13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 9,411 holding rows worth $290,088,560,404.
- Accession
- 0000950123-23-009734
- Filer
- CIK 1610520
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 17,347 entries on the cover page, a total value of $290,088,560,404 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,088,560,404 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACKAGING CORP AMER COM | 695156109 | Stock | 20,900 | $3,209,195 | dollars as filed | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 20,900 | $3,209,195 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 180,256 | $3,197,741 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 297,866 | $3,181,209 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 126,448 | $3,174,983 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 25,000 | $3,172,250 | dollars as filed | put |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 24,704 | $3,172,240 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 171,225 | $3,171,087 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 260,956 | $3,162,786 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 198,361 | $3,161,874 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 69,180 | $3,161,526 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 92,741 | $3,155,976 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 145,400 | $3,146,456 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 34,136 | $3,145,291 | dollars as filed | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 58,600 | $3,143,304 | dollars as filed | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 28,322 | $3,143,176 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 342,200 | $3,134,552 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 56,704 | $3,124,050 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 71,320 | $3,108,126 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 40,866 | $3,102,547 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 400,000 | $3,096,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 184,176 | $3,095,999 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 63,358 | $3,093,771 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 158,781 | $3,086,703 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 122,200 | $3,085,550 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 135,026 | $3,085,344 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 202,131 | $3,082,498 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 184,645 | $3,081,725 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 17,410 | $3,080,525 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 128,334 | $3,077,449 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 154,299 | $3,076,722 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 127,810 | $3,071,274 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 82,800 | $3,070,224 | dollars as filed | put |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 199,308 | $3,061,371 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 50,273 | $3,060,318 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 32,445 | $3,058,266 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 45,207 | $3,056,445 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 65,929 | $3,048,557 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 39,000 | $3,047,460 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 69,947 | $3,044,793 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 119,864 | $3,044,546 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 159,306 | $3,042,745 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 119,929 | $3,041,399 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 75,000 | $3,041,250 | dollars as filed | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 90,457 | $3,039,355 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 73,051 | $3,034,539 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 26,100 | $3,029,949 | dollars as filed | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 120,445 | $3,025,578 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 320,741 | $3,021,380 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 58,569 | $3,016,889 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15,000 | $3,015,750 | dollars as filed | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 144,696 | $3,015,465 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 78,761 | $3,010,246 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 186,500 | $3,008,245 | dollars as filed | put |
| STATE STR CORP COM | 857477103 | Stock | 44,900 | $3,006,504 | dollars as filed | call |
| STEM INC | 85859N102 | COM | 708,435 | $3,003,764 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 140,211 | $3,003,319 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 106,865 | $2,996,495 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 93,504 | $2,995,868 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 348,528 | $2,979,914 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 41,017 | $2,979,475 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 45,147 | $2,977,445 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 355,565 | $2,972,523 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 173,726 | $2,972,452 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 45,000 | $2,972,250 | dollars as filed | put |
| SYSCOCORP | 871829107 | COM | 45,000 | $2,972,250 | dollars as filed | call |
| ENSIGN GROUP INC | 29358P101 | COM | 31,944 | $2,968,556 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 168,789 | $2,967,311 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 283,300 | $2,966,151 | dollars as filed | put |
| GLOBALSTAR INC | 378973408 | COM | 2,263,104 | $2,964,667 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 100,000 | $2,961,000 | dollars as filed | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 31,758 | $2,960,482 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 254,501 | $2,954,756 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 189,978 | $2,954,158 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 58,403 | $2,954,023 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 30,106 | $2,954,001 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 167,335 | $2,950,116 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 51,100 | $2,944,382 | dollars as filed | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 75,589 | $2,942,680 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 40,021 | $2,940,743 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 71,592 | $2,935,272 | dollars as filed | |
| RH | 74967X103 | COM | 11,096 | $2,933,339 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 202,650 | $2,932,346 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 124,699 | $2,921,698 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 122,923 | $2,916,963 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 51,515 | $2,910,083 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 31,431 | $2,908,939 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 47,100 | $2,908,896 | dollars as filed | put |
| WIX COM LTD SHS | M98068105 | Stock | 31,618 | $2,902,533 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 316,147 | $2,902,229 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 56,852 | $2,889,788 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 129,296 | $2,889,766 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 285,525 | $2,889,513 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 234,226 | $2,883,321 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 89,008 | $2,881,189 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 70,371 | $2,878,174 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 406,301 | $2,872,548 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 119,398 | $2,871,522 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 100,848 | $2,867,109 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 321,595 | $2,862,196 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 98,563 | $2,854,286 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 20,892 | $2,853,826 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 117,683 | $2,836,161 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,000 | $2,834,000 | dollars as filed | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 582,736 | $2,832,097 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 300,000 | $2,832,000 | dollars as filed | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 164,641 | $2,826,886 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 76,957 | $2,826,630 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 197,365 | $2,822,320 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 83,543 | $2,822,083 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 64,257 | $2,821,525 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 53,191 | $2,815,985 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 258,042 | $2,815,238 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 62,020 | $2,813,227 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 209,869 | $2,812,245 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 125,000 | $2,811,250 | dollars as filed | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 24,039 | $2,809,678 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 277,513 | $2,802,882 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 73,290 | $2,800,264 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 85,010 | $2,796,829 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 38,836 | $2,795,027 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 290,656 | $2,793,204 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 289,717 | $2,789,974 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 127,657 | $2,786,752 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 240,000 | $2,786,400 | dollars as filed | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 72,571 | $2,786,001 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 103,898 | $2,780,622 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 160,501 | $2,779,878 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 269,026 | $2,776,348 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 236,222 | $2,773,246 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 13,919 | $2,771,273 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 60,548 | $2,770,071 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 189,443 | $2,760,185 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 15,000 | $2,758,950 | dollars as filed | put |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 138,363 | $2,756,191 | dollars as filed | |
| NOVANTA INC | 67000B104 | COM | 19,200 | $2,754,048 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 60,082 | $2,750,554 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 35,012 | $2,750,368 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 64,176 | $2,749,941 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 200,140 | $2,745,921 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 35,965 | $2,744,130 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 56,154 | $2,740,876 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 58,006 | $2,738,463 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 85,274 | $2,737,296 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 23,617 | $2,736,974 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 461,658 | $2,733,015 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 78,000 | $2,727,660 | dollars as filed | put |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 77,422 | $2,727,577 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 91,259 | $2,724,994 | dollars as filed | |
| FIRSTCASH HOLDINGS INC | 33768G107 | COM | 27,144 | $2,724,715 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 216,853 | $2,723,674 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 58,637 | $2,711,962 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 50,000 | $2,704,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 59,255 | $2,703,213 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 29,583 | $2,698,266 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 327,424 | $2,694,700 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 230,346 | $2,690,441 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 91,300 | $2,689,698 | dollars as filed | put |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 97,159 | $2,689,361 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 11,103 | $2,685,927 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 448,678 | $2,683,095 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 179,821 | $2,682,930 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,625,240 | $2,681,646 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 45,083 | $2,680,184 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 285,532 | $2,675,435 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 67,357 | $2,674,747 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 11,037 | $2,672,389 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 129,079 | $2,668,063 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 40,000 | $2,664,800 | dollars as filed | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 248,080 | $2,659,417 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 80,554 | $2,659,088 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 88,524 | $2,651,294 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 130,138 | $2,650,912 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 176,800 | $2,650,232 | dollars as filed | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,770 | $2,647,372 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 65,890 | $2,646,011 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 48,643 | $2,643,747 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 52,137 | $2,642,877 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 308,603 | $2,641,642 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,263,645 | $2,641,019 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 165,360 | $2,634,185 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 67,917 | $2,632,463 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 342,679 | $2,621,494 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 37,247 | $2,619,209 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 63,000 | $2,617,650 | dollars as filed | call |
| NUTANIX INC CL A | 67059N108 | Stock | 75,000 | $2,616,000 | dollars as filed | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 14,740 | $2,608,700 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 190,243 | $2,608,232 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 109,413 | $2,607,312 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 34,771 | $2,607,130 | dollars as filed | |
| WAFD INC | 938824109 | COM | 101,718 | $2,606,016 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 201,595 | $2,600,576 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 59,039 | $2,599,488 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 13,182 | $2,592,240 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 288,987 | $2,589,323 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 120,046 | $2,586,991 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 38,372 | $2,584,738 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 177,815 | $2,576,539 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 57,124 | $2,570,580 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 37,751 | $2,565,369 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 119,116 | $2,550,274 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 242,901 | $2,548,031 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 813,840 | $2,547,320 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 46,001 | $2,547,075 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 59,156 | $2,546,962 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 63,364 | $2,535,194 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 188,081 | $2,531,571 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 689,303 | $2,529,742 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 168,420 | $2,529,669 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 244,738 | $2,525,696 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 60,089 | $2,525,541 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 61,291 | $2,522,125 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 62,674 | $2,521,375 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 68,112 | $2,519,463 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 182,927 | $2,518,905 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 184,935 | $2,518,815 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 248,153 | $2,518,753 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 284,026 | $2,516,470 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 20,539 | $2,513,769 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 44,900 | $2,511,257 | dollars as filed | call |
| ARTIVION INC | 228903100 | COM | 165,640 | $2,511,103 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 39,200 | $2,508,408 | dollars as filed | call |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 26,066 | $2,506,715 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 172,873 | $2,506,659 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 89,458 | $2,506,614 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 63,082 | $2,504,355 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 70,100 | $2,500,467 | dollars as filed | put |
| FULLER H B CO COM | 359694106 | Stock | 36,415 | $2,498,433 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 135,094 | $2,487,081 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 66,800 | $2,484,960 | dollars as filed | call |
| V F CORP COM | 918204108 | Stock | 140,600 | $2,484,402 | dollars as filed | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 194,508 | $2,483,868 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 35,727 | $2,482,312 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 83,733 | $2,481,846 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 77,500 | $2,476,125 | dollars as filed | put |
| CANADIAN SOLAR INC | 136635109 | COM | 100,465 | $2,472,443 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 69,400 | $2,472,028 | dollars as filed | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 32,853 | $2,470,874 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 371,443 | $2,470,096 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 27,304 | $2,469,374 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100,000 | $2,469,000 | dollars as filed | call |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 79,549 | $2,467,530 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 74,268 | $2,466,440 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 20,710 | $2,463,247 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 37,500 | $2,458,875 | dollars as filed | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 275,279 | $2,452,736 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 54,044 | $2,450,409 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 118,190 | $2,450,079 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 30,859 | $2,449,588 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 414,944 | $2,448,170 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 20,795 | $2,447,155 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23,646 | $2,444,287 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 45,132 | $2,442,544 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 130,545 | $2,439,886 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 159,445 | $2,434,725 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 81,858 | $2,434,457 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 32,210 | $2,431,856 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 36,211 | $2,427,585 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,156 | $2,422,948 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,900 | $2,422,936 | dollars as filed | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,900 | $2,422,936 | dollars as filed | call |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 220,498 | $2,418,863 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 49,099 | $2,418,617 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 78,919 | $2,417,289 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,100 | $2,415,015 | dollars as filed | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 53,100 | $2,413,395 | dollars as filed | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 93,359 | $2,412,397 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 139,100 | $2,409,212 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 54,511 | $2,385,946 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 156,900 | $2,381,742 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25461A726 | DIREXION HCM | 100,000 | $2,376,400 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 32,018 | $2,374,135 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 78,100 | $2,367,992 | dollars as filed | put |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 116,335 | $2,367,416 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 282,064 | $2,366,517 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 170,455 | $2,359,097 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 1,112,189 | $2,357,841 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 52,213 | $2,356,373 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 389,074 | $2,353,898 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 30,000 | $2,350,500 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 260,000 | $2,350,400 | dollars as filed | put |
| MOSAIC CO COM | 61945C103 | Stock | 66,000 | $2,349,600 | dollars as filed | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 261,338 | $2,349,428 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 33,800 | $2,348,424 | dollars as filed | call |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 26,867 | $2,345,785 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 55,079 | $2,345,264 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 403,621 | $2,345,038 | dollars as filed | |
| KBHOME | 48666K109 | COM | 50,600 | $2,341,768 | dollars as filed | call |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 44,173 | $2,340,728 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 17,500 | $2,339,750 | dollars as filed | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 17,500 | $2,339,750 | dollars as filed | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 62,319 | $2,331,977 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 151,337 | $2,327,865 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 160,640 | $2,326,067 | dollars as filed | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 143,900 | $2,323,985 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 33,057 | $2,317,296 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 35,000 | $2,314,900 | dollars as filed | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 77,823 | $2,313,678 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 140,987 | $2,312,187 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 42,487 | $2,309,169 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 634,351 | $2,309,038 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 449,332 | $2,305,073 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 88,588 | $2,304,174 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 53,275 | $2,300,947 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 44,145 | $2,299,513 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,108 | $2,297,982 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 151,222 | $2,297,062 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 254,664 | $2,291,976 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 146,043 | $2,291,414 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 32,784 | $2,291,273 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 288,300 | $2,289,102 | dollars as filed | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 66,797 | $2,288,466 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 30,861 | $2,287,726 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 55,942 | $2,284,112 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 58,568 | $2,280,052 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 259,467 | $2,278,120 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 181,507 | $2,276,097 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 107,228 | $2,275,378 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 107,470 | $2,275,140 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 27,392 | $2,271,893 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 180,000 | $2,268,000 | dollars as filed | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 100,348 | $2,267,865 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 100,715 | $2,267,095 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 199,900 | $2,266,866 | dollars as filed | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 171,031 | $2,266,161 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 109,696 | $2,263,028 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 100,000 | $2,263,000 | dollars as filed | put |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 162,759 | $2,262,350 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 37,245 | $2,256,302 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 57,186 | $2,253,701 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 25,000 | $2,250,000 | dollars as filed | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 25,000 | $2,250,000 | dollars as filed | call |
| ICU MED INC | 44930G107 | COM | 18,864 | $2,245,005 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 14,493 | $2,240,763 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 80,578 | $2,240,068 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 106,504 | $2,236,584 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 12,232 | $2,233,930 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 25,801 | $2,233,335 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 108,352 | $2,233,134 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 262,632 | $2,232,373 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 18,246 | $2,231,850 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,600 | $2,227,272 | dollars as filed | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 86,179 | $2,225,142 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 62,457 | $2,224,718 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 829,117 | $2,222,033 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 766,977 | $2,216,564 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 198,411 | $2,214,267 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 305,285 | $2,213,317 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 113,045 | $2,212,291 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 220,635 | $2,206,350 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 116,596 | $2,203,664 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 704,757 | $2,198,842 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 65,000 | $2,197,000 | dollars as filed | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 244,910 | $2,196,843 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 64,802 | $2,194,844 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 857,000 | $2,193,920 | dollars as filed | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 193,683 | $2,186,681 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 86,683 | $2,186,145 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 45,252 | $2,183,409 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 580,005 | $2,180,819 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 31,342 | $2,179,523 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 62,546 | $2,178,477 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 24,160 | $2,174,400 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 94,500 | $2,172,555 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 75,973 | $2,169,789 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 197,338 | $2,168,745 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 305,951 | $2,166,133 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 136,400 | $2,166,032 | dollars as filed | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 40,000 | $2,165,200 | dollars as filed | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 26,568 | $2,164,230 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 14,388 | $2,160,070 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 29,951 | $2,153,477 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 43,981 | $2,152,870 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 200,000 | $2,152,000 | dollars as filed | call |
| UNDER ARMOUR INC | 904311206 | CL C | 336,366 | $2,146,016 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 28,308 | $2,144,614 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 30,000 | $2,141,100 | dollars as filed | put |
| STANTEC INC COM | 85472N109 | Stock | 32,975 | $2,139,088 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 15,000 | $2,137,650 | dollars as filed | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 78,516 | $2,137,284 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 92,635 | $2,136,163 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 75,000 | $2,134,500 | dollars as filed | put |
| GAP INC COM | 364760108 | Stock | 200,305 | $2,129,242 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 38,293 | $2,128,325 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 122,375 | $2,125,531 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 133,800 | $2,123,406 | dollars as filed | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 230,595 | $2,121,474 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 123,979 | $2,121,281 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 275,720 | $2,120,287 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 167,973 | $2,119,819 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 9,194 | $2,115,264 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 50,360 | $2,114,617 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 102,739 | $2,114,369 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 131,000 | $2,114,340 | dollars as filed | call |
| ISHARES TR | 46435U366 | CMN | 56,772 | $2,111,351 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 53,627 | $2,101,642 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 70,594 | $2,099,466 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 21,178 | $2,098,316 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 30,000 | $2,098,200 | dollars as filed | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 103,431 | $2,095,512 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 200,076 | $2,092,795 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 144,220 | $2,088,305 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 49,589 | $2,087,201 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 177,154 | $2,086,874 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 111,919 | $2,086,170 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 20,556 | $2,082,939 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 30,000 | $2,078,400 | dollars as filed | call |
| BAXTER INTL INC | 071813109 | COM | 55,000 | $2,075,700 | dollars as filed | put |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 135,267 | $2,074,995 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 20,867 | $2,074,806 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 125,500 | $2,068,240 | dollars as filed | put |
| PRIMERICA INC | 74164M108 | COM | 10,656 | $2,067,371 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 136,189 | $2,067,349 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 224,314 | $2,065,932 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 23,800 | $2,061,794 | dollars as filed | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 62,978 | $2,061,270 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 69,460 | $2,056,711 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 238,808 | $2,056,137 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 30,094 | $2,055,722 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 36,472 | $2,055,562 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 251,186 | $2,054,701 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 336,704 | $2,053,894 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 4,000 | $2,052,320 | dollars as filed | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 258,634 | $2,045,795 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 54,175 | $2,042,940 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 30,358 | $2,040,058 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 106,457 | $2,039,716 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 38,182 | $2,024,792 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 2,075,092 | $2,021,140 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 326,381 | $2,013,771 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 51,213 | $2,012,159 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 11,473 | $2,010,528 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 68,473 | $2,003,520 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 520,678 | $1,999,403 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 31,947 | $1,996,368 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 32,361 | $1,994,408 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 26,359 | $1,994,322 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 90,863 | $1,990,808 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 12,500 | $1,987,625 | dollars as filed | call |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 53,207 | $1,984,621 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 79,156 | $1,982,066 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 154,547 | $1,979,747 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 32,862 | $1,977,964 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 36,206 | $1,976,847 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 604,439 | $1,976,516 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 132,500 | $1,975,575 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 93,516 | $1,973,187 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 34,562 | $1,973,144 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 12,320 | $1,971,200 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 4,000 | $1,970,000 | dollars as filed | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 149,742 | $1,969,107 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 710,234 | $1,967,349 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 143,030 | $1,966,662 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 58,543 | $1,965,874 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 81,752 | $1,957,143 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 110,084 | $1,955,092 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 25,000 | $1,951,250 | dollars as filed | call |
| NEWMARKET CORP COM | 651587107 | Stock | 4,284 | $1,949,391 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 17,244 | $1,948,745 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 80,268 | $1,947,301 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 270,304 | $1,946,189 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 118,140 | $1,942,221 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 21,741 | $1,941,145 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 47,700 | $1,938,051 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 494,426 | $1,933,205 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 452,591 | $1,928,037 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 30,580 | $1,926,540 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 28,301 | $1,926,449 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 38,120 | $1,923,535 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 221,882 | $1,921,499 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 96,430 | $1,920,885 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 81,688 | $1,920,076 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 27,831 | $1,919,226 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 245,003 | $1,918,373 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 300,000 | $1,914,000 | dollars as filed | call |
| SYNCHRONYFINL | 87165B103 | STOK | 62,600 | $1,913,682 | dollars as filed | put |
| SYNCHRONYFINL | 87165B103 | STOK | 62,600 | $1,913,682 | dollars as filed | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 39,319 | $1,912,083 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 41,708 | $1,911,894 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 128,291 | $1,911,536 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 77,800 | $1,910,768 | dollars as filed | call |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 383,584 | $1,906,412 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 40,000 | $1,903,600 | dollars as filed | call |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 79,884 | $1,902,038 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 148,862 | $1,899,479 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 17,896 | $1,898,408 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 73,306 | $1,897,893 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 267,640 | $1,897,567 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 726,787 | $1,896,914 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 27,417 | $1,895,885 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 95,488 | $1,893,527 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 28,579 | $1,893,359 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 33,200 | $1,888,416 | dollars as filed | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 68,884 | $1,883,978 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 55,453 | $1,881,520 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 65,099 | $1,881,361 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 12,500 | $1,877,250 | dollars as filed | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 57,797 | $1,877,247 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 392,705 | $1,873,203 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 42,548 | $1,869,559 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-009734 | this filing | 2023-11-09 | acceptance time not in the bulk data set |