13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-04, with 3,581 holding rows worth $79,992,798,000.
- Accession
- 0001084208-20-000041
- Filer
- CIK 1084208
- Filed
- 2020-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,644 entries on the cover page, a total value of $79,992,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,992,798,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSENTERIX INC | 89366M300 | COM | 70,355 | $24,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 21,700 | $23,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 81,123 | $23,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 22,845 | $22,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 11,010 | $22,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,300 | $21,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,487 | $21,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 37,150 | $20,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,100 | $19,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 27,600 | $19,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 14,800 | $18,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 60,800 | $18,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,400 | $18,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,605 | $18,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 39,540 | $17,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 59,400 | $17,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 10,800 | $17,000 | thousands by filing date | call |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 17,200 | $17,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 68,977 | $16,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 17,901 | $16,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 33,976 | $16,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 15,000 | $15,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,400 | $15,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,200 | $14,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 19,500 | $14,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,975 | $14,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 21,148 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $14,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 38,800 | $13,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 26,600 | $13,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 19,200 | $13,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 43,000 | $13,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,230 | $13,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,773 | $13,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,900 | $12,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 81,300 | $12,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 18,028 | $12,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 15,676 | $12,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,000 | $12,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,278 | $11,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 38,452 | $11,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,293 | $10,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 11,750 | $10,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 11,000 | $10,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 58,300 | $9,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,000 | $9,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 11,800 | $8,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 96,000 | $7,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 118,300 | $7,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 26,100 | $7,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 48,300 | $7,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,964 | $7,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,638 | $7,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $7,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 32,100 | $6,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,000 | $6,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,500 | $6,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 11,600 | $5,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 11,000 | $5,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 48,900 | $5,000 | thousands by filing date | call |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 21,732 | $5,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,475 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,600 | $4,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 34,000 | $3,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 13,500 | $3,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 21,800 | $3,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 38,700 | $3,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,300 | $2,000 | thousands by filing date | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 11,600 | $2,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 10,300 | $2,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 12,000 | $2,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 11,400 | $1,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 25,700 | $1,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 11,500 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,400 | $1,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 26,600 | $1,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 12,000 | $1,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 17,000 | $1,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 18,100 | $1,000 | thousands by filing date | call |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 13,800 | $1,000 | thousands by filing date | call |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 49,696 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000041 | this filing | 2020-11-04 | acceptance time not in the bulk data set |