13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,635 holding rows worth $64,699,174,000.
- Accession
- 0001084208-18-000027
- Filer
- CIK 1084208
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,735 entries on the cover page, a total value of $64,699,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,699,174,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFA FINL INC | 55272X102 | COM | 201,673 | $1,482,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 48,290 | $1,481,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 132,207 | $1,479,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,985 | $1,465,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 6,002 | $1,465,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 63,380 | $1,465,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 58,363 | $1,458,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 22,701 | $1,456,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 17,838 | $1,455,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 39,980 | $1,453,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,450,000 | $1,452,000 | thousands by filing date | principal |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 29,938 | $1,442,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 107,085 | $1,440,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 92,098 | $1,439,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 119,812 | $1,439,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 136,680 | $1,434,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 35,984 | $1,434,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 98,492 | $1,433,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 46,290 | $1,428,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 25,126 | $1,426,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 130,742 | $1,425,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 13,000 | $1,425,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,155,000 | $1,422,000 | thousands by filing date | principal |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 53,317 | $1,420,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 43,762 | $1,414,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 24,492 | $1,410,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 95,301 | $1,407,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 28,795 | $1,406,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 117,965 | $1,404,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 55,269 | $1,401,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 51,342 | $1,401,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 60,492 | $1,394,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 36,407 | $1,393,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 91,296 | $1,392,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 15,552 | $1,390,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 29,986 | $1,386,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 26,071 | $1,382,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 26,631 | $1,379,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 18,238 | $1,377,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 82,538 | $1,374,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 55,216 | $1,368,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 122,660 | $1,366,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 192,761 | $1,365,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 54,861 | $1,363,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 114,441 | $1,363,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 19,778 | $1,359,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 74,713 | $1,356,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 28,033 | $1,354,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 51,083 | $1,353,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 35,082 | $1,349,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 67,565 | $1,347,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 30,901 | $1,346,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 58,693 | $1,344,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 122,537 | $1,342,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 75,923 | $1,340,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 21,902 | $1,338,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 99,652 | $1,337,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 184,043 | $1,336,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 18,905 | $1,334,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 351,989 | $1,327,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 23,410 | $1,325,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 19,999 | $1,324,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 11,873 | $1,321,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 61,458 | $1,321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 25,837 | $1,321,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 47,808 | $1,320,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 29,388 | $1,320,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 61,469 | $1,320,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 79,098 | $1,311,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 49,419 | $1,309,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 233,634 | $1,308,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 125,209 | $1,307,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 44,202 | $1,306,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 58,795 | $1,305,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 34,403 | $1,300,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 11,548 | $1,294,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 82,706 | $1,290,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 29,445 | $1,289,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 86,221 | $1,287,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 43,588 | $1,284,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 85,548 | $1,283,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 39,260 | $1,283,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 27,203 | $1,281,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 10,507 | $1,280,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 116,440 | $1,280,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,836 | $1,278,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 78,185 | $1,277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 14,107 | $1,276,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,989 | $1,275,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 42,425 | $1,271,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 16,461 | $1,267,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 54,378 | $1,262,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 37,554 | $1,259,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 13,109 | $1,258,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 27,671 | $1,257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 56,062 | $1,255,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 47,445 | $1,255,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 24,251 | $1,251,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 44,879 | $1,251,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 28,313 | $1,249,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 42,024 | $1,246,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 74,753 | $1,243,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 27,771 | $1,237,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,049 | $1,235,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 27,363 | $1,235,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 63,748 | $1,235,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 156,086 | $1,235,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,810 | $1,234,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 29,256 | $1,233,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 87,896 | $1,231,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 47,352 | $1,231,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 28,428 | $1,229,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 83,666 | $1,228,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 35,367 | $1,228,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 109,348 | $1,225,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 84,826 | $1,215,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 56,093 | $1,209,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 47,735 | $1,209,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 38,822 | $1,208,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 24,735 | $1,207,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 20,140 | $1,207,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 47,859 | $1,206,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 113,475 | $1,205,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 12,948 | $1,203,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 14,595 | $1,203,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 30,125 | $1,202,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 85,620 | $1,202,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 15,564 | $1,201,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 650,000 | $1,201,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 66,885 | $1,197,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 29,246 | $1,196,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 63,300 | $1,189,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 183,766 | $1,185,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 51,897 | $1,184,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 18,755 | $1,183,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 31,310 | $1,181,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27,715 | $1,179,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 101,546 | $1,178,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 12,108 | $1,178,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,051 | $1,178,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 46,469 | $1,176,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 36,987 | $1,176,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 105,675 | $1,170,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 13,488 | $1,168,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 48,243 | $1,164,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 18,462 | $1,159,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 47,300 | $1,155,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 39,975 | $1,153,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 77,791 | $1,150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 25,166 | $1,149,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 16,801 | $1,147,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 80,585 | $1,147,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 59,390 | $1,142,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 35,048 | $1,141,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 44,600 | $1,139,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 58,377 | $1,139,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 134,171 | $1,138,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 40,846 | $1,136,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 64,557 | $1,134,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 78,090 | $1,132,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 110,927 | $1,131,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 153,933 | $1,130,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 33,380 | $1,129,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 48,478 | $1,129,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 59,254 | $1,129,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 91,913 | $1,128,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 14,102 | $1,126,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 59,919 | $1,126,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 93,420 | $1,125,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 46,354 | $1,125,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 44,874 | $1,122,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 48,545 | $1,119,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 63,864 | $1,118,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 117,132 | $1,117,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 16,327 | $1,115,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 159,168 | $1,114,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 11,068 | $1,112,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 33,563 | $1,112,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 20,702 | $1,111,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 13,454 | $1,109,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 104,945 | $1,106,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 31,500 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 43,375 | $1,102,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 90,885 | $1,101,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 164,323 | $1,101,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 11,617 | $1,097,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 58,465 | $1,096,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 16,051 | $1,096,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 30,375 | $1,095,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 135,487 | $1,093,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 13,123 | $1,091,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 22,933 | $1,089,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 32,000 | $1,088,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 19,010 | $1,088,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 34,585 | $1,086,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 22,465 | $1,086,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 27,587 | $1,086,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 18,840 | $1,086,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 59,011 | $1,086,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 17,161 | $1,085,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 50,902 | $1,082,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 22,870 | $1,082,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 30,724 | $1,081,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 79,152 | $1,080,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 30,605 | $1,079,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 17,836 | $1,079,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,837 | $1,078,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 27,881 | $1,077,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 33,050 | $1,076,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 31,533 | $1,076,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 26,030 | $1,076,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 33,778 | $1,075,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 9,099 | $1,073,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 35,018 | $1,072,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 56,314 | $1,069,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 50,528 | $1,069,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 26,405 | $1,068,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 900,000 | $1,068,000 | thousands by filing date | principal |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 5,338 | $1,067,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 18,274 | $1,065,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 52,376 | $1,063,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 27,465 | $1,063,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 64,597 | $1,063,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 25,031 | $1,062,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 15,120 | $1,062,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 17,175 | $1,057,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,275 | $1,055,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 239,798 | $1,055,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 26,199 | $1,051,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 44,124 | $1,051,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 107,951 | $1,050,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 49,422 | $1,049,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 13,289 | $1,049,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,729 | $1,047,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 39,443 | $1,047,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 30,877 | $1,045,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 18,767 | $1,045,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 24,159 | $1,045,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11,166 | $1,041,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 61,810 | $1,035,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 168,679 | $1,034,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 10,627 | $1,030,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 54,482 | $1,030,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 171,573 | $1,029,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 10,797 | $1,027,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 17,805 | $1,026,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 31,698 | $1,024,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 82,577 | $1,020,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 42,558 | $1,018,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 366,265 | $1,018,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 10,815 | $1,016,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 135,439 | $1,016,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 46,258 | $1,015,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 181,573 | $1,013,000 | thousands by filing date | |
| RH | 74967X103 | COM | 7,730 | $1,013,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 138,127 | $1,012,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 21,567 | $1,011,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 24,083 | $1,005,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 17,575 | $1,005,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 97,982 | $999,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 28,220 | $999,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 161,109 | $996,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 39,474 | $995,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 15,227 | $988,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 81,796 | $988,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 95,755 | $987,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 27,178 | $985,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 14,432 | $984,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 72,437 | $984,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 94,325 | $980,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 25,295 | $980,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 161,536 | $979,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 64,184 | $979,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 109,836 | $979,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,996 | $977,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 20,659 | $977,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 26,365 | $974,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 22,855 | $972,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 13,291 | $971,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 43,700 | $971,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 78,233 | $970,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 46,139 | $968,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 68,977 | $967,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 75,601 | $962,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 98,675 | $957,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 12,693 | $956,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 12,473 | $954,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 89,424 | $953,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 77,152 | $949,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 8,537 | $947,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 69,535 | $946,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 24,416 | $943,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 34,942 | $942,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 176,850 | $939,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 55,472 | $939,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 132,288 | $939,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 13,974 | $937,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 20,778 | $935,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 55,910 | $934,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 79,989 | $932,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 14,853 | $930,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50,617 | $928,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 80,404 | $928,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 5,420 | $926,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 167,198 | $925,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 34,046 | $924,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 48,923 | $923,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 10,991 | $922,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 18,447 | $920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 7,135 | $916,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 67,729 | $914,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 27,429 | $906,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 16,857 | $905,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 93,837 | $902,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 83,154 | $901,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 66,402 | $901,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 36,283 | $901,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 43,396 | $900,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 23,092 | $898,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 15,937 | $896,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 137,957 | $895,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 53,801 | $894,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 37,963 | $893,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 63,227 | $889,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 28,071 | $885,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 42,364 | $883,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 12,441 | $883,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 8,121 | $882,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 27,111 | $882,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 254,390 | $880,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 10,100 | $879,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 47,418 | $879,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 317,200 | $878,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 18,022 | $876,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 170,698 | $872,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 35,898 | $872,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 42,400 | $870,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 12,153 | $870,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 10,990 | $869,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 36,860 | $869,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 44,324 | $869,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 15,860 | $868,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 52,557 | $868,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 42,377 | $865,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 30,178 | $862,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 26,130 | $861,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 20,931 | $861,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 13,863 | $860,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 6,829 | $859,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 66,765 | $859,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 13,028 | $858,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 48,285 | $855,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 26,869 | $855,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 21,420 | $853,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 18,621 | $852,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 20,600 | $851,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 35,802 | $849,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 48,238 | $849,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 12,413 | $848,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 17,361 | $847,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 76,306 | $845,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7,968 | $844,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 136,136 | $844,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 33,043 | $840,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 145,890 | $840,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 19,878 | $838,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,736 | $838,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 46,013 | $838,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 10,011 | $837,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 28,099 | $835,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 14,752 | $835,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 21,358 | $835,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 94,861 | $833,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 59,575 | $831,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 26,127 | $827,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 15,596 | $826,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 46,385 | $825,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 38,579 | $823,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 20,065 | $822,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 38,669 | $822,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 96,700 | $821,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 30,569 | $819,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 7,711 | $817,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 67,139 | $814,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 36,952 | $811,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 49,977 | $811,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 67,661 | $809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,398 | $807,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 78,882 | $805,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 7,785 | $805,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 59,461 | $804,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 15,990 | $803,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 12,799 | $803,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 19,710 | $803,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 49,791 | $800,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 50,825 | $798,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 70,145 | $797,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 11,087 | $797,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 43,032 | $796,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 63,489 | $795,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 66,826 | $795,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 18,358 | $794,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 26,896 | $793,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 71,657 | $792,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,646 | $791,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 20,192 | $791,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 15,412 | $790,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 18,469 | $790,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 12,948 | $787,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 144,643 | $787,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 36,210 | $786,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 22,053 | $786,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 56,700 | $786,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 23,588 | $785,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 49,842 | $785,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 17,000 | $782,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 31,659 | $780,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 31,036 | $780,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,197 | $777,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 62,383 | $777,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 13,052 | $776,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 35,644 | $766,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 275,255 | $765,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 39,612 | $762,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 23,833 | $762,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 33,352 | $760,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 51,993 | $759,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 38,056 | $755,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 21,918 | $754,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 24,481 | $753,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 72,607 | $751,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 66,441 | $748,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 116,385 | $746,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 33,903 | $746,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 10,812 | $741,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 13,185 | $736,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,616 | $736,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,509 | $736,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 51,684 | $732,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,960 | $732,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,634 | $731,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 25,424 | $731,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 28,325 | $730,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 27,094 | $730,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 40,144 | $728,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 141,304 | $728,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5,878 | $725,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 15,732 | $725,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 20,454 | $723,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 9,810 | $721,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 21,265 | $721,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 42,861 | $720,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 14,497 | $719,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 81,569 | $718,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 53,769 | $716,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 16,829 | $715,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 13,425 | $714,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,032 | $712,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 39,014 | $712,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 20,899 | $711,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 5,194 | $710,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 41,100 | $709,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 11,163 | $709,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 27,327 | $708,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 43,757 | $708,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 30,387 | $707,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 10,739 | $707,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 25,353 | $707,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 29,791 | $707,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 36,492 | $706,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 50,708 | $705,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 41,451 | $705,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 29,856 | $703,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 18,292 | $702,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 106,369 | $702,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 18,249 | $699,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 30,460 | $698,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 11,627 | $698,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 6,084 | $697,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 139,541 | $695,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 23,300 | $693,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 15,293 | $690,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 20,544 | $687,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 9,481 | $685,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 450,000 | $683,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 43,728 | $682,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 26,974 | $681,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 52,460 | $679,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $679,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 19,959 | $678,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 6,857 | $678,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 37,047 | $675,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 85,721 | $675,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10,553 | $674,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 11,410 | $674,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 36,545 | $674,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 11,905 | $673,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 17,019 | $671,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 24,667 | $669,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 17,611 | $669,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000027 | this filing | 2018-11-14 | acceptance time not in the bulk data set |