13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 9,411 holding rows worth $290,088,560,404.
- Accession
- 0000950123-23-009734
- Filer
- CIK 1610520
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 17,347 entries on the cover page, a total value of $290,088,560,404 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,088,560,404 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE INC | 09260D107 | COM | 50,100 | $5,367,714 | dollars as filed | put |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 165,900 | $5,366,865 | dollars as filed | put |
| CASEYS GEN STORES INC | 147528103 | COM | 19,683 | $5,344,328 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 147,565 | $5,341,116 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 170,000 | $5,339,700 | dollars as filed | call |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 174,272 | $5,337,951 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 104,486 | $5,329,831 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 71,768 | $5,314,420 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 312,699 | $5,309,629 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 789,631 | $5,298,424 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 333,500 | $5,295,980 | dollars as filed | call |
| VALMONT INDS INC COM | 920253101 | Stock | 22,041 | $5,294,469 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 258,229 | $5,291,113 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 107,492 | $5,286,457 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 32,318 | $5,282,377 | dollars as filed | |
| GOTHAM 1000 VALUE ETF | 886364520 | ETF | 263,229 | $5,278,268 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 191,825 | $5,275,188 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 516,300 | $5,266,260 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 132,782 | $5,264,806 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 52,473 | $5,264,039 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 99,847 | $5,262,936 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 38,651 | $5,252,285 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 498,279 | $5,251,861 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 213,898 | $5,244,779 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 120,400 | $5,244,624 | dollars as filed | put |
| LSB INDS INC | 502160104 | COM | 512,353 | $5,241,371 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 607,191 | $5,240,059 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,050,000 | $5,218,500 | dollars as filed | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 100,570 | $5,207,414 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 142,012 | $5,196,219 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 345,360 | $5,187,307 | dollars as filed | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 159,661 | $5,182,596 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 117,152 | $5,174,604 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 168,156 | $5,162,389 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 368,670 | $5,157,693 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 71,173 | $5,156,484 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 140,686 | $5,153,329 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,310,409 | $5,136,803 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 261,911 | $5,136,074 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 20,783 | $5,117,814 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 271,673 | $5,115,602 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 103,531 | $5,115,467 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 625,164 | $5,113,841 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 13,528 | $5,109,796 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 275,495 | $5,107,678 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 203,829 | $5,099,801 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 51,249 | $5,097,226 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 297,169 | $5,096,449 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 121,100 | $5,086,200 | dollars as filed | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 56,123 | $5,079,132 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 47,996 | $5,078,024 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 340,490 | $5,076,706 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 297,421 | $5,074,002 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 153,447 | $5,071,423 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 35,500 | $5,059,105 | dollars as filed | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 344,801 | $5,058,231 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 40,000 | $5,058,000 | dollars as filed | call |
| HUB GROUP INC | 443320106 | CL A | 64,199 | $5,042,189 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 209,700 | $5,039,091 | dollars as filed | call |
| TETRA TECH INC NEW | 88162G103 | COM | 33,081 | $5,029,305 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 95,982 | $5,028,496 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 39,597 | $5,024,107 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 776,206 | $5,006,529 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 157,245 | $4,995,674 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 90,772 | $4,995,183 | dollars as filed | |
| TORO CO | 891092108 | COM | 60,100 | $4,994,309 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 120,765 | $4,979,141 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 174,617 | $4,969,600 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 74,721 | $4,956,244 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 651,000 | $4,947,600 | dollars as filed | put |
| TELADOC HEALTH INC | 87918A105 | COM | 266,100 | $4,946,799 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 109,034 | $4,945,782 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 650,000 | $4,940,000 | dollars as filed | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 614,133 | $4,937,629 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 163,919 | $4,937,240 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 65,728 | $4,936,830 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 435,088 | $4,933,898 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 178,572 | $4,926,802 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 121,182 | $4,923,625 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 719,994 | $4,917,559 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 521,434 | $4,917,122 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 27,297 | $4,909,912 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,491 | $4,906,002 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 141,975 | $4,899,557 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 115,689 | $4,894,802 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 42,148 | $4,892,962 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 107,402 | $4,885,717 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 137,182 | $4,882,307 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 160,453 | $4,880,979 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 132,400 | $4,878,940 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 132,400 | $4,878,940 | dollars as filed | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 371,979 | $4,876,645 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 94,066 | $4,876,381 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 43,365 | $4,875,960 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,285,047 | $4,867,150 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 244,416 | $4,861,434 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 222,124 | $4,853,409 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 280,793 | $4,849,296 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 40,132 | $4,848,347 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 39,539 | $4,843,923 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 26,920 | $4,841,293 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 112,392 | $4,840,723 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 209,444 | $4,827,684 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 259,500 | $4,824,105 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 883,000 | $4,812,350 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 107,822 | $4,811,018 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 198,522 | $4,806,218 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 225,900 | $4,804,893 | dollars as filed | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 129,435 | $4,798,156 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 627,602 | $4,794,880 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 140,892 | $4,793,146 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 27,718 | $4,790,225 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 459,200 | $4,775,680 | dollars as filed | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 105,579 | $4,771,115 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 118,420 | $4,755,747 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 32,658 | $4,751,740 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 162,470 | $4,744,124 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 85,257 | $4,740,289 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 81,471 | $4,737,538 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 83,157 | $4,735,957 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 227,301 | $4,734,680 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 35,221 | $4,731,941 | dollars as filed | call |
| SIMPSON MFG INC | 829073105 | COM | 31,586 | $4,731,899 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 353,100 | $4,731,540 | dollars as filed | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 112,227 | $4,731,491 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 162,147 | $4,726,585 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 24,000 | $4,726,320 | dollars as filed | call |
| EQUINIX INC COM | 29444U700 | REIT | 6,500 | $4,720,690 | dollars as filed | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 143,627 | $4,719,584 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 160,074 | $4,706,176 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 572,371 | $4,704,889 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 93,522 | $4,698,545 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 26,637 | $4,696,104 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 270,804 | $4,695,741 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 259,557 | $4,695,386 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 29,520 | $4,693,975 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 79,747 | $4,693,908 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 90,676 | $4,686,136 | dollars as filed | |
| RH | 74967X103 | COM | 17,700 | $4,679,172 | dollars as filed | put |
| C3 AI INC | 12468P104 | CL A | 183,159 | $4,674,218 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 112,418 | $4,670,968 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 77,000 | $4,663,890 | dollars as filed | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 146,006 | $4,660,511 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 242,700 | $4,652,559 | dollars as filed | call |
| CROCS INC COM | 227046109 | Stock | 52,711 | $4,650,692 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 248,224 | $4,649,236 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 50,500 | $4,647,515 | dollars as filed | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 92,711 | $4,643,894 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 234,525 | $4,641,249 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 84,997 | $4,639,136 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 33,577 | $4,635,976 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 54,155 | $4,635,668 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 130,792 | $4,635,268 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 44,930 | $4,633,181 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 97,746 | $4,620,454 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 45,432 | $4,618,617 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 87,259 | $4,617,746 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 56,805 | $4,614,838 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 467,300 | $4,607,578 | dollars as filed | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 107,966 | $4,600,431 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 265,000 | $4,597,750 | dollars as filed | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 101,187 | $4,592,878 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 115,347 | $4,587,350 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 113,356 | $4,586,384 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 50,300 | $4,581,626 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 61,811 | $4,571,541 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 75,944 | $4,564,994 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 140,124 | $4,559,635 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 81,385 | $4,558,373 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 60,735 | $4,553,911 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 68,331 | $4,550,845 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 302,800 | $4,548,056 | dollars as filed | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 235,000 | $4,547,250 | dollars as filed | call |
| HERCULES CAPITAL INC | 427096508 | COM | 276,873 | $4,546,255 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,390,212 | $4,545,993 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 474,924 | $4,540,273 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 49,783 | $4,531,746 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 375,386 | $4,527,155 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 249,469 | $4,512,895 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 93,627 | $4,511,885 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 247,072 | $4,509,065 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 145,726 | $4,505,848 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 459,208 | $4,504,831 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 114,996 | $4,502,094 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 48,900 | $4,500,267 | dollars as filed | put |
| TAPESTRY INC COM | 876030107 | Stock | 156,400 | $4,496,500 | dollars as filed | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 156,430 | $4,494,234 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 89,894 | $4,477,620 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 107,631 | $4,476,373 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 93,414 | $4,461,453 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 556,179 | $4,443,870 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 44,066 | $4,434,361 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 158,247 | $4,434,081 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 149,065 | $4,422,759 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 61,775 | $4,420,001 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 63,883 | $4,416,871 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 582,150 | $4,401,054 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 354,000 | $4,400,220 | dollars as filed | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 163,331 | $4,393,604 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 83,549 | $4,390,500 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 86,023 | $4,389,754 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 97,976 | $4,389,325 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 281,618 | $4,376,344 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 25,800 | $4,362,522 | dollars as filed | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 42,300 | $4,359,861 | dollars as filed | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 138,800 | $4,356,932 | dollars as filed | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 35,140 | $4,351,386 | dollars as filed | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 176,850 | $4,348,742 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 74,100 | $4,348,188 | dollars as filed | put |
| TRINET GROUP INC COM | 896288107 | Stock | 37,318 | $4,346,800 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 90,464 | $4,340,462 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 62,600 | $4,336,928 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 51,628 | $4,335,616 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 739,700 | $4,334,642 | dollars as filed | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 175,299 | $4,333,391 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 154,468 | $4,332,827 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 114,983 | $4,325,661 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 159,600 | $4,320,372 | dollars as filed | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 95,267 | $4,320,359 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 51,613 | $4,298,330 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 30,000 | $4,296,600 | dollars as filed | call |
| IDEX CORP COM | 45167R104 | Stock | 20,649 | $4,295,405 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 50,000 | $4,286,000 | dollars as filed | put |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 273,697 | $4,283,358 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 136,981 | $4,281,341 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 134,868 | $4,280,711 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 330,285 | $4,277,191 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 21,200 | $4,272,012 | dollars as filed | put |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 58,766 | $4,262,886 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 52,317 | $4,258,604 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 248,155 | $4,258,340 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 856,295 | $4,255,786 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 225,048 | $4,255,658 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 196,735 | $4,253,411 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 80,541 | $4,252,565 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 68,424 | $4,249,131 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,200,000 | $4,248,000 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 142,697 | $4,228,112 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 283,000 | $4,228,020 | dollars as filed | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 53,842 | $4,226,543 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 255,971 | $4,223,522 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 68,196 | $4,215,331 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 27,065 | $4,214,832 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 48,068 | $4,214,602 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 68,380 | $4,211,524 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 526,848 | $4,209,516 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 247,500 | $4,207,500 | dollars as filed | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 45,842 | $4,201,419 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 80,000 | $4,200,000 | dollars as filed | put |
| EVERPURE INC CL A | 74624M102 | Stock | 117,762 | $4,194,682 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 325,000 | $4,192,500 | dollars as filed | call |
| ALLSTATE CORP COM | 020002101 | Stock | 37,600 | $4,189,016 | dollars as filed | put |
| MERCADOLIBREINC | 58733R102 | STOK | 3,300 | $4,184,004 | dollars as filed | put |
| TOPBUILD COR COM | 89055F103 | Stock | 16,612 | $4,179,579 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 23,900 | $4,158,122 | dollars as filed | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 214,800 | $4,156,380 | dollars as filed | put |
| HARTFORD FDS EXCHANGE TRADED | 41653L867 | SCHRODERS COMMOD | 259,052 | $4,151,308 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 33,325 | $4,140,965 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 20,913 | $4,139,100 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 43,718 | $4,138,783 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 83,525 | $4,132,817 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50,000 | $4,126,000 | dollars as filed | call |
| CONAGRA FOODS INC | 205887102 | COM | 150,400 | $4,123,968 | dollars as filed | put |
| SPIRE INC | 84857L101 | COM | 72,810 | $4,119,589 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 31,100 | $4,114,841 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 161,352 | $4,106,409 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 97,000 | $4,103,100 | dollars as filed | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 336,490 | $4,101,813 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 183,557 | $4,100,663 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 17,500 | $4,100,250 | dollars as filed | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 184,616 | $4,096,629 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 91,700 | $4,096,239 | dollars as filed | call |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 259,164 | $4,094,791 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 81,059 | $4,092,669 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 184,170 | $4,084,890 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,672 | $4,084,035 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 200,000 | $4,082,000 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 807,300 | $4,076,865 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 62,855 | $4,076,775 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 177,500 | $4,073,625 | dollars as filed | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 55,284 | $4,067,797 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 43,231 | $4,048,151 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 147,017 | $4,041,350 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 161,383 | $4,039,416 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 120,986 | $4,032,463 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 189,763 | $4,030,566 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 163,449 | $4,029,018 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 755,377 | $4,026,160 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 152,570 | $4,023,272 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 57,500 | $4,021,550 | dollars as filed | call |
| TRIPADVISOR INC | 896945201 | COM | 242,500 | $4,020,650 | dollars as filed | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 161,540 | $4,012,654 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 274,754 | $4,003,166 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 159,296 | $3,999,923 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 44,469 | $3,983,533 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 340,721 | $3,983,029 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 98,828 | $3,979,804 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 471,460 | $3,974,407 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 89,066 | $3,973,234 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 50,700 | $3,972,852 | dollars as filed | put |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 108,940 | $3,966,505 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 41,104 | $3,965,714 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 44,538 | $3,963,882 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 42,301 | $3,950,914 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 36,300 | $3,943,632 | dollars as filed | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 722,064 | $3,942,470 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 44,432 | $3,942,007 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 212,337 | $3,938,851 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 172,020 | $3,934,097 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 70,931 | $3,933,124 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 124,007 | $3,921,101 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 220,000 | $3,907,200 | dollars as filed | put |
| Waste Management, Inc. | 94106L109 | COM | 25,600 | $3,902,464 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 133,760 | $3,897,766 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 301,832 | $3,893,633 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 31,205 | $3,890,327 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 123,823 | $3,889,281 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 119,100 | $3,887,424 | dollars as filed | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 110,578 | $3,881,288 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 56,639 | $3,880,338 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 158,962 | $3,880,262 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 490,498 | $3,879,839 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 61,584 | $3,877,944 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 282,456 | $3,872,472 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 96,793 | $3,871,720 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 182,000 | $3,871,140 | dollars as filed | put |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 11,200 | $3,864,448 | dollars as filed | call |
| DILLARDS INC CL A | 254067101 | Stock | 11,644 | $3,851,951 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 363,900 | $3,835,506 | dollars as filed | call |
| KINSALECAPGROUPINC | 49714P108 | STOK | 9,260 | $3,834,844 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 50,502 | $3,831,082 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 82,992 | $3,830,081 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 52,185 | $3,826,204 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,138,185 | $3,824,302 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 13,945 | $3,823,858 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 55,151 | $3,820,310 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 182,136 | $3,813,928 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 353,546 | $3,811,226 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 64,692 | $3,810,359 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 150,686 | $3,806,630 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 525,000 | $3,806,250 | dollars as filed | put |
| Avantis US Equity ETF | 025072885 | SHS | 51,895 | $3,801,828 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 19,211 | $3,800,897 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 114,482 | $3,796,223 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 779,633 | $3,789,016 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 44,305 | $3,788,698 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 329,702 | $3,788,276 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 74,305 | $3,788,069 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,659,769 | $3,784,273 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 44,100 | $3,784,221 | dollars as filed | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 734,083 | $3,780,528 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 60,911 | $3,779,527 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 78,358 | $3,765,885 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 176,693 | $3,763,561 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 134,066 | $3,755,189 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 55,900 | $3,743,064 | dollars as filed | put |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 111,503 | $3,738,696 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 242,678 | $3,734,815 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 149,370 | $3,725,288 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 183,408 | $3,723,182 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 120,790 | $3,722,748 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 110,951 | $3,709,092 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 28,000 | $3,704,680 | dollars as filed | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 110,117 | $3,704,336 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 83,068 | $3,703,171 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 120,284 | $3,697,531 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,297,255 | $3,697,177 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 55,000 | $3,694,350 | dollars as filed | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 102,651 | $3,689,277 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 172,727 | $3,687,721 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 49,700 | $3,680,285 | dollars as filed | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 270,131 | $3,676,483 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 165,844 | $3,673,445 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 120,220 | $3,671,518 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 213,931 | $3,660,359 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 456,885 | $3,659,649 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 120,472 | $3,656,325 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 108,093 | $3,653,543 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 91,800 | $3,644,460 | dollars as filed | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 38,637 | $3,643,855 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 824,856 | $3,637,615 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 87,449 | $3,633,506 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 58,765 | $3,632,853 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 51,614 | $3,628,980 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 114,668 | $3,624,655 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 21,249 | $3,621,042 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 97,575 | $3,617,105 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 76,979 | $3,616,089 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 42,502 | $3,612,670 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 69,544 | $3,610,029 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 241,388 | $3,606,337 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 53,513 | $3,606,241 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 7,008 | $3,595,665 | dollars as filed | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 118,443 | $3,591,191 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 700,000 | $3,591,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 93,703 | $3,590,699 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 349,729 | $3,588,220 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,824 | $3,580,493 | dollars as filed | call |
| WEBSTER FINL CORP | 947890109 | COM | 88,739 | $3,577,069 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 206,098 | $3,575,800 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 29,500 | $3,570,090 | dollars as filed | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 44,898 | $3,566,697 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 695,119 | $3,565,960 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 200,045 | $3,560,801 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 68,482 | $3,554,216 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 231,700 | $3,549,644 | dollars as filed | put |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 184,946 | $3,545,415 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 55,622 | $3,544,234 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 89,130 | $3,543,809 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 43,398 | $3,540,409 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 96,758 | $3,534,570 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 180,240 | $3,529,099 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 75,944 | $3,524,561 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 219,700 | $3,515,200 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 82,520 | $3,510,401 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 94,352 | $3,507,064 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 80,935 | $3,500,440 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 154,391 | $3,500,353 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 298,182 | $3,494,693 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 208,582 | $3,493,749 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 236,926 | $3,492,290 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 2,456,300 | $3,487,946 | dollars as filed | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 37,000 | $3,487,620 | dollars as filed | put |
| COCA COLA CONS INC | 191098102 | COM | 5,465 | $3,477,489 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 156,276 | $3,477,141 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 99,990 | $3,472,652 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 85,051 | $3,461,576 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 118,700 | $3,449,422 | dollars as filed | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 107,002 | $3,439,045 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 80,000 | $3,437,600 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 89,534 | $3,428,256 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 81,620 | $3,426,408 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 750,911 | $3,424,154 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 825,691 | $3,418,361 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 96,286 | $3,410,643 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 30,600 | $3,409,146 | dollars as filed | call |
| GAP INC COM | 364760108 | Stock | 320,700 | $3,409,041 | dollars as filed | put |
| EMAGIN CORP | 29076N206 | COM | 1,710,016 | $3,402,932 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 149,878 | $3,399,232 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 50,100 | $3,392,772 | dollars as filed | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 344,443 | $3,392,764 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 45,000 | $3,388,050 | dollars as filed | put |
| EVERI HLDGS INC | 30034T103 | COM | 256,159 | $3,386,422 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 69,840 | $3,381,653 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 345,297 | $3,380,458 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 45,258 | $3,379,867 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 376,669 | $3,378,721 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 103,500 | $3,378,240 | dollars as filed | put |
| CSG SYSTEMS | 126349109 | COM | 66,017 | $3,374,789 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 212,180 | $3,367,297 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 144,484 | $3,359,253 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 62,176 | $3,350,665 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 197,371 | $3,347,412 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 613,764 | $3,345,014 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 20,159 | $3,343,773 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 74,700 | $3,336,849 | dollars as filed | put |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 143,178 | $3,334,616 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 133,054 | $3,333,002 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 116,884 | $3,331,195 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 64,735 | $3,324,790 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 33,915 | $3,322,652 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 228,101 | $3,321,151 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 35,348 | $3,310,341 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 114,155 | $3,307,070 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 36,976 | $3,295,300 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 92,400 | $3,294,060 | dollars as filed | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,744,324 | $3,293,189 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 23,325 | $3,293,024 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 71,503 | $3,286,993 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 72,000 | $3,279,600 | dollars as filed | call |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 50,000 | $3,278,500 | dollars as filed | put |
| LIVANOVA PLC | G5509L101 | SHS | 61,960 | $3,276,445 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 33,895 | $3,272,562 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 173,480 | $3,270,098 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 117,841 | $3,267,730 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 65,052 | $3,266,911 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 30,011 | $3,266,097 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 62,422 | $3,264,671 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 49,975 | $3,264,367 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 12,436 | $3,261,092 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 396,800 | $3,257,728 | dollars as filed | put |
| IMMUNOVANT INC | 45258J102 | COM | 84,797 | $3,255,356 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 166,849 | $3,253,556 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,803,336 | $3,251,870 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 205,104 | $3,250,898 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 105,076 | $3,248,950 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 27,959 | $3,244,362 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 358,503 | $3,240,867 | dollars as filed | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 394,232 | $3,240,587 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 141,109 | $3,238,452 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 319,325 | $3,234,762 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 68,282 | $3,230,421 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 108,976 | $3,228,959 | dollars as filed | |
| KBHOME | 48666K109 | COM | 69,676 | $3,224,606 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 248,780 | $3,224,189 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 309,715 | $3,221,036 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 706,740 | $3,215,667 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 220,080 | $3,212,068 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 120,000 | $3,210,000 | dollars as filed | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 233,941 | $3,209,671 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-009734 | this filing | 2023-11-09 | acceptance time not in the bulk data set |