13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,635 holding rows worth $64,699,174,000.
- Accession
- 0001084208-18-000027
- Filer
- CIK 1084208
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,735 entries on the cover page, a total value of $64,699,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,699,174,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROWN FORMAN CORP | 115637100 | CL A | 13,135 | $667,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 39,900 | $667,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 20,945 | $667,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 42,579 | $666,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6,873 | $666,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 66,549 | $665,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,816 | $664,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 15,878 | $664,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 26,687 | $663,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 8,084 | $663,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 159,913 | $662,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 17,456 | $661,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 650,000 | $661,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 23,287 | $660,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 39,542 | $660,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 57,212 | $659,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 11,587 | $658,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 20,434 | $656,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 51,414 | $656,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 40,677 | $655,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 17,337 | $655,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 63,114 | $653,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 77,018 | $653,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 140,437 | $653,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 22,843 | $652,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,497 | $651,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 17,350 | $651,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 98,304 | $651,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 52,282 | $650,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 29,475 | $648,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 22,385 | $648,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 64,370 | $648,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $647,000 | thousands by filing date | principal |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 21,297 | $646,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 79,964 | $645,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 30,448 | $645,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 38,105 | $645,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 20,460 | $642,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 52,712 | $637,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 20,184 | $637,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 278,050 | $634,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13,963 | $633,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,713 | $633,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 134,369 | $631,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 35,220 | $629,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 75,825 | $629,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 14,512 | $629,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 8,563 | $627,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,175 | $627,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 52,187 | $627,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 4,928 | $625,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 40,220 | $625,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13,196 | $624,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 13,731 | $624,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 128,731 | $622,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,214 | $621,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 37,174 | $619,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 10,477 | $619,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 13,075 | $619,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 22,275 | $619,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 29,624 | $619,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 6,506 | $619,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 63,651 | $619,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 11,820 | $618,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 36,769 | $618,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 10,936 | $617,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 22,474 | $617,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 45,497 | $616,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,886 | $615,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 26,425 | $614,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 7,059 | $611,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 18,430 | $611,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 47,194 | $611,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 78,900 | $609,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 15,334 | $608,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,739 | $607,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 14,038 | $606,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,857 | $606,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,138 | $604,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 11,032 | $603,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 60,621 | $603,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 18,725 | $602,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 19,461 | $601,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,737 | $601,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 29,591 | $600,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 5,029 | $600,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 40,194 | $600,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 16,245 | $599,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 190,300 | $598,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 20,744 | $598,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 17,516 | $598,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 59,646 | $597,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 3,983 | $596,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 10,901 | $595,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,978 | $592,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 49,988 | $592,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 31,386 | $591,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 17,253 | $590,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 19,718 | $586,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 20,325 | $586,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 19,999 | $585,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,611 | $584,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 17,093 | $583,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 26,631 | $583,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,176 | $583,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 41,163 | $583,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 23,927 | $582,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 12,139 | $582,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 17,600 | $582,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 21,844 | $581,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 39,193 | $579,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 28,607 | $578,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 124,401 | $578,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 137,026 | $578,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 10,006 | $576,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 19,176 | $575,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 22,929 | $574,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 28,053 | $572,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 8,266 | $571,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 38,335 | $571,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $571,000 | thousands by filing date | principal |
| LEGACY RESVS INC COM | 524706108 | Stock | 117,750 | $571,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 22,164 | $570,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 21,225 | $570,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 87,116 | $570,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 12,636 | $568,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 7,767 | $568,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 12,437 | $568,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 21,420 | $567,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 11,603 | $567,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 31,997 | $563,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,118 | $562,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,244 | $560,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 40,673 | $560,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 28,222 | $559,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 16,456 | $559,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,584 | $559,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 24,434 | $559,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 52,793 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 18,352 | $557,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 23,111 | $557,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 16,804 | $557,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 46,133 | $556,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 27,977 | $556,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 52,807 | $555,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 7,008 | $554,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 12,492 | $552,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 13,075 | $550,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 41,546 | $550,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 45,418 | $548,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 71,964 | $548,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,328 | $546,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 31,181 | $545,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 21,881 | $545,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,521 | $545,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 58,634 | $545,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 122,000 | $542,000 | thousands by filing date | call |
| SB ONE BANCORP | 78413T103 | COM | 21,488 | $541,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 16,255 | $539,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 48,747 | $538,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 56,302 | $535,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 9,355 | $535,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 22,366 | $533,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 14,856 | $533,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 20,985 | $532,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 14,601 | $531,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,646 | $530,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 59,658 | $529,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 350,000 | $528,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 18,515 | $527,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 38,061 | $526,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 43,453 | $526,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,333 | $525,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 20,952 | $524,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,901 | $523,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 8,924 | $522,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 12,848 | $522,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 17,016 | $521,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 59,591 | $521,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 13,796 | $521,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 24,942 | $521,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 37,042 | $519,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 8,228 | $519,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 13,866 | $518,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 43,380 | $515,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 20,400 | $514,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 33,122 | $514,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 41,505 | $513,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 33,063 | $513,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 12,667 | $513,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 19,516 | $513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 11,334 | $512,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 37,031 | $511,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 40,010 | $510,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 82,588 | $509,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 43,875 | $509,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 12,250 | $508,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 10,272 | $508,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 41,143 | $508,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,723 | $507,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 21,951 | $507,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 16,659 | $505,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 40,874 | $503,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 624,000 | $501,000 | thousands by filing date | principal |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 38,892 | $500,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 43,760 | $500,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 12,756 | $499,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 41,036 | $499,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 12,055 | $499,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 15,763 | $499,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 14,756 | $496,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 58,562 | $495,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 31,693 | $494,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 9,366 | $494,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 23,342 | $493,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 3,927 | $491,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,073 | $490,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,322 | $489,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3,380 | $489,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 10,535 | $489,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 41,510 | $489,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,181 | $488,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,078 | $488,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 16,703 | $488,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 6,234 | $488,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 5,752 | $487,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 12,500 | $487,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 25,426 | $486,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 31,165 | $486,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 18,833 | $485,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,832 | $484,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 21,668 | $483,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 56,612 | $483,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 35,036 | $483,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,045 | $481,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 11,014 | $480,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 25,517 | $479,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 6,253 | $478,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,893 | $478,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 33,479 | $478,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 29,288 | $477,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 22,970 | $476,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 35,102 | $476,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 258,824 | $474,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 51,155 | $474,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,205 | $473,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,608 | $471,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,250 | $468,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,705 | $467,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 97,878 | $466,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 6,410 | $466,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 29,492 | $465,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 6,793 | $465,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,467 | $463,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 6,208 | $463,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 21,555 | $463,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 41,407 | $462,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 501 | $462,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 16,662 | $461,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 30,955 | $461,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,709 | $460,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 34,564 | $460,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 7,935 | $460,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 57,641 | $459,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,092 | $458,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 23,129 | $458,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,045 | $457,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 23,304 | $457,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 8,667 | $456,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,323 | $456,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 33,750 | $455,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,135 | $455,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 14,654 | $455,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 35,562 | $454,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 21,058 | $453,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,867 | $453,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,461 | $452,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 34,414 | $452,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 99,349 | $452,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 15,894 | $451,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 58,044 | $450,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 25,638 | $449,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 78,273 | $449,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 13,380 | $448,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 12,259 | $447,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,958 | $446,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,976 | $445,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 12,796 | $444,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 25,800 | $444,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,571 | $443,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,574 | $443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 9,178 | $443,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 13,242 | $443,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 5,268 | $437,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 34,176 | $437,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 5,775 | $437,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 25,000 | $437,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 16,000 | $437,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 42,682 | $436,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 52,900 | $435,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 300,000 | $435,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 19,140 | $434,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 531 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,275 | $433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,174 | $433,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,908 | $432,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 9,275 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,364 | $429,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 14,994 | $428,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 22,255 | $428,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 8,679 | $427,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 8,182 | $427,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 4,275 | $427,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 27,828 | $427,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,934 | $426,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 14,276 | $426,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 12,214 | $426,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,872 | $426,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 34,144 | $425,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 85,952 | $425,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 308,300 | $423,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 479 | $423,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 19,808 | $423,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,763 | $423,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,603 | $422,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 17,545 | $422,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 8,162 | $421,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 31,531 | $421,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 22,820 | $420,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 7,627 | $420,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 15,230 | $420,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 33,562 | $416,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 81,052 | $416,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 133,700 | $414,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 43,583 | $414,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 12,216 | $413,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,512 | $413,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 29,738 | $413,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 48,200 | $410,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 202,100 | $409,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,581 | $409,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 12,296 | $408,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 13,014 | $408,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 22,973 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 20,644 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 6,045 | $407,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 6,931 | $407,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,938 | $406,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 26,064 | $405,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 36,963 | $404,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 18,875 | $404,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,548 | $402,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,270 | $402,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 14,084 | $401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 16,561 | $401,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 69,166 | $401,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 8,754 | $400,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 18,144 | $400,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,500 | $400,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,697 | $400,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 27,078 | $399,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 41,870 | $399,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 172,106 | $398,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 400,000 | $396,000 | thousands by filing date | principal |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 12,483 | $395,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 131,399 | $394,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 39,614 | $393,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 13,421 | $393,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 12,414 | $393,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 15,500 | $393,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,714 | $391,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,625 | $391,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,937 | $390,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,063 | $389,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,084 | $388,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,590 | $387,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 13,012 | $387,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 17,839 | $386,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 10,393 | $384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,972 | $384,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,890 | $383,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 29,149 | $383,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 13,750 | $382,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 12,093 | $380,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,147 | $380,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 31,783 | $380,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 12,445 | $379,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 26,564 | $379,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 12,074 | $379,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 41,900 | $378,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 6,729 | $377,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 139,497 | $377,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 22,750 | $375,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 70,009 | $375,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,426 | $374,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 7,225 | $374,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 9,767 | $373,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 15,775 | $373,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 14,487 | $372,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,291 | $371,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,524 | $371,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 106,076 | $371,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4,602 | $370,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,973 | $370,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,730 | $370,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 15,340 | $369,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 16,323 | $368,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 18,154 | $368,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,179 | $367,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 65,300 | $366,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 11,803 | $365,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 832 | $364,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 13,412 | $364,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 58,098 | $364,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 11,809 | $363,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 22,148 | $363,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 25,468 | $363,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 21,934 | $362,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 22,404 | $362,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,507 | $362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 10,512 | $361,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 10,200 | $361,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 27,817 | $361,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 16,387 | $361,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 6,936 | $361,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 5,021 | $360,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 14,060 | $359,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 15,600 | $358,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 8,538 | $358,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,892 | $358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 11,462 | $357,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 23,701 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 6,207 | $355,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 19,700 | $355,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 9,506 | $354,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,416 | $353,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 14,100 | $353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 34,973 | $353,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 4,337 | $352,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 20,300 | $350,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 4,427 | $349,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 11,879 | $349,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 150,000 | $349,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 9,797 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,708 | $347,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 24,826 | $344,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 21,480 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,788 | $343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 10,519 | $342,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 47,206 | $342,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 10,649 | $341,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,947 | $341,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 29,950 | $340,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,210 | $339,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,984 | $338,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,053 | $338,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,702 | $337,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 23,875 | $337,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,253 | $336,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 32,399 | $335,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,624 | $334,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 35,438 | $333,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 15,780 | $333,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100,800 | $333,000 | thousands by filing date | call |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 14,023 | $332,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,528 | $331,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,817 | $331,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 39,173 | $331,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 10,995 | $329,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,363 | $326,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,715 | $326,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 8,029 | $325,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,908 | $325,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 9,379 | $324,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 85,864 | $323,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 21,097 | $323,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,471 | $323,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 119,128 | $322,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,126 | $322,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 8,522 | $321,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 5,217 | $319,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,985 | $319,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 56,940 | $319,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 9,659 | $319,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,919 | $318,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 52,965 | $317,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 13,174 | $317,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 5,602 | $316,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 9,642 | $316,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 12,510 | $315,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,110 | $315,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 85 | $315,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 35,246 | $315,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 53,930 | $314,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 41,543 | $314,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 149,913 | $313,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 63,384 | $313,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,311 | $313,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,837 | $313,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 12,137 | $312,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000027 | this filing | 2018-11-14 | acceptance time not in the bulk data set |