13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 8,828 holding rows worth $296,144,567,635.
- Accession
- 0000950123-23-007396
- Filer
- CIK 1610520
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 17,107 entries on the cover page, a total value of $296,144,567,635 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,144,567,635 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 1,086 | $14,846 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 1,987 | $14,843 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 4,741 | $14,839 | dollars as filed | |
| TEUCRIUM AILA LONG-SHORT AG | 53656G522 | FUND | 632 | $14,722 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 1,000 | $14,710 | dollars as filed | |
| Avantis Responsible Emerging Mkts Eq ETF | 025072315 | SHS | 320 | $14,698 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368L106 | BIG OIL INDX 3X | 44 | $14,653 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 433 | $14,642 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 2,620 | $14,541 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 15,000 | $14,532 | dollars as filed | principal |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 16,397 | $14,511 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $14,445 | dollars as filed | principal |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 152 | $14,433 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 60,123 | $14,430 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 1,080 | $14,419 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 2,069 | $14,400 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505665 | ETC 6 HEDGED EQU | 458 | $14,351 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,060 | $14,332 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 7,090 | $14,251 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 13,000 | $14,242 | dollars as filed | principal |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 674 | $14,189 | dollars as filed | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 208 | $14,185 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 528 | $14,156 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 737 | $14,029 | dollars as filed | |
| NEXGEL INC | 65344E107 | COM | 5,607 | $14,029 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 447 | $14,007 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 133 | $13,974 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 343 | $13,953 | dollars as filed | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 503 | $13,948 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,397 | $13,893 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 297 | $13,849 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 3,704 | $13,817 | dollars as filed | |
| WISDOMTREE TR | 97717Y634 | CMN | 400 | $13,777 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 5,267 | $13,694 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 279 | $13,638 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,510 | $13,635 | dollars as filed | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 3,079 | $13,578 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 750 | $13,541 | dollars as filed | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 3,862 | $13,517 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 103,172 | $13,516 | dollars as filed | |
| LOCAFY LIMITED | Q56120134 | SHS NEW | 2,091 | $13,487 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 948 | $13,462 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G745 | ACTIVEPASSIVE MN | 543 | $13,412 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 328 | $13,363 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 3,000 | $13,350 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,380 | $13,289 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 1,124 | $13,243 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 2,118 | $13,110 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 841 | $13,103 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 6,418 | $13,092 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 426 | $13,037 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $13,004 | dollars as filed | put |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 2,838 | $12,998 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 595 | $12,953 | dollars as filed | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 1,186 | $12,951 | dollars as filed | |
| CONNS INC | 208242107 | COM | 3,500 | $12,950 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 8,747 | $12,946 | dollars as filed | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 510 | $12,927 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 4,294 | $12,882 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 17,000 | $12,881 | dollars as filed | principal |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 171 | $12,857 | dollars as filed | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 917 | $12,811 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 636 | $12,773 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 15,000 | $12,764 | dollars as filed | principal |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 272 | $12,743 | dollars as filed | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 402 | $12,712 | dollars as filed | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 8,616 | $12,666 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 388 | $12,573 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 2,998 | $12,502 | dollars as filed | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 440 | $12,499 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 16,000 | $12,497 | dollars as filed | principal |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 500 | $12,470 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 200 | $12,436 | dollars as filed | put |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 1,121 | $12,432 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 17,000 | $12,431 | dollars as filed | principal |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 2,078 | $12,426 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 130 | $12,393 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 258 | $12,378 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 499 | $12,371 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 7,302 | $12,267 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 2,539 | $12,111 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 6,325 | $12,081 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 13,863 | $12,061 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 768 | $12,027 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,286 | $12,012 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 8,272 | $11,994 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 4,491 | $11,991 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 7,350 | $11,981 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 258 | $11,902 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 9,911 | $11,893 | dollars as filed | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 494 | $11,836 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 28,232 | $11,829 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 420 | $11,827 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 464 | $11,827 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 233 | $11,778 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 4,611 | $11,758 | dollars as filed | |
| TRXADE HEALTH INC | 89846A405 | COM | 900 | $11,745 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 6,057 | $11,690 | dollars as filed | |
| ADVISORS INNER CIRCLE FD II | 00791R301 | PMV ADAPTIVE RSK | 457 | $11,651 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 303 | $11,609 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 308 | $11,596 | dollars as filed | |
| DERMATA THERAPEUTICS INC | 249845306 | COM NEW | 7,010 | $11,567 | dollars as filed | |
| CROWN CRAFTS INC | 228309100 | COM | 2,296 | $11,503 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 463 | $11,501 | dollars as filed | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 234,647 | $11,498 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 2,187 | $11,416 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 11,000 | $11,378 | dollars as filed | principal |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 663 | $11,311 | dollars as filed | |
| ENGLOBAL CORP | 293306106 | COM | 30,000 | $11,310 | dollars as filed | |
| BAUDAX BIO INC COM PAR $0 01 | 07160F404 | COM NEW | 9,656 | $11,298 | dollars as filed | |
| VITRU LTD | G9440D103 | COM | 703 | $11,269 | dollars as filed | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 1,325 | $11,263 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 1,225 | $11,148 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,572 | $11,130 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 21,578 | $11,005 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,323 | $11,002 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 1,100 | $10,968 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 280 | $10,910 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 603 | $10,902 | dollars as filed | |
| KRANESHARES TRUST | 500767843 | INDX FD | 415 | $10,856 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E831 | INDXX AEROSPACE | 465 | $10,828 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 847 | $10,816 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 168 | $10,795 | dollars as filed | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 234 | $10,748 | dollars as filed | |
| MINERVA SURGICAL INC | 60343F106 | COM | 41,860 | $10,716 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,901 | $10,686 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 2,206 | $10,677 | dollars as filed | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 794 | $10,645 | dollars as filed | |
| HEALTHCARE TRIANGLE INC | 42227W207 | COM NEW | 4,567 | $10,641 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 300 | $10,593 | dollars as filed | call |
| HUMANKIND BENEFIT CORPORATIO | 444869101 | HUMANKIND US STK | 376 | $10,582 | dollars as filed | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 297 | $10,552 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 850 | $10,540 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 4,951 | $10,496 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,158 | $10,491 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A304 | QIM US LARGE VAL | 400 | $10,484 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A747 | ROCH HIG YIE ETF | 208 | $10,461 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 561 | $10,440 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 1,031 | $10,434 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,160 | $10,433 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 2,736 | $10,424 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 334 | $10,384 | dollars as filed | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 4,399 | $10,382 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 977 | $10,376 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,369 | $10,336 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 17,527 | $10,323 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 6,526 | $10,247 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072380 | LARG CA GROW ETF | 248 | $10,241 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 1,000 | $10,200 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 296 | $10,185 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 12,500 | $10,125 | dollars as filed | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 989 | $10,088 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 280 | $10,070 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 428 | $10,065 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 43,723 | $10,057 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $10,053 | dollars as filed | principal |
| MOVELLA HOLDINGS INC - CLASS A - MVLA | 62459N105 | Stock | 4,701 | $10,013 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6,290 | $10,001 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 2,277 | $9,996 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 442 | $9,927 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,765 | $9,871 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 4,859 | $9,815 | dollars as filed | |
| BIODEXA PHARMACEUTICALS PLC | 59564R609 | SPON ADS NEW | 142,208 | $9,812 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 2,372 | $9,772 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 506 | $9,746 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 543 | $9,740 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 449 | $9,730 | dollars as filed | |
| LAKESHORE BIOPHARMA CO LTD | G9845F109 | COM | 7,049 | $9,728 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 902 | $9,651 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 10,000 | $9,640 | dollars as filed | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,425 | $9,603 | dollars as filed | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 23,998 | $9,551 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 192 | $9,529 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 3,337 | $9,510 | dollars as filed | |
| TAOPING INC | G8675V119 | SHS NEW | 14,256 | $9,494 | dollars as filed | |
| FLORA GROWTH CORP (US) OLD | 339764201 | COM | 3,976 | $9,463 | dollars as filed | |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 412 | $9,459 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 268 | $9,420 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 1,054 | $9,349 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 623 | $9,345 | dollars as filed | |
| BLUE OCEAN ACQUISITION CORP | G1330L105 | CLASS A ORD SHS | 884 | $9,344 | dollars as filed | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 220 | $9,310 | dollars as filed | |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 4,798 | $9,308 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 11,000 | $9,302 | dollars as filed | principal |
| NIXXY INC COM NEW | 75630B303 | Stock | 37,978 | $9,266 | dollars as filed | |
| LISTED FDS TR | 53656F755 | TRUESHARES STRUC | 300 | $9,252 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 251 | $9,218 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 874 | $9,203 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,153 | $9,193 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 414 | $9,191 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 365 | $9,151 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,983 | $9,146 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 49,909 | $9,133 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 8,000 | $9,125 | dollars as filed | principal |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 874 | $9,125 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 279 | $9,121 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 6,000 | $9,120 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 108 | $9,100 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 9,555 | $9,068 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 11,000 | $9,034 | dollars as filed | principal |
| SECUREWORKS CORP | 81374A105 | CL A | 1,249 | $9,030 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 375 | $8,995 | dollars as filed | |
| EA SERIES TRUST | 02072L813 | RELA SEN TAC ETF | 344 | $8,989 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 311 | $8,957 | dollars as filed | |
| SENTAGE HOLDINGS INC | G8062B114 | SHS NEW CL A | 3,505 | $8,938 | dollars as filed | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 585 | $8,933 | dollars as filed | |
| AMERICAN REBEL HOLDINGS INC | 02919L307 | COM | 3,278 | $8,916 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 400 | $8,909 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 883 | $8,866 | dollars as filed | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 219 | $8,838 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 3,357 | $8,795 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 11,000 | $8,784 | dollars as filed | principal |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 7,620 | $8,763 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 5,035 | $8,761 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 16,413 | $8,748 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 17,067 | $8,738 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 333 | $8,720 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 9,000 | $8,717 | dollars as filed | principal |
| PACER FDS TR | 69374H493 | SWAN SOS MODRTE | 368 | $8,679 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 405 | $8,675 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 26,568 | $8,661 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E118 | *W EXP 03/15/202 | 5,763 | $8,645 | dollars as filed | |
| Touchstone Climate Transition ETF | 89157W509 | ETF | 323 | $8,642 | dollars as filed | |
| TIDAL ETF TR | 886364678 | INDX FD | 402 | $8,607 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 2,635 | $8,590 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 18,660 | $8,584 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D102 | CLASS A COM | 808 | $8,581 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 256 | $8,545 | dollars as filed | |
| CYCURION INC | 95758L107 | COM | 828 | $8,537 | dollars as filed | |
| VANECK ETF TRUST | 92189Y303 | BITCOIN STRATEGY | 285 | $8,533 | dollars as filed | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 809 | $8,527 | dollars as filed | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 154 | $8,525 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 237 | $8,515 | dollars as filed | |
| JIN MED INTL LTD. | G5140V104 | COMMON | 746 | $8,512 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,700 | $8,500 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 11,177 | $8,472 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 306 | $8,471 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 10,000 | $8,463 | dollars as filed | principal |
| ARB IOT GROUP LTD | G0447T100 | ORD SHS | 3,119 | $8,452 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 11,000 | $8,436 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 11,000 | $8,426 | dollars as filed | principal |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 1,671 | $8,406 | dollars as filed | |
| VCI GLOBAL LTD | G98218103 | COM | 1,592 | $8,406 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 1,058 | $8,369 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 512 | $8,361 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 560 | $8,355 | dollars as filed | |
| VANECK ETF TRUST MOODYS ANLTCS | 92189h862 | INDX FD | 400 | $8,332 | dollars as filed | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 783 | $8,315 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 320 | $8,271 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 150 | $8,265 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 8,433 | $8,264 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TR | 301505574 | FOUNT METAVERSE | 480 | $8,247 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 8,682 | $8,222 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 11,000 | $8,212 | dollars as filed | principal |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 494 | $8,178 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 971 | $8,166 | dollars as filed | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 339 | $8,122 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V105 | COM | 777 | $8,096 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 1,163 | $8,094 | dollars as filed | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 2,400 | $8,040 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 274 | $7,970 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 774 | $7,941 | dollars as filed | |
| PERFECT CORP | G7006A109 | CL A ORD SHS | 1,643 | $7,936 | dollars as filed | |
| THE ALGER ETF TRUST | 015564206 | 35 ETF | 504 | $7,909 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092212 | SUST HIG YIE ETF | 174 | $7,908 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 123 | $7,894 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 325 | $7,881 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 254 | $7,879 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 760 | $7,858 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 341 | $7,822 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 138 | $7,784 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 159 | $7,784 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 756 | $7,757 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 406 | $7,718 | dollars as filed | |
| ETF MANAGERS GRP COMMDTY TR | 26923H309 | BREAKWAVE TANKER | 369 | $7,705 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 1,305 | $7,686 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 294 | $7,617 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 1,022 | $7,604 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 4,681 | $7,583 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 7,975 | $7,576 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 3,996 | $7,552 | dollars as filed | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 300 | $7,536 | dollars as filed | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 751 | $7,533 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 10,000 | $7,525 | dollars as filed | principal |
| COLLABORATIVE INVESTMNT SER | 19423L623 | MOHR GROWTH ETF | 380 | $7,524 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,146 | $7,508 | dollars as filed | |
| UNIFIED SER TR | 90470L519 | CMN | 332 | $7,502 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 35,861 | $7,495 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 202 | $7,488 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 9,000 | $7,475 | dollars as filed | principal |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 225 | $7,460 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 7,000 | $7,431 | dollars as filed | principal |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 700 | $7,427 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 6,511 | $7,423 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 40 | $7,421 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,276 | $7,374 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 1,090 | $7,368 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 383 | $7,356 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 12,450 | $7,346 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 7,000 | $7,343 | dollars as filed | principal |
| DATASEA INC | 238116206 | COM NEW | 8,000 | $7,336 | dollars as filed | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 356 | $7,334 | dollars as filed | |
| PACER FDS TR | 69374H477 | CMN | 300 | $7,332 | dollars as filed | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 117 | $7,296 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 1,222 | $7,295 | dollars as filed | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 155 | $7,291 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 20,540 | $7,291 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 1,451 | $7,270 | dollars as filed | |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 309 | $7,268 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 6,000 | $7,263 | dollars as filed | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 152 | $7,246 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 350 | $7,245 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 393 | $7,214 | dollars as filed | |
| LISTED FD TR | 53656F474 | OPAL DIVD INCM E | 261 | $7,172 | dollars as filed | |
| BSQUARE CORP | 11776U300 | COM | 5,516 | $7,171 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 7,000 | $7,162 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 9,000 | $7,155 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 10,000 | $7,150 | dollars as filed | principal |
| LICHEN CHINA LTD | G5479G108 | CL A ORD SHS | 5,415 | $7,148 | dollars as filed | |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 12,495 | $7,147 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 1,846 | $7,107 | dollars as filed | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 363 | $7,088 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 4,629 | $7,082 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 350 | $7,042 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 39,419 | $7,016 | dollars as filed | |
| NEOS ENHANCED INCOME AGGREGATE BOND ETF | 78433H402 | NEOS ENHCD INME | 146 | $7,012 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A207 | UNIT 99/99/9999 | 658 | $6,995 | dollars as filed | |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 9,000 | $6,989 | dollars as filed | principal |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 161 | $6,931 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 773 | $6,926 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 8,000 | $6,912 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 6,000 | $6,879 | dollars as filed | principal |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 176 | $6,863 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 14,504 | $6,860 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 2,752 | $6,797 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X867 | AXS TSLA BEAR DL | 210 | $6,796 | dollars as filed | |
| ALPS ETF TR | 00162Q445 | ACTIVE REIT ETF | 277 | $6,795 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 8,000 | $6,788 | dollars as filed | principal |
| MARPAI CL A ORD | 571354208 | COM | 3,969 | $6,787 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,714 | $6,757 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 5,099 | $6,731 | dollars as filed | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 548 | $6,729 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 305 | $6,698 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,735 | $6,680 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 392 | $6,676 | dollars as filed | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 5,655 | $6,673 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 8,135 | $6,671 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V674 | GLOBAL SUSTAINA | 130 | $6,648 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 2,001 | $6,643 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F466 | FT VEST U.S | 319 | $6,638 | dollars as filed | |
| INKT | 603693102 | Stock | 3,150 | $6,615 | dollars as filed | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 4,612 | $6,595 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 635 | $6,591 | dollars as filed | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 361 | $6,590 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $6,584 | dollars as filed | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $6,584 | dollars as filed | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 34,530 | $6,560 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 618 | $6,545 | dollars as filed | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 2,103 | $6,519 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 158 | $6,510 | dollars as filed | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 35,738 | $6,469 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 8,000 | $6,464 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 155 | $6,462 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 247 | $6,455 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 600 | $6,432 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 1,337 | $6,411 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,297 | $6,407 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 5,001 | $6,401 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 7,000 | $6,397 | dollars as filed | principal |
| NATIONWIDE RUSSELL 2000 RISK | 26922B741 | ETP | 314 | $6,389 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 765 | $6,350 | dollars as filed | |
| TRUESHARES STRUCTURED OUTCOME (JUNE) ETF | 53656F771 | ETF | 242 | $6,347 | dollars as filed | |
| SCWORX CORP COM | 78396V109 | Stock | 15,866 | $6,346 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 7,000 | $6,321 | dollars as filed | principal |
| AWARE INC MASS | 05453N100 | CMN | 4,000 | $6,320 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 381 | $6,304 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 599 | $6,301 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 2,000 | $6,300 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 21,669 | $6,284 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 6,401 | $6,273 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 6,000 | $6,273 | dollars as filed | principal |
| AMERICAN RES CORP | 02927U208 | CL A | 3,193 | $6,258 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 6,000 | $6,258 | dollars as filed | principal |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 594 | $6,243 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 521 | $6,236 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 336 | $6,236 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $6,213 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,209 | $6,207 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 313 | $6,166 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 2,369 | $6,159 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 211 | $6,141 | dollars as filed | |
| DP CAP ACQUISITION CORP I | G2R05B100 | CLASS A ORD | 582 | $6,140 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 293 | $6,135 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 645 | $6,128 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 316 | $6,124 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 245 | $6,124 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,000 | $6,117 | dollars as filed | principal |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 215 | $6,116 | dollars as filed | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 174 | $6,092 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 6,000 | $6,069 | dollars as filed | principal |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 600 | $6,054 | dollars as filed | put |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 85,259 | $6,053 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 6,939 | $6,044 | dollars as filed | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 182 | $6,041 | dollars as filed | |
| LISTED FDS TR | 53656G514 | HORI KI ENER ETF | 240 | $6,036 | dollars as filed | |
| AUDDIA INC | 05072K107 | COM | 14,615 | $6,036 | dollars as filed | |
| MAGIC EMPIRE GLOBAL LTD | G5865E105 | COM | 3,483 | $6,026 | dollars as filed | |
| NXU INC | 62956D105 | COM | 11,337 | $6,009 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,112 | $6,006 | dollars as filed | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 2,200 | $6,006 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 528 | $5,998 | dollars as filed | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 137 | $5,995 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 6,875 | $5,981 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 7,000 | $5,975 | dollars as filed | principal |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 269 | $5,974 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 220 | $5,955 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 5,933 | $5,933 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 76 | $5,919 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 8,099 | $5,912 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,045 | $5,904 | dollars as filed | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 345 | $5,865 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 332 | $5,863 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A131 | CLERSHS PITON IN | 64 | $5,841 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 551 | $5,813 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C804 | B RT USD HI YLD | 150 | $5,807 | dollars as filed | |
| SWIFTMERGE ACQUISITION CORP | G63836103 | CLASS A ORD SHS | 560 | $5,785 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $5,779 | dollars as filed | principal |
| Up Fintech Holding Ltd | 91531W106 | COM | 2,009 | $5,706 | dollars as filed | |
| BT BRANDS INC | 0557MQ206 | COM NEW | 2,326 | $5,699 | dollars as filed | |
| PAGERDUTY INC | 69553PAB6 | BOND | 6,000 | $5,694 | dollars as filed | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 9,856 | $5,667 | dollars as filed | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 335 | $5,632 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,000 | $5,627 | dollars as filed | principal |
| ADECOAGRO S A | L00849106 | COM | 600 | $5,616 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 3,814 | $5,606 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y652 | STRATEGAS GBL PO | 223 | $5,599 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 12,165 | $5,596 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 346 | $5,574 | dollars as filed | |
| SHIFTPIXY INC | 82452L302 | COM NEW | 2,565 | $5,566 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 6,000 | $5,559 | dollars as filed | principal |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,285 | $5,526 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,378 | $5,473 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 119 | $5,463 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 1,354 | $5,443 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 700 | $5,418 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,103 | $5,405 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 766 | $5,377 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 94 | $5,370 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 400 | $5,368 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 599 | $5,361 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 3,881 | $5,356 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 539 | $5,336 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 600 | $5,333 | dollars as filed | |
| Invest Acquisition Corp | G4923T105 | Equity | 500 | $5,330 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H393 | INSPIRE CAPITAL | 223 | $5,312 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 3,612 | $5,310 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 1,865 | $5,297 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 380 | $5,297 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 660 | $5,267 | dollars as filed | |
| MEAT TECH 3D LTD | 583435102 | COM | 6,244 | $5,245 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 1,809 | $5,229 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 7,909 | $5,228 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 112 | $5,225 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 540 | $5,216 | dollars as filed | |
| AEROCENTURY CORP | 007737109 | COM | 3,993 | $5,191 | dollars as filed | |
| LIPELLA PHARMACEUTICALS INC | 53630L100 | COMMON STOCK | 2,421 | $5,181 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 6,000 | $5,175 | dollars as filed | principal |
| LISTED FD TR | 53656F235 | B A D ETF | 404 | $5,164 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 14,307 | $5,151 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,500 | $5,150 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 5,726 | $5,137 | dollars as filed | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 159 | $5,132 | dollars as filed | |
| Convexityshares 1x Spikes Futures ETF | 21258A201 | ETP | 530 | $5,121 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 125 | $5,119 | dollars as filed | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 405 | $5,095 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,671 | $5,064 | dollars as filed | |
| ADDENTAX GROUP CORP | 00653L301 | COM | 770 | $5,059 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 200 | $5,057 | dollars as filed | |
| FRANKLIN INCOME FOCUS ETF INCOME FOCUS ETF | 35473P439 | ETF | 200 | $5,046 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 300 | $5,024 | dollars as filed | |
| CONCORD ACQUISITION CORP II | 20607U108 | COM CL A | 489 | $5,017 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 710 | $5,013 | dollars as filed | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 414 | $5,003 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 6,000 | $5,001 | dollars as filed | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,926 | $4,988 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 157 | $4,986 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 237 | $4,983 | dollars as filed | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 240 | $4,974 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 130 | $4,940 | dollars as filed | |
| AMPLIFY ETF TR | 032108748 | INFLATION FIGHTE | 206 | $4,921 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 9,027 | $4,902 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 2,525 | $4,899 | dollars as filed | |
| MAC Copper Ltd | G60409110 | Common Stock | 474 | $4,882 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 213 | $4,865 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,000 | $4,848 | dollars as filed | principal |
| VOC ENERGY TR | 91829B103 | TR UNIT | 612 | $4,847 | dollars as filed | |
| TIDAL ETF TR | 886364736 | SOFI WEEKLY DIVI | 103 | $4,838 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,881 | $4,815 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 142 | $4,790 | dollars as filed | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 140 | $4,776 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-007396 | this filing | 2023-08-11 | acceptance time not in the bulk data set |