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Disclosery

13F-HR/A filed by Jefferies Group LLC

Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2023-09-21, with 1,677 holding rows worth $13,716,843,513.

Accession
0001085146-23-003528
Filer
CIK 1084580
Filed
2023-09-21
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2021

A holdings report, amendment of type restatement, 1,677 entries on the cover page, a total value of $13,716,843,513 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,716,843,513 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ZYNGA INC.98986T108CL A20,300$152,859dollars as filedput
ILLUMINA INC452327AK5NOTE 8/1130,000$151,028dollars as filedprincipal
PAYSAFE LIMITEDG6964L107ORD19,000$147,250dollars as filed
DROPBOX INC CL A26210C104Stock5,000$146,100dollars as filed
GORES GUGGENHEIM INC38286Q115*W EXP 03/25/20270,000$145,600dollars as filed
VPC IMPACT ACQUISITION HLDGG9460L118*W EXP 03/05/202121,008$145,210dollars as filed
IMMATICS N.VN44445117*W EXP 07/01/20234,158$144,488dollars as filed
SEAGATE TECHNOLOGY HLDNGSG7997R103ORD SHS1,746$144,080dollars as filed
VELODYNE LIDAR INC92259F101COM24,300$143,856dollars as filedcall
MONEYGRAM INTL INC60935Y208COM NEW17,900$143,558dollars as filedcall
WEIBO CORP SPONSORED ADR948596101ADR3,000$142,470dollars as filed
FTI CONSULTING INC302941AP4NOTE 2.000% 8/1100,000$142,163dollars as filedprincipal
MATTERPORT INC577096100COM CL A7,500$141,825dollars as filedcall
COLISEUM ACQUISITION CORPG2263T107*W EXP 08/22/202219,886$140,727dollars as filed
NEW RELIC INC64829BAB6NOTE 0.500% 5/0138,000$139,805dollars as filedprincipal
COMMSCOPE HLDG CO INC20337X109COM10,000$135,900dollars as filed
HYRECAR INC44916T107COM15,900$135,150dollars as filedput
Q2 HLDGS INC74736LAB5NOTE 0.750% 2/191,000$133,088dollars as filedprincipal
MAXEON SOLAR TECHNOLOGIES LTY58473102SHS7,500$132,225dollars as filedput
WAYFAIR INC94419LAF8NOTE 1.000% 8/170,000$130,086dollars as filedprincipal
IVERIC BIO INC46583P102COM8,000$129,920dollars as filedput
GOLAR LNG LTDG9456A100SHS10,000$129,700dollars as filed
CORSAIR GAMING INC22041X102COM5,000$129,650dollars as filedcall
KRATOS DEFENSE & SEC SOLUTIO50077B207COM NEW5,800$129,398dollars as filedcall
BYTE ACQUISITION CORPG1R25Q113*W EXP 03/18/202215,382$129,229dollars as filed
VIRGIN GALACTIC HLDGS INC92766K106COM5,000$126,500dollars as filed
PIONEER MERGER CORPG7S24C111*W EXP 01/07/202114,477$125,925dollars as filed
WISEKEY INTERNATIONAL HLDS L97727L200SPON ADS20,000$125,000dollars as filedput
FORTE BIOSCIENCES INC34962G109COM41,900$124,024dollars as filedput
HUMANCO ACQUISITION CORP44487N109CMN12,515$123,773dollars as filed
ARENA PHARMACEUTICALS INC040047607COM NEW2,061$122,733dollars as filed
YELLOW CORP985510106COM21,212$119,848dollars as filed
Q2 HLDGS INC74736LAD1NOTE 0.750% 6/0106,000$118,853dollars as filedprincipal
VINCO VENTURES INC927330100COM18,500$118,585dollars as filed
INTERDIGITAL INC45867GAB7BOND107,000$118,268dollars as filedprincipal
KATAPULT HOLDINGS INC485859102COM21,700$117,831dollars as filedput
NextEra Energy,Inc.65339F101COM1,500$117,780dollars as filedcall
SLACK TECHNOLOGIES INC83088VAB8NOTE 0.500% 4/175,000$117,027dollars as filedprincipal
TRUPANION INC898202106COM1,500$116,505dollars as filedcall
PARTY CITY HOLDCO INC702149105COM16,242$115,318dollars as filed
LUMENTUM HLDGS INC55024UAB5NOTE 0.250% 3/175,000$110,753dollars as filedprincipal
HIMAX TECHNOLOGIES INC SPONSORED ADR43289P106ADR10,000$106,700dollars as filed
SPIRE GLOBAL, INC.848560108COM8,500$106,505dollars as filed
CELANESE CORP DEL COM150870103Stock700$105,448dollars as filedcall
DEEP LAKE CAPITAL ACQUSTN COG27029118*W EXP 01/04/202135,500$102,668dollars as filed
KOPIN CORP500600101COMMON STOCK20,000$102,600dollars as filed
CC NEUBERGER PRIN HLDGS IIG3166T111*W EXP 07/29/202100,000$101,000dollars as filed
PIXELWORKS INC72581M305COM NEW20,500$97,990dollars as filed
IQIYI INC46267XAB4NOTE 3.750%12/0100,000$97,750dollars as filedprincipal
Uxin Ltd91818X108ADS35,000$96,600dollars as filedcall
PROPTECH INVESTMENT CORP II743497117*W EXP 12/08/202113,566$96,531dollars as filed
SPHERE 3D CORP NEW84841L308COM16,100$95,634dollars as filedcall
MATTERPORT INC577096100COM CL A5,000$94,550dollars as filedput
FORTE BIOSCIENCES INC34962G109COM31,900$94,424dollars as filed
SEVEN OAKS ACQUISITION CORP81787X114*W EXP 12/22/202117,818$93,076dollars as filed
LUX HEALTH TECH ACQUISITION55068A118*W EXP 11/30/20277,189$88,767dollars as filed
PORCH GROUP INC733245104COM5,000$88,400dollars as filedput
HELLO GROUP INC60879BAB3NOTE 1.250% 7/0100,000$87,499dollars as filedprincipal
JOYY INC ADS REPSTG COM A46591M109ADR1,591$87,235dollars as filed
MICROMOBILITY.COM INC42309B139*W EXP 08/13/20250,000$87,000dollars as filed
CHARDAN NEXTECH ACQUISITION159561117*W EXP 07/29/202174,947$86,441dollars as filed
TRUECAR INC89785L107COM20,718$86,187dollars as filed
IMMUNOGEN INC45253H101COMMON STOCK15,000$85,050dollars as filedcall
YELLOW CORP985510106COM14,900$84,185dollars as filedput
WISEKEY INTERNATIONAL HLDS L97727L200SPON ADS13,290$83,063dollars as filed
PAR TECHNOLOGY CORP698884AC7NOTE 2.875% 4/150,000$81,940dollars as filedprincipal
HELIX ENERGY SOLUTIONS GRP INC COM42330P107Stock21,000$81,480dollars as filed
AEROJET ROCKETDYNE HLDGS INC007800AB1NOTE 2.250%12/146,000$80,834dollars as filedprincipal
CHENIERE ENERGY INC16411RAG4NOTE 4.250% 3/1100,000$80,502dollars as filedprincipal
NIO INC SPON ADS62914V106ADR2,250$80,168dollars as filed
ADVANTAGE SOLUTIONS INC00791N110*W EXP 10/28/20241,528$75,581dollars as filed
APOLLO STRATEGIC GRWT CPTL IG0412A128*W EXP 02/12/20281,051$75,377dollars as filed
PAE INC69290Y117*W EXP 09/11/20255,970$75,000dollars as filed
AIRSPANNETWORKSHOLDINGSIN00951K112Warrant100,000$74,850dollars as filed
MONTES ARCHIMEDES ACQUISITIO612657114*W EXP 99/99/99950,000$74,500dollars as filed
LIVANOVA PLCG5509L101SHS933$73,884dollars as filed
KOPIN CORP500600101COMMON STOCK14,300$73,359dollars as filedput
ADAPTIVE BIOTECHNOLOGIES CORP COM00650F109Stock2,095$71,209dollars as filed
CHEMOCENTRYX INC16383L106COM4,100$70,110dollars as filedput
ELECTRIC LAST MILE SOLUTNS I28489L112*W EXP 08/24/20241,666$69,166dollars as filed
KATAPULT HOLDINGS INC485859102COM12,500$67,875dollars as filed
CUMMINS INC COM231021106Stock300$67,368dollars as filedcall
NEVRO CORP64157FAC7NOTE 2.750% 4/049,000$65,873dollars as filedprincipal
TECH AND ENERGY TRANSITION87823R110*W EXP 03/31/202100,000$65,000dollars as filed
CORSAIR GAMING INC22041X102COM2,500$64,825dollars as filed
CORSAIR GAMING INC22041X102COM2,500$64,825dollars as filedput
ALLAKOS INC01671P100COM600$63,522dollars as filedput
SFL CORPORATION LTDG81075AF3NOTE 5.750%10/163,000$63,000dollars as filedprincipal
SOFI TECHNOLOGIES INC83406F110*W EXP 05/28/20210,000$62,700dollars as filed
WISEKEY INTERNATIONAL HLDS L97727L200SPON ADS10,000$62,500dollars as filedcall
Procter & Gamble Co742718109COM446$62,351dollars as filed
HYRECAR INC44916T107COM7,250$61,625dollars as filed
MONEYGRAM INTL INC60935Y208COM NEW7,500$60,150dollars as filedput
CALAMP CORP128126AD1BOND65,000$59,800dollars as filedprincipal
TWILIO INC CL A90138F102Stock187$59,663dollars as filed
KOHLS CORP500255104COM1,250$58,862dollars as filed
EMAGIN CORP29076N206COM25,000$56,500dollars as filedcall
SENIOR CONNECT ACQUISITN COR81723H116*W EXP 12/31/20279,039$56,118dollars as filed
REGIS CORP758932107COM15,625$54,375dollars as filed
PURE STORAGE INC74624MAB8NOTE 0.125% 4/147,000$53,940dollars as filedprincipal
ROYAL CARIBBEAN GROUP COMV7780T103Stock600$53,370dollars as filed
ROOT INC77664L108COMMON STOCK10,000$52,700dollars as filedput
ACE CONVERGENCE ACQU CORPG0083D104*W EXP 09/30/20289,508$52,362dollars as filed
DFP HEALTHCARE ACQUISITNS CO23343Q118*W EXP 03/31/20239,660$50,368dollars as filed
ADVANTAGE SOLUTIONS INC.00791N102COM CL A5,800$50,170dollars as filedput
APOLLO STRATEGIC GROWTH CAPTG0411R114*W EXP 10/29/20259,000$48,085dollars as filed
MATTERPORT INC577096100COM CL A2,500$47,275dollars as filed
FRONTLINE PLC FG3682E192ORD SHS5,000$46,850dollars as filedcall
LOGITECH INTL S A SHSH50430232Stock510$45,534dollars as filed
COMMUNITY HEALTH SYSTEMS INC203668108COMMON STOCK3,800$44,460dollars as filedcall
PORCH GROUP INC733245104COM2,500$44,200dollars as filedcall
BLACKSKY TECHNOLOGY INC09263B108COM CL A4,100$42,435dollars as filedcall
SILVERBOX ENGAGED MERGER CO82836L119*W EXP 06/02/20258,500$42,120dollars as filed
GRAF ACQUISITION CORP IV384272118*W EXP 05/31/20235,000$40,600dollars as filed
ROOT INC77664L108COMMON STOCK7,500$39,525dollars as filedcall
PATHFINDER ACQUISITION CORPG04119122*W EXP 02/19/20240,000$37,992dollars as filed
WORKDAY INC98138HAF8NOTE 0.250%10/022,000$37,892dollars as filedprincipal
GORES HOLDINGS VII INC38286T119WTS31,250$36,872dollars as filed
GDS HLDGS LTD36165LAB4NOTE 2.000% 6/029,000$36,832dollars as filedprincipal
NOVUS CAPITAL CORPORATION II67012W112*W EXP 02/02/20233,333$36,333dollars as filed
QUOTIENT LTDG73268107SHS15,000$35,100dollars as filed
SILVER SPIKE ACQUISITN CORPG8201H113WARR30,000$32,550dollars as filed
Gaotu Techedu Inc36257Y109COM10,000$30,700dollars as filedput
Gaotu Techedu Inc36257Y109COM10,000$30,700dollars as filedcall
FORTISTAR SUSTAINABLE SOL CO34962M114WTS44,769$30,555dollars as filed
SPHERE 3D CORP NEW84841L308COM5,000$29,700dollars as filedput
VISTRA CORP92840M128COM166,260$29,245dollars as filed
BED BATH & BEYOND INC075896100COM1,667$28,797dollars as filed
APOLLO UNVT CORP03761U502COM NEW2,183$28,314dollars as filed
AEYE INC008183105COM5,000$27,350dollars as filed
AEYE INC008183105COM5,000$27,350dollars as filedput
AEYE INC008183105COM5,000$27,350dollars as filedcall
INOVIO PHARMACEUTICALS INC45773H201COM NEW3,751$26,857dollars as filed
ZILLOW GROUP INC98954MAH4NOTE 2.750% 5/117,000$26,565dollars as filedprincipal
GIGCAPITAL4 INC37518G119*W EXP 02/08/20225,000$26,250dollars as filed
FTAC HERA ACQUISITION CORPG3728Y111*W EXP 02/28/20225,000$25,500dollars as filed
WESTERN DIGITAL CORP.958102AP0NOTE 1.500% 2/025,000$25,263dollars as filedprincipal
ROOT INC77664L108COMMON STOCK4,500$23,715dollars as filed
ICU MED INC44930G107COM100$23,338dollars as filed
SCIENCE STRATEGIC ACQ ALPHA808641112*W EXP 01/20/20233,333$23,333dollars as filed
COHN ROBBINS HOLDINGS CORPG23726113*W EXP 08/28/20224,287$21,980dollars as filed
JAZZ INVESTMENTS I LTD472145AF8NOTE 2.000% 6/118,000$20,832dollars as filedprincipal
TREBIA ACQUISITION CORPG9027T117*W EXP 99/99/99912,711$18,431dollars as filed
GORES HLDGS VIII INC382863116*W EXP 03/01/20215,625$17,500dollars as filed
IQIYI INC46267XAD0NOTE 2.000% 4/020,000$17,352dollars as filedprincipal
VIRGIN GROUP ACQUISIT CORP IG9460K128*W EXP 03/13/20220,000$17,200dollars as filed
CRUCIBLE ACQUISITION CORP22877P116*W EXP 12/26/20219,889$16,711dollars as filed
EFFECTOR THERAPEUTICS INC28202V116*W EXP 12/31/20210,000$16,000dollars as filed
ALIGN TECHNOLOGY INC COM016255101Stock24$15,970dollars as filed
PALLADYNE AI CORP80359A114*W EXP 09/24/20220,000$15,600dollars as filed
LAZARD GROWTH ACQUISITION COG54035111*W EXP 02/10/20220,000$15,600dollars as filed
ONE EQUITY PARTNERS OPEN WTR68237L113WTS23,333$14,961dollars as filed
1LIFE HEALTHCARE INC68269GAB3BOND15,000$14,387dollars as filedprincipal
ELECTRONIC ARTS INC COM285512109Stock100$14,225dollars as filed
VIAVI SOLUTIONS INC925550AE5BOND11,000$13,777dollars as filedprincipal
EVOLENT HEALTH INC CL A30050B101Stock400$12,400dollars as filedput
PONTEM CORPORATIONG71707122WARR16,666$11,966dollars as filed
TRUIST FINL CORP COM89832Q109Stock200$11,730dollars as filed
AVAYA HLDGS CORP05351XAB7NOTE 2.250% 6/110,000$10,455dollars as filedprincipal
AVADEL PHARMACEUTICALS, PLC05337M104COMMON STOCK-FO1,000$9,800dollars as filedput
POWERED BRANDSG7209M116WARR13,333$8,000dollars as filed
JELD-WEN HLDG INC47580P103COM200$5,006dollars as filed
SAGE THERAPEUTICS INC78667J108COM100$4,431dollars as filedput
AURORA CANNABIS INC-NEW05156X884COM600$4,152dollars as filed
GOGO INC38046C109COM200$3,460dollars as filed
CARGURUS INC COM CL A141788109Stock100$3,141dollars as filed
EVOLENT HEALTH INC CL A30050B101Stock100$3,100dollars as filed
DUPONT DE NEMOURS INC COM26614N102Stock42$2,856dollars as filed
SUPERNUS PHARMACEUTICALS868459108COM100$2,667dollars as filed
AURINIA PHARMACEUTICALS INC COM05156V102Stock100$2,213dollars as filed
SPDR SERIES TRUST78464A698ST STR SP REGBNK27$1,829dollars as filed
HARMONIC INC413160102COM200$1,750dollars as filed
SCORPIO TANKERS INCY7542C130SHS83$1,539dollars as filed
COMSTOCK RES INC COM205768302Stock100$1,035dollars as filed
Gaotu Techedu Inc36257Y109COM100$307dollars as filed
EVELO BIOSCIENCES INC299734103COM33$232dollars as filed
ROCKET PHARMACEUTICALS INC77313F106COM1$30dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-21-003298 superseded2021-11-15acceptance time not in the bulk data set
13F-HR/A 0001085146-21-003436 superseded2021-12-17acceptance time not in the bulk data set
13F-HR/A 0001085146-23-003528this filing2023-09-21acceptance time not in the bulk data set