13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2023-09-21, with 1,677 holding rows worth $13,716,843,513.
- Accession
- 0001085146-23-003528
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 1,677 entries on the cover page, a total value of $13,716,843,513 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,716,843,513 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 100,000 | $973,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 28,600 | $972,114 | dollars as filed | call |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 100,000 | $971,000 | dollars as filed | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 100,000 | $971,000 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 10,880 | $969,626 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 69,449 | $968,814 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 59,300 | $964,218 | dollars as filed | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 47,521 | $958,974 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29,804 | $957,603 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 27,200 | $953,632 | dollars as filed | call |
| CDW CORP COM | 12514G108 | Stock | 5,234 | $952,693 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,100 | $952,465 | dollars as filed | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,000 | $947,400 | dollars as filed | |
| MEDALLIA INC | 584021109 | COM | 27,900 | $944,973 | dollars as filed | call |
| IVERIC BIO INC | 46583P102 | COM | 58,115 | $943,788 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 18,549 | $940,804 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 25,000 | $939,500 | dollars as filed | put |
| TARGET CORP COM | 87612E106 | Stock | 4,106 | $939,329 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 15,000 | $936,450 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 32,958 | $936,336 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,000 | $933,000 | dollars as filed | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,495 | $932,691 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 11,300 | $932,476 | dollars as filed | put |
| FASTLY INC | 31188V100 | CL A | 23,000 | $930,120 | dollars as filed | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 1,581,250 | $928,352 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 18,200 | $927,290 | dollars as filed | put |
| TEADS HLDG CO | 69002R103 | COM | 62,649 | $927,205 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,300 | $926,695 | dollars as filed | call |
| CONAGRA FOODS INC | 205887102 | COM | 27,120 | $918,554 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 21,000 | $914,550 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 20,000 | $913,200 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,000 | $912,660 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 9,730 | $909,560 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 21,191 | $906,551 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 37,500 | $901,500 | dollars as filed | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 17,823 | $899,349 | dollars as filed | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 420,000 | $898,758 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,494 | $895,663 | dollars as filed | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 91,500 | $893,955 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 25,000 | $893,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 26,379 | $892,929 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,900 | $889,245 | dollars as filed | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 19,406 | $879,868 | dollars as filed | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23,000 | $878,830 | dollars as filed | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 40,000 | $878,800 | dollars as filed | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $877,000 | dollars as filed | put |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 89,539 | $874,796 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 37,500 | $872,250 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 40,300 | $872,092 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 14,200 | $868,756 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 103,024 | $867,462 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 42,500 | $864,025 | dollars as filed | call |
| BED BATH & BEYOND INC | 075896100 | COM | 50,000 | $863,750 | dollars as filed | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 95,600 | $860,400 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 6,000 | $858,060 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 295,000 | $855,500 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 39,400 | $851,828 | dollars as filed | put |
| SPIRE GLOBAL, INC. | 848560108 | COM | 67,800 | $849,534 | dollars as filed | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,000 | $843,170 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 56,500 | $839,025 | dollars as filed | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,500 | $837,375 | dollars as filed | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 131,500 | $833,710 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 16,542 | $832,733 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 18,000 | $829,440 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 63,500 | $829,310 | dollars as filed | call |
| Starbucks Corporation | 855244109 | COM | 7,500 | $827,325 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,000 | $825,740 | dollars as filed | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,615 | $824,628 | dollars as filed | |
| GREENSKY INC | 39572G100 | CL A | 73,600 | $822,848 | dollars as filed | call |
| ROBINHOOD MKTS INC | 770700102 | COM | 19,494 | $820,308 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 632,000 | $819,456 | dollars as filed | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 9,967 | $809,420 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 65,000 | $805,350 | dollars as filed | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 81,666 | $804,410 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 33,560 | $804,098 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,790 | $804,011 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 15,000 | $803,850 | dollars as filed | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,000 | $801,300 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 48,988 | $798,015 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 46,662 | $797,919 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 15,089 | $796,548 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,000 | $789,560 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 18,300 | $779,946 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 7,173 | $775,903 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 16,000 | $774,720 | dollars as filed | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 11,250 | $774,225 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 35,100 | $771,147 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 80,000 | $770,400 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 65,000 | $769,600 | dollars as filed | call |
| PAYCHEX INC | 704326107 | COM | 6,830 | $768,033 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 14,879 | $767,905 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 9,539 | $767,889 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,121 | $765,186 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 55,000 | $747,450 | dollars as filed | call |
| PG&E CORP COM | 69331C108 | Stock | 77,300 | $742,080 | dollars as filed | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,392 | $741,404 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 37,500 | $739,500 | dollars as filed | |
| GREENSKY INC | 39572G100 | CL A | 66,053 | $738,473 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 119,797 | $735,554 | dollars as filed | |
| SPX FLOW INC COM | 78469X107 | Stock | 10,000 | $731,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 20,100 | $729,630 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 22,700 | $725,719 | dollars as filed | call |
| CABLE ONE INC | 12685J105 | COM | 400 | $725,252 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,700 | $724,470 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 20,000 | $722,800 | dollars as filed | put |
| CONMED CORP COM | 207410101 | Stock | 5,500 | $719,565 | dollars as filed | put |
| WABTEC COM | 929740108 | Stock | 8,250 | $711,232 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 50,000 | $708,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 40,314 | $707,108 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 15,400 | $704,858 | dollars as filed | put |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 13,908 | $699,021 | dollars as filed | |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $695,000 | dollars as filed | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $695,000 | dollars as filed | call |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 7,900 | $691,250 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,179 | $685,236 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 128,757 | $682,412 | dollars as filed | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 70,000 | $681,100 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 57,500 | $680,800 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 20,000 | $679,600 | dollars as filed | call |
| QUALYS INC COM | 74758T303 | Stock | 6,100 | $678,869 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 63,600 | $678,612 | dollars as filed | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 70,300 | $677,692 | dollars as filed | call |
| VIATRIS INC COM | 92556V106 | Stock | 50,000 | $677,500 | dollars as filed | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,310 | $675,636 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 600,000 | $674,247 | dollars as filed | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 80,000 | $673,600 | dollars as filed | call |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $671,760 | dollars as filed | put |
| GREENSKY INC | 39572G100 | CL A | 60,000 | $670,800 | dollars as filed | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,800 | $669,900 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,000 | $668,350 | dollars as filed | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 100,000 | $668,000 | dollars as filed | |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $667,150 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 62,500 | $666,875 | dollars as filed | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 30,000 | $663,900 | dollars as filed | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 28,008 | $661,835 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 6,400 | $661,632 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 8,700 | $657,981 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 25,000 | $655,250 | dollars as filed | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,903 | $649,353 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 25,000 | $648,500 | dollars as filed | call |
| DISCOVERY INC | 25470F302 | COM SER C | 26,683 | $647,596 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 47,485 | $643,421 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,092 | $638,284 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,000 | $637,460 | dollars as filed | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 25,000 | $637,000 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 5,322 | $636,831 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 15,475 | $634,475 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 10,000 | $633,700 | dollars as filed | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 63,719 | $633,367 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,151 | $632,760 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 7,462 | $626,360 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,564 | $624,230 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 60,300 | $624,105 | dollars as filed | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,524 | $622,279 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 15,000 | $615,300 | dollars as filed | put |
| CONMED CORP | 207410AF8 | BOND | 394,000 | $612,239 | dollars as filed | principal |
| MDU RES GROUP INC | 552690109 | COM | 20,600 | $611,202 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 7,000 | $608,440 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,206 | $606,551 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,621 | $604,726 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 18,300 | $603,168 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,049 | $601,487 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 20,000 | $600,600 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,902 | $599,380 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 2,517 | $599,122 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 35,000 | $598,500 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 10,000 | $598,500 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,950 | $598,437 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 85,000 | $598,400 | dollars as filed | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 82,700 | $596,267 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 55,000 | $590,700 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 39,553 | $588,153 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $586,500 | dollars as filed | call |
| MATTEL INC | 577081102 | COM | 31,600 | $586,496 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 22,500 | $580,500 | dollars as filed | put |
| WESCO INTL INC COM | 95082P105 | Stock | 5,000 | $576,600 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 16,000 | $575,680 | dollars as filed | call |
| Airbnb, Inc. Class A | 009066101 | COM | 3,431 | $575,550 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8,656 | $572,768 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,600 | $570,154 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,900 | $569,233 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 17,500 | $569,100 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,412 | $565,158 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 50,000 | $565,000 | dollars as filed | |
| VONAGE HLDGS CORP | 92886T201 | COM | 35,000 | $564,200 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 15,000 | $563,700 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 441,000 | $562,072 | dollars as filed | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,212 | $560,322 | dollars as filed | |
| SCHD | 808524797 | COM | 7,546 | $560,215 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,231 | $557,308 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,168 | $557,089 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 21,957 | $555,512 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 2,072 | $553,120 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 473,000 | $551,526 | dollars as filed | principal |
| LIFE STORAGE INC | 53223X107 | COM | 4,763 | $546,507 | dollars as filed | |
| MATTERPORT INC | 577096118 | W EXP 08/24/202 | 70,000 | $544,600 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 10,900 | $544,455 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 25,000 | $544,000 | dollars as filed | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,500 | $541,800 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 75,000 | $540,750 | dollars as filed | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 31,600 | $540,360 | dollars as filed | call |
| EVERI HLDGS INC | 30034T103 | COM | 22,250 | $538,005 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,300 | $537,541 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 6,849 | $537,373 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,860 | $537,136 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 10,000 | $535,700 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,671 | $535,100 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,000 | $534,200 | dollars as filed | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,735 | $528,019 | dollars as filed | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,800 | $526,452 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 15,000 | $522,150 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 72,900 | $521,964 | dollars as filed | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 375,000 | $521,250 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,300 | $520,014 | dollars as filed | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,629 | $518,799 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 2,500 | $518,275 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 2,500 | $518,275 | dollars as filed | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 15,457 | $515,182 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7,300 | $513,555 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 835 | $509,633 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 9,411 | $508,281 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 20,000 | $507,600 | dollars as filed | put |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 50,757 | $501,479 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 29,300 | $501,030 | dollars as filed | call |
| ESSA PHARMA INC | 29668H708 | COM NEW | 62,502 | $500,016 | dollars as filed | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 50,000 | $497,500 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 50,000 | $497,500 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 10,266 | $497,388 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 15,000 | $496,500 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 1,936 | $494,667 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 294 | $493,744 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 170,000 | $493,017 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 50,000 | $492,500 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 476,000 | $492,135 | dollars as filed | principal |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 50,000 | $491,000 | dollars as filed | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $490,667 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 10,728 | $488,343 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 7,300 | $488,224 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,198 | $486,553 | dollars as filed | |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $485,500 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,509 | $485,434 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 17,300 | $481,805 | dollars as filed | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,350 | $479,933 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 19,500 | $479,895 | dollars as filed | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,700 | $477,711 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 15,200 | $477,432 | dollars as filed | call |
| DOW HLDGS INC COM | 260557103 | Stock | 8,291 | $477,230 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 33,505 | $475,771 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 65,747 | $474,036 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 471,000 | $472,129 | dollars as filed | principal |
| CARGURUS INC COM CL A | 141788109 | Stock | 15,000 | $471,150 | dollars as filed | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,600 | $468,846 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 6,325 | $466,975 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 380,000 | $463,274 | dollars as filed | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $463,250 | dollars as filed | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 20,000 | $460,800 | dollars as filed | call |
| METHANEX CORP COM | 59151K108 | Stock | 10,000 | $460,400 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 10,000 | $459,900 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $458,729 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 26,850 | $457,793 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,914 | $455,355 | dollars as filed | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 82,145 | $454,262 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 6,600 | $454,212 | dollars as filed | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 33,300 | $452,547 | dollars as filed | put |
| CARVANA CO CL A | 146869102 | Stock | 1,500 | $452,310 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 30,000 | $452,100 | dollars as filed | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 17,000 | $447,440 | dollars as filed | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100,000 | $446,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,900 | $444,624 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 39,800 | $443,372 | dollars as filed | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 23,600 | $443,208 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,323 | $442,181 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 22,300 | $441,317 | dollars as filed | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,000 | $441,000 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 23,500 | $440,390 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 8,900 | $440,372 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 23,000 | $439,760 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,133 | $436,970 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 5,974 | $436,341 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 6,000 | $434,220 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $433,633 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 2,200 | $433,422 | dollars as filed | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 6,985 | $431,463 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 32,701 | $430,999 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 10,225 | $422,599 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 24,600 | $421,644 | dollars as filed | put |
| SKECHERS U S A INC | 830566105 | CL A | 10,000 | $421,200 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 14,900 | $414,518 | dollars as filed | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,934 | $413,857 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 20,500 | $410,820 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 25,000 | $408,500 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,500 | $406,625 | dollars as filed | call |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 41,183 | $405,653 | dollars as filed | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 20,004 | $403,281 | dollars as filed | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 20,000 | $403,200 | dollars as filed | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,993 | $400,618 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,160 | $400,316 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 13,600 | $397,392 | dollars as filed | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,991 | $396,966 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 5,000 | $395,950 | dollars as filed | call |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 10,000 | $395,600 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 25,350 | $395,206 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 64,711 | $394,737 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 25,000 | $394,000 | dollars as filed | put |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $393,600 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 15,000 | $393,150 | dollars as filed | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,214 | $392,609 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 40,000 | $390,800 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,939 | $389,604 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 34,400 | $388,720 | dollars as filed | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 18,086 | $387,403 | dollars as filed | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 22,013 | $384,567 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 13,800 | $384,330 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 75,000 | $382,500 | dollars as filed | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 37,500 | $382,125 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,078 | $381,053 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,668 | $379,436 | dollars as filed | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 54,358 | $378,875 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 177,651 | $376,620 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 40,050 | $375,269 | dollars as filed | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 267,251 | $374,151 | dollars as filed | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $372,500 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 100,000 | $372,000 | dollars as filed | put |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 29,926 | $370,783 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $370,763 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,900 | $370,382 | dollars as filed | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 10,756 | $367,426 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 12,900 | $366,747 | dollars as filed | put |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $365,581 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 350,000 | $365,063 | dollars as filed | principal |
| FASTLY INC | 31188V100 | CL A | 9,000 | $363,960 | dollars as filed | call |
| Cyber Security ETF | 26924G201 | Common | 5,984 | $363,941 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 4,000 | $362,680 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 13,792 | $361,488 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 5,949 | $360,747 | dollars as filed | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 616,813 | $357,752 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 69,900 | $356,490 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,729 | $353,473 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,826 | $349,429 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,682 | $349,223 | dollars as filed | |
| PAYSAFE LIMITED | G6964L107 | ORD | 45,000 | $348,750 | dollars as filed | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $345,075 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 328,350 | $344,767 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 443 | $343,537 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 44,600 | $343,420 | dollars as filed | call |
| BEYONDSPRING INC | G10830100 | SHS | 21,601 | $340,432 | dollars as filed | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $339,500 | dollars as filed | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 34,390 | $338,054 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 11,226 | $335,321 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,852 | $328,431 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 10,250 | $328,103 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 17,000 | $326,570 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,900 | $324,736 | dollars as filed | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,362 | $323,114 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,439 | $320,537 | dollars as filed | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 188,024 | $319,641 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 8,237 | $317,289 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 20,000 | $315,800 | dollars as filed | put |
| ALLETE INC | 018522300 | COM NEW | 5,300 | $315,456 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 30,000 | $310,500 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,132 | $307,123 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,000 | $306,950 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 43,600 | $306,944 | dollars as filed | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 13,471 | $301,885 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 21,900 | $299,373 | dollars as filed | call |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 30,000 | $297,000 | dollars as filed | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 30,000 | $296,400 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 3,722 | $296,197 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 19,500 | $293,865 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 33,500 | $293,125 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 255,000 | $290,565 | dollars as filed | principal |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 9,600 | $286,752 | dollars as filed | put |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 9,600 | $286,752 | dollars as filed | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 21,000 | $286,650 | dollars as filed | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,712 | $286,530 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 285,000 | $286,267 | dollars as filed | principal |
| GUESS INC COM | 401617105 | Stock | 13,600 | $285,736 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,298 | $281,966 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 9,400 | $280,966 | dollars as filed | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,250 | $280,260 | dollars as filed | |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 19,252 | $278,769 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,800 | $276,736 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 75,000 | $274,500 | dollars as filed | call |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 31,693 | $274,144 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,750 | $273,158 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 648 | $272,607 | dollars as filed | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 250,000 | $272,500 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 161,800 | $270,206 | dollars as filed | put |
| COREPOINT LODGING INC | 21872L104 | COM | 17,309 | $268,289 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,024 | $267,866 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 7,090 | $267,506 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,272 | $267,250 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 10,450 | $266,893 | dollars as filed | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 205,678 | $265,510 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,000 | $264,750 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 157,500 | $263,025 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 26,600 | $260,680 | dollars as filed | call |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 425,000 | $257,168 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,000 | $257,150 | dollars as filed | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,000 | $257,150 | dollars as filed | call |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 25,000 | $255,000 | dollars as filed | call |
| TEREX CORP NEW COM | 880779103 | Stock | 6,024 | $253,610 | dollars as filed | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 16,780 | $253,546 | dollars as filed | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 133,333 | $253,333 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 20,949 | $253,273 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,000 | $250,000 | dollars as filed | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,282 | $248,888 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,051 | $248,148 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,800 | $246,820 | dollars as filed | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,800 | $246,820 | dollars as filed | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 25,829 | $246,667 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,300 | $246,390 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 10,000 | $246,100 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,294 | $243,854 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,246 | $243,752 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,307 | $243,666 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 21,000 | $243,390 | dollars as filed | call |
| UMB FINL CORP | 902788108 | COM | 2,515 | $243,226 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,504 | $241,571 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 50,500 | $241,390 | dollars as filed | call |
| GLOBALSTAR INC | 378973408 | COM | 144,100 | $240,647 | dollars as filed | call |
| CATHAY GEN BANCORP | 149150104 | COM | 5,809 | $240,435 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 25,000 | $240,000 | dollars as filed | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,292 | $238,538 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,509 | $237,789 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $237,600 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 63,750 | $237,150 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 500 | $235,755 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 192,000 | $234,118 | dollars as filed | principal |
| TRIPADVISOR INC | 896945201 | COM | 6,900 | $233,565 | dollars as filed | put |
| PAE INC | 69290Y109 | COM CL A | 39,022 | $233,352 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,576 | $230,681 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 866 | $229,161 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $224,910 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $224,788 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 366 | $222,652 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,500 | $221,705 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,000 | $221,550 | dollars as filed | call |
| TRUSTMARK CORP | 898402102 | COM | 6,858 | $220,965 | dollars as filed | |
| F N B CORP | 302520101 | COM | 18,967 | $220,397 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,419 | $219,359 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 190,395 | $218,954 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 14,700 | $218,589 | dollars as filed | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 31,500 | $217,980 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 455 | $217,945 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 5,205 | $217,673 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 6,286 | $214,227 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 13,100 | $214,054 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,446 | $213,764 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 2,097 | $213,433 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,000 | $213,050 | dollars as filed | put |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 13,451 | $212,391 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 7,001 | $209,820 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,241 | $208,475 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 15,200 | $207,784 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,400 | $207,648 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,000 | $206,960 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,000 | $206,340 | dollars as filed | call |
| VINCO VENTURES INC | 927330100 | COM | 32,000 | $205,120 | dollars as filed | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,897 | $203,911 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,200 | $202,104 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,265 | $202,071 | dollars as filed | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,000 | $201,840 | dollars as filed | put |
| CHANNELADVISOR CORP | 159179100 | COM | 7,949 | $200,553 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $200,200 | dollars as filed | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 250,000 | $200,125 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 41,000 | $195,980 | dollars as filed | put |
| VINCO VENTURES INC | 927330100 | COM | 30,000 | $192,300 | dollars as filed | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $192,100 | dollars as filed | put |
| ALLAKOS INC | 01671P100 | COM | 1,810 | $191,625 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 150,000 | $190,500 | dollars as filed | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 252,703 | $189,553 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 4,000 | $188,360 | dollars as filed | call |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 19,000 | $187,530 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,500 | $187,515 | dollars as filed | put |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,500 | $187,515 | dollars as filed | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,351 | $185,960 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,308 | $184,963 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,745 | $183,056 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,874 | $182,443 | dollars as filed | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 50,000 | $180,500 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 75,000 | $178,500 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,000 | $177,240 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,000 | $177,100 | dollars as filed | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $176,510 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 52,000 | $176,301 | dollars as filed | principal |
| FERROGLOBE PLC | G33856108 | SHS | 20,200 | $175,740 | dollars as filed | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 17,800 | $174,796 | dollars as filed | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 17,621 | $174,448 | dollars as filed | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 103,871 | $170,348 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 8,800 | $169,048 | dollars as filed | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,000 | $163,800 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,028 | $163,549 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 2,078 | $161,398 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 75,000 | $161,250 | dollars as filed | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 150,000 | $159,000 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,157 | $157,536 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 15,436 | $156,058 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 2,000 | $155,340 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,200 | $153,720 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003298 | superseded | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-003436 | superseded | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | this filing | 2023-09-21 | acceptance time not in the bulk data set |