13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-04, with 3,581 holding rows worth $79,992,798,000.
- Accession
- 0001084208-20-000041
- Filer
- CIK 1084208
- Filed
- 2020-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,644 entries on the cover page, a total value of $79,992,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,992,798,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,432 | $279,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 10,467 | $279,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 8,531 | $279,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,475 | $278,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,651 | $277,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 36,857 | $277,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 15,800 | $276,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 21,650 | $276,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 53,250 | $275,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 73,752 | $275,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 25,234 | $275,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 73,500 | $273,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,642 | $272,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 17,003 | $272,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 100,364 | $271,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54,557 | $270,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 17,825 | $270,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,074 | $270,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 6,359 | $269,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,053 | $269,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 106,644 | $269,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,942 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 14,429 | $268,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 64,300 | $267,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,287 | $267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,432 | $267,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 143,517 | $266,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 17,734 | $266,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 9,815 | $266,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,626 | $265,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,366 | $265,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 6,000 | $265,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,554 | $264,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 66,662 | $264,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 7,878 | $264,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,104 | $264,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,973 | $263,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,861 | $262,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,397 | $262,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,060 | $262,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 23,609 | $261,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 13,130 | $261,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 28,545 | $260,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 8,710 | $260,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,970 | $259,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 20,369 | $258,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,338 | $257,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 38,858 | $257,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 16,359 | $257,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 22,281 | $256,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,730 | $256,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 18,896 | $256,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,428 | $256,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 31,057 | $255,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 5,259 | $254,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 10,346 | $254,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 3,515 | $254,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 6,270 | $253,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 32,987 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 19,850 | $253,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,061 | $252,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $252,000 | thousands by filing date | call |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 30,395 | $252,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 19,233 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 14,800 | $250,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 26,324 | $249,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,048 | $249,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 91,303 | $249,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 6,556 | $247,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 24,404 | $247,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 41,367 | $247,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,135 | $246,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 3,083 | $246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 15,033 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,533 | $246,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 14,575 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 17,703 | $245,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 32,696 | $245,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 28,825 | $245,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 25,723 | $244,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 8,774 | $244,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 99,501 | $243,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 11,327 | $243,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 18,500 | $243,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,669 | $242,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 27,315 | $242,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 53,263 | $242,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 11,958 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,649 | $241,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 64,486 | $241,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,809 | $240,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 19,672 | $240,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,981 | $240,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 15,217 | $240,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,451 | $238,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,197 | $238,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 18,144 | $238,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,935 | $238,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 10,000 | $237,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,897 | $237,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 13,550 | $236,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 90,000 | $236,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 28,900 | $236,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 8,637 | $234,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,661 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,581 | $233,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,164 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 4,700 | $232,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,402 | $231,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,468 | $231,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,820 | $231,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 5,266 | $231,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 40,322 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 22,127 | $231,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 11,548 | $231,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 12,468 | $231,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,852 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,273 | $229,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,809 | $228,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 8,979 | $228,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,754 | $228,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,342 | $228,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 9,180 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 6,056 | $228,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,289 | $228,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,200 | $227,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 9,094 | $227,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 7,493 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,429 | $226,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 23,662 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,250 | $226,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 7,797 | $226,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 13,219 | $226,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 10,068 | $226,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 121,900 | $226,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,459 | $226,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,719 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,408 | $225,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,510 | $224,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 10,764 | $224,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 19,816 | $223,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,323 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 3,858 | $222,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 38,698 | $221,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 12,421 | $220,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,505 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,629 | $220,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,567 | $220,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,793 | $220,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,815 | $219,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 18,894 | $219,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 17,886 | $219,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,664 | $219,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 9,972 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,994 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 17,079 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,372 | $218,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,005 | $217,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 106,000 | $217,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,107 | $216,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 6,209 | $216,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 897 | $216,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,323 | $216,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,337 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,893 | $216,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,317 | $216,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 8,221 | $216,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 25,363 | $215,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 33,447 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,580 | $215,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,178 | $214,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,590 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,031 | $214,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,338 | $214,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,239 | $213,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,784 | $212,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 19,513 | $212,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 412,460 | $211,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 9,428 | $211,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 5,049 | $210,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,167 | $210,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,928 | $210,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 15,285 | $210,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,680 | $209,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 14,865 | $209,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,386 | $208,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 41,441 | $208,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,123 | $207,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 6,845 | $207,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,616 | $207,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 8,095 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,303 | $206,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 50,175 | $206,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 45,738 | $205,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 74,700 | $204,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,704 | $204,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,275 | $204,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 20,878 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,741 | $203,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 19,700 | $203,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,060 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,239 | $202,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 9,257 | $202,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,560 | $202,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 18,984 | $202,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,700 | $202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,791 | $202,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 32,643 | $202,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,277 | $202,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 27,957 | $202,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,662 | $200,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 44,501 | $200,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 53,276 | $198,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 22,919 | $198,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 16,976 | $198,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 22,382 | $197,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 15,384 | $197,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 46,090 | $196,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 17,400 | $195,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 16,348 | $195,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,214 | $194,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 71,618 | $194,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 24,518 | $192,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,639 | $192,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 21,380 | $192,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 28,030 | $192,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 23,461 | $192,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 80,767 | $192,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,401 | $191,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,894 | $191,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,200 | $191,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,455 | $191,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 75,300 | $190,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 26,775 | $190,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,116 | $190,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 53,423 | $189,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 18,860 | $189,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 18,500 | $189,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 115,880 | $189,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 49,300 | $187,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 43,308 | $187,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 123,713 | $187,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 46,272 | $187,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 13,472 | $185,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 15,125 | $185,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,904 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,087 | $183,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 191,400 | $183,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 16,068 | $182,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 21,479 | $181,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 18,988 | $181,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 21,716 | $180,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 30,050 | $180,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 12,162 | $179,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 25,210 | $179,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,772 | $179,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 13,965 | $178,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 14,456 | $177,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,620 | $177,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,700 | $177,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 36,695 | $176,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 14,280 | $176,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,661 | $174,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 18,128 | $173,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,162 | $172,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 16,396 | $172,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 50,450 | $172,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,800 | $171,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 31,496 | $171,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,546 | $170,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 44,481 | $169,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 30,078 | $169,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,798 | $169,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,176 | $168,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 12,824 | $168,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 19,600 | $167,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 97,364 | $166,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,280 | $166,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 33,793 | $166,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,393 | $165,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,674 | $164,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 24,951 | $163,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,115 | $160,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,749 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,504 | $160,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 33,835 | $159,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 26,251 | $159,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 62,007 | $158,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 15,264 | $158,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 46,820 | $158,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 22,263 | $156,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 31,600 | $154,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 53,681 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 11,156 | $153,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,121 | $152,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,997 | $151,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,925 | $151,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 17,398 | $150,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 43,900 | $149,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 19,272 | $149,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 25,415 | $148,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,359 | $147,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,979 | $146,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,748 | $146,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $146,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 12,326 | $145,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,277 | $145,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 23,866 | $145,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 32,670 | $145,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 20,793 | $144,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 89,735 | $144,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,300 | $143,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,397 | $143,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,460 | $143,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 11,228 | $142,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 19,050 | $142,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,477 | $141,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 22,352 | $141,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $140,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,985 | $139,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 19,702 | $137,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 203,900 | $136,000 | thousands by filing date | call |
| CORVUS GOLD INC | 221013105 | COM | 46,200 | $136,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 22,200 | $134,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 75,953 | $132,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,800 | $132,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 165,000 | $131,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 24,923 | $130,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 11,110 | $129,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 60,600 | $129,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 11,582 | $129,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 35,231 | $129,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 16,208 | $129,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,332 | $129,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 16,046 | $128,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 73,300 | $128,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 10,500 | $127,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 11,700 | $127,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,034 | $126,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 117,900 | $125,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 81,900 | $125,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,013 | $124,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 13,993 | $123,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,171 | $123,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,919 | $121,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 36,360 | $121,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 30,052 | $120,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 34,226 | $120,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 28,200 | $120,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 30,522 | $120,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,500 | $119,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 14,992 | $119,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $119,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 29,400 | $118,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 74,100 | $117,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 45,957 | $117,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,465 | $117,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,506 | $116,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,235 | $114,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 18,454 | $114,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 26,500 | $113,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,882 | $112,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,000 | $111,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 18,515 | $110,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 126,300 | $108,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,949 | $108,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,205 | $107,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,925 | $105,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 42,535 | $104,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 38,138 | $102,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 10,703 | $102,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,598 | $101,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 14,629 | $100,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 37,100 | $99,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 30,286 | $99,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 21,647 | $99,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,750 | $96,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,800 | $95,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 31,400 | $94,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 105,574 | $94,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,553 | $94,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,913 | $93,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 16,029 | $92,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,028 | $92,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 31,360 | $92,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 54,724 | $91,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 64,800 | $90,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 47,600 | $90,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 10,292 | $89,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,503 | $89,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,850 | $88,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,634 | $88,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 19,625 | $87,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 29,100 | $87,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 24,789 | $87,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,186 | $87,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,213 | $86,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 28,350 | $86,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 10,566 | $85,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,522 | $85,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 17,515 | $85,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 13,229 | $85,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 95,900 | $82,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 13,132 | $81,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 12,540 | $81,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 32,500 | $81,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,467 | $80,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 10,980 | $78,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,386 | $77,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 41,598 | $75,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,740 | $74,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,815 | $74,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 42,500 | $74,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 56,800 | $73,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 19,100 | $73,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,760 | $73,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 11,000 | $72,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 25,899 | $72,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,563 | $72,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 18,550 | $71,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,490 | $71,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,115 | $70,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 10,516 | $70,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 33,000 | $69,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 75,000 | $69,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,270 | $68,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,380 | $68,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,759 | $68,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 15,761 | $67,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 33,100 | $66,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 53,925 | $65,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 40,000 | $63,000 | thousands by filing date | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,240 | $60,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 48,489 | $59,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $57,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,967 | $55,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,807 | $52,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,300 | $52,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 68,800 | $51,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 22,500 | $51,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 11,100 | $51,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 22,000 | $51,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 18,008 | $50,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,500 | $50,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,000 | $50,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 23,620 | $50,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,585 | $49,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18,195 | $49,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 100,200 | $48,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 18,179 | $48,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 18,600 | $47,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 43,656 | $47,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,200 | $47,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 22,000 | $46,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 35,700 | $45,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 60,300 | $45,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,665 | $45,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,012 | $44,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 19,300 | $43,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 242,000 | $42,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 39,200 | $41,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 23,550 | $41,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,167 | $40,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 59,305 | $40,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 51,800 | $37,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 51,300 | $37,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 31,300 | $36,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 70,500 | $35,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 11,011 | $35,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,726 | $35,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 58,900 | $34,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 33,800 | $34,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 10,200 | $34,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 13,470 | $33,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,421 | $33,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 24,300 | $33,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,500 | $33,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 27,250 | $33,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,900 | $32,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 39,258 | $32,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 64,000 | $32,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,700 | $31,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 15,000 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,100 | $30,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,400 | $30,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $30,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 63,900 | $29,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,342 | $29,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 15,000 | $29,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 51,700 | $28,000 | thousands by filing date | call |
| HISTOGEN INC | 43358Y103 | COM | 17,171 | $28,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 95,100 | $27,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,621 | $27,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,057 | $26,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 30,000 | $26,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,503 | $26,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 10,700 | $25,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 15,500 | $25,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 25,000 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000041 | this filing | 2020-11-04 | acceptance time not in the bulk data set |