13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,239 holding rows worth $39,166,332,000.
- Accession
- 0001084208-17-000002
- Filer
- CIK 1084208
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,326 entries on the cover page, a total value of $39,166,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,166,332,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 7,156 | $868,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 27,108 | $866,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 71,875 | $865,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 14,585 | $863,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 35,459 | $862,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 32,019 | $861,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 19,999 | $861,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 14,176 | $859,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 60,760 | $857,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 7,667 | $857,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 9,654 | $856,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 16,282 | $852,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 56,997 | $852,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 29,861 | $851,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 23,067 | $851,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 33,879 | $851,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 53,160 | $850,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 49,652 | $849,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 10,961 | $845,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 54,474 | $845,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,472 | $844,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 25,609 | $844,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 30,298 | $843,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 67,063 | $843,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 116,884 | $840,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 18,433 | $838,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 14,669 | $836,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 15,596 | $836,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 51,739 | $836,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 52,932 | $835,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 57,139 | $833,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 114,011 | $832,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 5,189 | $832,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 16,712 | $830,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 42,851 | $830,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 15,109 | $827,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 29,142 | $825,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,684 | $825,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 11,431 | $825,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 26,455 | $824,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 31,003 | $823,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 55,915 | $823,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 22,420 | $822,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 24,904 | $822,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 16,016 | $822,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 75,735 | $822,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 22,059 | $821,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 35,890 | $820,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 22,432 | $820,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 8,056 | $819,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 36,469 | $817,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 102,554 | $817,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10,680 | $815,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 29,381 | $814,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 31,390 | $810,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 33,670 | $809,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 29,096 | $808,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12,717 | $805,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 23,154 | $802,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 78,590 | $802,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 24,985 | $801,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 68,345 | $800,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 9,370 | $799,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 84,083 | $798,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 23,041 | $797,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 33,828 | $794,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 162,062 | $794,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 31,996 | $794,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 15,441 | $793,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 20,155 | $792,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 40,533 | $791,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 14,385 | $790,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 15,415 | $789,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 65,826 | $787,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 33,268 | $782,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 89,604 | $780,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10,758 | $779,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 65,609 | $779,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 17,005 | $775,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 41,110 | $775,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 23,109 | $773,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,721 | $771,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 28,994 | $770,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 8,388 | $768,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 60,560 | $767,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 59,600 | $766,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 48,199 | $766,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 92,183 | $766,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 14,227 | $763,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 40,123 | $758,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 49,718 | $758,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 29,450 | $757,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 24,230 | $756,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 95,473 | $756,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 86,577 | $755,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,847 | $753,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 27,669 | $753,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 29,918 | $753,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 33,406 | $750,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 6,262 | $747,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 33,388 | $746,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 20,526 | $744,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 24,206 | $743,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,565 | $742,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 8,374 | $740,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 28,214 | $734,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 11,863 | $733,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 34,816 | $728,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 59,251 | $726,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,237 | $726,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 53,700 | $726,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 41,006 | $722,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 12,000 | $722,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 34,066 | $718,000 | thousands by filing date | |
| Pebblebrook Hotel Tr 6.5% Pfd Series C | 70509v407 | com | 29,550 | $717,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 53,683 | $716,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 50,021 | $715,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 29,145 | $715,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 60,887 | $715,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,000 | $710,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 52,861 | $710,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14,295 | $709,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 21,439 | $709,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 51,759 | $707,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 71,160 | $706,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,461 | $706,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 34,564 | $705,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 36,650 | $705,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 44,277 | $701,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 73,800 | $701,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 57,147 | $700,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 7,047 | $699,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 34,128 | $699,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 18,938 | $698,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 20,736 | $694,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 25,330 | $693,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 43,891 | $693,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 18,058 | $691,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 29,342 | $691,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 48,616 | $689,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 50,694 | $689,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 25,859 | $688,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 163,366 | $686,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 42,109 | $685,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 61,124 | $681,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 19,162 | $680,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,797 | $678,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 27,582 | $678,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 20,907 | $678,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 69,578 | $676,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 13,473 | $674,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,255 | $673,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 51,220 | $672,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,968 | $671,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 26,135 | $671,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 24,924 | $668,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13,779 | $668,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 31,936 | $668,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 60,000 | $667,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 54,348 | $666,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 26,012 | $665,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 59,700 | $663,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 6,552 | $662,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 78,170 | $661,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 32,663 | $659,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 11,104 | $654,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 11,858 | $654,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 67,112 | $653,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 15,131 | $652,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 43,682 | $651,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 11,817 | $650,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 250,049 | $650,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 23,524 | $649,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 17,128 | $648,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 54,779 | $648,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 14,339 | $647,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 12,305 | $647,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 11,477 | $647,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 15,012 | $646,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 46,908 | $643,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 31,730 | $642,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,086 | $639,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 7,169 | $639,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 49,711 | $637,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 16,548 | $637,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,967 | $636,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 19,068 | $634,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 25,117 | $634,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 114,634 | $633,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 25,112 | $633,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 84,353 | $632,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 10,159 | $631,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 8,075 | $630,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 263,700 | $629,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 25,417 | $627,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 32,950 | $626,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 16,962 | $625,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 40,107 | $625,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 44,074 | $623,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 32,020 | $621,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 47,089 | $618,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 21,164 | $617,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 25,652 | $617,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 25,411 | $616,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 33,224 | $615,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 11,346 | $615,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,677 | $614,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 8,876 | $613,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 16,290 | $613,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 9,600 | $612,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 20,876 | $612,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 50,256 | $612,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 15,283 | $611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6,522 | $609,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 66,204 | $608,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 46,832 | $608,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 26,698 | $607,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 12,689 | $606,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 12,443 | $605,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 208,000 | $604,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 11,449 | $604,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 58,200 | $604,000 | thousands by filing date | call |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,994 | $604,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 16,740 | $603,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 32,109 | $600,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 46,791 | $599,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 84,360 | $599,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 51,313 | $599,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 33,047 | $597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 13,872 | $594,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 11,993 | $594,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 23,256 | $594,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,027 | $592,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 40,969 | $592,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 17,841 | $592,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 37,426 | $589,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,730 | $588,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 42,535 | $587,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 73,112 | $587,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10,020 | $587,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,000 | $587,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 9,913 | $587,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 16,555 | $584,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 18,300 | $584,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 130,715 | $584,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 72,856 | $583,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 25,396 | $581,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 500,000 | $581,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14,281 | $580,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 12,124 | $580,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 15,200 | $578,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 12,942 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 11,432 | $577,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 22,382 | $576,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,921 | $576,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 22,144 | $575,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 24,147 | $575,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 40,608 | $572,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 52,361 | $571,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 23,967 | $570,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 45,793 | $570,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 15,067 | $568,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 20,982 | $567,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 26,889 | $565,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 58,761 | $565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,941 | $564,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 38,833 | $559,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 328,900 | $559,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 26,337 | $559,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 19,752 | $559,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 34,896 | $557,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 10,603 | $556,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 84,157 | $556,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 21,214 | $555,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 14,451 | $555,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 76,910 | $551,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 22,422 | $551,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 12,279 | $551,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 10,911 | $550,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 27,501 | $549,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $549,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 77,339 | $547,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 11,305 | $547,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 92,123 | $544,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 26,359 | $543,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 15,820 | $543,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 9,425 | $543,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 45,369 | $542,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 22,485 | $541,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 48,466 | $541,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,792 | $539,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 170,882 | $538,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 16,749 | $536,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 16,517 | $535,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 5,120 | $535,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 14,159 | $535,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,075 | $533,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 13,089 | $533,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 14,956 | $533,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 97,203 | $533,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 38,194 | $531,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,625 | $530,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 25,752 | $530,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 24,093 | $530,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 10,105 | $530,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 10,000 | $530,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 13,648 | $528,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 44,350 | $528,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 21,798 | $526,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 22,906 | $526,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 28,887 | $524,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 38,336 | $523,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 10,236 | $522,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 40,783 | $522,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 21,210 | $518,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 148,800 | $515,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 20,774 | $515,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 28,580 | $513,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 70,033 | $511,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 54,187 | $509,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 25,290 | $508,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 130,000 | $508,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 7,880 | $507,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 17,929 | $507,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 21,061 | $507,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 109,122 | $505,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 994 | $505,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 14,700 | $505,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 8,853 | $503,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 71,007 | $503,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 1,472 | $501,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 125,200 | $500,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 25,450 | $500,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,593 | $499,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 19,791 | $499,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 33,807 | $499,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 6,165 | $497,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 5,770 | $496,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 20,100 | $493,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,336 | $489,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 32,188 | $488,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 48,270 | $488,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 39,905 | $488,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,978 | $487,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 5,265 | $487,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 29,000 | $485,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 67,575 | $485,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 37,825 | $485,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 8,759 | $485,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 14,101 | $485,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,777 | $484,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 22,680 | $482,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,710 | $482,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 6,770 | $481,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 21,073 | $480,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 22,002 | $479,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 28,870 | $479,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 18,424 | $479,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 18,968 | $479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,741 | $477,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 34,275 | $477,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 14,099 | $476,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 27,100 | $475,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 33,481 | $475,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $475,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,834 | $473,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 128,588 | $473,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 50,740 | $472,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,260 | $471,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,299 | $471,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 16,289 | $470,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 41,932 | $470,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 42,775 | $469,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 18,394 | $467,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 74,100 | $467,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 38,694 | $467,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 15,771 | $467,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,163 | $466,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 15,195 | $466,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 71,025 | $465,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $464,000 | thousands by filing date | principal |
| BLACKROCK MUN BD TR | 09249H104 | COM | 30,342 | $463,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $463,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 23,068 | $462,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 18,820 | $462,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 29,626 | $461,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 15,807 | $460,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 39,336 | $460,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 19,318 | $459,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,632 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 12,627 | $457,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 77,924 | $457,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,775 | $457,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 41,000 | $455,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 11,618 | $454,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 30,580 | $454,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 24,910 | $452,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,107 | $451,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 9,506 | $449,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,804 | $448,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 101,039 | $447,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 35,460 | $447,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 12,793 | $444,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,696 | $443,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 30,152 | $443,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 456,648 | $442,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 211,719 | $442,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 20,155 | $441,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,855 | $439,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 60,999 | $439,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 51,695 | $439,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,194 | $437,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,898 | $436,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,380 | $436,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 9,820 | $435,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,004 | $434,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 83,417 | $434,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,650 | $432,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,242 | $432,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 35,112 | $432,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 16,095 | $432,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 15,577 | $431,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 86,800 | $430,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,172 | $429,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 175,813 | $429,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 32,009 | $428,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,105 | $425,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 102,965 | $425,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 5,916 | $424,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 19,139 | $423,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,790 | $422,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 35,515 | $422,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 12,265 | $422,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 21,059 | $421,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 42,646 | $420,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,915 | $420,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 30,383 | $420,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 45,701 | $419,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 27,305 | $419,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 9,676 | $415,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,975 | $415,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 51,500 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 29,307 | $414,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 9,414 | $414,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 13,909 | $412,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 35,114 | $412,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,744 | $411,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,506 | $411,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 7,253 | $411,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 29,099 | $411,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 8,127 | $408,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 33,719 | $408,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 350,000 | $408,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 17,197 | $407,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 13,947 | $406,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 33,225 | $405,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 27,931 | $405,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,298 | $404,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 9,549 | $404,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 9,250 | $404,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,361 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,566 | $403,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 25,338 | $403,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 8,907 | $402,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,350 | $401,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,172 | $401,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,730 | $400,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 20,241 | $399,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15,066 | $398,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,637 | $397,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 17,891 | $397,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 26,116 | $397,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 19,384 | $396,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,322 | $395,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 57,000 | $395,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 44,113 | $395,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 35,258 | $394,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,224 | $392,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 20,546 | $392,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 53,085 | $392,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 20,500 | $390,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 32,541 | $389,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 70,607 | $389,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 38,516 | $389,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 21,306 | $388,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 87,149 | $387,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,247 | $387,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 7,898 | $386,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,919 | $386,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45,794 | $385,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 27,154 | $385,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,475 | $385,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,470 | $384,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 9,882 | $384,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,765 | $383,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,288 | $383,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 28,158 | $382,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 14,116 | $382,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 21,377 | $382,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,187 | $380,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |