13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,291 holding rows worth $43,065,175,000.
- Accession
- 0001084208-17-000004
- Filer
- CIK 1084208
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,389 entries on the cover page, a total value of $43,065,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,065,175,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Poage Bankshares, Inc. | 730206109 | Common Stock | 21,314 | $416,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,114 | $415,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 8,974 | $414,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 11,131 | $413,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,237 | $412,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 30,822 | $412,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 11,742 | $412,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 20,022 | $412,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $411,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 8,127 | $410,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 97,465 | $410,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 11,483 | $409,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 11,833 | $409,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,721 | $409,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,407 | $408,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,373 | $408,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 19,462 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 7,939 | $407,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,563 | $405,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 12,619 | $404,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 27,674 | $404,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 8,257 | $402,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 74,197 | $401,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 17,030 | $401,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,882 | $400,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 9,376 | $400,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 8,099 | $400,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 27,958 | $399,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 21,264 | $398,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,014 | $398,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,330 | $397,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 5,776 | $397,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,575 | $395,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 12,264 | $394,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 13,204 | $393,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 11,178 | $393,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 221,200 | $392,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 19,211 | $392,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 18,555 | $392,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 18,035 | $392,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 23,718 | $391,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 17,840 | $391,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,937 | $389,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,536 | $387,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 57,361 | $387,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 22,464 | $385,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,821 | $383,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 8,830 | $382,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 13,213 | $381,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 28,433 | $380,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 13,384 | $380,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 28,013 | $379,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 62,037 | $378,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,189 | $378,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,836 | $375,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,574 | $375,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 345,500 | $374,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 25,372 | $374,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 18,046 | $374,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 15,989 | $372,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,369 | $372,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,046 | $370,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 59,004 | $370,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 14,708 | $370,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,510 | $370,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 15,283 | $370,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 11,342 | $370,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,076 | $369,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 9,457 | $369,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 9,584 | $369,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 26,760 | $368,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 15,763 | $368,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 4,392 | $367,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 44,865 | $367,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,149 | $366,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 34,414 | $366,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 23,550 | $364,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,586 | $363,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 350,000 | $362,000 | thousands by filing date | principal |
| CALPINE CORP | 131347304 | COM | 32,785 | $362,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,659 | $361,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 16,410 | $361,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 37,897 | $361,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 11,497 | $360,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,298 | $359,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 83,312 | $359,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,637 | $358,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 7,000 | $357,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 11,927 | $355,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 26,360 | $354,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 19,327 | $354,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 13,437 | $354,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 14,055 | $354,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 73,600 | $353,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 18,782 | $353,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 9,670 | $352,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 112,000 | $352,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 350,000 | $352,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 17,058 | $351,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 18,040 | $351,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 30,372 | $350,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 18,682 | $349,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 7,184 | $348,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,944 | $347,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 28,906 | $347,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 17,283 | $347,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,370 | $344,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,105 | $344,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 13,966 | $344,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 9,699 | $343,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 29,534 | $343,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 18,209 | $343,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,031 | $343,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 16,502 | $342,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,818 | $341,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 28,311 | $341,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 25,030 | $341,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 112,098 | $341,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 5,811 | $340,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 28,377 | $339,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,738 | $339,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 28,291 | $339,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 10,875 | $338,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,288 | $338,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,991 | $337,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,440 | $337,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,776 | $333,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,542 | $333,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 8,359 | $333,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 15,035 | $332,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,807 | $332,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 24,569 | $332,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 35,998 | $331,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 24,404 | $331,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 50,796 | $330,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 22,364 | $330,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,498 | $329,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 19,799 | $329,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 23,578 | $329,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 21,889 | $329,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,493 | $329,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 17,377 | $329,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,425 | $328,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 32,391 | $328,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 23,777 | $328,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,327 | $328,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,672 | $328,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 16,257 | $327,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 30,568 | $327,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 24,610 | $326,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 47,029 | $326,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 28,896 | $326,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 46,979 | $326,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,512 | $325,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 33,335 | $325,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,570 | $325,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,762 | $324,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 9,265 | $324,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 36,506 | $324,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 23,926 | $323,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,889 | $323,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 15,643 | $323,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,080 | $322,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 21,577 | $322,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10,005 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,934 | $321,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 22,617 | $321,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 13,975 | $318,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 12,100 | $317,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 24,405 | $316,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,181 | $315,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 13,031 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 23,684 | $314,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 24,349 | $314,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 121,161 | $313,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,854 | $312,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 12,531 | $312,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 39,897 | $312,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 15,000 | $311,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 8,087 | $311,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,854 | $311,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,801 | $310,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,809 | $309,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 39,375 | $309,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 66,242 | $309,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 12,540 | $308,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 25,327 | $308,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 6,712 | $308,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 29,259 | $308,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 18,294 | $307,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,882 | $307,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 101,846 | $307,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 84,000 | $307,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 26,074 | $306,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 53,700 | $306,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 5,922 | $304,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 9,850 | $304,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 12,571 | $301,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,284 | $301,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 4,249 | $300,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 23,281 | $300,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 9,725 | $300,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,810 | $299,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,788 | $299,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 31,215 | $298,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,606 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,884 | $295,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,796 | $295,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 25,410 | $295,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 7,428 | $295,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 102,821 | $293,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 10,948 | $293,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $292,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 197,224 | $292,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 5,967 | $292,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 150,000 | $289,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 35,533 | $288,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 11,605 | $288,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 14,073 | $287,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 4,800 | $287,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 16,946 | $286,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 629 | $285,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,479 | $285,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 465,000 | $284,000 | thousands by filing date | principal |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,371 | $282,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 18,135 | $282,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,885 | $281,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,003 | $281,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 25,233 | $280,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 33,911 | $280,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,219 | $279,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,192 | $279,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,558 | $278,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,500 | $278,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,640 | $277,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 16,213 | $277,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,241 | $277,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,265 | $277,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 16,700 | $276,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 28,124 | $276,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 4,118 | $276,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 34,593 | $275,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,004 | $274,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,602 | $274,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 19,029 | $274,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,906 | $274,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 15,857 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 21,642 | $273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,396 | $273,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,929 | $273,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,434 | $272,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,592 | $272,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 176,700 | $271,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 35,900 | $271,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,465 | $270,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 20,192 | $270,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 57,000 | $270,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,500 | $270,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 13,957 | $270,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,892 | $269,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,614 | $269,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,978 | $268,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,228 | $268,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 20,829 | $267,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 55,000 | $267,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 3,238 | $267,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,368 | $266,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,224 | $266,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,797 | $266,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 20,400 | $266,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 13,396 | $266,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,000 | $265,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 10,327 | $265,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,438 | $265,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 29,053 | $264,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 15,366 | $264,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,927 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,820 | $262,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 56,300 | $262,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 65,368 | $261,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 20,844 | $261,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 77,772 | $261,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,305 | $260,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,865 | $260,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,903 | $258,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,700 | $258,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 22,080 | $258,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,924 | $257,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,612 | $257,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 14,376 | $257,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 18,241 | $256,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,688 | $256,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 250,000 | $256,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 10,281 | $256,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,944 | $255,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 106,882 | $255,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,133 | $254,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 20,708 | $254,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,245 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,361 | $253,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,998 | $253,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 94,100 | $252,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 24,065 | $252,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $252,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,509 | $251,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,590 | $251,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 21,007 | $251,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 78,390 | $251,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 11,561 | $251,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 6,724 | $250,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,530 | $249,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 51,200 | $248,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 18,124 | $247,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 5,600 | $247,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,907 | $247,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,023 | $245,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 10,000 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 17,265 | $244,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,728 | $243,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 22,937 | $242,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 30,856 | $242,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 33,629 | $242,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $241,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 34,270 | $240,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 11,825 | $240,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,610 | $239,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 15,618 | $238,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 19,067 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 5,743 | $237,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 6,463 | $235,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 8,577 | $235,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,810 | $234,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 129,900 | $233,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,475 | $233,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,500 | $232,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,403 | $232,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,928 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 11,535 | $232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 4,944 | $232,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 10,720 | $232,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 14,825 | $231,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 6,770 | $231,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 4,389 | $231,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 8,731 | $230,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 36,262 | $230,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 10,800 | $229,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,084 | $229,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 61,722 | $228,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,138 | $228,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,494 | $228,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 9,840 | $228,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,308 | $228,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 35,203 | $228,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,316 | $228,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,288 | $228,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 133,100 | $227,000 | thousands by filing date | call |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 4,282 | $227,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,567 | $226,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $226,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 36,664 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,577 | $226,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 165,100 | $224,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,479 | $224,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 28,866 | $224,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 4,526 | $224,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,351 | $223,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,567 | $223,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 33,021 | $223,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,720 | $223,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 6,698 | $223,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 5,653 | $222,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 22,600 | $222,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,490 | $222,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,385 | $222,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 86,400 | $221,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,429 | $221,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 11,393 | $221,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,195 | $220,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,949 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,789 | $220,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 10,509 | $220,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,565 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,361 | $218,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,795 | $218,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 10,625 | $218,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,318 | $217,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,946 | $217,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,976 | $217,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,675 | $217,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $217,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 14,712 | $217,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,338 | $216,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,000 | $215,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,726 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,742 | $214,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,477 | $214,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 6,267 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,906 | $213,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 25,013 | $213,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 4,914 | $212,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,968 | $212,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,232 | $212,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,175 | $212,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 11,940 | $212,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 100,000 | $212,000 | thousands by filing date | principal |
| COMPUGEN LTD | M25722105 | ORD | 49,100 | $211,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,060 | $211,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,671 | $210,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 9,605 | $210,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,689 | $209,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 7,159 | $208,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,715 | $208,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,396 | $208,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 153,000 | $208,000 | thousands by filing date | principal |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 42,000 | $208,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,624 | $206,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 64,803 | $204,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,547 | $204,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,885 | $203,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 6,124 | $203,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,041 | $203,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 10,697 | $203,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 7,675 | $202,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,311 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,458 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 9,150 | $202,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 4,655 | $202,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 12,495 | $202,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,993 | $201,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,583 | $201,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 6,574 | $201,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,571 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 15,700 | $201,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,659 | $200,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,110 | $200,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 11,758 | $200,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 34,225 | $199,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 16,870 | $198,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,811 | $198,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 12,927 | $197,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,000 | $196,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,825 | $193,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 66,564 | $193,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 14,253 | $193,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 30,382 | $192,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,793 | $190,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 36,493 | $190,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 25,700 | $190,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 134,900 | $187,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 26,350 | $187,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 56,100 | $185,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 11,387 | $183,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 19,532 | $182,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,995 | $181,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 18,970 | $181,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 26,025 | $181,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 13,050 | $181,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 116,472 | $178,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 115,502 | $178,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 10,725 | $177,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 16,800 | $174,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 14,413 | $174,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 57,977 | $173,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,165 | $173,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 44,900 | $172,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 16,335 | $172,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 39,572 | $172,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,400 | $171,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,250 | $171,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 11,391 | $171,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 14,072 | $170,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 20,443 | $169,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 49,700 | $169,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 105,500 | $168,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,552 | $167,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 24,600 | $166,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 53,779 | $166,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 28,640 | $165,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 75,200 | $163,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 40,400 | $162,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,262 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,395 | $161,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 40,282 | $161,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 17,455 | $160,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 11,546 | $160,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,362 | $160,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,774 | $160,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 26,850 | $160,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 11,254 | $158,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 10,017 | $158,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 23,270 | $157,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,109 | $157,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,562 | $157,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 36,843 | $157,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 27,088 | $154,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 30,853 | $153,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 24,901 | $153,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,225 | $152,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,287 | $152,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 25,651 | $151,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000004 | this filing | 2017-05-15 | acceptance time not in the bulk data set |