13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,291 holding rows worth $43,065,175,000.
- Accession
- 0001084208-17-000004
- Filer
- CIK 1084208
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,389 entries on the cover page, a total value of $43,065,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,065,175,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Q2 HLDGS INC COM | 74736L109 | Stock | 59,759 | $2,083,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 54,013 | $2,082,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 258,837 | $2,078,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 40,536 | $2,075,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 24,078 | $2,073,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 60,784 | $2,072,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 54,646 | $2,071,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 204,471 | $2,071,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 65,770 | $2,068,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 144,515 | $2,061,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 186,218 | $2,054,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 135,510 | $2,052,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 47,481 | $2,049,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 402,920 | $2,043,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 33,733 | $2,041,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 91,222 | $2,039,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 283,141 | $2,039,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 68,617 | $2,037,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 65,428 | $2,036,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 176,620 | $2,033,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 305,750 | $2,033,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 84,520 | $2,030,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 39,539 | $2,030,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 13,040 | $2,028,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 19,891 | $2,018,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 246,470 | $2,014,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 75,763 | $2,010,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 53,327 | $2,010,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 97,287 | $2,009,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 210,596 | $2,009,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 60,476 | $2,005,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 99,708 | $2,001,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 154,110 | $1,999,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 62,811 | $1,999,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 67,975 | $1,995,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 31,623 | $1,991,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 31,004 | $1,988,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 21,015 | $1,984,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 131,737 | $1,981,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 47,081 | $1,977,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,542 | $1,977,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 8,445 | $1,975,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 60,195 | $1,968,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 107,388 | $1,966,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 104,423 | $1,962,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 25,582 | $1,961,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 69,722 | $1,956,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 74,767 | $1,954,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 22,065 | $1,953,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 72,141 | $1,947,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 71,700 | $1,940,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 45,602 | $1,925,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 60,344 | $1,919,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 56,211 | $1,917,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 59,297 | $1,916,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 85,525 | $1,915,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 109,647 | $1,913,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,597 | $1,909,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 12,834 | $1,905,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 45,168 | $1,904,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 12,257 | $1,897,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 81,275 | $1,896,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 41,293 | $1,893,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 98,008 | $1,892,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 97,377 | $1,891,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 237,229 | $1,881,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 76,530 | $1,879,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 73,229 | $1,876,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 35,040 | $1,861,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 56,375 | $1,858,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 36,800 | $1,858,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 113,834 | $1,854,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 102,907 | $1,852,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 95,273 | $1,847,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 142,100 | $1,844,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 52,978 | $1,843,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 11,559 | $1,841,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 51,579 | $1,839,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 153,472 | $1,837,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 93,765 | $1,834,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 41,370 | $1,833,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 43,111 | $1,830,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 31,189 | $1,828,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 42,127 | $1,827,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 53,990 | $1,825,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 79,528 | $1,821,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 69,878 | $1,817,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 33,153 | $1,814,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 358,302 | $1,806,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 63,022 | $1,806,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 101,213 | $1,801,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 59,846 | $1,797,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 31,418 | $1,791,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 69,398 | $1,787,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 30,869 | $1,781,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 38,623 | $1,779,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 47,525 | $1,777,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 37,900 | $1,774,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 118,502 | $1,773,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,754,000 | $1,772,000 | thousands by filing date | principal |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 217,952 | $1,761,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 31,666 | $1,759,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 288,278 | $1,758,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 46,137 | $1,757,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 106,699 | $1,757,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 117,884 | $1,755,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 166,183 | $1,752,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 23,469 | $1,745,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 77,209 | $1,740,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 159,330 | $1,740,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 73,235 | $1,736,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 111,732 | $1,732,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 200,575 | $1,731,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 113,978 | $1,731,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 42,514 | $1,728,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 126,028 | $1,725,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 172,888 | $1,725,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 72,363 | $1,722,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 47,323 | $1,722,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 74,641 | $1,720,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 12,546 | $1,717,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 137,484 | $1,716,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 97,658 | $1,711,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 31,692 | $1,711,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 38,900 | $1,710,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 114,787 | $1,707,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 17,909 | $1,707,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 63,410 | $1,706,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 106,188 | $1,704,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 53,630 | $1,702,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 130,725 | $1,702,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 18,517 | $1,700,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 48,111 | $1,696,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 21,274 | $1,696,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 55,472 | $1,694,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 8,496 | $1,694,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 200,966 | $1,686,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 53,498 | $1,685,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 41,908 | $1,685,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,942 | $1,680,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 20,910 | $1,680,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 26,947 | $1,680,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 37,176 | $1,676,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 185,186 | $1,674,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 37,413 | $1,672,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 175,483 | $1,672,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 116,491 | $1,672,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 39,164 | $1,670,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 18,169 | $1,667,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,745 | $1,662,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 48,767 | $1,658,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 55,888 | $1,655,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 4,122 | $1,651,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 32,196 | $1,651,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 212,785 | $1,649,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 79,259 | $1,647,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 28,810 | $1,644,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 144,348 | $1,644,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 125,198 | $1,636,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 72,094 | $1,631,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 20,544 | $1,628,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 171,241 | $1,627,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 105,850 | $1,626,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 25,034 | $1,625,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 33,854 | $1,625,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 112,052 | $1,624,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 100,168 | $1,624,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 68,531 | $1,619,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 70,798 | $1,613,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 124,223 | $1,612,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,259 | $1,610,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 88,146 | $1,610,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 145,178 | $1,607,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 52,210 | $1,605,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 22,786 | $1,596,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 54,150 | $1,595,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 66,711 | $1,592,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 50,004 | $1,591,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 36,440 | $1,589,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 46,515 | $1,585,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 111,708 | $1,581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 19,075 | $1,575,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,305,000 | $1,570,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 25,353 | $1,568,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,698 | $1,564,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 57,629 | $1,561,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 73,683 | $1,556,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,553,000 | $1,556,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 233,982 | $1,554,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 125,520 | $1,551,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 67,196 | $1,548,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 92,086 | $1,542,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 25,322 | $1,541,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 111,118 | $1,537,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 26,302 | $1,537,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 100,810 | $1,531,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 14,369 | $1,529,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,443 | $1,528,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 64,836 | $1,525,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 207,525 | $1,523,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 62,983 | $1,522,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 109,847 | $1,519,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 111,915 | $1,519,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 7,594 | $1,517,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 42,082 | $1,516,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 64,682 | $1,515,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 35,718 | $1,512,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 111,100 | $1,511,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 117,600 | $1,508,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 87,018 | $1,506,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 116,760 | $1,505,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 262,176 | $1,500,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 90,290 | $1,500,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 57,667 | $1,497,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 35,780 | $1,497,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 49,080 | $1,494,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 20,388 | $1,489,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12,693 | $1,488,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 163,580 | $1,485,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 58,982 | $1,484,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 21,642 | $1,482,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,450,000 | $1,481,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 68,319 | $1,479,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 410,768 | $1,479,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 63,105 | $1,479,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 29,261 | $1,478,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 15,204 | $1,477,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 27,927 | $1,477,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 86,013 | $1,475,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 38,159 | $1,475,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 34,991 | $1,473,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 65,475 | $1,471,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,323 | $1,470,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 24,688 | $1,470,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 68,710 | $1,470,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 29,132 | $1,464,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 120,264 | $1,464,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 11,648 | $1,463,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 35,116 | $1,463,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 18,296 | $1,463,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 28,778 | $1,460,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 61,676 | $1,460,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 60,623 | $1,460,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 27,696 | $1,459,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 7,898 | $1,450,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 55,970 | $1,450,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 41,841 | $1,449,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,901 | $1,448,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 25,892 | $1,443,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 63,061 | $1,443,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 14,378 | $1,442,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 24,090 | $1,437,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 115,480 | $1,437,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 11,523 | $1,435,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 175,945 | $1,429,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 16,378 | $1,427,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 9,333 | $1,426,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 28,390 | $1,425,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 61,321 | $1,425,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 14,792 | $1,423,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 93,314 | $1,419,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 71,650 | $1,415,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 72,501 | $1,415,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 90,894 | $1,412,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 39,794 | $1,409,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 25,413 | $1,409,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 95,034 | $1,408,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 27,023 | $1,405,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 32,800 | $1,403,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 22,209 | $1,402,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 17,866 | $1,402,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 207,502 | $1,401,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 23,924 | $1,400,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 263,179 | $1,400,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 24,675 | $1,388,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 48,961 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 26,883 | $1,388,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 124,038 | $1,387,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 23,466 | $1,386,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 22,734 | $1,383,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 44,607 | $1,380,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 20,025 | $1,373,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 122,771 | $1,371,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 37,089 | $1,367,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 27,543 | $1,365,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 42,000 | $1,360,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 29,199 | $1,355,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 39,419 | $1,350,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 54,078 | $1,350,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 40,680 | $1,349,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 30,796 | $1,343,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 24,192 | $1,343,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 20,775 | $1,342,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 105,590 | $1,335,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 61,100 | $1,334,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 46,077 | $1,332,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 55,201 | $1,330,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 62,858 | $1,329,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25,526 | $1,324,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 26,460 | $1,324,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 26,095 | $1,317,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 49,529 | $1,315,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10,474 | $1,313,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 11,657 | $1,309,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 75,118 | $1,309,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50,684 | $1,307,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 48,369 | $1,304,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 150,816 | $1,303,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 17,197 | $1,301,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 73,234 | $1,297,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 14,799 | $1,294,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 53,102 | $1,290,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,254 | $1,289,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 135,083 | $1,289,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 91,725 | $1,287,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 38,748 | $1,283,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 141,382 | $1,282,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 31,575 | $1,282,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 164,391 | $1,282,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 47,258 | $1,273,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 147,938 | $1,272,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 44,210 | $1,268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 28,183 | $1,265,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 10,609 | $1,262,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 149,513 | $1,262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 29,606 | $1,261,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 80,952 | $1,260,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 50,272 | $1,257,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 95,650 | $1,256,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 49,602 | $1,254,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 72,536 | $1,253,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 190,749 | $1,249,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,891 | $1,247,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 32,777 | $1,244,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 144,406 | $1,242,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 35,282 | $1,238,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 105,762 | $1,232,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 80,929 | $1,231,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 49,576 | $1,230,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 15,359 | $1,229,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 25,455 | $1,227,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 66,294 | $1,226,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 200,541 | $1,225,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 82,206 | $1,222,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 50,242 | $1,222,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 13,120 | $1,220,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 35,076 | $1,217,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 79,882 | $1,215,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 85,805 | $1,215,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 167,731 | $1,213,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 30,059 | $1,212,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 61,718 | $1,211,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 885 | $1,211,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 91,426 | $1,210,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 24,650 | $1,204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 29,777 | $1,202,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 21,406 | $1,202,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 14,986 | $1,199,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195,704 | $1,198,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 72,332 | $1,194,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 54,475 | $1,193,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 27,818 | $1,192,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 172,409 | $1,190,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 50,203 | $1,190,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,108,000 | $1,190,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 90,727 | $1,189,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 58,749 | $1,187,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 255,041 | $1,181,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,220 | $1,181,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 18,111 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 9,942 | $1,176,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 12,470 | $1,175,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 26,312 | $1,175,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 104,595 | $1,173,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 41,421 | $1,172,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 52,687 | $1,170,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 38,625 | $1,169,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 22,108 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 19,261 | $1,168,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 90,044 | $1,167,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 32,033 | $1,165,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 41,271 | $1,165,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22,346 | $1,164,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 36,339 | $1,162,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 30,832 | $1,162,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 72,821 | $1,161,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 56,425 | $1,159,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 23,167 | $1,157,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 23,203 | $1,157,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 32,508 | $1,156,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 65,086 | $1,152,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 13,002 | $1,151,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 33,819 | $1,150,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 42,742 | $1,149,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 16,519 | $1,146,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 119,295 | $1,144,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 25,603 | $1,141,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 137,367 | $1,137,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 35,711 | $1,136,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 49,357 | $1,135,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 73,242 | $1,134,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 118,761 | $1,127,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 681,131 | $1,124,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 23,406 | $1,121,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 55,176 | $1,121,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 80,828 | $1,119,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,078 | $1,118,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 30,025 | $1,118,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 55,566 | $1,116,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 95,022 | $1,111,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 60,893 | $1,108,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 23,849 | $1,108,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 45,700 | $1,104,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10,730 | $1,102,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 26,183 | $1,101,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 13,956 | $1,100,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 48,590 | $1,098,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8,770 | $1,098,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 12,772 | $1,098,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 9,424 | $1,097,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 33,375 | $1,093,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 55,704 | $1,093,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 35,292 | $1,090,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 42,836 | $1,090,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 100,724 | $1,088,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 27,676 | $1,086,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 71,610 | $1,083,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 58,647 | $1,081,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 53,297 | $1,079,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 12,090 | $1,077,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 19,425 | $1,077,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 35,786 | $1,075,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 46,267 | $1,074,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 16,586 | $1,074,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 22,842 | $1,068,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 43,005 | $1,067,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 20,112 | $1,067,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 81,061 | $1,066,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 800,000 | $1,065,000 | thousands by filing date | principal |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,565 | $1,064,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 89,811 | $1,061,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 23,900 | $1,060,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 87,600 | $1,057,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 76,808 | $1,057,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 20,595 | $1,057,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 120,378 | $1,056,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 18,216 | $1,054,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 43,050 | $1,054,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 18,225 | $1,050,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 43,691 | $1,049,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 41,863 | $1,047,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 66,839 | $1,047,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 123,000 | $1,047,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 36,215 | $1,046,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 26,664 | $1,046,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 43,918 | $1,041,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 10,232 | $1,040,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 14,792 | $1,038,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 84,033 | $1,038,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 125,830 | $1,038,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 142,743 | $1,036,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 20,322 | $1,035,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 88,128 | $1,032,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 18,863 | $1,031,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 42,330 | $1,027,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 97,759 | $1,026,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 15,880 | $1,024,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 18,462 | $1,021,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 51,193 | $1,018,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 60,268 | $1,018,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 12,467 | $1,017,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 17,122 | $1,014,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14,237 | $1,012,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 60,025 | $1,005,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 123,768 | $1,003,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 14,706 | $999,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 14,576 | $999,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 13,940 | $998,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 20,143 | $995,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 90,251 | $994,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 12,048 | $989,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 60,533 | $989,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 30,240 | $985,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 21,898 | $985,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 9,791 | $985,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 54,703 | $984,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 49,173 | $983,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8,809 | $982,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 29,638 | $982,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 10,270 | $982,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 70,369 | $980,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 64,916 | $980,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 53,141 | $979,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 8,054 | $975,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 11,383 | $973,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 75,222 | $970,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 22,838 | $965,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 81,194 | $965,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 94,218 | $964,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 8,867 | $961,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000004 | this filing | 2017-05-15 | acceptance time not in the bulk data set |