13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-04, with 3,581 holding rows worth $79,992,798,000.
- Accession
- 0001084208-20-000041
- Filer
- CIK 1084208
- Filed
- 2020-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,644 entries on the cover page, a total value of $79,992,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,992,798,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KONTOOR BRANDS INC | 50050N103 | COM | 55,312 | $1,339,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 1,295,000 | $1,334,000 | thousands by filing date | principal |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 115,403 | $1,333,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 166,570 | $1,333,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 23,163 | $1,329,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 30,533 | $1,324,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 45,738 | $1,315,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 52,903 | $1,315,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 37,804 | $1,314,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 117,820 | $1,314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 23,417 | $1,305,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 89,531 | $1,304,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 34,518 | $1,301,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 48,040 | $1,295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 33,446 | $1,295,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 142,577 | $1,292,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 51,200 | $1,291,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 30,175 | $1,290,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 176,593 | $1,287,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 135,738 | $1,285,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 49,190 | $1,284,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 37,539 | $1,284,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 39,898 | $1,282,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 31,047 | $1,276,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 31,374 | $1,276,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 39,173 | $1,274,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 153,518 | $1,271,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 60,694 | $1,270,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 29,658 | $1,267,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 93,823 | $1,261,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 25,534 | $1,259,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 93,165 | $1,258,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 84,544 | $1,257,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 89,497 | $1,257,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 47,233 | $1,252,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 37,191 | $1,251,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 37,255 | $1,251,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 111,475 | $1,249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 52,782 | $1,246,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 32,937 | $1,244,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 14,058 | $1,243,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 4,949 | $1,242,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 36,369 | $1,241,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 69,019 | $1,240,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,033 | $1,238,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 117,275 | $1,238,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 23,904 | $1,237,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 205,097 | $1,237,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 21,008 | $1,235,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 45,170 | $1,235,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,169 | $1,234,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 24,787 | $1,231,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 112,447 | $1,228,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 22,096 | $1,227,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 98,107 | $1,226,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 30,400 | $1,225,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 68,627 | $1,222,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,853 | $1,221,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 136,415 | $1,221,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 81,879 | $1,218,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 67,695 | $1,215,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 98,518 | $1,214,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 122,805 | $1,212,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 82,270 | $1,210,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 55,549 | $1,209,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 28,241 | $1,209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 20,150 | $1,207,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 146,200 | $1,206,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 530,989 | $1,200,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 30,094 | $1,200,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 18,979 | $1,199,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 73,103 | $1,199,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,616 | $1,198,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 63,648 | $1,197,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 39,595 | $1,197,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 18,969 | $1,196,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 29,552 | $1,195,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 24,498 | $1,191,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 76,493 | $1,189,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 51,720 | $1,186,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 124,554 | $1,183,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 47,570 | $1,182,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 82,413 | $1,181,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 38,284 | $1,180,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 106,024 | $1,175,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 68,098 | $1,172,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 47,894 | $1,171,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,100,000 | $1,171,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 38,119 | $1,170,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 26,750 | $1,170,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 37,912 | $1,170,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 229,264 | $1,167,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 142,900 | $1,162,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 20,119 | $1,159,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 43,044 | $1,157,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 28,649 | $1,154,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 81,629 | $1,153,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 56,907 | $1,152,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 20,044 | $1,144,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 34,345 | $1,142,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 75,833 | $1,141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 10,726 | $1,141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 23,207 | $1,138,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 27,276 | $1,137,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 52,497 | $1,136,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 46,803 | $1,135,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 90,634 | $1,132,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 27,888 | $1,131,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12,560 | $1,129,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 56,094 | $1,129,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 117,833 | $1,128,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 27,432 | $1,127,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 114,258 | $1,124,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 172,074 | $1,120,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 41,214 | $1,117,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 127,581 | $1,113,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 71,023 | $1,109,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 40,900 | $1,106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 32,496 | $1,106,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 24,159 | $1,105,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 23,645 | $1,105,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 12,647 | $1,103,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 33,764 | $1,103,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 95,839 | $1,099,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 33,112 | $1,099,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 180,641 | $1,093,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 57,240 | $1,091,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 210,598 | $1,091,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 28,734 | $1,090,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 20,000 | $1,083,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 40,025 | $1,081,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,307 | $1,077,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 27,078 | $1,076,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 315,946 | $1,074,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 10,539 | $1,072,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 113,396 | $1,072,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 17,160 | $1,071,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 9,700 | $1,071,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 43,213 | $1,071,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 75,100 | $1,068,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 27,182 | $1,068,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 37,550 | $1,065,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 20,780 | $1,061,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 6,417 | $1,055,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 75,654 | $1,055,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 173,815 | $1,053,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 55,223 | $1,052,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 25,134 | $1,051,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 26,987 | $1,051,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 24,286 | $1,050,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 35,135 | $1,049,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 290,457 | $1,046,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 70,596 | $1,043,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 20,748 | $1,041,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 65,266 | $1,038,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,241 | $1,036,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 73,449 | $1,030,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 19,902 | $1,028,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 31,881 | $1,024,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 106,441 | $1,023,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 64,282 | $1,023,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 7,210 | $1,022,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 15,428 | $1,022,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 36,880 | $1,022,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 61,739 | $1,021,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 26,852 | $1,020,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 66,239 | $1,019,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 98,843 | $1,019,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 18,016 | $1,018,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 20,236 | $1,016,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 191,660 | $1,016,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 102,109 | $1,016,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 39,800 | $1,015,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 4,264 | $1,015,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 74,266 | $1,013,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 91,700 | $1,009,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 10,000 | $1,009,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 534 | $1,007,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,468 | $1,005,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 99,497 | $1,005,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 64,675 | $1,004,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 40,800 | $1,001,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 99,854 | $1,000,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 141,064 | $999,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 62,656 | $994,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 21,224 | $992,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $991,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 47,654 | $991,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 62,518 | $991,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 50,311 | $991,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 51,655 | $989,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 247,770 | $989,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 29,215 | $989,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 89,265 | $982,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 132,132 | $979,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 49,715 | $978,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 30,636 | $977,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 68,251 | $974,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 55,678 | $972,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 11,066 | $967,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 67,326 | $965,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 24,992 | $964,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 49,672 | $963,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,200 | $961,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 8,859 | $960,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 26,433 | $956,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 23,897 | $956,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 37,666 | $952,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 74,926 | $946,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 32,289 | $943,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 13,318 | $940,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 44,120 | $938,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 9,976 | $936,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 70,333 | $935,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 15,208 | $932,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 66,577 | $927,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 181,252 | $923,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 26,405 | $920,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 52,268 | $919,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 17,040 | $919,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 9,025 | $918,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 26,399 | $918,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 75,984 | $914,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 30,642 | $914,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 18,660 | $913,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 45,925 | $913,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 24,745 | $910,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 36,021 | $907,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 80,068 | $906,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 36,226 | $906,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 93,869 | $906,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 45,246 | $904,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 74,187 | $904,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 35,963 | $903,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 15,778 | $902,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 25,034 | $902,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 12,053 | $901,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 45,000 | $900,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,082 | $900,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 83,517 | $900,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 56,039 | $897,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 8,824 | $895,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 128,428 | $895,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,838 | $893,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 86,504 | $893,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 7,747 | $889,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 46,417 | $888,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 51,057 | $886,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 122,802 | $885,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,715 | $883,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 69,421 | $881,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 19,834 | $880,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 3,798 | $879,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 70,797 | $879,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 65,441 | $878,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 143,695 | $877,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 45,455 | $874,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 22,172 | $872,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 12,681 | $871,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 11,516 | $868,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 64,260 | $868,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 86,458 | $865,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 32,347 | $865,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 33,941 | $865,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 117,705 | $864,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 25,184 | $861,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 17,031 | $860,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 134,137 | $859,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 251,777 | $859,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 17,328 | $858,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 95,349 | $858,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 30,554 | $858,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 37,575 | $856,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 15,711 | $856,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 30,769 | $853,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 69,611 | $853,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 539,306 | $852,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 117,210 | $851,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 81,717 | $851,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 95,122 | $848,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 26,565 | $848,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 84,749 | $848,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 27,660 | $847,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 96,061 | $845,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 60,649 | $844,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 20,705 | $843,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 36,073 | $843,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 33,487 | $841,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 57,334 | $840,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 119,400 | $839,000 | thousands by filing date | call |
| CIMPRESS PLC | G2143T103 | SHS EURO | 11,145 | $838,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 28,180 | $837,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 63,700 | $833,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 8,081 | $832,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 38,045 | $826,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 227,161 | $825,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 32,362 | $825,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 70,627 | $824,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 68,649 | $818,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 69,936 | $817,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 20,425 | $816,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 70,503 | $816,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 12,169 | $815,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 11,895 | $814,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 58,350 | $812,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 24,661 | $812,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 73,240 | $810,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 8,590 | $807,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 148,109 | $807,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 6,963 | $807,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 228,569 | $807,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 45,872 | $804,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,565 | $803,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 137,375 | $802,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 20,568 | $800,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 24,270 | $794,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 18,257 | $794,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 26,257 | $791,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 38,000 | $791,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 34,263 | $789,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 41,613 | $789,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 12,116 | $788,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 9,195 | $786,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 127,997 | $786,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 178,280 | $786,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 14,243 | $785,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 20,876 | $785,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,036 | $783,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 14,517 | $781,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 168,387 | $781,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 38,428 | $780,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 13,771 | $780,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 47,892 | $780,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 27,719 | $779,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 33,216 | $774,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 11,190 | $774,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 22,891 | $772,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 28,303 | $772,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 39,561 | $771,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 17,896 | $771,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 56,137 | $770,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 16,585 | $767,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 32,761 | $767,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 35,539 | $764,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 23,245 | $758,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,971 | $758,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 18,562 | $757,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 23,519 | $756,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 17,648 | $756,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 51,884 | $754,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 46,632 | $752,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 96,552 | $750,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 12,097 | $748,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 133,029 | $748,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 33,822 | $747,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 148,523 | $747,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 56,404 | $747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 19,869 | $746,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 28,098 | $746,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 116,399 | $745,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 68,620 | $745,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 137,762 | $745,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 33,067 | $744,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 36,156 | $742,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 19,585 | $741,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 26,870 | $739,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,741 | $739,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,397 | $738,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 19,028 | $735,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 53,596 | $735,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 19,411 | $733,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 12,653 | $732,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 67,625 | $732,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 23,500 | $729,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 17,690 | $728,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 11,128 | $727,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 9,517 | $726,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 91,803 | $726,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 29,484 | $725,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 10,049 | $722,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 5,782 | $721,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 17,256 | $721,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 22,958 | $717,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,245 | $716,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 55,234 | $713,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 72,305 | $713,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 17,470 | $712,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 34,940 | $712,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 93,385 | $711,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 13,300 | $710,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 33,022 | $710,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 46,740 | $709,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 107,493 | $709,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 8,499 | $708,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 120,539 | $708,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 550,000 | $706,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 58,595 | $705,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 18,684 | $705,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 263,817 | $705,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 12,760 | $704,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 21,882 | $704,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 24,560 | $704,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 50,967 | $703,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 22,629 | $703,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 71,555 | $701,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 16,150 | $700,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 55,798 | $699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 124,757 | $699,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 18,456 | $698,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 27,986 | $695,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 16,336 | $694,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 168,524 | $693,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 34,979 | $693,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 57,590 | $692,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 25,681 | $691,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 13,443 | $689,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 16,559 | $688,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 115,303 | $688,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 45,700 | $688,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 127,852 | $687,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 10,868 | $686,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 39,990 | $685,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 120,197 | $684,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 27,950 | $684,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 11,658 | $683,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 84,957 | $683,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 36,106 | $681,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 149,741 | $680,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 138,858 | $680,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 82,725 | $678,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 174,229 | $676,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 75,235 | $673,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 8,807 | $672,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 72,763 | $669,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 25,314 | $669,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 31,904 | $669,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 39,790 | $668,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8,364 | $668,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 44,188 | $667,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 15,063 | $667,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 8,286 | $666,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 32,656 | $664,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 13,797 | $664,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 12,901 | $659,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 20,752 | $659,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 49,078 | $658,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 16,943 | $658,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 85,604 | $658,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 40,900 | $657,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 68,302 | $656,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 24,381 | $656,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 12,444 | $655,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 10,420 | $654,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,669 | $654,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 12,584 | $649,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 28,681 | $648,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 162,018 | $648,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,503 | $645,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 33,634 | $645,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 6,101 | $642,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 49,810 | $641,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 18,377 | $639,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 73,591 | $638,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 43,840 | $637,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 27,081 | $636,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 25,138 | $635,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 25,910 | $635,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 17,839 | $635,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 16,667 | $632,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 42,193 | $632,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 24,862 | $631,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,602 | $629,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 7,279 | $629,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 28,530 | $625,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 76,423 | $624,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 30,827 | $624,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 14,008 | $622,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,279 | $621,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 45,569 | $619,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 15,697 | $618,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 55,728 | $616,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 51,738 | $616,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 8,070 | $616,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,867 | $614,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,861 | $613,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 42,676 | $612,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 19,938 | $611,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 15,250 | $611,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 64,524 | $610,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 88,039 | $607,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 4,954 | $603,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 12,038 | $603,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 48,899 | $601,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,260 | $600,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,546 | $598,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 20,140 | $598,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 20,314 | $595,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 16,399 | $594,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 10,703 | $592,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 52,150 | $591,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000041 | this filing | 2020-11-04 | acceptance time not in the bulk data set |