13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,239 holding rows worth $39,166,332,000.
- Accession
- 0001084208-17-000002
- Filer
- CIK 1084208
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,326 entries on the cover page, a total value of $39,166,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,166,332,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 44,024 | $380,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,986 | $378,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 18,378 | $378,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,222 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 8,379 | $377,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 25,160 | $377,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 25,638 | $375,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 61,615 | $375,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,100 | $374,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,424 | $374,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 20,300 | $374,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 21,351 | $373,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 9,573 | $373,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 105,742 | $370,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 11,601 | $370,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 25,372 | $368,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,694 | $367,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,151 | $367,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 25,190 | $367,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 11,563 | $367,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 11,571 | $365,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 16,398 | $364,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 9,222 | $364,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 65,724 | $364,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 6,951 | $364,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 42,550 | $362,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,255 | $361,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,221 | $360,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 26,370 | $360,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 16,125 | $359,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 59,619 | $358,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $358,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 5,801 | $357,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 9,990 | $357,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 65,442 | $357,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,244 | $356,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 17,113 | $356,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 26,313 | $355,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 10,309 | $353,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 40,212 | $353,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17,260 | $353,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 33,814 | $352,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 92,750 | $352,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 16,473 | $352,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 23,259 | $351,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 15,294 | $351,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 9,057 | $349,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,091 | $349,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 7,243 | $348,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 17,481 | $346,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 8,408 | $345,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 10,538 | $345,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,589 | $345,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 81,888 | $344,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 26,381 | $343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 11,974 | $343,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 28,364 | $343,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 15,154 | $343,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,665 | $342,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 26,715 | $341,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 20,469 | $340,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 13,829 | $339,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,594 | $337,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 15,589 | $337,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 350,000 | $335,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 20,986 | $334,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 350,000 | $334,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 26,100 | $333,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 14,506 | $333,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,755 | $333,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,683 | $333,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 11,531 | $333,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 7,990 | $333,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,674 | $332,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 9,273 | $332,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,566 | $332,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 348,200 | $331,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 42,650 | $330,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 7,000 | $329,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 11,468 | $328,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,700 | $327,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4,214 | $327,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 12,954 | $327,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 42,150 | $327,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,840 | $326,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 17,314 | $326,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 16,749 | $325,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 6,458 | $324,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 25,040 | $322,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,570 | $321,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,276 | $320,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,386 | $320,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 31,308 | $320,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 21,373 | $320,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,031 | $318,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 108,839 | $317,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 52,300 | $316,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,466 | $315,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,191 | $314,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,587 | $313,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 9,469 | $313,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,023 | $312,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,344 | $311,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 35,405 | $311,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 15,221 | $311,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 25,228 | $310,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,823 | $309,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,112 | $309,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 54,127 | $309,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 5,683 | $308,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 30,128 | $307,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 128,996 | $306,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,742 | $305,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,943 | $305,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 21,956 | $305,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 44,734 | $304,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 21,675 | $303,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 2,818 | $303,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,215 | $302,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,682 | $302,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 29,309 | $302,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 135,500 | $301,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 8,543 | $301,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 16,239 | $300,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 50,798 | $300,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,394 | $299,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,318 | $299,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 35,700 | $298,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 82,986 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,498 | $298,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 43,865 | $297,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,000 | $297,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 36,000 | $296,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 8,058 | $294,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,037 | $294,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 23,550 | $294,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,999 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,955 | $293,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 10,211 | $293,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 231,100 | $292,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,035 | $292,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 33,213 | $291,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 52,300 | $290,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,317 | $290,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 34,984 | $289,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 10,732 | $288,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,701 | $288,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 29,856 | $288,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 20,339 | $288,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 37,753 | $288,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,074 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,018 | $286,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 18,471 | $286,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 18,156 | $285,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 58,470 | $284,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,646 | $283,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,458 | $283,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 11,811 | $282,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,600 | $281,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 6,100 | $281,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 26,543 | $281,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 33,367 | $281,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,190 | $280,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 17,773 | $280,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 416,222 | $280,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 38,288 | $280,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,179 | $279,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,936 | $279,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,804 | $279,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 6,033 | $279,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,241 | $278,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,074 | $278,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,099 | $277,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 54,300 | $277,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 465,000 | $277,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 12,970 | $277,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 5,478 | $277,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 8,152 | $276,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,583 | $276,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 15,467 | $276,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 11,633 | $276,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,719 | $275,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,606 | $274,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,711 | $274,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 23,970 | $274,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 24,048 | $274,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 6,168 | $274,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 26,030 | $273,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 21,723 | $273,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,595 | $272,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 74,803 | $272,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $272,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,908 | $272,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 32,195 | $272,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 17,301 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 21,288 | $272,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,593 | $271,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 78,424 | $271,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 4,552 | $270,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,007 | $270,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,267 | $269,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 16,051 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,468 | $268,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 21,882 | $267,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 22,013 | $267,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $267,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,279 | $266,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,567 | $266,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 12,840 | $266,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 17,025 | $266,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 5,028 | $265,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,729 | $265,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 21,915 | $265,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,504 | $264,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,917 | $264,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 11,702 | $264,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,599 | $263,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 20,610 | $263,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,470 | $263,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 250,000 | $263,000 | thousands by filing date | principal |
| MSCI INC COM | 55354G100 | Stock | 3,325 | $262,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,402 | $262,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,307 | $262,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 47,421 | $262,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 20,300 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,535 | $261,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 15,217 | $261,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 25,248 | $260,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 12,002 | $260,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,795 | $259,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,250 | $259,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,035 | $258,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,829 | $258,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 150,000 | $258,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,498 | $257,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,405 | $257,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 13,220 | $257,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 18,857 | $257,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 19,335 | $257,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 15,000 | $257,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 15,470 | $256,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 38,553 | $256,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 18,021 | $256,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 16,862 | $256,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 10,281 | $256,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 34,236 | $255,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 9,493 | $255,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 22,211 | $255,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,371 | $255,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 19,801 | $253,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 58,200 | $252,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 9,166 | $252,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 8,659 | $252,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 19,800 | $251,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 12,578 | $251,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 10,377 | $251,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,594 | $249,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 7,128 | $248,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 37,521 | $248,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,500 | $248,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,938 | $248,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,924 | $247,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 20,899 | $247,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 25,078 | $247,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 88,200 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,313 | $246,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 15,433 | $246,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 36,879 | $246,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 52,800 | $246,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,126 | $246,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 23,300 | $246,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 12,830 | $246,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,735 | $245,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 16,441 | $245,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19,705 | $245,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 21,007 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 6,109 | $244,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 52,320 | $243,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 15,618 | $242,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 23,825 | $242,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 21,450 | $241,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 10,994 | $241,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,026 | $241,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 14,926 | $241,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 114,100 | $240,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,350 | $240,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,409 | $239,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 105,788 | $239,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 8,376 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 4,781 | $238,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 13,810 | $237,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 102,800 | $236,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 25,923 | $236,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 79,851 | $236,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,986 | $236,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,138 | $235,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,928 | $235,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 6,864 | $235,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 32,468 | $235,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 35,003 | $234,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 19,042 | $234,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 5,785 | $233,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,479 | $233,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,366 | $233,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 7,024 | $231,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,167 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,029 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 10,175 | $230,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 17,916 | $230,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,451 | $229,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 9,704 | $228,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,621 | $228,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 9,732 | $228,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 10,995 | $228,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 26,848 | $228,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 36,843 | $228,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 10,093 | $228,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $228,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 7,914 | $228,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 80,200 | $227,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 24,491 | $227,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,308 | $227,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,027 | $226,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 17,250 | $226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 5,374 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,072 | $225,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,741 | $224,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 5,973 | $224,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 3,944 | $224,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,492 | $223,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,574 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 15,700 | $223,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 19,234 | $221,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,898 | $219,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,873 | $219,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,380 | $218,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,145 | $217,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,383 | $217,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,500 | $217,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 9,605 | $217,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,242 | $216,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,381 | $216,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,093 | $215,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,289 | $215,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,628 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,920 | $214,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 31,850 | $214,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 10,965 | $214,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,469 | $213,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 500 | $212,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $212,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,512 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,563 | $212,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 24,923 | $211,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,555 | $211,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 3,859 | $211,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,310 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,895 | $210,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 15,460 | $210,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,095 | $209,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 7,465 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,906 | $208,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,768 | $208,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,500 | $207,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,725 | $207,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 153,000 | $207,000 | thousands by filing date | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,732 | $206,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,092 | $205,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,486 | $205,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,720 | $205,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 29,811 | $205,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 9,804 | $205,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 38,069 | $203,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,761 | $203,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 117,431 | $203,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,124 | $201,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 200,000 | $201,000 | thousands by filing date | principal |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,671 | $200,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,448 | $200,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 306,300 | $199,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 30,440 | $198,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16,100 | $198,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,998 | $196,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 17,793 | $196,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 14,440 | $196,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 46,396 | $194,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,368 | $194,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 15,659 | $194,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 11,169 | $194,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 38,331 | $193,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 19,148 | $193,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 27,904 | $193,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 40,900 | $192,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,800 | $192,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 11,742 | $191,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 34,925 | $190,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 10,077 | $189,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 18,800 | $188,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,100 | $188,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 10,356 | $188,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 55,000 | $187,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 11,940 | $186,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 11,497 | $186,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 136,666 | $184,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 21,229 | $182,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 44,264 | $181,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 58,390 | $180,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,848 | $179,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,870 | $178,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 14,996 | $178,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 13,800 | $177,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 19,394 | $176,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,000 | $175,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 130,100 | $174,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,058 | $174,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 14,419 | $174,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 32,426 | $173,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,405 | $172,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 21,315 | $171,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 11,646 | $170,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,182 | $169,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,808 | $169,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,195 | $168,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,250 | $168,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 12,200 | $166,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 12,662 | $165,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,320 | $164,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 14,218 | $164,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,362 | $163,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 14,764 | $163,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 21,311 | $162,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 27,408 | $162,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 28,737 | $162,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 53,600 | $161,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 38,400 | $161,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100,800 | $161,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 252,761 | $161,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 40,330 | $161,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,500 | $160,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,239 | $160,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 24,976 | $159,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 19,720 | $159,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,021 | $158,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,749 | $157,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 24,151 | $156,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14,005 | $156,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 52,500 | $155,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 11,116 | $155,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,093 | $155,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 16,847 | $155,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 14,733 | $154,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,300 | $153,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 14,641 | $152,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 15,924 | $151,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,986 | $149,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 38,836 | $148,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 16,933 | $147,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 69,228 | $147,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 86,100 | $146,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,086 | $146,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,010 | $146,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 51,983 | $146,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 12,528 | $145,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 15,240 | $144,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 24,089 | $144,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 73,100 | $143,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18,533 | $143,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,593 | $142,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 10,762 | $142,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 13,800 | $142,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 13,242 | $141,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,463 | $141,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,500 | $140,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 22,293 | $140,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 32,303 | $140,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 16,169 | $139,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,630 | $138,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,420 | $138,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 63,300 | $136,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,956 | $136,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,000 | $135,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 14,351 | $134,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 41,050 | $132,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,616 | $132,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,170 | $131,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 144,395 | $126,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 10,948 | $124,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,705 | $124,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,100 | $123,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 258,700 | $122,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 26,513 | $122,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 32,190 | $121,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,275 | $120,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $120,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 19,943 | $120,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 28,600 | $119,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 11,000 | $119,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 47,093 | $119,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 19,062 | $118,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |