13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2023-09-21, with 1,677 holding rows worth $13,716,843,513.
- Accession
- 0001085146-23-003528
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 1,677 entries on the cover page, a total value of $13,716,843,513 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,716,843,513 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 700,000 | $4,032,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 15,400 | $4,027,100 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 185,000 | $4,020,050 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 150,000 | $4,000,500 | dollars as filed | call |
| Anglogold Ashanti Plc | 035128206 | Common | 250,000 | $3,997,500 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 13,600 | $3,989,968 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 78,300 | $3,989,385 | dollars as filed | call |
| SUNRUN INC | 86771W105 | COM | 90,491 | $3,981,604 | dollars as filed | |
| PPD INC | 69355F102 | COM | 85,015 | $3,977,852 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 44,700 | $3,970,701 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 38,700 | $3,926,115 | dollars as filed | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 488,400 | $3,921,852 | dollars as filed | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 110,000 | $3,906,100 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 3,245,000 | $3,856,677 | dollars as filed | principal |
| CVS Health Corporation | 126650100 | COM | 45,414 | $3,853,832 | dollars as filed | |
| IJH | 464287507 | COM | 14,477 | $3,808,994 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 5,612 | $3,794,217 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 19,680 | $3,777,970 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 16,224 | $3,771,517 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 43,300 | $3,769,265 | dollars as filed | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 200,000 | $3,762,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 55,000 | $3,726,250 | dollars as filed | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 18,000 | $3,719,340 | dollars as filed | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 3,374,000 | $3,667,895 | dollars as filed | principal |
| SPX FLOW INC COM | 78469X107 | Stock | 50,000 | $3,655,000 | dollars as filed | put |
| SPX FLOW INC COM | 78469X107 | Stock | 50,000 | $3,655,000 | dollars as filed | call |
| Eaton Corp. Plc | G29183103 | COM | 24,400 | $3,643,164 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 39,198 | $3,635,615 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 50,000 | $3,618,500 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 15,000 | $3,616,650 | dollars as filed | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 75,000 | $3,600,750 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 51,200 | $3,576,320 | dollars as filed | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 40,000 | $3,558,000 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 1,083 | $3,557,699 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 51,652 | $3,555,724 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 16,864 | $3,553,076 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 248,300 | $3,538,275 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 22,500 | $3,532,275 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 50,000 | $3,529,500 | dollars as filed | put |
| WIX COM LTD SHS | M98068105 | Stock | 18,000 | $3,527,460 | dollars as filed | put |
| CLOROX CO DEL | 189054109 | COM | 21,297 | $3,526,996 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 140,755 | $3,518,875 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,179 | $3,504,760 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,900 | $3,503,956 | dollars as filed | put |
| ICU MED INC | 44930G107 | COM | 15,000 | $3,500,700 | dollars as filed | put |
| ICU MED INC | 44930G107 | COM | 15,000 | $3,500,700 | dollars as filed | call |
| GENERAC HLDGS INC | 368736104 | COM | 8,526 | $3,484,320 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 134,908 | $3,473,882 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 30,000 | $3,469,500 | dollars as filed | call |
| CHEGG INC | 163092109 | COM | 50,693 | $3,448,138 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 57,400 | $3,447,444 | dollars as filed | put |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 132,500 | $3,445,000 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 30,000 | $3,442,500 | dollars as filed | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 122,600 | $3,410,732 | dollars as filed | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 92,548 | $3,407,618 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 20,120 | $3,401,085 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 70,000 | $3,388,700 | dollars as filed | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,816,000 | $3,386,642 | dollars as filed | principal |
| MOSAIC CO COM | 61945C103 | Stock | 94,700 | $3,382,684 | dollars as filed | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 29,400 | $3,373,650 | dollars as filed | call |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 30,429 | $3,361,492 | dollars as filed | |
| American Express Company | 025816109 | COM | 20,000 | $3,350,600 | dollars as filed | call |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 3,311,000 | $3,349,642 | dollars as filed | principal |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 23,000 | $3,348,340 | dollars as filed | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,000 | $3,327,150 | dollars as filed | put |
| NEWMONT CORP | 651639106 | COM | 61,062 | $3,315,667 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 68,100 | $3,296,721 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 143,771 | $3,282,292 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,205,000 | $3,271,141 | dollars as filed | principal |
| MOODYS CORP COM | 615369105 | Stock | 9,200 | $3,267,012 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 94,439 | $3,266,645 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 32,059 | $3,252,384 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 28,000 | $3,226,160 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 48,100 | $3,222,219 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 30,504 | $3,210,851 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 24,700 | $3,208,777 | dollars as filed | put |
| JPMorgan Chase & Co | 46625H100 | COM | 19,546 | $3,199,483 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 321,509 | $3,199,015 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 27,500 | $3,197,150 | dollars as filed | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,000 | $3,187,300 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,350 | $3,173,297 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 213,100 | $3,168,797 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 59,768 | $3,162,324 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,000,000 | $3,150,000 | dollars as filed | call |
| Medtronic Plc | G5960L103 | COM | 25,000 | $3,133,750 | dollars as filed | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 94,669 | $3,118,396 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 15,578 | $3,118,092 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 27,900 | $3,115,035 | dollars as filed | put |
| WESCO INTL INC COM | 95082P105 | Stock | 27,000 | $3,113,640 | dollars as filed | put |
| TEGNA INC COM | 87901J105 | Stock | 157,500 | $3,105,900 | dollars as filed | call |
| BARRICK GOLD CORP | 067901108 | COM | 170,900 | $3,084,745 | dollars as filed | call |
| LYFT INC | 55087P104 | CL A COM | 57,500 | $3,081,425 | dollars as filed | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 76,400 | $3,078,156 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 150,000 | $3,078,000 | dollars as filed | call |
| ServiceNow,Inc. | 81762P102 | COM | 4,910 | $3,055,346 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 2,566,000 | $3,054,751 | dollars as filed | principal |
| WESTERN UN CO COM | 959802109 | Stock | 150,800 | $3,049,176 | dollars as filed | put |
| TELADOC HEALTH INC | 87918A105 | COM | 24,000 | $3,043,440 | dollars as filed | put |
| NEWS CORP NEW | 65249B208 | CL B | 130,669 | $3,035,441 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 26,000 | $3,025,880 | dollars as filed | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 98,200 | $3,017,686 | dollars as filed | put |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 64,364 | $3,016,740 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 20,000 | $3,006,800 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 118,741 | $3,005,332 | dollars as filed | |
| American Express Company | 025816109 | COM | 17,937 | $3,004,985 | dollars as filed | |
| COHERENT INC | 192479103 | COM | 12,000 | $3,001,080 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 50,823 | $2,996,016 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,400 | $2,994,780 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 19,800 | $2,978,118 | dollars as filed | call |
| PROSHARES TR | 74347X849 | INDX FD | 178,539 | $2,978,031 | dollars as filed | |
| Boeing Company | 097023105 | COM | 13,500 | $2,969,190 | dollars as filed | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,858 | $2,968,529 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 2,450,000 | $2,962,555 | dollars as filed | principal |
| KEYCORP COM | 493267108 | Stock | 136,906 | $2,959,902 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 136,400 | $2,953,060 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 40,300 | $2,951,169 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 112,000 | $2,935,520 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 70,000 | $2,921,800 | dollars as filed | put |
| XPO INC COM | 983793100 | Stock | 36,700 | $2,920,586 | dollars as filed | put |
| ZENDESK INC | 98936J101 | COM | 25,000 | $2,909,750 | dollars as filed | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 116,000 | $2,900,000 | dollars as filed | call |
| STELLANTIS N.V SHS | N82405106 | Stock | 150,000 | $2,870,870 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 29,900 | $2,867,709 | dollars as filed | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 24,912 | $2,858,652 | dollars as filed | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 63,907 | $2,848,347 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,404 | $2,839,668 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 112,002 | $2,834,771 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 10,000 | $2,829,900 | dollars as filed | call |
| AbbVie,Inc. | 00287Y109 | COM | 26,000 | $2,804,620 | dollars as filed | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50,000 | $2,800,000 | dollars as filed | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 21,000 | $2,794,470 | dollars as filed | put |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 98,987 | $2,791,433 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 39,319 | $2,775,528 | dollars as filed | |
| ANAPLAN INC | 03272L108 | COM | 45,560 | $2,774,148 | dollars as filed | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 40,200 | $2,768,574 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 34,000 | $2,761,140 | dollars as filed | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 18,300 | $2,756,712 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 65,300 | $2,747,824 | dollars as filed | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 9,160 | $2,747,358 | dollars as filed | |
| TWITTER INC | 90184L102 | COM | 45,419 | $2,742,853 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 25,400 | $2,739,898 | dollars as filed | call |
| T-Mobile US,Inc. | 872590104 | COM | 21,438 | $2,738,920 | dollars as filed | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,225,000 | $2,733,673 | dollars as filed | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 30,000 | $2,720,100 | dollars as filed | put |
| Deere & Company | 244199105 | COM | 8,100 | $2,714,067 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 7,796 | $2,710,512 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 21,600 | $2,709,288 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 39,500 | $2,702,590 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 28,612 | $2,680,372 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 170,000 | $2,675,800 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 196,531 | $2,672,821 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $2,671,000 | dollars as filed | put |
| AZENTA INC | 114340102 | COM | 26,080 | $2,669,288 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 11,550 | $2,668,628 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 8,406 | $2,665,038 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 7,000 | $2,664,620 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,500 | $2,656,390 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 16,900 | $2,653,131 | dollars as filed | call |
| BIOGEN INC COM | 09062X103 | Stock | 9,357 | $2,647,937 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 9,960 | $2,643,483 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 12,000 | $2,631,480 | dollars as filed | call |
| UIPATH INC | 90364P105 | CL A | 50,000 | $2,630,500 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 60,400 | $2,620,756 | dollars as filed | put |
| MEDALLIA INC | 584021109 | COM | 77,300 | $2,618,151 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 42,600 | $2,617,770 | dollars as filed | put |
| McDonalds Corporation | 580135101 | COM | 10,830 | $2,611,221 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,500 | $2,607,885 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 263,840 | $2,604,100 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 69,160 | $2,602,491 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 20,000 | $2,598,200 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 18,662 | $2,592,712 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 72,500 | $2,591,150 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 22,197 | $2,583,287 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 20,000 | $2,579,600 | dollars as filed | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 26,807 | $2,571,059 | dollars as filed | |
| IHS MARKIT LTD | G47567105 | SHS | 22,000 | $2,565,640 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 16,280 | $2,564,588 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 125,684 | $2,541,331 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 19,000 | $2,540,680 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,444 | $2,538,362 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 49,631 | $2,536,641 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 15,000 | $2,512,200 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 2,726,000 | $2,510,362 | dollars as filed | principal |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 250,000 | $2,500,000 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 255,408 | $2,492,782 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 223,700 | $2,492,018 | dollars as filed | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 24,690 | $2,488,258 | dollars as filed | |
| Southern Company | 842587107 | COM | 40,000 | $2,478,800 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12,500 | $2,458,750 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 56,634 | $2,457,350 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 250,000 | $2,455,000 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 250,000 | $2,452,500 | dollars as filed | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 250,000 | $2,445,000 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 25,000 | $2,441,750 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 31,500 | $2,434,635 | dollars as filed | put |
| GEN DIGITAL INC COM | 668771108 | Stock | 96,200 | $2,433,860 | dollars as filed | call |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 3,000,000 | $2,430,000 | dollars as filed | principal |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 95,000 | $2,426,300 | dollars as filed | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 141,573 | $2,419,487 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 8,000 | $2,412,320 | dollars as filed | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 395,200 | $2,410,720 | dollars as filed | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,000 | $2,397,750 | dollars as filed | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 50,000 | $2,374,500 | dollars as filed | put |
| GORES METROPOULOS II INC | 382873107 | CL A | 240,123 | $2,372,415 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 40,000 | $2,366,800 | dollars as filed | put |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 94,990 | $2,364,305 | dollars as filed | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 58,537 | $2,358,456 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 47,974 | $2,354,564 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 43,987 | $2,344,507 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 50,000 | $2,343,500 | dollars as filed | put |
| BECTON DICKINSON & CO | 075887109 | COM | 9,500 | $2,335,290 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 20,000 | $2,325,200 | dollars as filed | put |
| WYNN RESORTS LTD | 983134107 | COM | 27,373 | $2,319,862 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 40,000 | $2,302,400 | dollars as filed | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 24,000 | $2,297,280 | dollars as filed | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 13,930 | $2,295,386 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,000 | $2,288,500 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 11,100 | $2,286,378 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 32,200 | $2,272,998 | dollars as filed | call |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 1,606,000 | $2,272,027 | dollars as filed | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 2,355,000 | $2,269,921 | dollars as filed | principal |
| Schlumberger Limited | 806857108 | COM | 76,428 | $2,265,326 | dollars as filed | call |
| CIENA CORP COM NEW | 171779309 | Stock | 44,000 | $2,259,400 | dollars as filed | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 50,000 | $2,228,500 | dollars as filed | put |
| HUNTSMAN CORP | 447011107 | COM | 75,300 | $2,228,127 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 29,500 | $2,223,120 | dollars as filed | put |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 38,433 | $2,205,669 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 225,000 | $2,193,750 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 865,000 | $2,189,483 | dollars as filed | principal |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 201,259 | $2,185,674 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35,300 | $2,181,893 | dollars as filed | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 73,350 | $2,179,962 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 25,000 | $2,178,250 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 10,000 | $2,175,000 | dollars as filed | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 9,861 | $2,161,334 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,500,000 | $2,161,092 | dollars as filed | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 78,637 | $2,155,440 | dollars as filed | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 218,119 | $2,133,204 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 24,454 | $2,128,721 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 10,000 | $2,126,500 | dollars as filed | put |
| DTE ENERGY CO COM | 233331107 | Stock | 19,016 | $2,124,277 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 19,686 | $2,123,529 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 140,051 | $2,121,776 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 147,600 | $2,095,920 | dollars as filed | call |
| GLOBAL PMTS INC | 37940X102 | COM | 13,300 | $2,095,814 | dollars as filed | call |
| VALE S A | 91912E105 | SPONSORED ADS | 150,000 | $2,092,500 | dollars as filed | call |
| RAPID7 INC COM | 753422104 | Stock | 18,473 | $2,087,818 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 83,596 | $2,087,392 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 32,676 | $2,087,364 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,300 | $2,076,346 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 117,500 | $2,071,525 | dollars as filed | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15,000 | $2,058,300 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 140,000 | $2,051,000 | dollars as filed | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 65,800 | $2,022,034 | dollars as filed | call |
| Texas Instruments Incorporated | 882508104 | COM | 10,400 | $1,998,984 | dollars as filed | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,000 | $1,988,300 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 256,000 | $1,978,880 | dollars as filed | call |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 200,000 | $1,976,000 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 23,500 | $1,973,295 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,000 | $1,969,560 | dollars as filed | call |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 75,000 | $1,965,750 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 46,500 | $1,956,720 | dollars as filed | call |
| DOVER CORP COM | 260003108 | Stock | 12,541 | $1,950,125 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 24,742 | $1,943,484 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 31,500 | $1,933,155 | dollars as filed | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 29,700 | $1,932,579 | dollars as filed | put |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 2,097,000 | $1,921,456 | dollars as filed | principal |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 60,000 | $1,913,400 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 75,000 | $1,897,500 | dollars as filed | call |
| VISTA OUTDOOR INC | 928377100 | COM | 47,000 | $1,894,570 | dollars as filed | call |
| PINTEREST INC CL A | 72352L106 | Stock | 37,000 | $1,885,150 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 1,892,000 | $1,878,147 | dollars as filed | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 28,816 | $1,875,058 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 15,138 | $1,874,993 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 30,000 | $1,869,300 | dollars as filed | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 30,900 | $1,863,579 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 15,000 | $1,841,400 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 30,000 | $1,841,100 | dollars as filed | |
| BALL CORP | 058498106 | COM | 20,400 | $1,835,388 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 138,031 | $1,833,051 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,100 | $1,829,302 | dollars as filed | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 61,053 | $1,829,148 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 20,000 | $1,822,600 | dollars as filed | put |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5,500 | $1,818,135 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 75,000 | $1,813,500 | dollars as filed | call |
| ARES CAPITAL CORP | 04010L103 | COM | 88,913 | $1,807,596 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 23,347 | $1,804,490 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 75,000 | $1,803,000 | dollars as filed | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 24,634 | $1,800,745 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,000 | $1,799,280 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,000 | $1,794,500 | dollars as filed | call |
| DAVITA INC COM | 23918K108 | Stock | 15,380 | $1,788,079 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 37,869 | $1,781,736 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,950 | $1,774,933 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 87,306 | $1,752,231 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 100,000 | $1,752,000 | dollars as filed | call |
| KAMADA LTD | M6240T109 | SHS | 330,000 | $1,749,000 | dollars as filed | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 149,236 | $1,746,062 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 19,000 | $1,741,540 | dollars as filed | put |
| FERROGLOBE PLC | G33856108 | SHS | 200,000 | $1,740,000 | dollars as filed | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,941 | $1,736,035 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 35,240 | $1,733,456 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,000 | $1,733,200 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30,600 | $1,727,064 | dollars as filed | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 25,231 | $1,711,166 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 6,000 | $1,711,020 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 135,000 | $1,703,700 | dollars as filed | call |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 779,627 | $1,699,587 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 175,000 | $1,695,750 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 44,200 | $1,694,628 | dollars as filed | call |
| PORCH GROUP INC | 733245104 | COM | 95,792 | $1,693,603 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 24,900 | $1,692,951 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 10,000 | $1,691,700 | dollars as filed | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 55,000 | $1,690,150 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 44,796 | $1,688,809 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 97,300 | $1,683,290 | dollars as filed | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 20,727 | $1,679,509 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 60,000 | $1,669,200 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 95,250 | $1,668,780 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 1,186,000 | $1,666,892 | dollars as filed | principal |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 168,008 | $1,666,639 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 75,000 | $1,659,000 | dollars as filed | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 32,000 | $1,655,680 | dollars as filed | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 12,411 | $1,651,532 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 65,854 | $1,647,670 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 20,400 | $1,640,772 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 88,200 | $1,635,228 | dollars as filed | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,949 | $1,630,478 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 28,755 | $1,610,280 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 144,000 | $1,604,160 | dollars as filed | |
| ZENDESK INC | 98936J101 | COM | 13,738 | $1,598,966 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,917 | $1,598,160 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 30,787 | $1,597,379 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 27,600 | $1,582,860 | dollars as filed | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 56,750 | $1,580,487 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 42,485 | $1,572,794 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 7,001 | $1,572,145 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 70,200 | $1,566,162 | dollars as filed | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 54,359 | $1,565,538 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,096,000 | $1,560,691 | dollars as filed | principal |
| Qualcomm Incorporated | 747525103 | COM | 12,061 | $1,555,628 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 24,960 | $1,555,258 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 15,100 | $1,531,895 | dollars as filed | call |
| Barclays Bank PLC | 06747R477 | COM | 55,000 | $1,530,650 | dollars as filed | call |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 134,400 | $1,518,720 | dollars as filed | put |
| KELLANOVA | 487836108 | COM | 23,754 | $1,518,356 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 149,830 | $1,514,782 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 73,000 | $1,514,020 | dollars as filed | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 822 | $1,494,004 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 52,500 | $1,491,525 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 44,137 | $1,480,355 | dollars as filed | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 34,508 | $1,479,703 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 128,600 | $1,477,614 | dollars as filed | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 24,800 | $1,476,840 | dollars as filed | put |
| WIX COM LTD SHS | M98068105 | Stock | 7,500 | $1,469,775 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,598 | $1,469,301 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,406,000 | $1,468,622 | dollars as filed | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,084 | $1,468,440 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 69,000 | $1,458,660 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 10,000 | $1,455,800 | dollars as filed | call |
| HILLMAN SOLUTIONS CORP | 431636117 | *W EXP 10/01/202 | 501,066 | $1,453,091 | dollars as filed | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 24,200 | $1,441,110 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 52,817 | $1,426,584 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 35,499 | $1,425,640 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,010 | $1,423,040 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 45,400 | $1,420,566 | dollars as filed | call |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 13,453 | $1,415,797 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 30,500 | $1,415,505 | dollars as filed | call |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 1,394,000 | $1,415,073 | dollars as filed | principal |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 44,250 | $1,414,673 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 25,861 | $1,410,200 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 9,000 | $1,408,320 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 22,700 | $1,403,087 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 23,200 | $1,399,192 | dollars as filed | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,375 | $1,391,402 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,840 | $1,390,797 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 67,647 | $1,388,116 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 136,900 | $1,384,059 | dollars as filed | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 190,900 | $1,384,025 | dollars as filed | put |
| Tcv Acquisition Corp | G8704C124 | COM | 141,086 | $1,382,643 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 53,516 | $1,380,713 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 67,200 | $1,378,944 | dollars as filed | put |
| DOMTAR CORP | 257559203 | COM NEW | 25,000 | $1,363,500 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 57,300 | $1,358,010 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 15,000 | $1,354,200 | dollars as filed | call |
| ATOTECH LTD | G0625A105 | COM | 56,000 | $1,352,400 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 32,900 | $1,351,532 | dollars as filed | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 60,267 | $1,344,557 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 3,600 | $1,342,080 | dollars as filed | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 19,627 | $1,336,795 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 135,491 | $1,335,941 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20,000 | $1,323,400 | dollars as filed | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 28,507 | $1,320,445 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 8,840 | $1,320,342 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 9,173 | $1,316,142 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 12,500 | $1,315,750 | dollars as filed | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 53,100 | $1,314,225 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 22,500 | $1,300,725 | dollars as filed | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 100,000 | $1,297,000 | dollars as filed | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 24,000 | $1,295,760 | dollars as filed | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 19,900 | $1,294,893 | dollars as filed | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,000 | $1,293,760 | dollars as filed | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 50,000 | $1,274,000 | dollars as filed | call |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,068,000 | $1,273,123 | dollars as filed | principal |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,138,430 | $1,272,366 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 4,200 | $1,269,912 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 15,000 | $1,266,600 | dollars as filed | put |
| GUESS INC COM | 401617105 | Stock | 60,000 | $1,260,600 | dollars as filed | put |
| CORTEXYME INC | 22053A107 | COM | 13,750 | $1,260,325 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,414 | $1,250,741 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,713 | $1,249,982 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 25,000 | $1,249,500 | dollars as filed | |
| CALERES INC | 129500104 | COM | 56,200 | $1,248,764 | dollars as filed | call |
| Oracle Corporation | 68389X105 | COM | 14,250 | $1,241,602 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 49,300 | $1,233,979 | dollars as filed | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 64,000 | $1,229,440 | dollars as filed | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,000 | $1,229,000 | dollars as filed | call |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 125,000 | $1,227,500 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 14,800 | $1,219,816 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 899 | $1,218,846 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,900 | $1,214,625 | dollars as filed | call |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 919,000 | $1,209,831 | dollars as filed | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 24,950 | $1,208,079 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 8,307 | $1,202,106 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 171,673 | $1,201,711 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 64,400 | $1,193,976 | dollars as filed | put |
| KROGER CO COM | 501044101 | Stock | 29,381 | $1,187,874 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,000 | $1,184,120 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 650,000 | $1,181,837 | dollars as filed | principal |
| HANESBRANDS INC | 410345102 | COM | 68,780 | $1,180,265 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 59,800 | $1,176,864 | dollars as filed | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 120,000 | $1,176,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17,500 | $1,173,375 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 18,613 | $1,173,177 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 21,873 | $1,172,174 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 14,200 | $1,168,376 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 30,098 | $1,168,093 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 20,238 | $1,166,114 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 31,750 | $1,162,050 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 21,500 | $1,161,215 | dollars as filed | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 98,729 | $1,155,129 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 30,000 | $1,149,900 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 120,651 | $1,147,391 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 65,000 | $1,144,000 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 17,429 | $1,143,517 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 45,000 | $1,138,500 | dollars as filed | put |
| NETAPP INC COM | 64110D104 | Stock | 12,669 | $1,137,169 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 200,340 | $1,135,928 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 29,626 | $1,135,565 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $1,131,500 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 765,000 | $1,124,550 | dollars as filed | call |
| WESTERN UN CO COM | 959802109 | Stock | 55,000 | $1,112,100 | dollars as filed | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 10,049 | $1,110,917 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,200 | $1,109,304 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 77,500 | $1,104,375 | dollars as filed | call |
| DURECT CORP | 266605104 | COM | 850,653 | $1,088,836 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 19,633 | $1,088,650 | dollars as filed | |
| HEALTHCARE | 42225P501 | CL A NEW | 36,644 | $1,086,861 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 9,850 | $1,086,553 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 25,967 | $1,085,680 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 35,000 | $1,085,000 | dollars as filed | call |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 111,015 | $1,083,506 | dollars as filed | |
| FERRO CORP | 315405100 | COM | 53,221 | $1,082,515 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 44,340 | $1,082,339 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 50,000 | $1,082,000 | dollars as filed | put |
| PRA Group Inc | 69354N106 | COM | 25,500 | $1,074,570 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 93,400 | $1,073,166 | dollars as filed | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 16,200 | $1,072,602 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 68,000 | $1,071,680 | dollars as filed | call |
| SPIRE GLOBAL, INC. | 848560108 | COM | 85,000 | $1,065,050 | dollars as filed | call |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 153,277 | $1,063,742 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,300 | $1,061,701 | dollars as filed | call |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 635,000 | $1,054,511 | dollars as filed | principal |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 145,000 | $1,051,250 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,971 | $1,048,509 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 22,540 | $1,046,081 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 50,000 | $1,036,000 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 4,963 | $1,032,107 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 1,052,000 | $1,031,623 | dollars as filed | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 65,392 | $1,031,232 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,105 | $1,027,795 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,000 | $1,026,220 | dollars as filed | call |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 200,000 | $1,026,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,000 | $1,023,900 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 21,864 | $1,015,801 | dollars as filed | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 103,083 | $1,015,368 | dollars as filed | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 944,000 | $1,014,909 | dollars as filed | principal |
| CNX RES CORP COM | 12653C108 | Stock | 80,100 | $1,010,862 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 45,200 | $1,010,672 | dollars as filed | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 1,001,000 | $1,005,102 | dollars as filed | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,500 | $1,002,225 | dollars as filed | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,500 | $1,002,225 | dollars as filed | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,494 | $999,214 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 8,143 | $993,039 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 27,600 | $991,944 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 630,000 | $989,100 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,510 | $980,925 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 23,000 | $980,030 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 9,340 | $976,871 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,847 | $973,798 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003298 | superseded | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-003436 | superseded | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | this filing | 2023-09-21 | acceptance time not in the bulk data set |