13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-04, with 3,581 holding rows worth $79,992,798,000.
- Accession
- 0001084208-20-000041
- Filer
- CIK 1084208
- Filed
- 2020-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,644 entries on the cover page, a total value of $79,992,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,992,798,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 17,304 | $591,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 11,398 | $590,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 111,007 | $589,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 3,026 | $588,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,641 | $588,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 58,795 | $586,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 21,569 | $586,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 13,245 | $586,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 5,610 | $585,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 14,366 | $583,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,458 | $581,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 19,219 | $580,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,630 | $580,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 23,950 | $580,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 22,522 | $576,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 42,821 | $576,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 12,123 | $575,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 42,900 | $575,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,322 | $574,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 23,836 | $574,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 28,371 | $573,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 127,903 | $573,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,273 | $573,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 67,438 | $572,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 7,678 | $568,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 52,132 | $568,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 8,398 | $567,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 41,717 | $567,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 15,568 | $566,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 30,301 | $564,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 40,198 | $562,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 40,769 | $561,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 20,175 | $560,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 13,628 | $559,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 24,349 | $558,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 295,541 | $556,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 161,713 | $556,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 185,380 | $556,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 15,039 | $552,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 22,727 | $552,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 50,252 | $551,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,300 | $549,000 | thousands by filing date | put |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 40,177 | $549,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 17,853 | $548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 17,276 | $548,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,920 | $547,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 15,870 | $547,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 99,650 | $546,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 61,102 | $545,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,578 | $544,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 26,334 | $543,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 70,811 | $543,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 89,056 | $542,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 81,336 | $542,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,009 | $541,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 39,986 | $541,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 16,793 | $540,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 55,594 | $540,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 10,715 | $539,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 20,391 | $538,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,792 | $538,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 634,648 | $538,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 9,409 | $538,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 8,425 | $537,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 14,910 | $537,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 9,008 | $537,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 25,289 | $536,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 43,814 | $536,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,366 | $535,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 71,068 | $535,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 44,253 | $534,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 39,906 | $534,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 16,021 | $533,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 29,264 | $533,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 42,860 | $532,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 15,217 | $532,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 67,261 | $531,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 33,062 | $530,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,221 | $530,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10,561 | $530,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 49,909 | $530,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 16,994 | $529,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 500,000 | $529,000 | thousands by filing date | principal |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 25,440 | $528,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 41,252 | $528,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 33,599 | $528,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 210,293 | $526,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 34,679 | $525,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 61,598 | $525,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 20,019 | $525,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 21,575 | $524,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 34,229 | $523,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 42,830 | $522,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 43,606 | $522,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 23,959 | $522,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 31,200 | $521,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 37,363 | $521,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 39,388 | $520,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,149 | $520,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 38,880 | $518,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 10,165 | $517,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 8,751 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 16,733 | $516,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 6,950 | $515,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 26,548 | $514,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 14,513 | $513,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 48,841 | $513,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 63,907 | $512,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,700 | $510,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,540 | $510,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 44,500 | $508,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 19,265 | $507,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 51,008 | $505,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 36,709 | $505,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 8,425 | $505,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 15,674 | $504,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 6,116 | $503,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 18,730 | $503,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 83,568 | $500,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 33,081 | $500,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 16,180 | $499,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 7,357 | $499,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 25,924 | $499,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 16,747 | $498,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 42,594 | $498,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 27,091 | $496,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 13,841 | $495,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 45,536 | $495,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 55,599 | $493,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 54,360 | $493,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 34,726 | $493,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 54,156 | $492,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 28,084 | $492,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 52,261 | $491,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 45,995 | $491,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 39,609 | $491,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 22,795 | $491,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 37,251 | $490,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,728 | $489,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 12,161 | $488,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 99,637 | $488,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 625,000 | $488,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 42,952 | $487,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 13,379 | $487,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 11,849 | $485,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 19,730 | $485,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,022 | $485,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 42,844 | $484,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 27,305 | $484,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 19,798 | $483,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,136 | $483,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 715,885 | $483,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,466 | $482,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 29,359 | $481,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,531 | $481,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 34,189 | $479,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 41,463 | $479,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 40,653 | $478,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 59,680 | $477,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 176,594 | $477,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 17,448 | $476,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 20,972 | $476,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 56,270 | $476,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 63,025 | $476,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 56,639 | $476,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 50,882 | $475,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 5,397 | $475,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 26,237 | $474,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 15,954 | $474,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 45,551 | $474,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 9,678 | $473,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 16,259 | $473,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 17,596 | $471,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 24,467 | $471,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,787 | $470,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 38,969 | $470,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 37,575 | $470,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 47,409 | $470,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 19,093 | $468,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 50,000 | $468,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 45,806 | $467,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 243,800 | $465,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 24,570 | $465,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 16,895 | $464,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 41,074 | $462,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 5,974 | $462,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 11,002 | $461,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 31,672 | $461,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,310 | $461,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 644,000 | $461,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 20,085 | $461,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 13,400 | $460,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 49,217 | $459,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 45,477 | $459,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 14,850 | $458,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 570,000 | $458,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 15,294 | $457,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 16,769 | $455,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 7,498 | $455,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,373 | $454,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 53,797 | $452,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 15,234 | $452,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 18,088 | $451,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,318 | $451,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 69,416 | $451,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 11,632 | $450,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,636 | $450,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 11,063 | $449,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 27,000 | $448,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 17,769 | $446,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 11,601 | $445,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 65,770 | $445,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 15,925 | $444,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 21,264 | $444,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 46,877 | $444,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,511 | $444,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,851 | $443,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 48,792 | $442,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 26,665 | $442,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 15,868 | $442,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 18,002 | $441,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 125,875 | $441,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,914 | $439,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 6,950 | $439,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 105,266 | $439,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,282 | $438,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,937 | $438,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 59,270 | $437,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 26,664 | $437,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 121,421 | $437,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 14,981 | $436,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 8,065 | $436,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 13,074 | $435,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 5,916 | $434,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 181,651 | $434,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 48,833 | $432,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 32,811 | $432,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 15,835 | $432,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,862 | $431,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 20,011 | $430,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 16,995 | $430,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,822 | $430,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 6,705 | $428,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,746 | $427,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,467 | $427,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 66,402 | $427,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 30,012 | $427,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 26,110 | $425,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,492 | $425,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 40,560 | $424,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 15,467 | $424,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 37,317 | $419,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 50,360 | $416,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 35,811 | $415,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 8,703 | $415,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 183,881 | $414,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 11,839 | $413,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 33,492 | $413,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 43,958 | $413,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 25,006 | $413,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 46,973 | $412,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 23,421 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,872 | $412,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,138 | $410,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 30,300 | $410,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,935 | $409,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 15,468 | $408,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,746 | $408,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 29,100 | $408,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 148,554 | $407,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 60,000 | $406,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 51,636 | $406,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,156 | $405,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 22,495 | $405,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 67,700 | $404,000 | thousands by filing date | call |
| CACTUS INC | 127203107 | CL A | 21,061 | $404,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 22,067 | $403,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 15,637 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 43,097 | $402,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 65,243 | $402,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 33,935 | $401,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 6,882 | $400,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 22,798 | $400,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 58,285 | $398,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 19,762 | $398,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 60,006 | $397,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 24,574 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 38,598 | $396,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 26,894 | $396,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 16,774 | $394,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 48,254 | $394,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 12,138 | $392,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,013,076 | $392,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 23,082 | $392,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 300,754 | $391,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 34,793 | $390,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 76,870 | $390,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 30,275 | $389,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 35,103 | $389,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 32,623 | $388,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,852 | $385,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 24,306 | $385,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 9,403 | $385,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 36,467 | $384,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 31,465 | $383,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 11,172 | $381,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 64,100 | $381,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 34,358 | $380,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 30,400 | $380,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,732 | $379,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 31,600 | $379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,032 | $379,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 4,506 | $378,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,412 | $378,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 14,728 | $377,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,063 | $376,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 43,301 | $375,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 49,298 | $374,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,816 | $374,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 14,377 | $374,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 47,832 | $373,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 33,902 | $373,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 19,710 | $371,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 21,740 | $370,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 13,995 | $370,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,524 | $367,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 11,495 | $367,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 30,042 | $367,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 24,436 | $367,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 79,003 | $366,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 27,873 | $365,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 13,679 | $365,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 35,970 | $363,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 3,604 | $362,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 6,854 | $361,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 208,719 | $361,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 8,000 | $361,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 77,902 | $359,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 16,767 | $359,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 7,002 | $358,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,951 | $357,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 14,796 | $357,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 72,346 | $357,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 4,234 | $357,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,722 | $355,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,815 | $354,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 350,000 | $354,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 20,806 | $353,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 18,836 | $353,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,625 | $352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,461 | $352,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 28,155 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,072 | $351,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 33,329 | $351,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,286 | $351,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 6,280 | $350,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 11,244 | $350,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 48,281 | $350,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 30,130 | $350,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 10,252 | $349,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 8,736 | $349,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 6,456 | $349,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,681 | $349,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 7,500 | $349,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,933 | $347,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 48,751 | $347,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 24,161 | $347,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $347,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 27,822 | $347,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 19,746 | $343,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 43,700 | $343,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 29,800 | $341,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 10,146 | $341,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 16,401 | $341,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 14,123 | $341,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,608 | $340,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 24,840 | $337,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 36,000 | $337,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 205,000 | $337,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 30,361 | $336,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 11,986 | $335,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 17,130 | $335,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 23,858 | $334,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 43,774 | $334,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 14,434 | $334,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 23,079 | $333,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 15,167 | $333,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 24,352 | $333,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 27,367 | $332,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 9,718 | $332,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,893 | $331,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 5,859 | $331,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,508 | $331,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 30,801 | $331,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 21,832 | $330,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 11,713 | $329,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 40,117 | $327,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,979 | $327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 7,290 | $327,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 35,705 | $326,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 51,300 | $325,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 11,742 | $325,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 111,022 | $325,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 62,796 | $324,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,403 | $324,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 25,000 | $324,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 6,117 | $323,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 10,961 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 12,014 | $323,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 21,780 | $322,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 14,681 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,603 | $322,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 31,000 | $322,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,663 | $321,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 7,717 | $321,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 14,930 | $321,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 29,795 | $321,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,000 | $320,000 | thousands by filing date | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,465 | $319,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 15,558 | $319,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 10,042 | $319,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 135,458 | $318,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 48,578 | $316,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 6,327 | $315,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,595 | $315,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 3,173 | $315,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 73,202 | $315,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 41,737 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7,583 | $314,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 85,114 | $314,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 29,347 | $314,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 32,483 | $314,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 21,906 | $314,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 23,344 | $313,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 129,961 | $313,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 12,566 | $313,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 29,576 | $312,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 40,692 | $312,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 20,965 | $311,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 26,125 | $310,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,175 | $309,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,934 | $309,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 7,355 | $308,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,904 | $308,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,943 | $306,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 6,220 | $306,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 33,093 | $306,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 9,010 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 5,110 | $305,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 178,500 | $305,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 36,631 | $304,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,379 | $304,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 24,397 | $303,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,819 | $303,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,369 | $301,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 32,500 | $300,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 11,910 | $300,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 662 | $300,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,167 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 14,156 | $299,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 22,675 | $298,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,559 | $297,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 19,351 | $297,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 64,688 | $296,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,874 | $296,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 17,440 | $296,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 9,528 | $296,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 108,749 | $295,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 14,504 | $295,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,455 | $294,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,666 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,077 | $292,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 29,382 | $292,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 19,901 | $292,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,197 | $292,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 20,100 | $290,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,420 | $289,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 32,408 | $289,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 8,243 | $289,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 70,530 | $288,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 36,731 | $288,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 9,474 | $287,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 35,719 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 47,003 | $286,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 13,650 | $286,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,227 | $285,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 4,003 | $285,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 7,143 | $285,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 35,011 | $285,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 14,432 | $284,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 15,147 | $284,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 14,269 | $284,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 10,795 | $284,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,881 | $282,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 23,606 | $282,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 38,609 | $282,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 51,000 | $282,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 40,300 | $281,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 15,534 | $280,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,234 | $280,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000041 | this filing | 2020-11-04 | acceptance time not in the bulk data set |