13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,635 holding rows worth $64,699,174,000.
- Accession
- 0001084208-18-000027
- Filer
- CIK 1084208
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,735 entries on the cover page, a total value of $64,699,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,699,174,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLD STD VENTURES CORP | 380738104 | COM | 24,175 | $42,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 37,200 | $40,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 78,329 | $40,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 19,354 | $40,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 111,000 | $39,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 17,817 | $39,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,217 | $38,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,700 | $37,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,100 | $37,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,368 | $37,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,000 | $37,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,088 | $36,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 29,449 | $36,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,200 | $34,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 88,400 | $33,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 31,400 | $33,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 21,800 | $33,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,585 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 18,364 | $32,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,047 | $32,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 66,900 | $31,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 11,300 | $31,000 | thousands by filing date | call |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 20,000 | $31,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,400 | $30,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 18,280 | $30,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 22,333 | $29,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 32,200 | $28,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 14,710 | $28,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,206 | $26,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,658 | $26,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 222,300 | $24,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 12,466 | $24,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 51,400 | $24,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 11,000 | $24,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $24,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 44,500 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,800 | $23,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 10,920 | $23,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,500 | $22,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,572 | $22,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $21,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 16,200 | $20,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 25,000 | $20,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,300 | $19,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 13,700 | $18,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 12,500 | $17,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 48,000 | $17,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 66,300 | $17,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $17,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 17,404 | $17,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 11,301 | $17,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 16,650 | $17,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 32,000 | $16,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 99,500 | $16,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 12,400 | $16,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 24,800 | $16,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 11,200 | $16,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 23,100 | $16,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 175,180 | $16,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,300 | $16,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 98,300 | $15,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 60,800 | $15,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 10,700 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,500 | $15,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 38,800 | $14,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 20,000 | $14,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956409 | COM | 56,600 | $14,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 25,200 | $13,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 41,400 | $13,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 21,500 | $12,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 18,640 | $12,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 69,400 | $12,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 10,200 | $11,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 17,800 | $11,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 59,400 | $11,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 11,700 | $11,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,561 | $11,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 10,500 | $11,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 60,000 | $10,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 21,247 | $10,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 27,800 | $9,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,800 | $9,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,400 | $9,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 18,000 | $9,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 26,600 | $8,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 46,500 | $8,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 14,900 | $8,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 29,300 | $8,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 36,200 | $8,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 25,100 | $8,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,000 | $8,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,900 | $7,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 35,900 | $7,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,363 | $7,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,000 | $7,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 14,200 | $7,000 | thousands by filing date | call |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 14,900 | $7,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 11,100 | $6,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 16,200 | $6,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,003 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,300 | $5,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 22,900 | $5,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 34,500 | $5,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 12,500 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 28,200 | $4,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 79,800 | $4,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 15,400 | $4,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 24,000 | $4,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,000 | $4,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 13,000 | $4,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 55,500 | $3,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 17,100 | $3,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 30,000 | $3,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 11,900 | $2,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 49,000 | $2,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 31,200 | $2,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 51,200 | $2,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 12,800 | $2,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,000 | $2,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 30,300 | $2,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,300 | $2,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,000 | $2,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 36,700 | $1,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 14,400 | $1,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 10,300 | $1,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 18,300 | $1,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 46,400 | $1,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 16,200 | $1,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 13,000 | $1,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 41,600 | $1,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 36,000 | $1,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,300 | $1,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 18,300 | $1,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 22,700 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 42,718 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000027 | this filing | 2018-11-14 | acceptance time not in the bulk data set |