13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,291 holding rows worth $43,065,175,000.
- Accession
- 0001084208-17-000004
- Filer
- CIK 1084208
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,389 entries on the cover page, a total value of $43,065,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,065,175,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 160,652 | $959,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 13,363 | $958,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 14,632 | $958,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 127,983 | $956,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 17,354 | $954,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 214,944 | $954,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 75,487 | $944,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 33,898 | $942,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 85,718 | $942,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 37,133 | $941,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 53,972 | $940,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 27,557 | $931,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 34,316 | $930,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 152,861 | $925,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 16,171 | $925,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 5,055 | $923,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 62,592 | $923,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,451 | $921,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 40,315 | $921,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 26,550 | $921,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 58,246 | $916,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 36,146 | $916,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 14,500 | $915,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 100,530 | $913,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 44,722 | $912,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 34,901 | $910,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 25,069 | $909,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 60,668 | $908,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 7,773 | $907,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 18,460 | $907,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 44,508 | $904,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 53,675 | $903,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 52,274 | $902,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 27,401 | $897,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,487 | $896,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 8,651 | $895,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 71,393 | $895,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 8,441 | $893,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 56,177 | $893,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,633 | $892,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 32,021 | $891,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 58,442 | $891,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 33,583 | $888,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 18,869 | $888,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 85,766 | $887,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 37,444 | $887,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 70,468 | $886,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 64,835 | $882,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,811 | $880,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 13,286 | $879,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 87,402 | $878,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 26,978 | $878,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 38,531 | $878,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 53,372 | $877,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 45,431 | $877,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 56,207 | $877,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 71,051 | $875,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 62,674 | $875,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 86,205 | $874,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 22,473 | $871,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 33,834 | $870,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 17,019 | $869,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 35,021 | $867,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 18,115 | $866,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,735 | $866,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 15,666 | $864,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 10,969 | $862,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 21,616 | $861,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 50,357 | $860,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 57,630 | $859,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 34,300 | $859,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,268 | $858,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 11,360 | $856,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 31,035 | $853,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 21,798 | $853,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 27,284 | $849,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 32,237 | $846,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 49,772 | $845,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 30,149 | $844,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 63,624 | $843,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 281,642 | $842,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 16,778 | $841,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,020 | $840,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 120,731 | $839,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 19,777 | $835,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 37,797 | $830,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 15,297 | $828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 23,338 | $823,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 15,435 | $822,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,277 | $813,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 20,126 | $813,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 93,622 | $806,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 33,080 | $803,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 16,177 | $802,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 9,076 | $798,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,445 | $798,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,000 | $798,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 60,612 | $798,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 31,382 | $798,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 16,838 | $797,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 37,832 | $796,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 21,913 | $793,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,727 | $793,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 36,625 | $793,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 31,217 | $791,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 73,844 | $790,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 16,731 | $789,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 24,871 | $787,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 54,719 | $786,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 77,630 | $786,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 22,820 | $785,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 22,902 | $785,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 28,799 | $780,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 30,969 | $780,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 22,623 | $780,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,897 | $779,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 600,000 | $779,000 | thousands by filing date | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 69,658 | $778,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10,245 | $777,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 9,403 | $774,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,025 | $773,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 86,408 | $773,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 181,913 | $773,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 33,412 | $772,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 10,916 | $771,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 102,674 | $771,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 62,800 | $769,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 63,411 | $768,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 18,705 | $768,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 17,869 | $767,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 55,127 | $766,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 23,570 | $764,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 17,703 | $764,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 14,618 | $763,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 29,002 | $762,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 25,391 | $760,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 70,940 | $757,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 78,045 | $754,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 13,413 | $754,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 12,529 | $754,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 13,876 | $753,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 18,947 | $750,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 63,793 | $750,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 11,571 | $748,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 27,708 | $748,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 31,651 | $747,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 31,073 | $743,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 22,187 | $742,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 7,090 | $740,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 32,497 | $740,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 34,313 | $738,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 33,465 | $737,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 27,786 | $737,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 35,584 | $736,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 11,700 | $735,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 67,562 | $732,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 36,790 | $729,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,554 | $728,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 36,825 | $728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 13,737 | $726,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 24,845 | $726,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 34,213 | $726,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,137 | $724,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 28,076 | $724,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,172 | $723,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 8,388 | $723,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 16,132 | $721,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 20,164 | $720,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 19,167 | $719,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 8,601 | $717,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 18,265 | $717,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 53,836 | $717,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 18,333 | $716,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 82,259 | $716,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 37,187 | $715,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 2,064 | $712,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 36,024 | $711,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 41,081 | $711,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 48,269 | $710,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 10,026 | $709,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 9,740 | $709,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,955 | $709,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 141,991 | $709,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 27,436 | $709,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 25,087 | $705,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 14,243 | $703,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,430 | $703,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 18,216 | $701,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 62,813 | $701,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,468 | $695,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 5,207 | $695,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 14,005 | $694,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 52,973 | $693,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 26,262 | $692,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 211,120 | $692,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 11,997 | $689,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 10,156 | $685,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 34,475 | $683,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 22,855 | $682,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 42,074 | $681,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 13,923 | $680,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,609 | $678,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 45,325 | $675,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 27,985 | $672,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 133,630 | $671,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 20,335 | $669,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 60,721 | $668,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 44,890 | $667,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 18,469 | $666,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 166,498 | $666,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 58,247 | $664,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 23,269 | $664,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 52,183 | $662,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,352 | $659,000 | thousands by filing date | |
| RH | 74967X103 | COM | 14,214 | $658,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 20,436 | $658,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 16,652 | $658,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 13,010 | $657,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 18,729 | $656,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 120,885 | $655,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 130,000 | $655,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52,505 | $654,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 45,533 | $654,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 17,591 | $653,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,745 | $651,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 32,950 | $647,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 46,580 | $647,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 65,126 | $646,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 10,889 | $646,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,043 | $645,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 12,000 | $645,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 29,723 | $644,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 9,866 | $644,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,376 | $644,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 47,516 | $642,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 57,023 | $639,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,948 | $638,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 44,247 | $638,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 24,647 | $638,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 23,180 | $636,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 18,938 | $636,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 23,692 | $636,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 19,663 | $635,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 47,164 | $635,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 60,078 | $634,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 13,939 | $633,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 33,716 | $632,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 24,373 | $630,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 13,830 | $628,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 21,913 | $626,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 32,682 | $625,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 29,411 | $625,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 48,909 | $625,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,119 | $623,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 26,297 | $622,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 9,150 | $621,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 14,365 | $620,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 46,681 | $620,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 24,655 | $618,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 35,545 | $617,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 19,532 | $614,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 19,474 | $613,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 28,199 | $612,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 39,981 | $611,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 14,648 | $610,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 18,191 | $608,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 60,365 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 6,628 | $607,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 20,843 | $607,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 44,105 | $605,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 42,168 | $604,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 25,168 | $604,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 48,638 | $603,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,230 | $601,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 21,351 | $600,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 53,029 | $596,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 33,955 | $596,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 37,395 | $596,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 28,269 | $595,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 12,101 | $592,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 500,039 | $590,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 32,558 | $588,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,945 | $584,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 5,212 | $582,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 15,175 | $581,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 35,816 | $580,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 17,397 | $579,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 7,659 | $578,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 28,199 | $578,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 15,167 | $578,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 24,541 | $576,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,000 | $575,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,823 | $575,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 8,875 | $573,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 30,919 | $572,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 96,527 | $571,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 35,639 | $571,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 67,192 | $570,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 13,253 | $570,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 18,072 | $569,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 35,669 | $569,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 13,969 | $567,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 22,813 | $566,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 11,061 | $565,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 41,026 | $564,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 8,865 | $564,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 26,517 | $563,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 39,674 | $562,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 14,800 | $558,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 120,801 | $558,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,150 | $557,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 22,307 | $557,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 16,229 | $555,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 22,142 | $554,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 21,583 | $553,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 27,160 | $552,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 21,201 | $552,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $549,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 16,974 | $549,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 38,412 | $548,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,115 | $548,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 6,713 | $547,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 21,161 | $546,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 88,408 | $545,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 32,315 | $544,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 18,115 | $543,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,692 | $543,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 9,764 | $543,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,148 | $538,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $537,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 30,061 | $537,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,845 | $536,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 23,979 | $536,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 5,259 | $535,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 12,605 | $533,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 35,978 | $533,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 10,478 | $533,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 8,505 | $532,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 38,085 | $531,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 20,177 | $531,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 22,069 | $530,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 78,510 | $529,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 16,604 | $528,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,378 | $527,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 14,489 | $527,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 22,295 | $527,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 23,596 | $525,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 25,558 | $524,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 15,004 | $523,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 40,904 | $523,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 25,184 | $522,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 10,640 | $518,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 72,261 | $517,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 19,793 | $517,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,748 | $516,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $515,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 16,683 | $514,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 78,399 | $514,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 34,093 | $513,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 53,695 | $513,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,078 | $510,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $510,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 32,835 | $508,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 10,344 | $508,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 34,911 | $508,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 10,945 | $507,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 17,716 | $506,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 20,673 | $503,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 114,385 | $503,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 28,259 | $503,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 10,050 | $502,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 26,108 | $502,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 44,600 | $500,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 28,930 | $499,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 11,322 | $498,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 19,805 | $498,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 45,400 | $498,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,289 | $498,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,565 | $498,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 5,517 | $496,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,459 | $496,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 9,250 | $495,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 10,507 | $493,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 49,200 | $492,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 15,482 | $492,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 20,261 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 15,545 | $492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,084 | $491,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 19,947 | $489,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 20,943 | $489,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 118,387 | $488,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 32,844 | $488,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,419 | $487,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 39,783 | $487,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,094 | $486,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 20,783 | $485,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 25,503 | $485,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 9,316 | $484,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 79,706 | $484,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 31,117 | $483,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 11,746 | $482,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 27,768 | $482,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10,538 | $481,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 10,728 | $481,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 27,595 | $481,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 58,467 | $480,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 66,228 | $478,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 17,374 | $476,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 10,218 | $475,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 18,568 | $475,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,244 | $474,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 37,643 | $474,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 56,796 | $474,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 12,674 | $472,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 19,126 | $472,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 11,019 | $471,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 20,521 | $469,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 13,133 | $467,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 54,176 | $466,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 8,465 | $466,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 7,193 | $465,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 39,531 | $464,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 100,452 | $464,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 73,926 | $463,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 24,916 | $461,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 113,749 | $461,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,633 | $459,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,746 | $459,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 32,275 | $459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 8,770 | $459,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 41,304 | $457,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 78,849 | $457,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 8,508 | $457,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 8,283 | $456,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,260 | $455,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 46,284 | $455,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 14,075 | $454,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 59,894 | $454,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 84,008 | $454,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 35,136 | $454,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 29,008 | $454,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 23,094 | $454,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 21,730 | $453,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,646 | $453,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 32,072 | $452,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 23,128 | $452,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 19,323 | $452,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 68,500 | $451,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 9,468 | $451,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,436 | $451,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 47,677 | $450,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 46,421 | $448,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 102,700 | $447,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 10,567 | $447,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 400,000 | $447,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 50,100 | $446,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 35,970 | $445,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 19,239 | $444,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 33,997 | $442,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,129 | $441,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 21,622 | $440,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 20,746 | $440,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 121,700 | $439,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 7,882 | $439,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 18,272 | $438,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 30,826 | $438,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,722 | $437,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 21,603 | $437,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,172 | $437,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,600 | $436,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,945 | $435,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 21,407 | $435,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,273 | $435,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 8,887 | $434,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,004 | $433,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,734 | $433,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 84,667 | $432,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 10,741 | $431,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 35,005 | $430,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 11,296 | $430,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 44,164 | $428,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,793 | $427,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 13,245 | $426,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,867 | $425,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 21,077 | $425,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,932 | $424,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 28,168 | $424,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 9,069 | $424,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3,589 | $423,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,140 | $423,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 17,852 | $421,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13,768 | $419,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 95,802 | $419,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 12,520 | $418,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 14,083 | $417,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 14,955 | $417,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 89,400 | $417,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 20,303 | $417,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 69,295 | $416,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 167,813 | $416,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000004 | this filing | 2017-05-15 | acceptance time not in the bulk data set |