13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,291 holding rows worth $43,065,175,000.
- Accession
- 0001084208-17-000004
- Filer
- CIK 1084208
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,389 entries on the cover page, a total value of $43,065,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,065,175,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 14,833 | $150,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 15,922 | $150,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 32,727 | $149,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,988 | $148,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 13,800 | $148,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,196 | $147,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,300 | $146,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,495 | $146,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 63,797 | $146,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,638 | $144,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,032 | $143,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,506 | $143,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,484 | $142,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 14,257 | $142,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 12,635 | $142,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 45,000 | $142,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 10,345 | $142,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,200 | $142,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,229 | $141,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $141,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 14,448 | $141,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,741 | $140,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 15,240 | $140,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 12,501 | $139,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 23,200 | $137,000 | thousands by filing date | call |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 63,300 | $135,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 10,948 | $134,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 28,513 | $134,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 12,328 | $133,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,428 | $132,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,271 | $132,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 12,167 | $131,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 91,600 | $129,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 16,500 | $129,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 19,415 | $129,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28,000 | $126,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,848 | $124,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,074 | $124,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,098 | $124,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 13,600 | $124,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 22,400 | $123,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 25,796 | $120,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,170 | $117,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,750 | $117,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 37,900 | $116,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 186,845 | $116,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 48,942 | $116,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 12,200 | $116,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 20,372 | $116,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,610 | $115,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,000 | $114,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 25,442 | $114,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 33,492 | $114,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 14,033 | $113,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 55,000 | $113,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,042 | $113,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 44,300 | $110,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,056 | $110,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 31,940 | $110,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,068 | $109,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 63,500 | $108,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 50,400 | $108,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 30,450 | $107,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 17,019 | $107,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 297,600 | $107,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 20,000 | $105,000 | thousands by filing date | call |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 13,075 | $105,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,596 | $103,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,022 | $103,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 34,300 | $103,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,439 | $101,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 35,440 | $98,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 44,781 | $97,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 25,390 | $96,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,289 | $95,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,200 | $95,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,700 | $94,000 | thousands by filing date | call |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,608 | $94,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,155 | $92,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 35,343 | $90,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,020 | $89,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,070 | $89,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 53,200 | $88,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 349,300 | $88,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 34,500 | $87,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 70,200 | $87,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,471 | $87,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 16,000 | $86,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 24,599 | $86,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,113 | $85,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 66,381 | $85,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,502 | $84,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 56,502 | $84,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 140,900 | $83,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 23,500 | $83,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 17,638 | $83,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 26,231 | $83,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 14,857 | $82,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,500 | $81,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 11,242 | $81,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 28,000 | $80,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 33,800 | $79,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 258,600 | $78,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 11,918 | $78,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 14,225 | $78,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 23,999 | $77,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 16,500 | $76,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 49,500 | $76,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13,769 | $75,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 215,600 | $74,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,270 | $74,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 22,000 | $74,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 125,000 | $73,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 15,500 | $71,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 25,820 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 51,800 | $68,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 20,681 | $68,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,113 | $67,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,000 | $67,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11,500 | $66,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 26,500 | $66,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 17,120 | $66,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 217,500 | $63,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 118,640 | $63,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 13,700 | $62,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 22,600 | $62,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,200 | $62,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,300 | $61,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 63,385 | $61,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,300 | $58,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 28,700 | $58,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 13,300 | $55,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 13,750 | $54,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 26,162 | $54,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 30,352 | $54,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 31,800 | $53,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 10,074 | $53,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 355,300 | $53,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 15,111 | $53,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 60,700 | $51,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,960 | $51,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,272 | $50,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 44,000 | $48,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 80,100 | $48,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 12,400 | $47,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 40,000 | $46,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 49,200 | $46,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 19,700 | $46,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 10,975 | $46,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,000 | $45,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 21,000 | $45,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 63,500 | $44,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 133,500 | $43,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,777 | $43,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 23,700 | $42,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 26,300 | $41,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 49,900 | $40,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 16,700 | $40,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,364 | $40,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 14,960 | $40,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,500 | $39,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 38,956 | $39,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 15,000 | $39,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 17,600 | $38,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 36,000 | $37,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 74,000 | $37,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 264,700 | $36,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,400 | $35,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $35,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 23,900 | $34,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 28,700 | $34,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 14,100 | $34,000 | thousands by filing date | call |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 12,800 | $34,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 12,900 | $33,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 13,023 | $33,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,925 | $33,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 60,000 | $32,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 23,600 | $32,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 10,800 | $31,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 31,400 | $31,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 70,000 | $31,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,611 | $30,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 34,800 | $30,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 21,300 | $29,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,000 | $29,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,114 | $29,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 10,940 | $29,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 25,000 | $29,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 62,400 | $28,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,200 | $27,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,700 | $27,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,513 | $27,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 13,800 | $26,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 62,300 | $26,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 45,700 | $26,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 20,500 | $24,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 27,400 | $24,000 | thousands by filing date | call |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,800 | $24,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 21,000 | $24,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 15,508 | $24,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 12,500 | $24,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,850 | $23,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,325 | $23,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,800 | $22,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 43,800 | $22,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 13,900 | $22,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,000 | $20,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 17,000 | $20,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,222 | $19,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 19,433 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,691 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,500 | $17,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 11,600 | $17,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 20,500 | $17,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 18,300 | $17,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 24,065 | $17,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 58,800 | $16,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 10,800 | $16,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 31,800 | $16,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 42,400 | $15,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,500 | $15,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 12,189 | $15,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 44,500 | $14,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,000 | $14,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 34,600 | $14,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 10,334 | $14,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 63,200 | $14,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 11,643 | $14,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,300 | $13,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 11,700 | $13,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,000 | $13,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 29,900 | $12,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 20,800 | $12,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 15,600 | $12,000 | thousands by filing date | call |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 30,925 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 28,513 | $12,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,400 | $11,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 17,958 | $11,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,600 | $10,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 32,800 | $10,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 74,777 | $9,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 10,440 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,000 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,000 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 12,500 | $9,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 101,500 | $9,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 12,201 | $9,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 22,100 | $8,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 55,200 | $8,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,000 | $8,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 29,074 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 78,300 | $7,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,000 | $7,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 27,600 | $7,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 84,900 | $7,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 52,000 | $7,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 12,200 | $6,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 10,400 | $6,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,000 | $5,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 31,000 | $5,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 10,100 | $5,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 35,600 | $5,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,076 | $5,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,500 | $5,000 | thousands by filing date | call |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 13,970 | $5,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 63,400 | $4,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 21,400 | $4,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 56,900 | $4,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 14,500 | $4,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 37,500 | $4,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 20,700 | $3,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,500 | $3,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 25,900 | $3,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 10,800 | $3,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,500 | $3,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 26,300 | $3,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 10,600 | $2,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 39,400 | $2,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,700 | $2,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,500 | $2,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 35,900 | $1,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 11,600 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 19,300 | $1,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 21,000 | $1,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 17,200 | $1,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 14,800 | $1,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,900 | $1,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,600 | $1,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,800 | $1,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 46,398 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 36,425 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000004 | this filing | 2017-05-15 | acceptance time not in the bulk data set |