEBSENSE INC | 947684106 | COM | 2,299 | $56,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 6,900 | $56,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 4,109 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 4,275 | $55,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,670 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032941 | this filing | 2013-08-14 | acceptance time not in the bulk data set |