13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,635 holding rows worth $64,699,174,000.
- Accession
- 0001084208-18-000027
- Filer
- CIK 1084208
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,735 entries on the cover page, a total value of $64,699,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,699,174,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FS KKR CAPITAL CORP | 302635107 | COM | 44,306 | $312,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 5,723 | $312,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,380 | $311,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 7,115 | $311,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 39,213 | $311,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 8,490 | $311,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,905 | $311,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,036 | $311,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 13,385 | $311,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 49,064 | $309,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,218 | $309,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,542 | $308,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 16,526 | $308,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,305 | $307,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 11,689 | $307,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 79,457 | $306,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 24,197 | $306,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 13,449 | $305,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,210 | $304,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,365 | $304,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 20,965 | $304,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 15,660 | $302,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 26,450 | $302,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 74,595 | $302,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 26,578 | $301,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 12,441 | $301,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 15,580 | $300,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,825 | $300,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 7,002 | $300,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 8,676 | $300,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 18,401 | $299,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 25,129 | $299,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 64,710 | $298,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,502 | $298,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,394 | $298,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 13,807 | $298,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 8,750 | $298,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 278,900 | $297,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,159 | $297,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 9,180 | $297,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,699 | $297,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 65,749 | $297,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 65,600 | $296,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 34,420 | $295,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 11,711 | $294,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,500 | $293,000 | thousands by filing date | call |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,910 | $293,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,573 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,921 | $292,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 30,601 | $292,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,266 | $290,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,671 | $290,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 13,272 | $290,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 29,710 | $290,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,715 | $289,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,881 | $289,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 10,649 | $288,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 16,322 | $288,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,012 | $288,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 22,814 | $287,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 62,754 | $287,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,431 | $286,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,575 | $285,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 14,268 | $284,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,820 | $284,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 9,450 | $284,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 15,400 | $284,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 65,700 | $283,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,399 | $283,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 23,459 | $283,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 9,443 | $283,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 43,786 | $282,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 12,339 | $282,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 5,351 | $282,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 33,186 | $282,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,682 | $281,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,880 | $281,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 11,002 | $281,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 24,305 | $281,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,306 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,483 | $280,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 29,769 | $280,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 19,216 | $279,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,686 | $279,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 52,285 | $277,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,934 | $276,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 35,913 | $276,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 8,631 | $276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 4,131 | $276,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 4,085 | $276,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,771 | $275,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,130 | $275,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 7,712 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,141 | $275,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 43,500 | $274,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 10,671 | $274,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 7,075 | $273,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 27,872 | $273,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 16,930 | $273,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 24,905 | $273,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,988 | $272,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 40,865 | $272,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 17,195 | $272,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 24,010 | $272,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 23,547 | $271,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 4,530 | $271,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 23,711 | $271,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 18,887 | $270,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 19,785 | $269,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 130,900 | $268,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,838 | $267,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,399 | $266,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 35,700 | $266,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 206,960 | $265,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 12,329 | $265,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 35,514 | $265,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 12,679 | $265,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 75,812 | $265,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 9,669 | $265,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 31,500 | $263,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 45,232 | $263,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $263,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 23,162 | $263,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,685 | $262,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,395 | $262,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,520 | $261,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,582 | $261,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 24,806 | $261,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,619 | $260,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,372 | $260,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,149 | $260,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 20,998 | $260,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 11,751 | $260,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 14,270 | $259,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,000 | $259,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 17,200 | $258,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,860 | $257,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 52,404 | $257,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,455 | $256,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,649 | $256,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 26,229 | $256,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 300 | $255,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 14,000 | $255,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 18,285 | $255,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,647 | $255,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,630 | $254,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 111,671 | $254,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,367 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 11,778 | $254,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 6,749 | $253,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 15,022 | $253,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 5,467 | $252,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 24,150 | $252,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 24,662 | $251,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 9,992 | $251,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,256 | $249,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,632 | $249,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,805 | $248,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,398 | $248,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,354 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,445 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,230 | $248,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,037 | $247,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,448 | $245,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 55,450 | $245,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 30,500 | $244,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 58,200 | $244,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 11,420 | $244,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 11,799 | $244,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 18,540 | $244,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,948 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,151 | $243,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,209 | $242,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 6,580 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 10,283 | $241,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,764 | $240,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 32,751 | $240,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,257 | $240,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 6,571 | $240,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,491 | $239,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 6,244 | $239,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,935 | $239,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,602 | $239,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 14,291 | $239,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,599 | $239,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 19,521 | $238,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,254 | $238,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,293 | $238,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $238,000 | thousands by filing date | principal |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 24,187 | $238,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 4,334 | $237,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 9,703 | $236,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,836 | $236,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,540 | $236,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 10,901 | $236,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 64,050 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,845 | $235,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 16,674 | $234,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,133 | $233,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 5,006 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,575 | $233,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 4,178 | $233,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,735 | $232,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,096 | $232,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 5,929 | $232,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 18,725 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,144 | $232,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 31,200 | $232,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 136,753 | $232,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 32,263 | $232,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 5,072 | $231,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 25,794 | $231,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,082 | $229,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 6,054 | $229,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 6,160 | $228,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,875 | $227,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 11,098 | $227,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 38,782 | $227,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 16,625 | $227,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,003 | $226,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,275 | $226,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 19,354 | $226,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 4,038 | $223,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 14,404 | $223,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,643 | $223,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,445 | $223,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,906 | $223,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,345 | $223,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,865 | $222,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,346 | $222,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,286 | $222,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 10,475 | $222,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 349,598 | $222,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 45,555 | $222,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,528 | $222,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,427 | $221,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,395 | $221,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 6,190 | $221,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,805 | $221,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,730 | $221,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 954 | $220,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 3,196 | $220,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 48,667 | $219,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,091 | $219,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,270 | $219,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,299 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 17,537 | $218,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,409 | $218,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 44,488 | $218,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 18,610 | $218,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 8,365 | $218,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 6,141 | $217,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 24,366 | $217,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 6,127 | $217,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 607 | $216,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,985 | $216,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 37,500 | $215,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 32,902 | $214,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,392 | $213,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,973 | $212,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 21,500 | $212,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 25,107 | $211,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,181 | $211,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 33,241 | $211,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 11,335 | $211,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 33,611 | $210,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 600 | $209,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 4,849 | $208,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 14,484 | $208,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 69,432 | $208,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 26,438 | $207,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,883 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,939 | $206,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,528 | $206,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,060 | $206,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 23,586 | $205,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,900 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,268 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,739 | $205,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 10,182 | $205,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 14,209 | $204,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 7,203 | $204,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,560 | $204,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 10,662 | $204,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 21,800 | $204,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 20,114 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,669 | $203,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,954 | $203,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 15,996 | $202,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 3,580 | $202,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,752 | $202,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,590 | $201,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 17,911 | $201,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 98,800 | $200,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,978 | $200,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 28,657 | $199,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 16,655 | $197,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,482 | $197,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 390,100 | $196,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 14,408 | $195,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 28,511 | $195,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 23,972 | $193,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,003 | $192,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 81,512 | $192,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 200,000 | $192,000 | thousands by filing date | principal |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 10,966 | $191,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,614 | $191,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 66,800 | $190,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 11,418 | $190,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 20,105 | $190,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 204,500 | $189,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 25,693 | $189,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,619 | $189,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,896 | $189,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 22,800 | $189,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,002 | $188,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 14,554 | $188,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,276 | $188,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 17,700 | $187,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 27,652 | $186,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 24,760 | $186,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,076 | $186,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,055 | $184,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,166 | $182,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 12,595 | $182,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 23,700 | $181,000 | thousands by filing date | call |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,549 | $181,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 12,185 | $180,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,774 | $178,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 20,539 | $178,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 27,747 | $178,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 66,600 | $177,000 | thousands by filing date | call |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 17,500 | $177,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,444 | $176,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 13,713 | $176,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 14,200 | $176,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 15,000 | $175,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 15,700 | $173,000 | thousands by filing date | call |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 13,832 | $172,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $172,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 28,000 | $171,000 | thousands by filing date | call |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,697 | $171,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,968 | $170,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 87,853 | $170,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,155 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,708 | $169,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,200 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,395 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 12,523 | $167,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,800 | $166,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,576 | $166,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 14,100 | $166,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,600 | $165,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 78,300 | $164,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,484 | $164,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,886 | $163,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 12,174 | $163,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 17,627 | $163,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 27,794 | $159,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 20,638 | $159,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 13,461 | $157,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,020 | $155,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,777 | $155,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 17,361 | $153,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,567 | $153,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 18,666 | $152,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 24,302 | $150,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 46,900 | $147,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 20,088 | $147,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,361 | $146,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 61,240 | $146,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 182,486 | $145,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,804 | $145,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,308 | $144,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,259 | $144,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 48,900 | $144,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 53,500 | $144,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 23,495 | $143,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 15,341 | $143,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 87,142 | $142,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 347,800 | $140,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 14,561 | $140,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,254 | $140,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,511 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,116 | $139,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,683 | $138,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 22,800 | $137,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,613 | $137,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 105,293 | $137,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 11,733 | $136,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 18,550 | $136,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 10,326 | $135,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,000 | $134,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 142,100 | $133,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,388 | $133,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 12,813 | $130,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 16,980 | $130,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,956 | $128,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,868 | $128,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,536 | $127,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,510 | $125,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,008 | $125,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 22,428 | $125,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,500 | $124,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,775 | $124,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 87,000 | $124,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 47,300 | $123,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 10,768 | $123,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 170,800 | $120,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 18,266 | $119,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 30,100 | $119,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 30,954 | $118,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 31,240 | $117,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 29,500 | $116,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 20,300 | $116,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 45,853 | $115,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 30,154 | $115,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 60,373 | $114,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 40,211 | $113,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 15,796 | $112,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 31,696 | $111,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 18,100 | $110,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 18,472 | $109,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 60,000 | $108,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 104,417 | $108,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 14,897 | $107,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 50,338 | $106,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 12,500 | $105,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,022 | $104,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 15,172 | $104,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 44,619 | $104,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,055 | $103,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,446 | $103,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,718 | $103,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,975 | $103,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 16,261 | $101,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 11,012 | $101,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 10,764 | $100,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 61,700 | $99,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,050 | $99,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 35,600 | $98,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,766 | $97,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 34,938 | $97,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,072 | $97,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,000 | $96,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 23,950 | $96,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,757 | $94,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16,524 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 43,600 | $93,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 42,600 | $93,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 20,779 | $91,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,633 | $90,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 14,148 | $90,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $88,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 33,100 | $86,000 | thousands by filing date | put |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 11,000 | $86,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 16,764 | $85,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,200 | $83,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 40,271 | $83,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33,777 | $82,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,763 | $81,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,280 | $79,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 38,633 | $78,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,300 | $78,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 70,100 | $77,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,640 | $76,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 13,561 | $76,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $74,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,300 | $72,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,938 | $69,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,700 | $67,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 44,685 | $67,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,160 | $65,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 11,906 | $64,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,979 | $63,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,413 | $63,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 60,000 | $61,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,920 | $59,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 23,799 | $59,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,112 | $58,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,000 | $58,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 43,000 | $58,000 | thousands by filing date | principal |
| GODADDY INC CL A | 380237107 | Stock | 17,200 | $57,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 30,000 | $56,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,600 | $56,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 82,400 | $54,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 38,859 | $54,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,541 | $52,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,222 | $51,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 50,000 | $51,000 | thousands by filing date | principal |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 10,944 | $51,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,040 | $49,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 22,400 | $48,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 34,137 | $48,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,507 | $47,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 89,100 | $45,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 43,300 | $43,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,360 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000027 | this filing | 2018-11-14 | acceptance time not in the bulk data set |