13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 9,411 holding rows worth $290,088,560,404.
- Accession
- 0000950123-23-009734
- Filer
- CIK 1610520
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 17,347 entries on the cover page, a total value of $290,088,560,404 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,088,560,404 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 139,100 | $1,869,504 | dollars as filed | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 150,686 | $1,868,507 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 68,551 | $1,867,672 | dollars as filed | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 78,389 | $1,860,171 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 100,986 | $1,855,112 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15,000 | $1,852,950 | dollars as filed | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15,000 | $1,852,950 | dollars as filed | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 30,000 | $1,852,800 | dollars as filed | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 42,745 | $1,852,569 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 49,031 | $1,847,978 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 18,245 | $1,844,387 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 364,479 | $1,844,263 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 130,667 | $1,842,405 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 57,821 | $1,841,598 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 55,500 | $1,841,490 | dollars as filed | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 71,019 | $1,840,813 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 85,873 | $1,840,258 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 151,726 | $1,837,402 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 221,325 | $1,836,998 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 131,899 | $1,836,034 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 39,243 | $1,833,826 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 136,485 | $1,831,628 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 343,112 | $1,828,787 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 77,872 | $1,827,656 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 106,087 | $1,826,818 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 74,564 | $1,824,581 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 74,701 | $1,824,199 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 15,336 | $1,819,770 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,408 | $1,819,306 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 54,487 | $1,816,596 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 12,475 | $1,815,612 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 122,899 | $1,815,219 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 31,800 | $1,812,600 | dollars as filed | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 218,350 | $1,812,305 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 144,330 | $1,811,342 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 56,769 | $1,810,364 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 44,442 | $1,809,234 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 400,000 | $1,808,000 | dollars as filed | put |
| AAR CORP | 000361105 | COM | 30,310 | $1,804,354 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 94,400 | $1,803,040 | dollars as filed | put |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 126,045 | $1,802,444 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 59,722 | $1,801,215 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 78,515 | $1,800,349 | dollars as filed | |
| 2U INC | 90214J101 | COM | 727,900 | $1,797,913 | dollars as filed | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12,513 | $1,793,989 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 105,385 | $1,792,598 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 42,663 | $1,790,566 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 396,100 | $1,790,372 | dollars as filed | call |
| SUNPOWER CORP | 867652406 | COM | 289,843 | $1,788,331 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 61,900 | $1,785,815 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 35,370 | $1,778,757 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 60,000 | $1,777,800 | dollars as filed | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 60,364 | $1,777,720 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 23,947 | $1,774,473 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 96,413 | $1,773,999 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 162,000 | $1,773,900 | dollars as filed | call |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 49,432 | $1,773,620 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 121,347 | $1,769,239 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 25,000 | $1,768,250 | dollars as filed | call |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 35,510 | $1,766,978 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 79,126 | $1,766,884 | dollars as filed | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 59,210 | $1,766,826 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 192,317 | $1,761,624 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 23,316 | $1,756,394 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 147,576 | $1,754,679 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,200 | $1,749,926 | dollars as filed | put |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 70,983 | $1,749,022 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 96,100 | $1,749,020 | dollars as filed | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 38,690 | $1,748,014 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 82,094 | $1,746,139 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 46,069 | $1,746,015 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 100,888 | $1,745,362 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 77,865 | $1,744,955 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 49,315 | $1,742,792 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 68,163 | $1,739,861 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 1,637,393 | $1,735,637 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 64,084 | $1,732,191 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 290,107 | $1,731,939 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 159,473 | $1,731,877 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 163,651 | $1,731,428 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 136,337 | $1,728,753 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 27,192 | $1,726,420 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 82,398 | $1,726,239 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 500,000 | $1,725,000 | dollars as filed | put |
| OMEROS CORP | 682143102 | COM | 590,642 | $1,724,675 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 163,000 | $1,724,540 | dollars as filed | put |
| LENNAR CORP CL B | 526057302 | Stock | 16,855 | $1,723,086 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 56,073 | $1,720,319 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 41,172 | $1,720,166 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 50,000 | $1,719,000 | dollars as filed | call |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 44,983 | $1,716,551 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 48,664 | $1,716,379 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 52,200 | $1,715,292 | dollars as filed | call |
| SHAKE SHACK INC | 819047101 | CL A | 29,397 | $1,707,084 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 268,932 | $1,702,340 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 56,955 | $1,700,676 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15,700 | $1,696,071 | dollars as filed | put |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 80,001 | $1,696,021 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 51,723 | $1,695,480 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 169,331 | $1,695,004 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 94,894 | $1,691,011 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 60,819 | $1,690,768 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 689,791 | $1,689,988 | dollars as filed | |
| Southern Company | 842587107 | COM | 26,100 | $1,689,192 | dollars as filed | put |
| ORION S.A. | L72967109 | COM | 79,342 | $1,688,398 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 47,770 | $1,687,237 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 24,707 | $1,685,512 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 157,953 | $1,683,779 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 85,113 | $1,683,536 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 133,600 | $1,678,016 | dollars as filed | put |
| DOORDASH INC CL A | 25809K105 | Stock | 21,100 | $1,676,817 | dollars as filed | put |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 471,987 | $1,675,554 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 120,997 | $1,674,598 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 35,248 | $1,671,001 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 12,900 | $1,670,679 | dollars as filed | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 232,905 | $1,669,929 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 96,643 | $1,669,025 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 110,518 | $1,668,822 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 28,540 | $1,667,878 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 57,868 | $1,666,598 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 113,232 | $1,662,246 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 19,899 | $1,660,511 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 52,572 | $1,660,224 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,500 | $1,657,275 | dollars as filed | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 156,021 | $1,656,943 | dollars as filed | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 22,991 | $1,655,352 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 111,836 | $1,655,173 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 46,392 | $1,653,875 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 56,186 | $1,653,554 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50,000 | $1,653,000 | dollars as filed | put |
| SLEEP NUMBER CORP | 83125X103 | COM D | 67,200 | $1,652,448 | dollars as filed | call |
| CONMED CORP COM | 207410101 | Stock | 16,331 | $1,646,981 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 68,346 | $1,643,038 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 12,836 | $1,643,008 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 200,360 | $1,642,952 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 79,354 | $1,642,628 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 19,853 | $1,640,057 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 328,003 | $1,636,735 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 48,773 | $1,635,847 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 18,297 | $1,632,641 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 18,600 | $1,630,848 | dollars as filed | call |
| STIFEL FINL CORP | 860630102 | COM | 26,524 | $1,629,634 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 178,049 | $1,625,587 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 250,000 | $1,625,000 | dollars as filed | put |
| CORSAIR GAMING INC | 22041X102 | COM | 111,673 | $1,622,609 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,014,010 | $1,622,416 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 70,819 | $1,621,047 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $1,620,500 | dollars as filed | put |
| BRUKER CORP | 116794108 | COM | 25,986 | $1,618,928 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 38,992 | $1,618,558 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 408,388 | $1,617,217 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 21,569 | $1,615,950 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 190,767 | $1,615,796 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 772,500 | $1,614,525 | dollars as filed | call |
| NOV INC | 62955J103 | COM | 77,238 | $1,614,274 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 108,352 | $1,612,278 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 183,409 | $1,610,148 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 73,354 | $1,607,920 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 71,300 | $1,607,815 | dollars as filed | put |
| SOVOS BRANDS INC | 84612U107 | COM | 71,300 | $1,607,815 | dollars as filed | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 175,689 | $1,605,797 | dollars as filed | |
| KLA CORP | 482480100 | COM | 3,500 | $1,605,310 | dollars as filed | put |
| KLA CORP | 482480100 | COM | 3,500 | $1,605,310 | dollars as filed | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 9,799 | $1,603,606 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 12,008 | $1,603,369 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 45,921 | $1,602,184 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 111,512 | $1,601,312 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 179,401 | $1,600,257 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 85,000 | $1,598,850 | dollars as filed | call |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 25,698 | $1,598,158 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 14,694 | $1,595,328 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 41,897 | $1,592,924 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 143,711 | $1,590,880 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 115,101 | $1,588,395 | dollars as filed | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 15,235 | $1,586,877 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 127,116 | $1,585,136 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 50,000 | $1,584,500 | dollars as filed | call |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 68,903 | $1,584,080 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 66,603 | $1,583,819 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 100,000 | $1,582,000 | dollars as filed | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 39,127 | $1,581,904 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 28,496 | $1,580,959 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 101,403 | $1,579,859 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 50,253 | $1,577,442 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 136,092 | $1,577,306 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 27,510 | $1,573,297 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 50,000 | $1,569,500 | dollars as filed | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 149,900 | $1,569,453 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 43,252 | $1,565,722 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 73,752 | $1,565,017 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 70,508 | $1,564,573 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 138,747 | $1,560,904 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 181,404 | $1,560,075 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 100,982 | $1,559,162 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 796,884 | $1,553,924 | dollars as filed | |
| DIODES INC COM | 254543101 | Stock | 19,697 | $1,552,911 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 12,810 | $1,552,444 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,000 | $1,550,340 | dollars as filed | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 67,884 | $1,544,361 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 143,602 | $1,543,721 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 71,091 | $1,538,409 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 66,912 | $1,538,306 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 82,338 | $1,534,781 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 37,373 | $1,531,919 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 105,774 | $1,530,549 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 56,535 | $1,525,314 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 54,101 | $1,524,025 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 61,380 | $1,518,663 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 35,043 | $1,518,063 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 171,011 | $1,516,867 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 20,355 | $1,516,855 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 28,731 | $1,514,986 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 54,373 | $1,514,288 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 42,866 | $1,514,027 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 90,726 | $1,513,310 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 26,945 | $1,512,153 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 95,700 | $1,512,060 | dollars as filed | put |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 151,237 | $1,510,857 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 116,392 | $1,509,604 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 234,568 | $1,508,273 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 51,901 | $1,507,724 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 397,606 | $1,506,927 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 24,890 | $1,506,343 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 129,699 | $1,501,914 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 20,000 | $1,501,600 | dollars as filed | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 55,144 | $1,501,571 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 46,290 | $1,500,351 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 22,897 | $1,497,464 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 42,000 | $1,497,300 | dollars as filed | put |
| BALCHEM CORP | 057665200 | COM | 12,069 | $1,497,039 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 128,943 | $1,495,739 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 60,393 | $1,494,727 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 33,772 | $1,494,412 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 255,395 | $1,494,061 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 37,660 | $1,493,972 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 192,182 | $1,493,254 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 83,660 | $1,490,821 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 36,787 | $1,490,609 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 50,356 | $1,490,034 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 31,659 | $1,488,606 | dollars as filed | |
| SPS COMM INC COM | 78463M107 | Stock | 8,720 | $1,487,719 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 67,471 | $1,484,362 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 53,325 | $1,483,501 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 106,266 | $1,483,473 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 50,000 | $1,481,500 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 47,029 | $1,478,121 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 158,232 | $1,477,887 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,000 | $1,474,890 | dollars as filed | call |
| CONDUENT INC | 206787103 | COM | 423,601 | $1,474,131 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 52,615 | $1,473,746 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 212,600 | $1,473,318 | dollars as filed | call |
| HASHICORP INC | 418100103 | COM CL A | 64,413 | $1,470,549 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 17,128 | $1,469,754 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 74,472 | $1,469,333 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 47,834 | $1,465,156 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 40,852 | $1,464,544 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 22,441 | $1,461,807 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 86,297 | $1,460,145 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 30,973 | $1,458,271 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 340,307 | $1,456,514 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 249,251 | $1,455,626 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 17,559 | $1,453,885 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 51,446 | $1,453,349 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 68,401 | $1,450,785 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 65,432 | $1,449,973 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 13,833 | $1,449,367 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 112,748 | $1,445,430 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 286,200 | $1,445,310 | dollars as filed | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 146,546 | $1,444,944 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 3,000 | $1,443,030 | dollars as filed | put |
| EPLUS INC | 294268107 | COM | 22,710 | $1,442,539 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 210,539 | $1,442,192 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 33,082 | $1,441,052 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 293,944 | $1,440,326 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 146,400 | $1,436,184 | dollars as filed | call |
| SSR MINING IN | 784730103 | COM | 107,869 | $1,433,579 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 31,941 | $1,428,082 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 40,758 | $1,422,862 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 40,516 | $1,420,896 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 82,952 | $1,418,479 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 119,436 | $1,417,705 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 82,944 | $1,416,684 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 50,811 | $1,416,610 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 24,100 | $1,414,188 | dollars as filed | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 76,141 | $1,413,176 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 32,194 | $1,410,098 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 33,508 | $1,410,017 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 252,200 | $1,409,798 | dollars as filed | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 32,424 | $1,405,256 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 121,380 | $1,404,367 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 50,098 | $1,404,247 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 144,309 | $1,399,797 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 251,801 | $1,397,495 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 14,527 | $1,396,481 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 232,322 | $1,393,932 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 95,842 | $1,393,543 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 158,654 | $1,392,982 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 110,036 | $1,390,855 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 57,951 | $1,385,666 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 121,063 | $1,383,750 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 82,060 | $1,383,532 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 92,138 | $1,382,070 | dollars as filed | |
| GERON CORP | 374163103 | COM | 651,180 | $1,380,502 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 1,650,000 | $1,377,750 | dollars as filed | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 42,972 | $1,376,393 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,118 | $1,375,258 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 21,574 | $1,374,479 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 39,157 | $1,374,411 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 30,842 | $1,374,011 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 40,627 | $1,373,598 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 114,969 | $1,372,730 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 115,635 | $1,372,587 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 69,048 | $1,369,912 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 259,230 | $1,368,734 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 25,302 | $1,368,585 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 275,000 | $1,366,750 | dollars as filed | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 330,615 | $1,365,440 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 35,082 | $1,365,040 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 77,372 | $1,362,908 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 37,267 | $1,362,482 | dollars as filed | |
| COHU INC | 192576106 | COM | 39,520 | $1,361,069 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 132,644 | $1,360,928 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,300 | $1,354,738 | dollars as filed | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 118,045 | $1,353,976 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 12,875 | $1,353,677 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 172,002 | $1,351,936 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 39,740 | $1,349,610 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 25,177 | $1,348,480 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 46,251 | $1,345,442 | dollars as filed | |
| DANA INC | 235825205 | COM | 91,480 | $1,342,011 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 66,833 | $1,340,670 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 130,542 | $1,340,667 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 343,709 | $1,340,465 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 78,300 | $1,339,713 | dollars as filed | call |
| VERICEL CORP | 92346J108 | COM | 39,895 | $1,337,281 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 191,534 | $1,331,161 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 28,204 | $1,330,383 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 47,303 | $1,329,688 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 197,397 | $1,328,482 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 328,907 | $1,325,495 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 26,988 | $1,325,084 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 27,048 | $1,325,081 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 28,041 | $1,324,937 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 19,578 | $1,321,711 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 126,679 | $1,321,262 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 57,431 | $1,320,338 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 19,900 | $1,316,186 | dollars as filed | put |
| CABLE ONE INC | 12685J105 | COM | 2,136 | $1,315,007 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 23,954 | $1,311,482 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 80,900 | $1,311,389 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 58,353 | $1,308,858 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 160,335 | $1,308,333 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 26,928 | $1,304,177 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 40,328 | $1,301,385 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 43,496 | $1,300,965 | dollars as filed | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,414 | $1,296,518 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 47,500 | $1,293,425 | dollars as filed | put |
| OSHKOSH CORP COM | 688239201 | Stock | 13,551 | $1,293,172 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 144,734 | $1,292,475 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 115,812 | $1,291,305 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 373,380 | $1,288,161 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 44,551 | $1,287,524 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 27,718 | $1,285,006 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 70,000 | $1,284,500 | dollars as filed | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 228,488 | $1,284,102 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 29,671 | $1,282,084 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 135,362 | $1,279,171 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 34,062 | $1,279,028 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 33,465 | $1,278,028 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 138,205 | $1,272,868 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,428 | $1,272,615 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 124,779 | $1,271,498 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 162,797 | $1,268,189 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 7,500 | $1,268,175 | dollars as filed | call |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 100,682 | $1,267,586 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 28,132 | $1,267,346 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 41,832 | $1,261,653 | dollars as filed | call |
| EA SERIES TRUST | 02072L698 | STRIVE EMERGING | 50,329 | $1,258,074 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 286,456 | $1,257,542 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 1,074,386 | $1,257,031 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 34,823 | $1,251,539 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 188,065 | $1,248,752 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 139,400 | $1,246,236 | dollars as filed | put |
| UMH PPTYS INC | 903002103 | COM | 88,583 | $1,241,933 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 22,855 | $1,240,341 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 16,067 | $1,240,051 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 245,141 | $1,237,962 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 14,338 | $1,237,083 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 22,555 | $1,235,563 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 17,199 | $1,234,716 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 31,201 | $1,234,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 45,298 | $1,233,011 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 17,522 | $1,230,395 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 54,164 | $1,227,898 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 128,825 | $1,226,414 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 43,596 | $1,225,483 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 21,752 | $1,224,638 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 117,010 | $1,222,754 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 195,043 | $1,220,969 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 30,148 | $1,220,391 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 171,198 | $1,218,930 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 79,788 | $1,216,767 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 51,468 | $1,216,704 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 57,339 | $1,216,160 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 17,393 | $1,215,075 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 906,645 | $1,214,904 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 142,570 | $1,214,697 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 55,600 | $1,213,748 | dollars as filed | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 32,229 | $1,208,265 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 117,600 | $1,205,400 | dollars as filed | call |
| TPG INC COM CL A | 872657101 | Stock | 40,000 | $1,204,800 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 30,000 | $1,202,100 | dollars as filed | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 107,567 | $1,201,523 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,000 | $1,201,500 | dollars as filed | call |
| STRATEGIC ED INC COM | 86272C103 | Stock | 15,961 | $1,201,066 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 126,990 | $1,198,786 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 17,014 | $1,198,551 | dollars as filed | |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 52,635 | $1,197,446 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 20,406 | $1,195,996 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 48,801 | $1,193,184 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 26,152 | $1,192,008 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 47,000 | $1,191,920 | dollars as filed | call |
| ATS CORPORATION | 00217Y104 | COM | 27,958 | $1,191,570 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 107,318 | $1,189,084 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 261,087 | $1,185,335 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 73,770 | $1,184,009 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 123,196 | $1,183,914 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 199,689 | $1,182,159 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 83,820 | $1,181,862 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 34,213 | $1,181,033 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 88,281 | $1,179,434 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 53,738 | $1,178,367 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 83,636 | $1,176,758 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 95,982 | $1,175,780 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 30,000 | $1,175,250 | dollars as filed | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 16,000 | $1,168,800 | dollars as filed | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 112,906 | $1,162,932 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,500 | $1,161,875 | dollars as filed | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 77,063 | $1,159,798 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 309,111 | $1,156,075 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 117,564 | $1,155,654 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 58,558 | $1,154,179 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 261,104 | $1,154,080 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 80,736 | $1,151,296 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 38,234 | $1,150,844 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 60,000 | $1,150,200 | dollars as filed | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 517,401 | $1,148,630 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 47,295 | $1,147,377 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 100,737 | $1,146,387 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 43,123 | $1,146,209 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 83,016 | $1,143,130 | dollars as filed | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,500 | $1,141,975 | dollars as filed | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 132,989 | $1,141,046 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,400 | $1,139,468 | dollars as filed | put |
| BIG LOTS INC | 089302103 | COM | 222,878 | $1,138,907 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 111,100 | $1,136,553 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 11,084 | $1,136,111 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 16,449 | $1,135,310 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 70,760 | $1,134,990 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 98,417 | $1,132,780 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 40,003 | $1,130,884 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 26,953 | $1,130,409 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 10,000 | $1,129,500 | dollars as filed | call |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 21,889 | $1,128,597 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 65,000 | $1,127,750 | dollars as filed | put |
| R1 RCM INC | 77634L105 | COM | 74,780 | $1,126,934 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 20,758 | $1,124,253 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 43,104 | $1,122,428 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 36,903 | $1,120,744 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 66,857 | $1,118,518 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 61,033 | $1,117,514 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 9,707 | $1,117,082 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 88,722 | $1,117,010 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 25,009 | $1,113,951 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 136,816 | $1,110,946 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 98,401 | $1,109,766 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 61,251 | $1,107,418 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 83,263 | $1,104,067 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 66,998 | $1,102,787 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 23,412 | $1,102,237 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 29,730 | $1,101,496 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 241,388 | $1,098,315 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 57,618 | $1,097,047 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 94,041 | $1,095,578 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 39,974 | $1,094,488 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 75,357 | $1,094,184 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 105,500 | $1,094,035 | dollars as filed | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 69,236 | $1,091,852 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 83,515 | $1,091,541 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 130,705 | $1,091,387 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 62,814 | $1,091,079 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 49,900 | $1,090,315 | dollars as filed | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 45,000 | $1,089,450 | dollars as filed | call |
| VECTOR GROUP LTD | 92240M108 | COM | 101,774 | $1,082,875 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 31,259 | $1,082,187 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 19,022 | $1,081,782 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 331,667 | $1,081,235 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 11,106 | $1,079,981 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 408,874 | $1,079,428 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8,637 | $1,078,675 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-009734 | this filing | 2023-11-09 | acceptance time not in the bulk data set |