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Disclosery

13F-HR filed by UBS Group AG

UBS Group AG filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 8,828 holding rows worth $296,144,567,635.

Accession
0000950123-23-007396
Filer
CIK 1610520
Filed
2023-08-11
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2023

A combination report, 17,107 entries on the cover page, a total value of $296,144,567,635 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,144,567,635 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
  • reports for this filerUBS OCONNOR LLC 028-06327
  • reports for this filerCREDIT SUISSE AG 028-11379
  • included managerUBS Financial Services Inc 028-11496
  • included managerUBS AG 028-10396
  • included managerUBS Switzerland AG 028-21410
  • included managerUBS Europe SE 028-21431
  • included managerUBS Bank (Canada) 028-22388
  • included managerUBS La Maison de Gestion 028-21440
  • included managerUBS Securities LLC 028-21412
  • included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
  • included managerUBS (Monaco) S.A. 028-22657

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
GOLD ROYALTY CORP38071H114W EXP 99/99/999581$105dollars as filed
TAKUNG ART LTD87407Q207COM NEW300$105dollars as filed
ACCRETION ACQUISITION CORP00438Y107COM10$104dollars as filed
SBC MEDICAL GROUP HOLDINGS I73245B107COMMON STOCK10$103dollars as filed
BIOPHYTIS SA09076G203ADR45$103dollars as filed
WM TECHNOLOGY INC92971A117*W EXP 06/16/202891$102dollars as filed
PONO CAP THREE INCG71704111*W EXP 01/11/202600$102dollars as filed
RAVE RESTAURANT GROUP INC754198109COM50$101dollars as filed
CBDMD INC12482W2008% SER A CUM PFD32$101dollars as filed
CYCLACEL PHARMACE 6percent PFDCONV23254L603Stock171$101dollars as filed
Appreciate Holdings Inc03832J114Warrant3,333$100dollars as filed
KRANESHARES TRUST500767561EUROPEAN CARBON3$100dollars as filed
SYNCHRONOSS TECHNOLOGIES INC87157B103COM107$99dollars as filed
CYBIN INC23256X100COM263$99dollars as filed
ORBITAL INFRASTRUCTURE GRP I68559A208COM46$98dollars as filed
EA SERIES TRUST02072L821ROC ETF4$98dollars as filed
MEDIGUS LTD58471G128*W EXP 07/22/2022,855$97dollars as filed
SALISBURY BANCORP INC795226109COM4$95dollars as filed
WILHELMINA INTL INC968235200COM NEW25$95dollars as filed
FTAC ZEUS ACQUISITION COR30320F106CLASS A COM9$94dollars as filed
CREATIVE MED TECHNOLOGY HLDG22529Y408COM NEW20$93dollars as filed
IGC PHARMA INC45408X308COM NEW294$92dollars as filed
VINCE HLDG CORP92719W207COM NEW31$90dollars as filed
BETTER WORLD ACQUISITION COR08772B112*W EXP 11/15/2025,609$90dollars as filed
ENTREPRENEURSHARES SERIES TR293828885ERSHARES NEXTGEN7$90dollars as filed
GLOBAL X FDS37960A859DOW 30 CO CA ETF4$89dollars as filed
FIRST TR EXCHANGE-TRADED FD33734X788IPOX EUROPE EQ4$87dollars as filed
VIVEON HEALTH ACQUISITION CORP92853V114COM4,337$87dollars as filed
MAGNUM OPUS ACQUISITION LTDG5S70A112*W EXP 03/06/2022,290$87dollars as filed
GARDINER HEALTHCARE ACQTS CO365506112*W EXP 07/30/2021,210$87dollars as filed
KRANESHARES TRUST500767868MSCI ONE BELT4$86dollars as filed
GLOBAL X FDS37950E507CHINA ENRG ETF6$86dollars as filed
PROSHARES TR II74347W130SHT VIX ST TRM1$85dollars as filed
FAT BRANDS INC30258N600CLASS B COM13$84dollars as filed
TIDAL TRUST II88634T600YIELDMAX INNOVAT5$84dollars as filed
TIDAL TRUST I886364439UNLIMITED HFND4$83dollars as filed
STRUCTURE THERAPEUTICS INC COMP86366E106EQUITY2$83dollars as filed
VERB TECHNOLOGY CO INC92337U112*W EXP 04/09/2028,291$83dollars as filed
GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR37185R307NEW SPONSRD ADR100$83dollars as filed
LEXARIA BIOSCIENCE CORP52886N117*W EXP 01/14/202373$82dollars as filed
Benitec Biopharma, Inc.08205P100common347$82dollars as filed
WTS/NOVUS CAPITAL CORP11.5000EXP06/30/202703783T111WARR2,716$81dollars as filed
INTL GNRL INSURANCE HLDNGS LG4809J106SHS9$80dollars as filed
Eon Resources Inc W Exp 11/15/20240472A128SPAC Combination837$80dollars as filed
TRILOGY METALS INC89621C105COMMON STOCK132$78dollars as filed
DIREXION SHARES ETF TRUST25490K596DAIL HO SUPP ETF1$76dollars as filed
ZENVIA CL A ORDG9889V101COM100$76dollars as filed
FORMULA SYSTEMS 1985 LTD346414105SPONSORED ADS1$75dollars as filed
VISIONSYS AI INC876108200SPONSORED ADS31$75dollars as filed
SHINECO INC824567309COM220$75dollars as filed
UBS AG22539U602ETRA CRU OIL SHS1$74dollars as filed
LYRA THERAPEUTICS INC55234L105COM18$74dollars as filed
MULTIPLAN CORPORATION62548M118*W EXP 02/13/202787$74dollars as filed
PARAMOUNT GOLD NEV CORP COM69924M109Stock231$73dollars as filed
NATIONAL CINEMEDIA INC635309107COM216$73dollars as filed
Lexaria Bioscience Corp Com New52886N406Common Stock99$72dollars as filed
EIGHTCO HOLDINGS INC22890A203Common Stock51$72dollars as filed
BLUE WORLD ACQUISITION CORPG1263E110RIGHT 08/29/2029324$72dollars as filed
AMPLIFY ETF TR032108771DIGITAL & ONLINE5$72dollars as filed
DIREXION SHARES ETF TRUST25490K869DAIL CSI 300 ETF4$71dollars as filed
AGILE THERAPEUTICS INC00847L308COMMON24$71dollars as filed
ETF OPPORTUNITIES TRUST26923N306FORMIDABLE ETF3$70dollars as filed
NABORS ENERGY TRANSITION COR629567116*W EXP 11/17/202440$70dollars as filed
EAST RES ACQUISITION CO274681113*W EXP 07/01/202252$69dollars as filed
FONAR CORP344437405COM NEW4$68dollars as filed
BEYONDSPRING INCG10830100SHS57$67dollars as filed
CACTUS ACQUISITION CORP 1 LTDg1745a124WT1,897$66dollars as filed
ADICET BIO INC007002108COM27$66dollars as filed
BIO GREEN MED SOL 6pcnt PFDCONV23254L207COMMON STOCK6$66dollars as filed
OFFERPAD SOLUTIONS INC67623L117*W EXP 09/01/2023,311$66dollars as filed
HURCO CO447324104COM3$65dollars as filed
SOLENO THERAPEUTICS INC834203309COM15$64dollars as filed
IMMUNIC INC4525EP101COM25$63dollars as filed
TIDEWATER INC NEW88642R174*W EXP 11/14/20215$63dollars as filed
GREENIDGE GENERATION HOLDINGS39531g308COM22$62dollars as filed
BRASILAGRO COMPANHIA BRASILE10554B104SPONSORED ADR12$62dollars as filed
TECTONIC THERAPEUTIC INC COM05455M100Stock65$62dollars as filed
SIMPLIFY EXCHANGE TRADED FUN82889N301CMN2$61dollars as filed
BIOAFFINITY TECHNOLOGIES INC09076W117*W EXP 09/07/202285$60dollars as filed
NEW PROVIDENCE ACQSITN CORP64823D110*W EXP 11/09/202701$60dollars as filed
STAR EQUITY HOLDINGS INC85513Q103COMMON57$60dollars as filed
IBIO INC COM451033609Stock99$60dollars as filed
ONECONNECT FINL TECHNOLOGY C68248T204SPONSORED ADS18$59dollars as filed
FINTECH ECOSYSTEM DEVE318136124RIGHT 04/01/2026500$59dollars as filed
BRIDGFORD FOODS CORP108763103COM5$58dollars as filed
ALTITUDE ACQUISITION CORP02156Y111*W EXP 11/30/2021,052$58dollars as filed
BAIJIAYUN GROUP LTDG0704V103COMMON7$57dollars as filed
INNOVATOR ETFS TR45782C136DOUBLE STACKR 92$57dollars as filed
CALCIMEDICA INC38942Q202COM NEW14$56dollars as filed
HOOKIPA PHARMA INC43906K100COM64$56dollars as filed
DEEP MEDICINE ACQUISITION CO243733110RIGHT 10/22/2026400$56dollars as filed
Youdao Inc - Adr98741T104COM11$53dollars as filed
TRINITY PLACE HOLDINGS ORD89656D101COM99$53dollars as filed
PALATIN TECHNOLOGIES INC696077502COM NEW25$53dollars as filed
ALTENERGY ACQUISITION CORP02157M108COM5$52dollars as filed
MONTEREY CAP ACQUISITION COR61244M125RIGHT 05/10/2027473$52dollars as filed
NUTRIBAND INC67092M208COM NEW17$51dollars as filed
ITERUM THERAPEUTICS PLCG6333L200COM48$51dollars as filed
TIDAL TRUST I886364843ATAC US ROTATION3$51dollars as filed
AMBIPAR EMERGENCY RESPONSEG02532110*W EXP 03/06/202100$50dollars as filed
BLUESCAPE OPPORTUNITIES ACQUG1195N105COM5$50dollars as filed
IRIS ACQUISITION CORP89601Y119*W EXP 02/28/2021,398$50dollars as filed
ARES ACQUISITION CORPORATIONG33032122*W EXP 02/02/20263$50dollars as filed
Dimensional Global Real Estate ETF25434V658COM2$49dollars as filed
EUDA HEALTH HOLDINGS LTDG3142E121*W EXP 11/22/202498$48dollars as filed
ENVIROTECH VEHICLES INC29414V209COM NEW23$48dollars as filed
BILANDER ACQUISITION CORP09001T114*W EXP 05/19/2021,098$48dollars as filed
SCORPIUS HOLDINGS INC42237K409COMMON71$48dollars as filed
BRUUSH ORAL CARE INC11750K203COM200$47dollars as filed
ETF SER SOLUTIONS26922B501DISTILLATE INTNL2$46dollars as filed
FIRST WAVE BIOPHARMA INC33749P309COM29$46dollars as filed
BRISTOL-MYERS SQUIBB CO110122140RIGHT 12/30/2030408$45dollars as filed
MSP RECOVERY INC553745100COM CL A136$45dollars as filed
REVELSTONE CAPITAL ACQSTN CO76137R114*W EXP 09/15/202899$45dollars as filed
ELEDON PHARMACEUTICALS INC28617k101COM32$44dollars as filed
Freightos Ltd W Exp 99/99/999G51405119SPAC Combination304$44dollars as filed
PACER FDS TR69374H527SWAN SOS CONS2$44dollars as filed
ESGEN ACQUISITION CORPG3R95N129UNIT 10/18/20264$44dollars as filed
CONYERS PARK III ACQSITN COR21289P110*W EXP 08/12/202854$43dollars as filed
ACCRETION ACQUISITION CORP00438Y123RIGHT 03/01/2028394$43dollars as filed
AMPLIFY ETF TR032108870AMPLIFY EMERGING2$43dollars as filed
BLACKROCK ETF TRUST09290C608ISHA WORL EX ETF1$42dollars as filed
SILVERSPAC INCG8136V112WARR758$42dollars as filed
HIPPO HLDGS INC433539111*W EXP 08/02/2021,278$42dollars as filed
AZURE POWER GLOBAL LTDV0393H103COM23$41dollars as filed
GORES HOLDINGS IX INC38287A101COM4$41dollars as filed
OTONOMO TECHNOLOGIES LTDM7571L103ORDINARY SHARES100$40dollars as filed
ALLIED GAMING & ENTRTNMNT IN019170109COM37$39dollars as filed
INVESTMENT MANAGERS SER TR I46144X537AXS CANNABIS ETF23$39dollars as filed
ADIAL PHARMACEUTICALS INC00688A114*W EXP 07/31/2026,534$39dollars as filed
PERMA PIPE INTERNATIONAL HOL714167103COMMON STOCK4$38dollars as filed
BLACKROCK ENHANCED GOVT FD (EGF)09255K108COM4$38dollars as filed
EDTECHX HOLDINGS ACQU CORP I28139A110*W EXP 06/15/2021,309$38dollars as filed
TIDAL TRUST I886364744mc2$37dollars as filed
EBET INC278700109COM312$37dollars as filed
AINOS INC COM00902F204Stock55$37dollars as filed
VACCINEX INC918640103CMN100$36dollars as filed
SP Funds Dow Jones Global Sukuk ETF886364702SHS2$35dollars as filed
CULP INC230215105CMN7$35dollars as filed
CONCORD ACQUISITION II CORP20607u116WT865$35dollars as filed
BM TECHNOLOGIES INC05591L115*W EXP 01/04/202232$35dollars as filed
WISDOMTREE TR97717Y592BATTERY VL CHAIN1$35dollars as filed
WELSBACH TECH METALS ACQU CO950415117RIGHT 12/22/2026509$35dollars as filed
PROSHARES TR74347G788ULTR NASDAQCMPTG2$34dollars as filed
FORTE BIOSCIENCES INC34962G109COM33$34dollars as filed
0G3034H1410209$33dollars as filed
NORTHERN LTS FD TR IV66538H567FRMLAFLIO SMRT1$33dollars as filed
CODERE ONLINE LUXEMBOURG S AL18268117*W EXP 11/23/202312$32dollars as filed
ACTELIS NETWORKS INC00503R409COM NEW10$32dollars as filed
WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025186760112WARR948$32dollars as filed
ETF SER SOLUTIONS26922B840HOYA CAPT HI DIV3$31dollars as filed
ACRI CAPITAL ACQUISITION COR00501A119*W EXP 02/01/202621$31dollars as filed
FRANKLIN TEMPLETON ETF TR35473P793FTSE FRANCE1$31dollars as filed
Valneva SE ADR92025Y103COM2$30dollars as filed
FARADAY FUTURE INTLGT ELEC I307359117*W EXP 07/21/202710$30dollars as filed
ACER THERAPEUTICS INC00444P108CMN33$30dollars as filed
AUDIOEYE INC050734201COM NEW6$29dollars as filed
SUI GROUP HOLDINGS LIMITED59982U200COM NEW12$29dollars as filed
MARKFORGED HOLDING CORPORATI57064N110*W EXP 07/14/202279$29dollars as filed
MARIS TECH LTDM68057112*W EXP 02/04/202400$28dollars as filed
SPRUCE BIOSCIENCES INC85209E109COM13$28dollars as filed
GLOBAL SYSTEMS DYNAMICS INC37653T116*W EXP 04/01/202708$28dollars as filed
REUNION NEUROSCIENCE INC76134G103COM25$28dollars as filed
Arogo Capital Acquisition Corp042644112Warrant592$27dollars as filed
EDESA BIOTECH INC27966L108COM33$27dollars as filed
GSR II METEORA ACQUISITN COR36263W105CLASS A COM8$26dollars as filed
UNITY BIOTECHNOLOGY INC COM NEW91381U200Stock10$26dollars as filed
HHG CAPITAL CORPORATIONG4R23P145RIGHT 02/25/2026221$26dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW9$25dollars as filed
OCULIS HOLDING AGH5870P102CMN2$25dollars as filed
Valuence Merger Corp IG9R16L118Warrant303$25dollars as filed
PACER FDS TR69374H451SWAN SOS FLEX1$25dollars as filed
TALPHERA INC00444T209COM NEW22$24dollars as filed
ISHARES U S ETF TR46431W812INT RT HD LONG1$24dollars as filed
ISHARES TR46436E353NEURO HEALT ETF1$24dollars as filed
GLOBAL TECHNOLGY ACQSTN CORPG3934N115*W EXP 99/99/999460$24dollars as filed
ZEROFOX HLDGS INC98955G103COMMON24$24dollars as filed
MANAGED PORTFOLIO SERIES56167N423V SHARES US DIV1$24dollars as filed
SIMPLIFY EXCHANGE TRADED FUN82889N863N VOLATILITY PREM1$23dollars as filed
NUSHARES ETF TR67092P847NUVEEN LARG CAP1$23dollars as filed
NAVIDEA BIOPHARMACEUTICALS INC63937x202COM250$23dollars as filed
DSS INC26253C102COM64$23dollars as filed
STAR EQUITY HOLDINGS INC443787205COM NEW1$22dollars as filed
HARBOR ETF TRUST41151J505COMM ALL WEA ETF1$21dollars as filed
STRONGHOLD DIGITAL MINING IN86337R202COM5$21dollars as filed
AXONPRIME INFRSTCTR AQSTN CO05467C108CLASS A COM2$21dollars as filed
KEYARCH ACQUISITION CORPG5260A120RIGHT 01/24/2027194$21dollars as filed
JAGUAR HEALTH INC47010C706COMMON40$21dollars as filed
ETF MANAGERS TR26924G672BREAKWAVE SEA1$21dollars as filed
FIRST TR EXCHANGE-TRADED FD33738D846FT VEST DJIA1$20dollars as filed
FAZE HOLDINGS INC. 11.5000EXP03/01/202831423J110WARR875$20dollars as filed
THUNDER BRIDGE CAP PRTNRS II88605T100COM2$20dollars as filed
HYCROFT MINING HOLDING CORP44862P133*W EXP 10/06/202664$19dollars as filed
GOLDEN FALCON ACQUISITION CO38102H117*W EXP 11/04/202149$19dollars as filed
RELIANCE GLOBAL GROUP INC75946W116*W EXP 02/01/202161$18dollars as filed
ERAYAK PWR SOLUTION GROUP ING3109F103CLASS A ORD SHS10$18dollars as filed
DIGITAL HEALTH ACQUISITION C253893119*W EXP 99/99/999280$18dollars as filed
AVINGER INC053734885COM NEW24$18dollars as filed
EDOC ACQUISITION CORPG4000A136COM142$18dollars as filed
NEPHROS INC640671400COM11$17dollars as filed
TEAM INC878155308COM NEW2$17dollars as filed
TREVENA INC89532E208COM19$17dollars as filed
CBDMD INC12482W309COM12$17dollars as filed
ADVISORSHARES TR00768Y362PSYCHEDELICS ETF9$17dollars as filed
GLOBAL NET LEASE INC COM NEWM2R43K115Stock18$17dollars as filed
CUSTOM TRUCK ONE SOURCE INC23204X111WARRANT69$17dollars as filed
EXELA TECHNOLOGIES INC30162V607CONV4$16dollars as filed
ACLARION INC655187110*W EXP 04/21/202200$16dollars as filed
UBS AG LONDON BRANCH90278V602CAL LKD 511$16dollars as filed
CHEMOMAB THERAPEUTICS LTD16385C104SPONSORED ADS12$16dollars as filed
ATLANTIC COASTAL ACQUISTN CO048453112*W EXP 03/02/202687$16dollars as filed
AMPIO PHARMACEUTICALS INC03209T208COM NEW67$16dollars as filed
ATHENA TECHNOLOGY ACQUISITION04687c113WT337$15dollars as filed
FIRST UNITED CORP33741H107COMMON STOCK1$14dollars as filed
HEARTSCIENCES INC42254E112*W EXP 06/15/20290$14dollars as filed
NEXIMMUNE INC65344D109COM49$14dollars as filed
CANDEL THERAPEUTICS INC137404109COMMON STOCK10$13dollars as filed
Fold Hldgs Inc W Exp 02/14/20329103K118SPAC Combination230$12dollars as filed
MANNATECH INC563771203COM NEW1$12dollars as filed
SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/202681947T110WARR1,169$12dollars as filed
WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP0535088F115COM98$12dollars as filed
HOME PLATE ACQUISITION CORP43734R111*W EXP 09/30/202550$12dollars as filed
CLOVER LEAF CAPITAL CORP18915E121RIGHT 05/31/2028102$12dollars as filed
APPLIED DNA SCIENCES INC03815U300COMMON9$12dollars as filed
GREENWAVE TECHNOLOGY SOLUTIO57630J304USD16$12dollars as filed
TALIS BIOMEDICAL CORP87424L108CMN26$12dollars as filed
PLATINUM GROUP METALS LTD72765Q882CMN8$11dollars as filed
FIRST TR MTG INCOME FD33734E103COM SHS1$11dollars as filed
10X CAP VENTURE ACQSTN CORPG87076116*W EXP 04/19/202173$11dollars as filed
TRISTAR ACQUISITION I CORPG9074V114*W EXP 99/99/999394$11dollars as filed
MONTEREY CAP ACQUISITION COR61244M208UNIT 05/10/20271$11dollars as filed
OPGEN INC68373L406COM NEW13$11dollars as filed
WINDTREE THERAPEUTICS INC97382D402COM NEW9$11dollars as filed
NOVAN INC COM NEW66988N205Stock25$11dollars as filed
BIO-KEY INTL INC09060C408COM NEW15$11dollars as filed
SES AI CORPORATION WT EXP 12102678397Q117Stock36$10dollars as filed
Sab Biotherapeutics Inc W Exp 10/22/20278397T111SPAC Combination100$10dollars as filed
SOCIAL LEVERAGE ACQUISN CORP83363K110WARR50$10dollars as filed
NEPTUNE WELLNESS SOLUTIONS I64079L204COM NEW70$10dollars as filed
US GOLD CORP90291C201COMMON STOCK2$9dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW3$9dollars as filed
51TALK ONLINE EDUCATION GROU16954L204SPONSORED ADR1$9dollars as filed
DMY SQUARED TECHNOLOGY GROUP233276112*W EXP 99/99/99961$9dollars as filed
AIM IMMUNOTECH INC00901B105COM13$9dollars as filed
ZALATORIS ACQUISITION CORP89301B112*W EXP 99/99/99992$9dollars as filed
DYNATRONICS CORP268157500COM12$9dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A6$8dollars as filed
NEONODE INC64051M709CMN1$8dollars as filed
AIX INC30712A103SPONSORED ADS1$8dollars as filed
PROSPECTOR CAPITAL CORPG7273A113*W EXP 01/11/20266$8dollars as filed
WTS/BELLEVUE LIFE SCNCS AQSTN CORP079174116COM100$8dollars as filed
TRADEUP ACQUISITION CORP89268A115*W EXP 07/19/202200$8dollars as filed
ZW DATA ACTION TECHNOLOGS IN98880R208COMMON6$8dollars as filed
THERMOGENESIS HLDGS INC88362L209COM NEW6$8dollars as filed
THE BEACHBODY COMPANY INC073463119*W EXP 12/31/202166$8dollars as filed
SO YOUNG INTERNATIONAL INC83356Q108SPONSORED ADS4$7dollars as filed
LF CAPITAL ACQUISITION CORP50202D110*W EXP 02/19/202121$7dollars as filed
CADRENAL THERAPEUTICS INC127636108COM NEW4$6dollars as filed
SIYATA MOBILE INC83013Q152*W EXP 09/24/202202$6dollars as filed
CF ACQUISITION CORP IV12520T110*W EXP 12/31/202100$6dollars as filed
APX ACQUISITION CORP IG0440J125*W EXP 99/99/99981$6dollars as filed
ENERGEM CORPG30449121*W EXP 11/15/202101$6dollars as filed
AGBA GROUP HOLDING LTDG01212110*W EXP 03/15/202100$6dollars as filed
LOGICMARK INC67091J503COM NEW2$6dollars as filed
Momentus Inc W Exp 08/12/20260879E119SPAC Combination247$5dollars as filed
FORTRESS BIOTECH INC34960Q109COM9$5dollars as filed
M3 BRIGADE ACQUISITION II CO553800111*W EXP 03/09/202190$5dollars as filed
GENERATION ASIA I ACQUISITIOG38258128*W EXP 99/99/999118$5dollars as filed
CRESCERA CAP ACQUISITION CORG26507114*W EXP 11/18/202104$5dollars as filed
HEARTLAND MEDIA ACQUISITION42237V116*W EXP 99/99/999378$5dollars as filed
KIORA PHARMACEUTICALS INC49721T309COMMON8$5dollars as filed
MICROMOBILITY.COM INC42309B402CLASS A COM40$5dollars as filed
LISATA THERAPEUTICS INC128058302COM1$4dollars as filed
XCF Global Inc22677T110Warrant182$4dollars as filed
Plum Acquisition Corp. IIIG63290103Warrant100$4dollars as filed
Semilux International LtdG2086M123Warrant83$4dollars as filed
PAYSAFE LIMITEDG6964L115*W EXP 03/30/20277$4dollars as filed
GD CULTURE GROUP LTD19200A204CMN1$4dollars as filed
EIGER BIOPHARMACEUTICALS INC28249U105COM5$4dollars as filed
LIVE OAK CRESTVIEW CLIMATE A538086117*W EXP 09/27/202100$4dollars as filed
PROCAPS GROUP SAL7756P102SHS1$4dollars as filed
WAVERLEY CAPITAL ACQUIS CORPG06536117*W EXP 07/15/202100$4dollars as filed
KEYARCH ACQUISITION CORPG5260A112*W EXP 99/99/99993$3dollars as filed
THE BRAND HOUSE COLLECTIVE I497498105COM1$3dollars as filed
INCEPTION GROWTH ACQUISITION RTS45333D120COM15$3dollars as filed
GOLDEN MATRIX GROUP INC381098300COM1$3dollars as filed
Zalatoris II Acquisition CorpG9831X122WARRANT100$3dollars as filed
TOKEN CAT LTD SPONSORED ADR89856T203ADR5$3dollars as filed
GALMED PHARMACEUTICALS LTDM47238122SHS NEW1$3dollars as filed
XMAX INC66979P300COMMON STOCK1$2dollars as filed
Tuya Inc90114C107COM1$2dollars as filed
WTS/ENVIRONMENTAL IMPACT ACQUI 11.5000EXP09/30/202739536G113WARR187$2dollars as filed
EDOC ACQUISITION CORPG4000A110*W EXP 11/30/202165$2dollars as filed
PROCAPS GROUP SAL7756P110*W EXP 09/29/20211$2dollars as filed
AGM GROUP HOLDINGS INCG0132V105SHS CL A1$2dollars as filed
EZFILL HOLDINGS INC302314307COM1$2dollars as filed
SENESTECH INC81720R406COM2$2dollars as filed
BTCS INC05581M404CMN1$1dollars as filed
ARMATA PHARMACEUTICALS INC04216R102COM1$1dollars as filed
A SPAC II Acquisition CorpG0543H117Warrant93$1dollars as filed
NEOVOLTA INC640655114*W EXP 04/01/2021$1dollars as filed
AYRO INC054748108COM1$1dollars as filed
INVIVO THERAPEUTICS HLDGS CO46186M605COM1$1dollars as filed
RICEBRAN TECHNOLOGIES762831303Common1$1dollars as filed
PEDEVCO CORP C70532Y303OM PAR1$1dollars as filed
FUTURE FINTECH GROUP INC36117V204COM NEW1$1dollars as filed
FTAC ZEUS ACQUISITION COR30320F114*W EXP 04/15/20242$1dollars as filed
LIZHI INC53933L104ADS1$1dollars as filed
HHG CAPITAL CORPORATIONG4R23P129*W EXP 02/25/202100$1dollars as filed
IMAC HLDGS INC44967K112*W EXP 02/12/202140$1dollars as filed
HAINAN MANASLU ACQUISTN CORPG4233U131*W EXP 01/31/20239$1dollars as filed
VERSUS SYSTEMS INC92535P881COM2$1dollars as filed
NEXTPLAY TECHNOLOGIES INC65344G201COM NEW1$1dollars as filed
LIXIANG ED HLDG CO LTD53934A115SPON ADS2$1dollars as filed
DOMA HOLDINGS INC25703A112*W EXP 07/28/20276$1dollars as filed
Saiheat Ltd W Exp 04/29/202G7852T111SPAC Combination1$0dollars as filedValue filed as zero, left out of ratios.
Distoken Acquisition CorpG27740102Warrant1$0dollars as filedValue filed as zero, left out of ratios.
Cartesian Growth Corp IIG19305120Warrant1$0dollars as filedValue filed as zero, left out of ratios.
QIWI PLC74735M108SPON ADR REP B10,472$0dollars as filedValue filed as zero, left out of ratios.
AKUMIN INC01021X100COM1$0dollars as filedValue filed as zero, left out of ratios.
CAREMAX INC14171W111*W EXP 06/08/2021$0dollars as filedValue filed as zero, left out of ratios.
WAVEDANCER INC456696103COM1$0dollars as filedValue filed as zero, left out of ratios.
EF HUTTON ACQUISITION CORP I28201D117*W EXP 11/18/2021$0dollars as filedValue filed as zero, left out of ratios.
EF HUTTON ACQUISITION CORP I28201D125RIGHT 11/18/20271$0dollars as filedValue filed as zero, left out of ratios.
FAZE HOLDINGS INC31423J102COMMON STOCK1$0dollars as filedValue filed as zero, left out of ratios.
STRATIM CLOUD ACQUISITION CO86309R115*W EXP 03/05/202200$0dollars as filedValue filed as zero, left out of ratios.
INPIXON45790J867COMMON1$0dollars as filedValue filed as zero, left out of ratios.
SUNSHINE BIOPHARMA INC867781403COM NEW1$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-23-007396this filing2023-08-11acceptance time not in the bulk data set