13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,239 holding rows worth $39,166,332,000.
- Accession
- 0001084208-17-000002
- Filer
- CIK 1084208
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,326 entries on the cover page, a total value of $39,166,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,166,332,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 16,062 | $118,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,708 | $117,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 45,000 | $117,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 63,300 | $117,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 59,800 | $115,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 34,300 | $115,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 48,200 | $115,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,848 | $115,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 115,500 | $114,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 42,300 | $114,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,939 | $113,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 16,872 | $112,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 41,900 | $111,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,650 | $111,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 23,400 | $110,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 19,617 | $110,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 50,200 | $109,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H101 | COM | 26,151 | $109,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 36,000 | $108,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,419 | $105,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 13,075 | $105,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 19,000 | $105,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 12,179 | $104,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 85,540 | $104,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,492 | $104,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,015 | $103,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 18,800 | $103,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,252 | $102,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,600 | $100,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 79,100 | $97,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,492 | $97,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,980 | $96,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 11,675 | $96,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 17,638 | $96,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 37,000 | $95,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 13,590 | $95,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,871 | $94,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 72,400 | $94,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 26,569 | $94,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 28,569 | $91,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,400 | $91,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,220 | $91,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 18,000 | $90,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 11,983 | $90,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,500 | $89,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 26,247 | $89,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,038 | $88,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 40,994 | $87,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 16,378 | $86,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,043 | $86,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,700 | $85,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,400 | $85,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 59,900 | $84,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 16,585 | $84,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11,907 | $84,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 35,500 | $82,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 23,999 | $81,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,500 | $80,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,900 | $79,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 46,800 | $76,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 23,800 | $74,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,513 | $73,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,300 | $72,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 101,900 | $71,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 14,900 | $71,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,000 | $70,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,852 | $70,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,905 | $70,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 10,100 | $69,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 44,500 | $69,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,000 | $66,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087203 | COM NEW | 62,000 | $66,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 105,600 | $63,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 20,400 | $63,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,143 | $63,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 28,300 | $62,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 13,888 | $62,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 28,000 | $61,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 32,200 | $60,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 167,100 | $60,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 17,400 | $60,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,160 | $60,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 21,400 | $59,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 61,900 | $59,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 41,575 | $59,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 52,010 | $59,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 30,352 | $59,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 125,900 | $57,000 | thousands by filing date | call |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 18,256 | $57,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 17,940 | $55,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 10,942 | $55,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 31,004 | $54,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 12,282 | $53,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 15,400 | $52,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,500 | $50,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,600 | $49,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,533 | $49,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 23,000 | $48,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 37,800 | $45,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,200 | $43,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 14,615 | $42,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 20,000 | $41,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,000 | $41,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,482 | $41,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,977 | $39,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,925 | $39,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 26,703 | $38,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,100 | $37,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,500 | $37,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 13,700 | $37,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 16,500 | $36,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,300 | $36,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,700 | $35,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 21,900 | $35,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 11,606 | $35,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 14,300 | $34,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 34,300 | $34,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 27,800 | $34,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 12,170 | $34,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 14,960 | $34,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,200 | $33,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 229,300 | $33,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,750 | $32,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,900 | $31,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 14,000 | $30,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 15,300 | $29,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 21,711 | $29,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 18,100 | $28,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,200 | $28,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,900 | $28,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,200 | $27,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 122,000 | $27,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 34,600 | $26,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 134,500 | $25,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,800 | $25,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,500 | $24,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 12,700 | $24,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 11,100 | $24,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 50,035 | $23,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 13,578 | $23,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 13,300 | $22,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11,200 | $22,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 16,000 | $22,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 178,275 | $22,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 17,000 | $22,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,713 | $22,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 145,500 | $21,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,000 | $21,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,000 | $20,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,000 | $20,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 14,596 | $20,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,022 | $20,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 50,000 | $20,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,000 | $19,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,400 | $18,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 19,133 | $18,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 12,743 | $18,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 18,300 | $18,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 12,189 | $17,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,800 | $17,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 24,900 | $17,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,377 | $17,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 24,065 | $17,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 11,046 | $16,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,400 | $15,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 13,265 | $15,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 94,900 | $14,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,200 | $14,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 44,700 | $14,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 27,900 | $14,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 11,200 | $14,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,700 | $14,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 14,000 | $14,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 28,513 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 43,200 | $13,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 40,700 | $13,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 10,434 | $13,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 35,000 | $13,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 11,001 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 15,500 | $12,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 49,800 | $11,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 11,700 | $11,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 31,000 | $11,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 36,400 | $11,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 54,800 | $11,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 20,000 | $11,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 26,300 | $11,000 | thousands by filing date | call |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 169,912 | $11,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 308,400 | $10,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 18,400 | $10,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 81,200 | $10,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,000 | $10,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 23,200 | $9,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 22,100 | $9,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 17,958 | $9,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 26,600 | $9,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,200 | $9,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 16,600 | $8,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,000 | $8,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 13,000 | $8,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,000 | $8,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26,100 | $7,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,400 | $7,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 65,000 | $7,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 27,600 | $7,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 65,500 | $6,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,500 | $6,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 20,556 | $6,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 39,500 | $5,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,800 | $5,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,500 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 47,400 | $4,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 89,200 | $4,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 19,800 | $4,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,093 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,900 | $3,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 34,700 | $3,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,100 | $3,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,200 | $3,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 76,000 | $2,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 31,300 | $2,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,700 | $2,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 23,000 | $2,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 59,600 | $1,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 18,700 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 19,500 | $1,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 10,500 | $1,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 11,100 | $1,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 34,000 | $1,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 14,200 | $1,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 21,400 | $1,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 65,000 | $1,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,300 | $1,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 10,400 | $1,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,900 | $1,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 12,500 | $1,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 49,904 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 35,880 | $1,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |