13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 8,828 holding rows worth $296,144,567,635.
- Accession
- 0000950123-23-007396
- Filer
- CIK 1610520
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 17,107 entries on the cover page, a total value of $296,144,567,635 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,144,567,635 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 9,759 | $101,298 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 2,074 | $101,294 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 8,760 | $101,178 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 3,122 | $101,153 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 11,058 | $101,070 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,733 | $100,774 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 1,530 | $100,689 | dollars as filed | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 5,062 | $100,572 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,416 | $100,328 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 2,022 | $100,311 | dollars as filed | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 4,462 | $100,306 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 3,751 | $100,114 | dollars as filed | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 2,761 | $100,108 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 2,009 | $99,987 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 2,357 | $99,956 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 17,660 | $99,956 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 8,630 | $99,763 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 5,511 | $99,749 | dollars as filed | |
| Avantis All Equity Markets ETF | 025072232 | SHS | 1,656 | $99,386 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 3,266 | $99,368 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 9,226 | $99,364 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 24,738 | $99,199 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 49,523 | $99,046 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,737 | $98,967 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,140 | $98,949 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 3,017 | $98,716 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 5,536 | $98,652 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 7,718 | $98,482 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 800 | $98,104 | dollars as filed | put |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 3,667 | $98,019 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 55,152 | $97,619 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 39,923 | $97,412 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 2,533 | $97,369 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 13,300 | $97,356 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 14,566 | $97,155 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,062 | $97,100 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 1,873 | $96,647 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 4,423 | $96,642 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,072 | $96,368 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 10,752 | $96,231 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 4,013 | $96,216 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 1,958 | $96,202 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 11,383 | $95,845 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 2,023 | $95,627 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 12,379 | $95,566 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 9,770 | $95,355 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 2,624 | $95,060 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 4,520 | $94,830 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 26,931 | $94,797 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,254 | $94,730 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 3,845 | $94,663 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 32,983 | $94,331 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 4,364 | $94,262 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 6,815 | $94,115 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 16,983 | $94,086 | dollars as filed | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 10,017 | $94,060 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 4,273 | $94,006 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 23,153 | $94,001 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 4,962 | $93,931 | dollars as filed | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 4,599 | $93,728 | dollars as filed | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 3,899 | $93,576 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,726 | $93,536 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 12,487 | $93,527 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 13,338 | $93,499 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,500 | $93,390 | dollars as filed | call |
| AMERICAN CENTY ETF TR | 025072240 | AVANTIS INFLATIN | 1,701 | $93,344 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 4,118 | $93,314 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 9,200 | $93,196 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 5,389 | $93,176 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 10,532 | $92,998 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 12,362 | $92,839 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 21,780 | $92,783 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 63,071 | $92,715 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 9,825 | $92,552 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,540 | $92,435 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,000 | $92,400 | dollars as filed | call |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,750 | $92,382 | dollars as filed | |
| UBS AG LONDON BRANCH | 90278V750 | CAL LKD 61 | 3,084 | $92,276 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 5,134 | $92,258 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 1,405 | $92,252 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,598 | $92,088 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 29,634 | $91,569 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 37,312 | $91,414 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072687 | AVANTIS SHFXDINC | 1,990 | $91,242 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 2,646 | $91,123 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 4,318 | $91,110 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 11,777 | $91,036 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 2,093 | $90,956 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 1,638 | $90,827 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 8,181 | $90,727 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 29,970 | $90,510 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 3,498 | $90,469 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,900 | $90,459 | dollars as filed | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,604 | $90,371 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 3,227 | $90,195 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 30,888 | $90,193 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 3,505 | $90,184 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 15,882 | $89,892 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 6,520 | $89,846 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 28,685 | $89,784 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 16,147 | $89,777 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H844 | ALLIANZIM US EQT | 3,221 | $89,740 | dollars as filed | |
| PROSHARES TR | 74347G556 | FUND | 5,301 | $89,693 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 30,481 | $89,614 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 10,123 | $89,589 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 45,452 | $89,541 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,452 | $89,240 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 28,233 | $89,216 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,771 | $89,162 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 80,068 | $88,875 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 9,693 | $88,691 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 12,669 | $88,302 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,370 | $88,266 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 13,575 | $88,238 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 2,738 | $88,027 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,885 | $87,954 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 33,016 | $87,823 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 20,000 | $87,800 | dollars as filed | call |
| PACER FDS TR | 69374H402 | CMN | 2,005 | $87,703 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 626 | $87,559 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 5,592 | $87,453 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 4,171 | $87,174 | dollars as filed | |
| UBS AG LONDON BRANCH | 90278V503 | NT LKD 51 | 2,886 | $87,027 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,985 | $86,833 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 12,331 | $86,810 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 65,260 | $86,796 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 4,401 | $86,744 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 36,224 | $86,576 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 3,275 | $86,460 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 3,234 | $86,380 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 6,470 | $86,375 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 13,366 | $86,344 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 61,037 | $86,063 | dollars as filed | |
| FREELINE THERAPEUTICS HLDGS | 35655L206 | ADR | 33,333 | $85,999 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,238 | $85,794 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 3,263 | $85,719 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524649 | MUN BD ETF | 1,652 | $85,625 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 69,463 | $85,439 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 3,256 | $85,437 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 71,128 | $85,354 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 4,584 | $85,262 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 26,542 | $85,200 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 6,756 | $84,923 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 2,707 | $84,642 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,609 | $84,623 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 15,040 | $84,224 | dollars as filed | |
| RBB FD INC | 74933W536 | US TREASR 10 YR | 1,849 | $84,183 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,006 | $84,126 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 96,328 | $83,998 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3,194 | $83,843 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 4,329 | $83,723 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 28,296 | $83,473 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,029 | $82,979 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 12,603 | $82,928 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 4,711 | $82,914 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 172,992 | $82,864 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 7,325 | $82,773 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 51,375 | $82,714 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 8,501 | $82,460 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,315 | $82,403 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,449 | $82,018 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 22,321 | $81,918 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 2,840 | $81,651 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 3,590 | $81,349 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 3,524 | $81,334 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 412 | $81,222 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 6,834 | $81,195 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 3,118 | $81,162 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 6,800 | $80,988 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 12,344 | $80,977 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679591 | NT LKD 41 | 10,937 | $80,824 | dollars as filed | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 2,479 | $80,716 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 6,559 | $80,676 | dollars as filed | |
| TIDAL TRUST I | 886364595 | UPAR ULTRA RISK | 5,822 | $80,606 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 4,161 | $80,599 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 1,995 | $80,399 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 2,833 | $80,287 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,704 | $80,207 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 11,688 | $80,180 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 4,167 | $80,131 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 69,037 | $80,083 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 2,459 | $80,040 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 853 | $79,791 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 18,512 | $79,787 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 23,573 | $79,677 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 3,888 | $79,043 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,614 | $79,002 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 11,091 | $78,746 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,174 | $78,680 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 5,259 | $78,622 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,293 | $78,421 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,147 | $78,337 | dollars as filed | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 2,209 | $78,305 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 55,455 | $78,192 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,214 | $78,157 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 1,774 | $78,145 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 1,188 | $78,135 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 39,247 | $77,709 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 3,230 | $77,262 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 864 | $77,224 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 3,043 | $76,957 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C507 | USD HI YLD TELEC | 2,262 | $76,953 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 23,326 | $76,859 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 55,202 | $76,730 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 3,769 | $76,666 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,144 | $76,408 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,299 | $76,327 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 3,560 | $76,291 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 4,999 | $76,185 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 2,220 | $76,057 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 36,161 | $75,938 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 6,427 | $75,903 | dollars as filed | |
| BONDBLOXX ETF TRUST | 097890107 | USD HI YLD ENERG | 2,000 | $75,470 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 41,179 | $75,358 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 123,532 | $75,354 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,129 | $75,293 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 2,606 | $75,167 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 42,383 | $75,018 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 3,006 | $74,940 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 12,962 | $74,791 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 4,297 | $74,596 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 1,491 | $74,438 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 22,681 | $74,394 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 2,591 | $74,387 | dollars as filed | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 2,884 | $74,378 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 94,700 | $74,055 | dollars as filed | call |
| ROBO.AI INC. CLASS B ORD SHS | G6693P106 | Stock | 6,920 | $73,975 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 3,921 | $73,872 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 28,086 | $73,866 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 24,595 | $73,785 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 3,425 | $73,775 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 2,790 | $73,687 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 49,096 | $73,644 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 10,205 | $73,476 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 7,956 | $73,434 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,560 | $73,382 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 64,694 | $73,104 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 7,361 | $73,095 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 1,928 | $73,071 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 7,158 | $72,940 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,568 | $72,934 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 3,990 | $72,658 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 1,761 | $72,613 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 3,684 | $72,465 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 19,438 | $72,310 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,251 | $72,233 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 6,621 | $72,036 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,009 | $71,964 | dollars as filed | |
| FEDERATED HERMES SHORT DURATION HIGH YIELD ETF | 31423L206 | ETF | 3,221 | $71,964 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,833 | $71,771 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 2,862 | $71,527 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,324 | $71,522 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 20,493 | $71,521 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,219 | $71,445 | dollars as filed | |
| VANECK ETF TRUST | 92189H755 | DYNAMIC HIGH INM | 2,714 | $71,411 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 4,578 | $71,371 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 63,613 | $71,247 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,639 | $71,226 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 2,410 | $71,095 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 6,888 | $71,084 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 6,111 | $70,827 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 27,543 | $70,785 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 20,512 | $70,766 | dollars as filed | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 3,995 | $70,632 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 3,584 | $70,533 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 9,045 | $70,461 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 27,787 | $70,301 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 5,346 | $70,300 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A841 | DLY GOOGL BUL 2X | 2,619 | $70,111 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,852 | $69,991 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,233 | $69,934 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 9,487 | $69,824 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 9,444 | $69,791 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 36,529 | $69,770 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 7,400 | $69,560 | dollars as filed | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 2,044 | $69,496 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 3,436 | $69,338 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 2,659 | $69,333 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 7,100 | $69,083 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 39,216 | $69,020 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,276 | $68,963 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,909 | $68,916 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 22,989 | $68,737 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 18,210 | $68,469 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 4,029 | $68,412 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,745 | $68,282 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,564 | $68,072 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,196 | $68,017 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 2,944 | $67,948 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 1,029 | $67,900 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 1,354 | $67,835 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 9,382 | $67,457 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,000 | $67,450 | dollars as filed | put |
| KELLANOVA | 487836108 | COM | 1,000 | $67,400 | dollars as filed | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,504 | $67,200 | dollars as filed | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 3,263 | $67,185 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 13,906 | $67,166 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C887 | CCC RT USD HI YL | 1,771 | $66,784 | dollars as filed | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 2,766 | $66,716 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 2,473 | $66,647 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 7,206 | $66,583 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 9,059 | $66,493 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 2,013 | $66,047 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,341 | $65,905 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 2,060 | $65,883 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,466 | $65,696 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y730 | PRIN US SML CAP | 2,800 | $65,694 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 4,735 | $65,674 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 3,630 | $65,667 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 5,785 | $65,660 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 11,991 | $65,590 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 2,010 | $65,586 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 18,562 | $65,524 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 71,488 | $65,412 | dollars as filed | |
| EA SERIES TRUST | 02072L532 | BRID OMN SMA ETF | 3,660 | $65,257 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,497 | $65,022 | dollars as filed | |
| FRANKLIN TEMPLETON HOLDINGS | 35473M105 | RESPBLY SRCD GLD | 2,532 | $64,969 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 2,150 | $64,909 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 3,705 | $64,841 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,483 | $64,748 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 1,925 | $64,661 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 4,540 | $64,650 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,051 | $64,538 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 14,328 | $64,476 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 17,682 | $64,363 | dollars as filed | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 1,473 | $64,226 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 2,511 | $64,015 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 36,558 | $63,977 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 50,760 | $63,958 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 756 | $63,578 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 3,979 | $63,545 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,687 | $63,527 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,005 | $63,525 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 5,442 | $63,508 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,102 | $63,494 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 556 | $63,420 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 1,641 | $63,375 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 9,265 | $63,373 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 1,285 | $63,326 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 7,097 | $63,305 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 1,285 | $63,286 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 6,170 | $63,181 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 2,366 | $63,078 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 25,110 | $63,026 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 2,186 | $63,007 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 24,971 | $62,927 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,058 | $62,762 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,280 | $62,758 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 5,321 | $62,719 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 1,573 | $62,621 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A108 | COINSHARES BITCN | 5,389 | $62,297 | dollars as filed | |
| 2x Long VIX Futures ETF | 92891H408 | ETF | 13,949 | $62,213 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 3,788 | $62,199 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,915 | $62,167 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 7,626 | $62,152 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 6,089 | $62,107 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 5,666 | $61,872 | dollars as filed | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 1,939 | $61,854 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,944 | $61,593 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 2,222 | $61,394 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 612 | $61,381 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 1,931 | $61,000 | dollars as filed | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 3,929 | $60,585 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 3,245 | $60,454 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 128,590 | $60,437 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,000 | $60,400 | dollars as filed | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,493 | $60,392 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 70,047 | $60,240 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 2,500 | $60,225 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,612 | $60,167 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,886 | $59,975 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 6,932 | $59,754 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 1,747 | $59,678 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 2,377 | $59,520 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U760 | VEST BUFFERED | 2,978 | $59,262 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 6,128 | $59,166 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 779 | $59,079 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 4,198 | $58,940 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $58,845 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1,050 | $58,737 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 2,069 | $58,714 | dollars as filed | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 1,621 | $58,648 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 1,908 | $58,133 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 6,491 | $58,030 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 2,226 | $58,021 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 3,027 | $57,907 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 1,399 | $57,877 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $57,715 | dollars as filed | principal |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 2,074 | $57,649 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 4,999 | $57,638 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,002 | $57,521 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 24,055 | $57,491 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 1,855 | $57,023 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 24,774 | $56,733 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 4,050 | $56,700 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,177 | $56,559 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 913 | $56,405 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,234 | $56,295 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,100 | $56,196 | dollars as filed | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,791 | $56,155 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 45,981 | $56,097 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 14,932 | $55,995 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 45,472 | $55,931 | dollars as filed | |
| CULLMAN BANCORP INC | 230153108 | COM | 5,246 | $55,922 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2,185 | $55,674 | dollars as filed | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 5,426 | $55,671 | dollars as filed | |
| CLEARONE INC | 18506U104 | COM | 67,110 | $55,567 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 2,879 | $55,536 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 8,214 | $55,527 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 26,673 | $55,479 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 3,841 | $55,349 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 10,227 | $55,226 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 55,613 | $55,057 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 200 | $55,036 | dollars as filed | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,184 | $55,009 | dollars as filed | |
| AXT INC | 00246W103 | COM | 15,953 | $54,878 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 3,024 | $54,795 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 44,062 | $54,637 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,844 | $54,601 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 1,362 | $54,519 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 11,355 | $54,504 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,566 | $54,397 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H828 | ALLIANZIM US EQT | 2,015 | $54,320 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 8,865 | $54,254 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1,545 | $54,245 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 7,300 | $54,166 | dollars as filed | call |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 11,259 | $54,156 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 36,778 | $54,064 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 1,955 | $54,024 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 25,000 | $54,000 | dollars as filed | put |
| VANECK ETF TRUST | 92189F593 | CMN | 1,700 | $53,941 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,333 | $53,883 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 1,510 | $53,813 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 6,169 | $53,794 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 13,532 | $53,722 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 63,651 | $53,531 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 2,337 | $53,471 | dollars as filed | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 6,548 | $53,432 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 1,646 | $53,085 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 15,595 | $53,023 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 1,220 | $52,899 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 1,850 | $52,892 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 2,635 | $52,885 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,300 | $52,858 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 1,538 | $52,678 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 21,487 | $52,643 | dollars as filed | |
| UTIME LTD | G9411M108 | SHS | 22,971 | $52,604 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 9,510 | $52,591 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 1,859 | $52,517 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 2,427 | $52,484 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,818 | $52,331 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,560 | $52,088 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 4,500 | $51,930 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 7,415 | $51,905 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 1,476 | $51,883 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 19,953 | $51,878 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 752 | $51,843 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 5,117 | $51,682 | dollars as filed | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 2,171 | $51,474 | dollars as filed | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 973 | $51,437 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 2,999 | $51,433 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 2,129 | $51,266 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 6,272 | $51,117 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 2,150 | $51,041 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 786 | $51,013 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 29,655 | $51,007 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 4,893 | $50,887 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $50,880 | dollars as filed | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 1,702 | $50,863 | dollars as filed | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 25,570 | $50,629 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 21,121 | $50,479 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679625 | MCROSECTR 3XINVR | 4,180 | $50,369 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 2,549 | $50,289 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,538 | $50,170 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 8,847 | $50,163 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,534 | $50,100 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 1,804 | $49,881 | dollars as filed | |
| SERIES PORTFOLIOS TR ETF INFRACAP EQUITY INCOME FD | 81752T619 | ETF | 2,120 | $49,843 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 1,000 | $49,680 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 1,465 | $49,605 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,638 | $49,566 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 8,356 | $49,468 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 1,913 | $49,302 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 59,000 | $49,265 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 1,449 | $49,225 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 4,644 | $49,134 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,085 | $49,115 | dollars as filed | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 1,033 | $49,068 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 5,485 | $49,036 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 11,040 | $49,018 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 5,000 | $49,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 977 | $48,850 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,900 | $48,614 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 15,568 | $48,416 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 1,204 | $48,374 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,000 | $48,350 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,545 | $48,204 | dollars as filed | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 2,130 | $48,138 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 1,013 | $48,092 | dollars as filed | |
| TIDAL ETF TR | 886364686 | SOFI SMART ENRGY | 3,033 | $47,952 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-007396 | this filing | 2023-08-11 | acceptance time not in the bulk data set |