13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 9,411 holding rows worth $290,088,560,404.
- Accession
- 0000950123-23-009734
- Filer
- CIK 1610520
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 17,347 entries on the cover page, a total value of $290,088,560,404 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,088,560,404 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 120,994 | $1,078,056 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 25,852 | $1,076,219 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 27,968 | $1,073,691 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 38,503 | $1,073,464 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 49,348 | $1,072,825 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 47,813 | $1,071,968 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 26,942 | $1,070,675 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 114,752 | $1,070,636 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 37,271 | $1,070,423 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 111,710 | $1,070,182 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 129,815 | $1,069,676 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 21,795 | $1,066,211 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,909 | $1,063,834 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 29,853 | $1,063,364 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 55,652 | $1,062,953 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 62,384 | $1,061,776 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 82,186 | $1,061,021 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 90,723 | $1,056,923 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 30,979 | $1,053,906 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 46,600 | $1,053,160 | dollars as filed | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 46,600 | $1,053,160 | dollars as filed | call |
| ARHAUS INC | 04035M102 | COMMON STOCK | 113,215 | $1,052,900 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 12,358 | $1,052,778 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 136,861 | $1,052,461 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 39,252 | $1,052,346 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 44,600 | $1,051,668 | dollars as filed | put |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 20,310 | $1,051,448 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 47,439 | $1,051,248 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 7,333 | $1,050,804 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 68,416 | $1,049,502 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 14,836 | $1,049,351 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 19,413 | $1,048,108 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 126,266 | $1,048,008 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,036 | $1,046,009 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 114,372 | $1,045,360 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 5,138 | $1,044,247 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 61,135 | $1,042,964 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 26,627 | $1,040,317 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 332,067 | $1,039,369 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 116,200 | $1,038,828 | dollars as filed | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 45,296 | $1,037,279 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 18,394 | $1,032,823 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 57,537 | $1,032,789 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 5,055 | $1,032,534 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 41,393 | $1,031,099 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 67,615 | $1,029,776 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 21,749 | $1,027,423 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 16,392 | $1,027,287 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200,000 | $1,026,000 | dollars as filed | call |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 59,943 | $1,025,624 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 76,358 | $1,025,488 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 15,107 | $1,019,058 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 51,310 | $1,017,477 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 6,500 | $1,016,275 | dollars as filed | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 99,008 | $1,015,822 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 30,000 | $1,014,000 | dollars as filed | call |
| LYFT INC | 55087P104 | CL A COM | 96,200 | $1,013,948 | dollars as filed | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 40,913 | $1,013,415 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 185,247 | $1,013,301 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 27,701 | $1,013,026 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 13,490 | $1,012,829 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 194,761 | $1,012,757 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 44,149 | $1,011,454 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 110,300 | $1,010,348 | dollars as filed | put |
| RB GLOBAL INC COM | 74935Q107 | Stock | 16,161 | $1,010,063 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 20,454 | $1,010,018 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 16,399 | $1,009,604 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 146,430 | $1,007,438 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 14,016 | $1,006,489 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 34,736 | $1,005,608 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 26,798 | $1,004,926 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 8,858 | $1,004,400 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 59,638 | $1,004,006 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 134,402 | $1,003,983 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 23,490 | $1,003,258 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 26,493 | $1,001,965 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 31,062 | $1,001,438 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 68,490 | $1,001,324 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 43,600 | $997,786 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 325,443 | $995,855 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 317,074 | $995,612 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 51,331 | $995,308 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 76,635 | $994,722 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 147,433 | $992,224 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 61,000 | $988,810 | dollars as filed | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 67,436 | $988,612 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 74,974 | $988,157 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 55,816 | $985,710 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 82,940 | $982,839 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 95,104 | $980,523 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 11,935 | $979,744 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 28,385 | $979,283 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 159,821 | $973,309 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 4,152 | $972,108 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 68,878 | $971,869 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 63,878 | $969,668 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 95,270 | $968,896 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 38,337 | $968,776 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 38,861 | $968,416 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 102,005 | $967,008 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 25,078 | $966,506 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 79,397 | $966,262 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 118,098 | $964,860 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 150,000 | $963,000 | dollars as filed | call |
| LIVENT CORP | 53814L108 | COM | 52,300 | $962,843 | dollars as filed | call |
| AZENTA INC | 114340102 | COM | 19,182 | $962,744 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 50,890 | $961,312 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 85,654 | $961,038 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 10,744 | $959,654 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 380,668 | $959,283 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 112,800 | $958,800 | dollars as filed | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 149,044 | $958,353 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 92,732 | $956,067 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 26,430 | $954,917 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 32,700 | $954,840 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 26,421 | $954,062 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 618,774 | $952,912 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 10,000 | $951,300 | dollars as filed | call |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 115,267 | $950,953 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 5,322 | $949,498 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 243,543 | $947,382 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 38,752 | $945,936 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 49,233 | $945,274 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 8,335 | $941,522 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,005 | $941,052 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 25,585 | $938,458 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 21,681 | $937,703 | dollars as filed | |
| SSGA ACTIVE TR | 78470P853 | STATE STREET NUV | 33,085 | $936,967 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 103,463 | $936,340 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 244,152 | $935,103 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 121,391 | $934,711 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 87,089 | $933,594 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 13,515 | $933,346 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 5,388 | $931,369 | dollars as filed | |
| ALGER MID | 015564107 | MF Closed and MF Open | 76,775 | $930,590 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 34,366 | $927,882 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 50,579 | $927,619 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 17,774 | $927,269 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 34,961 | $926,117 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 32,111 | $926,081 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 46,131 | $925,389 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 166,848 | $924,337 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 26,662 | $923,305 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 147,827 | $922,441 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 101,301 | $921,839 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 110,976 | $919,991 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 12,240 | $919,958 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 73,945 | $919,136 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 125,518 | $918,791 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 76,623 | $918,710 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 40,000 | $918,000 | dollars as filed | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 4,292 | $916,943 | dollars as filed | put |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 16,988 | $916,842 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 201,459 | $916,638 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 578,660 | $914,283 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 22,996 | $914,091 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 50,000 | $913,000 | dollars as filed | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 26,487 | $912,477 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 46,528 | $911,949 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,831 | $911,463 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 99,781 | $911,001 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 24,014 | $910,611 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 9,190 | $908,891 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 222,356 | $907,212 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 92,627 | $906,818 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 24,330 | $906,293 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 89,674 | $905,707 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 32,943 | $904,944 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 87,203 | $903,423 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 28,278 | $903,199 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 31,470 | $903,189 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 126,625 | $902,836 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 73,600 | $901,600 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 79,337 | $901,268 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 146,809 | $899,939 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 148,236 | $898,310 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 21,600 | $897,480 | dollars as filed | put |
| THOR INDS INC | 885160101 | COM | 9,425 | $896,600 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 39,400 | $894,380 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 19,016 | $893,371 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 184,136 | $893,060 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,700 | $892,937 | dollars as filed | put |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 65,962 | $890,487 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 12,661 | $886,397 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,256 | $885,931 | dollars as filed | call |
| UPSTARTHLDGSINC | 91680M107 | STOK | 30,994 | $884,569 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 143,681 | $882,202 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 68,256 | $880,502 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 48,331 | $879,624 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 178,303 | $879,034 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,653 | $878,326 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 22,822 | $876,821 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 38,878 | $875,921 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 120,149 | $875,887 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 287,870 | $875,124 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 23,301 | $873,788 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 10,922 | $872,231 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 20,087 | $871,977 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 17,630 | $871,804 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 60,000 | $871,200 | dollars as filed | call |
| MATADOR RES CO COM | 576485205 | Stock | 14,638 | $870,668 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 32,918 | $869,035 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 39,241 | $868,050 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 18,868 | $867,362 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 20,000 | $866,800 | dollars as filed | put |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 193,254 | $865,778 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 114,479 | $862,027 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 21,238 | $860,139 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 182,175 | $859,866 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 5,676 | $859,346 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 14,182 | $859,003 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 10,000 | $858,100 | dollars as filed | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 11,138 | $856,066 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $856,000 | dollars as filed | call |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 94,041 | $855,773 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 154,020 | $854,812 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 30,453 | $854,510 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 18,800 | $853,332 | dollars as filed | call |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 70,231 | $853,307 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 35,069 | $851,826 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 47,318 | $851,251 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 14,650 | $851,165 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 23,133 | $851,017 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 184,060 | $850,358 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 5,000 | $850,200 | dollars as filed | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 45,055 | $850,188 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 133,245 | $850,104 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,800 | $850,080 | dollars as filed | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 108,842 | $848,967 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 33,441 | $848,732 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 23,666 | $846,532 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 22,800 | $845,424 | dollars as filed | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 18,372 | $844,929 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 47,856 | $844,658 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 41,735 | $843,464 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,714 | $842,655 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 2,209,350 | $841,762 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 6,601 | $841,760 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 5,777 | $839,398 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 71,343 | $838,281 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 142,904 | $837,417 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 191,049 | $836,794 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 70,971 | $836,038 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 50,696 | $835,470 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 120,321 | $835,028 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 202,297 | $833,464 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 78,766 | $831,769 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,974 | $829,745 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 29,176 | $827,432 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 10,716 | $826,954 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 31,684 | $826,857 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 24,639 | $825,899 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 74,785 | $824,131 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 6,000 | $823,680 | dollars as filed | call |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 14,229 | $823,148 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,800 | $821,952 | dollars as filed | put |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 122,840 | $821,800 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 55,587 | $819,909 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 11,018 | $818,087 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 49,161 | $818,039 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 14,987 | $817,945 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 12,943 | $816,962 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 228,139 | $816,737 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 39,259 | $816,587 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 120,074 | $816,503 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 40,616 | $815,976 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 95,980 | $815,831 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 62,764 | $814,049 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 119,494 | $812,559 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 13,874 | $812,322 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 49,300 | $811,478 | dollars as filed | put |
| REGENXBIO INC | 75901B107 | COM | 49,300 | $811,478 | dollars as filed | call |
| FRESHPET INC COM | 358039105 | Stock | 12,300 | $810,324 | dollars as filed | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 208,471 | $806,783 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 137,977 | $804,406 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 26,355 | $801,983 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 23,788 | $801,656 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 27,958 | $801,277 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 38,285 | $799,008 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 31,262 | $798,745 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 422,578 | $798,673 | dollars as filed | |
| GMS INC | 36251C103 | COM | 12,480 | $798,346 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 194,834 | $796,871 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 48,280 | $796,621 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 19,487 | $796,044 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 48,746 | $795,048 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 35,732 | $795,038 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 51,385 | $794,927 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 27,942 | $794,671 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 97,096 | $794,245 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 44,407 | $791,777 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 129,631 | $790,749 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 84,383 | $788,981 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 66,490 | $785,912 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 55,981 | $784,854 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 64,499 | $784,307 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 33,239 | $784,108 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,097 | $783,339 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 75,384 | $781,732 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 15,631 | $779,675 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,351 | $779,016 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 38,241 | $778,969 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 22,592 | $778,250 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 29,626 | $777,979 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 31,019 | $777,957 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,000 | $777,810 | dollars as filed | call |
| METALLUS INC | 887399103 | COMMON STOCK | 35,803 | $777,641 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 15,035 | $775,807 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 82,212 | $775,259 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 37,231 | $775,149 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,308 | $771,092 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 79,074 | $770,971 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 27,263 | $769,361 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 33,173 | $769,282 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 62,061 | $768,316 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 55,800 | $767,807 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 87,559 | $766,229 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,651 | $766,095 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 39,856 | $766,032 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 33,290 | $765,670 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 45,198 | $765,654 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 68,083 | $763,891 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 25,278 | $762,637 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 75,135 | $762,620 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 77,261 | $762,566 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 69,534 | $761,397 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 25,816 | $760,281 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 28,178 | $759,116 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 279,035 | $758,975 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 49,114 | $758,811 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,855 | $758,484 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 177,868 | $757,718 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 72,096 | $755,566 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 151,715 | $755,541 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 68,964 | $754,466 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 5,926 | $753,965 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 15,000 | $753,300 | dollars as filed | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 85,860 | $752,134 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 24,671 | $751,479 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 82,345 | $750,986 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 40,091 | $748,900 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 27,568 | $747,920 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 35,404 | $747,732 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,401 | $747,256 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 195,078 | $747,149 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 24,308 | $746,742 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 37,467 | $746,530 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 57,920 | $746,010 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 147,897 | $742,443 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 32,061 | $741,251 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 58,259 | $741,054 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 655,744 | $740,991 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 115,964 | $739,850 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 114,970 | $738,107 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 558,553 | $737,290 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 13,891 | $735,251 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 13,705 | $733,492 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,775 | $733,378 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 405,048 | $733,137 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 28,489 | $732,195 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 58,110 | $732,186 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 10,000 | $730,500 | dollars as filed | put |
| VICOR CORP | 925815102 | COM | 12,395 | $729,942 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 7,170 | $728,041 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 12,812 | $727,209 | dollars as filed | |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 38,355 | $726,444 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 17,183 | $725,294 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 9,244 | $725,007 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 151,506 | $724,199 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 79,210 | $723,980 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 119,225 | $721,311 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 70,000 | $720,300 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 51,624 | $714,992 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 20,000 | $713,400 | dollars as filed | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 11,663 | $713,076 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 99,516 | $712,534 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 487,840 | $712,247 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 39,434 | $710,600 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 30,706 | $709,923 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 226,169 | $707,909 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 83,013 | $706,441 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 30,886 | $705,745 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 59,782 | $704,232 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 41,523 | $704,230 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 23,155 | $703,680 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 66,242 | $700,840 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 14,253 | $699,680 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 4,200 | $699,216 | dollars as filed | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 13,172 | $698,643 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 23,802 | $698,112 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 40,768 | $697,947 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 38,003 | $697,356 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 13,253 | $696,843 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 105,364 | $694,349 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 754,624 | $694,255 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 51,540 | $692,698 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 16,121 | $691,913 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 62,500 | $691,875 | dollars as filed | call |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 9,282 | $691,787 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 21,235 | $688,969 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 12,640 | $688,628 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 70,145 | $688,122 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 72,523 | $687,518 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 94,941 | $687,373 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 103,823 | $687,308 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 80,901 | $686,849 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 535,248 | $685,117 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,220 | $684,052 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 107,501 | $682,632 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 32,814 | $681,547 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 28,053 | $679,163 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 69,113 | $678,690 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 47,957 | $678,112 | dollars as filed | |
| SI BONE INC | 825704109 | COM | 31,832 | $676,111 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 22,400 | $675,808 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 29,728 | $674,826 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 65,707 | $674,154 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,608 | $673,794 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 185,079 | $673,688 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368L106 | BIG OIL INDX 3X | 3,217 | $672,803 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 22,354 | $671,514 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 107,098 | $670,433 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 41,500 | $670,225 | dollars as filed | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 67,962 | $670,105 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 41,182 | $667,972 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 8,240 | $667,440 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 10,000 | $666,000 | dollars as filed | put |
| ECOVYST INC | 27923Q109 | COM | 67,542 | $664,614 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,959 | $664,598 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 101,381 | $664,046 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 232,948 | $663,902 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 19,333 | $661,188 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 102,346 | $660,132 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 41,046 | $660,020 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 192,893 | $659,694 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 76,506 | $659,481 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 40,670 | $658,651 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 24,329 | $658,343 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 17,298 | $657,670 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 39,683 | $657,548 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 64,911 | $656,900 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 45,281 | $656,122 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 34,888 | $655,546 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 206,759 | $655,426 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 53,137 | $655,180 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 71,910 | $655,100 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,898 | $654,997 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 73,185 | $654,274 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 59,718 | $653,912 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 13,839 | $651,955 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 124,124 | $651,651 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 1,746 | $651,484 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 6,000 | $651,420 | dollars as filed | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 70,000 | $650,300 | dollars as filed | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 17,481 | $649,768 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 20,161 | $648,780 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 24,503 | $647,615 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 6,726 | $647,243 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 8,432 | $644,272 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 89,347 | $644,192 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 19,966 | $640,309 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 407,370 | $639,570 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 63,876 | $639,398 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,000 | $639,240 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 16,111 | $638,076 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 34,213 | $638,072 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 42,880 | $638,055 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 100,000 | $638,000 | dollars as filed | put |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 250,000 | $637,500 | dollars as filed | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 29,595 | $637,477 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 14,563 | $636,549 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 20,143 | $636,519 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 46,532 | $634,697 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 285,286 | $633,335 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 24,117 | $633,312 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 6,807 | $632,915 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 7,295 | $632,696 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 31,054 | $631,639 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 11,790 | $630,529 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 21,417 | $628,374 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 52,278 | $626,290 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,300 | $625,986 | dollars as filed | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,300 | $625,986 | dollars as filed | call |
| CAREDX INC | 14167L103 | COM | 89,268 | $624,876 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 41,070 | $624,676 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 25,647 | $624,504 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 243,453 | $623,239 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 147,141 | $622,407 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 35,504 | $622,030 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 13,941 | $621,489 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,871 | $620,260 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,647 | $620,033 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 151,210 | $619,961 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 30,613 | $618,995 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 19,350 | $618,697 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 62,476 | $617,888 | dollars as filed | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 21,028 | $617,802 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 4,234 | $616,851 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 48,753 | $615,263 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 81,531 | $615,151 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-009734 | this filing | 2023-11-09 | acceptance time not in the bulk data set |