13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,239 holding rows worth $39,166,332,000.
- Accession
- 0001084208-17-000002
- Filer
- CIK 1084208
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,326 entries on the cover page, a total value of $39,166,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,166,332,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISCOVERY INC | 25470F302 | COM SER C | 72,499 | $1,942,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 67,227 | $1,942,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 77,017 | $1,938,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 207,994 | $1,936,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 129,573 | $1,929,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 27,582 | $1,928,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 53,929 | $1,928,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 79,142 | $1,928,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 151,550 | $1,926,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 135,327 | $1,926,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 91,398 | $1,924,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 35,827 | $1,924,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 47,598 | $1,923,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 221,026 | $1,919,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 95,166 | $1,919,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 30,990 | $1,911,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 26,302 | $1,909,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 43,973 | $1,908,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 60,542 | $1,906,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 61,998 | $1,900,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 130,592 | $1,898,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 32,475 | $1,895,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 88,370 | $1,890,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 14,734 | $1,887,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 379,410 | $1,886,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 19,397 | $1,883,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 45,535 | $1,881,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 33,329 | $1,880,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 54,343 | $1,874,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 39,355 | $1,873,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 109,788 | $1,869,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 175,964 | $1,865,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 280,436 | $1,854,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 71,597 | $1,848,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 64,548 | $1,843,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 51,279 | $1,842,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 98,074 | $1,838,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 13,040 | $1,837,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 152,451 | $1,836,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 16,789 | $1,834,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 43,036 | $1,834,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 55,013 | $1,830,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 71,334 | $1,827,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33,656 | $1,826,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 36,298 | $1,823,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 53,968 | $1,818,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 42,352 | $1,816,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 39,847 | $1,815,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 147,960 | $1,815,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 19,596 | $1,810,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 22,882 | $1,809,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 13,126 | $1,803,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 84,214 | $1,801,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 5,037 | $1,800,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 372,648 | $1,792,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,475 | $1,786,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 45,665 | $1,786,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 55,756 | $1,786,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 195,613 | $1,782,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 74,313 | $1,778,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 31,137 | $1,775,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,754,000 | $1,772,000 | thousands by filing date | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 46,032 | $1,770,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 70,304 | $1,768,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 75,000 | $1,766,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 34,009 | $1,763,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 58,143 | $1,763,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 68,013 | $1,751,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 52,809 | $1,748,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 11,171 | $1,748,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 349,411 | $1,744,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 54,758 | $1,744,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 32,163 | $1,741,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 5,860 | $1,739,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 48,104 | $1,736,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 84,874 | $1,736,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 153,466 | $1,730,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 54,974 | $1,727,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 22,291 | $1,726,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 35,417 | $1,724,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 21,150 | $1,724,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 13,394 | $1,720,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 59,624 | $1,720,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 50,084 | $1,718,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,472 | $1,718,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 158,705 | $1,717,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 168,270 | $1,715,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 35,754 | $1,714,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 22,382 | $1,709,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 30,913 | $1,708,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 50,294 | $1,705,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 36,654 | $1,704,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 117,971 | $1,700,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 136,935 | $1,699,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 23,331 | $1,696,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 156,466 | $1,695,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 48,593 | $1,694,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 156,541 | $1,691,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 402,289 | $1,690,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 34,828 | $1,685,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 131,455 | $1,684,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 73,976 | $1,683,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 120,176 | $1,676,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 113,588 | $1,673,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 26,062 | $1,668,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 57,317 | $1,656,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 52,281 | $1,655,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 59,512 | $1,652,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 27,301 | $1,651,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 92,051 | $1,648,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 38,565 | $1,647,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 37,879 | $1,646,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 21,469 | $1,645,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 69,219 | $1,636,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 68,140 | $1,635,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 23,315 | $1,633,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 110,801 | $1,630,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 116,650 | $1,628,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 31,251 | $1,628,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 63,976 | $1,624,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 13,595 | $1,624,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,461 | $1,615,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 69,810 | $1,613,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 74,003 | $1,613,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 32,800 | $1,613,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 55,319 | $1,605,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 33,588 | $1,603,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 33,776 | $1,602,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 48,663 | $1,602,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 14,491 | $1,598,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 141,065 | $1,598,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 59,855 | $1,592,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 182,336 | $1,592,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 36,104 | $1,591,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,561,000 | $1,591,000 | thousands by filing date | principal |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 126,050 | $1,589,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 14,389 | $1,581,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 58,607 | $1,571,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,328 | $1,569,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 131,866 | $1,569,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 32,999 | $1,567,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 34,755 | $1,565,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,305,000 | $1,562,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 136,397 | $1,560,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 18,145 | $1,558,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 34,343 | $1,558,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 38,569 | $1,554,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 175,308 | $1,553,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 71,699 | $1,548,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 12,583 | $1,544,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 72,714 | $1,540,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 80,633 | $1,538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 44,451 | $1,538,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 80,750 | $1,538,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 57,217 | $1,536,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 23,367 | $1,536,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 52,160 | $1,535,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 44,635 | $1,534,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 100,907 | $1,531,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 31,398 | $1,528,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 31,834 | $1,528,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 21,930 | $1,527,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 71,319 | $1,526,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 81,166 | $1,524,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 30,315 | $1,521,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 220,236 | $1,520,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 30,643 | $1,519,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 91,853 | $1,518,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 53,250 | $1,515,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 87,160 | $1,515,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 79,971 | $1,514,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 94,417 | $1,510,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 35,133 | $1,508,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 21,339 | $1,508,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 42,963 | $1,506,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 26,115 | $1,504,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 41,243 | $1,503,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 52,762 | $1,503,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 20,785 | $1,501,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,450,000 | $1,499,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 61,812 | $1,498,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 134,400 | $1,497,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 111,809 | $1,494,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 27,715 | $1,489,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 112,066 | $1,489,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 52,753 | $1,488,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 43,649 | $1,487,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 80,786 | $1,486,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 16,524 | $1,485,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 29,441 | $1,480,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 107,804 | $1,479,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 66,935 | $1,476,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 68,285 | $1,472,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 106,651 | $1,471,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 27,083 | $1,470,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 149,315 | $1,465,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 91,329 | $1,464,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 81,711 | $1,463,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 55,691 | $1,460,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 93,582 | $1,459,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 97,720 | $1,458,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,179 | $1,457,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 49,587 | $1,456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 18,065 | $1,451,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 113,906 | $1,451,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 70,507 | $1,449,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 127,822 | $1,448,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 250,734 | $1,447,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 137,051 | $1,446,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 97,072 | $1,441,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 39,911 | $1,439,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 95,297 | $1,433,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 67,043 | $1,431,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 12,784 | $1,427,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 16,879 | $1,425,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 25,280 | $1,423,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 125,585 | $1,423,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 94,299 | $1,421,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 52,769 | $1,420,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 49,735 | $1,415,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 63,863 | $1,414,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 21,932 | $1,412,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 10,456 | $1,412,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 19,303 | $1,410,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 98,074 | $1,405,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 51,609 | $1,402,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 36,054 | $1,399,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 103,848 | $1,399,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 46,386 | $1,398,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 29,174 | $1,398,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 60,917 | $1,397,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 48,622 | $1,393,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 39,375 | $1,392,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 49,251 | $1,383,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 27,729 | $1,381,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 54,783 | $1,381,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 55,622 | $1,380,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 123,886 | $1,380,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 43,993 | $1,379,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 14,107 | $1,377,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 26,412 | $1,377,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 39,530 | $1,375,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 99,347 | $1,374,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 14,543 | $1,369,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 25,289 | $1,368,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 47,809 | $1,367,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 165,212 | $1,366,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 90,518 | $1,362,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,408 | $1,359,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 163,880 | $1,355,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 10,828 | $1,348,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 13,096 | $1,347,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 176,347 | $1,344,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 21,185 | $1,342,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 23,649 | $1,340,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 40,865 | $1,340,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 946 | $1,339,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 21,939 | $1,337,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 21,443 | $1,337,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 67,365 | $1,337,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 70,429 | $1,333,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 23,978 | $1,333,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,954 | $1,333,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 30,904 | $1,331,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 232,519 | $1,328,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 53,811 | $1,326,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 20,535 | $1,326,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 55,603 | $1,324,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 257,729 | $1,322,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 49,165 | $1,316,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,050,000 | $1,314,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X849 | INDX FD | 54,909 | $1,312,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 642,160 | $1,310,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 54,204 | $1,308,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 86,347 | $1,307,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 75,276 | $1,307,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 200,802 | $1,305,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 45,197 | $1,304,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 124,564 | $1,303,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 76,538 | $1,300,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,466 | $1,296,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 26,878 | $1,296,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 33,525 | $1,296,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 213,732 | $1,295,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 12,910 | $1,294,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 156,600 | $1,292,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 42,007 | $1,290,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 11,260 | $1,285,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 19,740 | $1,283,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 179,000 | $1,283,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 75,894 | $1,283,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 27,193 | $1,283,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 15,437 | $1,281,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 26,156 | $1,280,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 20,207 | $1,278,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 60,025 | $1,271,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 7,168 | $1,270,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22,173 | $1,268,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 35,922 | $1,266,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 41,223 | $1,265,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 12,745 | $1,256,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 20,167 | $1,256,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 34,793 | $1,256,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 22,869 | $1,255,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 195,352 | $1,250,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 24,455 | $1,249,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 95,425 | $1,248,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 86,422 | $1,245,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 82,627 | $1,244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 22,719 | $1,241,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 31,273 | $1,237,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 15,520 | $1,236,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 8,331 | $1,234,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 49,545 | $1,232,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 15,477 | $1,231,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 27,033 | $1,229,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 146,545 | $1,224,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 101,052 | $1,224,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,118,000 | $1,224,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 260,746 | $1,210,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 67,870 | $1,207,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 29,621 | $1,206,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 99,145 | $1,206,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 34,706 | $1,205,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 24,033 | $1,200,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 126,042 | $1,199,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 46,931 | $1,198,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 15,577 | $1,185,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 28,170 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 29,808 | $1,184,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 19,823 | $1,183,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 81,931 | $1,182,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 61,001 | $1,180,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 139,680 | $1,180,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 31,123 | $1,178,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 90,847 | $1,175,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 40,857 | $1,169,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 8,656 | $1,164,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16,750 | $1,160,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 51,564 | $1,157,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 60,893 | $1,157,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 66,687 | $1,154,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 37,783 | $1,152,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 18,516 | $1,150,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 24,769 | $1,149,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 133,812 | $1,140,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 48,616 | $1,140,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 13,956 | $1,137,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 16,591 | $1,136,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 211,585 | $1,136,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 25,674 | $1,135,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,128 | $1,130,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 41,531 | $1,130,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 10,087 | $1,126,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 51,273 | $1,125,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 247,748 | $1,122,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 190,594 | $1,121,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 27,152 | $1,120,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 29,181 | $1,119,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 26,658 | $1,116,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 29,171 | $1,112,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 34,635 | $1,110,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 13,818 | $1,109,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 131,897 | $1,108,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 117,305 | $1,102,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 52,488 | $1,102,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 13,326 | $1,101,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 69,598 | $1,100,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 48,359 | $1,100,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 72,923 | $1,095,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 23,616 | $1,092,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 17,668 | $1,092,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 45,740 | $1,092,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 108,505 | $1,090,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 84,604 | $1,086,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 48,517 | $1,084,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 46,313 | $1,084,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 19,443 | $1,081,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 34,228 | $1,078,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 177,052 | $1,076,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 39,512 | $1,075,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 77,849 | $1,074,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 7,833 | $1,074,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 16,651 | $1,072,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 27,874 | $1,070,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 118,255 | $1,070,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 31,585 | $1,069,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 27,334 | $1,069,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 42,522 | $1,069,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 26,958 | $1,067,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 33,948 | $1,066,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 16,253 | $1,065,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 56,139 | $1,064,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 93,979 | $1,063,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 34,035 | $1,063,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 14,111 | $1,062,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 34,359 | $1,061,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,909 | $1,060,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 37,706 | $1,060,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 41,943 | $1,059,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 61,752 | $1,057,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 51,236 | $1,050,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 45,854 | $1,045,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 10,168 | $1,043,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 18,030 | $1,037,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 66,365 | $1,033,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 87,492 | $1,033,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 46,521 | $1,030,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 41,237 | $1,029,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10,151 | $1,029,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 18,482 | $1,028,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 10,631 | $1,027,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 43,739 | $1,025,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 9,445 | $1,020,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 87,368 | $1,020,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 28,363 | $1,020,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,927 | $1,017,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 53,497 | $1,016,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 122,216 | $1,014,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 36,805 | $1,011,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 53,772 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,653 | $1,009,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,960 | $999,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 35,152 | $998,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 21,626 | $997,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 24,491 | $995,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 20,930 | $991,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 18,487 | $991,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 141,922 | $989,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 38,575 | $988,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 71,740 | $984,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 18,440 | $982,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,232 | $980,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 61,546 | $979,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 16,526 | $972,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 108,586 | $972,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 19,440 | $969,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 50,840 | $962,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 23,560 | $962,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 38,592 | $961,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 18,402 | $960,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 47,096 | $959,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 9,824 | $959,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 128,320 | $956,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8,477 | $955,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 22,218 | $955,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 47,619 | $954,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 76,730 | $951,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 78,391 | $949,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 78,175 | $946,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 64,047 | $944,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 117,249 | $943,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 31,504 | $939,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 21,555 | $938,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 15,937 | $932,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 50,757 | $931,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 43,808 | $929,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 48,837 | $926,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 90,527 | $926,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 103,251 | $925,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 8,594 | $924,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 60,912 | $924,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 19,675 | $924,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 21,918 | $924,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 25,269 | $922,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 40,497 | $919,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 34,472 | $917,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 34,610 | $916,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 50,613 | $913,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 61,452 | $913,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,141 | $912,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,323 | $910,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 24,353 | $910,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 57,966 | $910,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 59,001 | $907,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 55,383 | $907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 20,521 | $905,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 36,576 | $905,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 36,063 | $903,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 62,525 | $895,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 29,784 | $895,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 9,825 | $895,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 19,522 | $889,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,689 | $888,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 66,730 | $886,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 20,901 | $885,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 21,244 | $883,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 25,370 | $883,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 46,339 | $882,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 21,005 | $880,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 62,445 | $879,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 23,302 | $877,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 39,263 | $876,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 80,473 | $876,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 11,763 | $874,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 14,728 | $874,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 84,846 | $872,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 25,378 | $870,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 44,967 | $869,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 18,768 | $868,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |