13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 8,828 holding rows worth $296,144,567,635.
- Accession
- 0000950123-23-007396
- Filer
- CIK 1610520
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 17,107 entries on the cover page, a total value of $296,144,567,635 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,144,567,635 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347G721 | ULSHRT UTILS NEW | 3,924 | $47,586 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 28,112 | $47,509 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A502 | CMN | 2,243 | $47,372 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 700 | $47,292 | dollars as filed | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 715 | $47,190 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 10,510 | $47,085 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 2,528 | $47,021 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 1,811 | $47,014 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 2,139 | $47,007 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 1,601 | $46,919 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 61,489 | $46,917 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 1,486 | $46,898 | dollars as filed | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 5,260 | $46,814 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 17,810 | $46,787 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 3,443 | $46,549 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 1,476 | $46,433 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 1,920 | $46,406 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 900 | $45,999 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,081 | $45,802 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,695 | $45,680 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 1,066 | $45,678 | dollars as filed | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 1,340 | $45,631 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 5,767 | $45,617 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 7,591 | $45,546 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 4,988 | $45,541 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 44,935 | $45,384 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,673 | $45,322 | dollars as filed | |
| ProShares UltraPro Short Russell2000 | 74347G390 | ETF | 1,118 | $45,279 | dollars as filed | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 3,444 | $45,185 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,600 | $45,156 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 2,016 | $45,138 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 3,220 | $45,016 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 1,716 | $44,925 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 6,232 | $44,870 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 950 | $44,869 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 3,731 | $44,735 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 25,415 | $44,731 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 1,335 | $44,716 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 1,467 | $44,604 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,994 | $44,547 | dollars as filed | |
| ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF | 00768Y354 | ETF | 39,238 | $44,339 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 14,014 | $44,284 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 18,683 | $44,279 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 10,198 | $44,259 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,282 | $44,152 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 7,207 | $43,890 | dollars as filed | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,104 | $43,884 | dollars as filed | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,233 | $43,871 | dollars as filed | |
| PROSHARES TR | 74347G424 | ULSHRT TECH NEW | 4,327 | $43,789 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 2,081 | $43,493 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 36,857 | $43,491 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 694 | $43,413 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,185 | $43,406 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 2,562 | $43,349 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,948 | $43,304 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 2,147 | $43,284 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 28,655 | $43,269 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E257 | CMN | 11,831 | $43,183 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 1,051 | $43,028 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 8,519 | $43,021 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 1,999 | $42,939 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 1,220 | $42,871 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 9,299 | $42,868 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 1,580 | $42,831 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 50,000 | $42,719 | dollars as filed | principal |
| Viewra, Inc | 92672L107 | COM | 121,099 | $42,627 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A408 | COMMO STRAT ETF | 1,995 | $42,474 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 916 | $42,378 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 9,447 | $42,322 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 1,265 | $42,302 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 35,632 | $41,868 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 3,992 | $41,796 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 841 | $41,747 | dollars as filed | |
| FIRST SEACOAST BANCORP INC | 33631F104 | COM | 5,180 | $41,544 | dollars as filed | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 1,653 | $41,424 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,000 | $41,360 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y830 | US EQTY ACCELRTD | 1,711 | $41,327 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 1,521 | $41,277 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 50,811 | $41,157 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 19,587 | $41,133 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 18,642 | $40,826 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 2,427 | $40,725 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 11,240 | $40,688 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 8,856 | $40,649 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 3,639 | $40,611 | dollars as filed | |
| GLOBAL X FDS | 37954Y616 | CMN | 1,285 | $40,513 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 48,000 | $40,260 | dollars as filed | principal |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 1,832 | $40,233 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 435 | $40,033 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 2,058 | $39,761 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 20,012 | $39,624 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 4,230 | $39,466 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 1,443 | $39,351 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 1,500 | $39,270 | dollars as filed | call |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 27,071 | $39,253 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,569 | $39,052 | dollars as filed | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 28,488 | $39,029 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 987 | $38,957 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 321,586 | $38,912 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 59 | $38,768 | dollars as filed | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 933 | $38,715 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 40,000 | $38,702 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108730 | CMN | 1,509 | $38,555 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 865 | $38,545 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 3,500 | $38,500 | dollars as filed | call |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1,528 | $38,396 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 368 | $38,351 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,218 | $38,341 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 11,589 | $38,244 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 6,350 | $38,164 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 13,877 | $38,162 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 4,855 | $38,087 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 8,094 | $38,042 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 8,751 | $37,979 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 1,902 | $37,937 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 1,055 | $37,827 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 7,500 | $37,725 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 1,494 | $37,350 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 1,714 | $37,348 | dollars as filed | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 1,338 | $37,307 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 6,740 | $37,272 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 1,824 | $37,264 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,226 | $37,263 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 1,661 | $37,157 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 1,175 | $37,114 | dollars as filed | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,105 | $37,111 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 21,440 | $36,877 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,889 | $36,856 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 1,222 | $36,807 | dollars as filed | |
| VANECK ETF TRUST | 92189Y105 | MORNINGSTAR ESG | 1,493 | $36,579 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 1,272 | $36,569 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 1,528 | $36,499 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 1,067 | $36,459 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 31,152 | $36,448 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 1,584 | $36,432 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 2,096 | $36,345 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,078 | $36,338 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,790 | $36,265 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 9,079 | $36,225 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 6,090 | $36,175 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,393 | $36,134 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 1,047 | $36,071 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 4,162 | $35,835 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092121 | DISRUPTORS ETF | 1,438 | $35,822 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 2,765 | $35,724 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 2,617 | $35,591 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 2,230 | $35,391 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y699 | UNCAPPED ACCLRTD | 1,245 | $35,365 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 1,343 | $35,352 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 8,605 | $35,280 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 400 | $35,240 | dollars as filed | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 16,734 | $35,141 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 13,454 | $34,980 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 1,689 | $34,920 | dollars as filed | |
| PROSHARES TR | 74347G580 | ULTSHT MIDCAP400 | 2,435 | $34,808 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,756 | $34,781 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 16,321 | $34,764 | dollars as filed | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 1,318 | $34,690 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 5,848 | $34,620 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 4,377 | $34,535 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 3,135 | $34,391 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B626 | DEFIANCE PURE | 1,480 | $34,306 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,387 | $34,208 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 64,827 | $34,099 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,300 | $33,956 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 932 | $33,940 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 6,840 | $33,789 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 21,057 | $33,691 | dollars as filed | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 575 | $33,390 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 1,202 | $33,386 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 17,614 | $33,114 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 42,297 | $33,077 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,758 | $33,068 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 767 | $33,050 | dollars as filed | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 6,369 | $32,991 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,553 | $32,861 | dollars as filed | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,218 | $32,801 | dollars as filed | |
| LARGO INC | 517097101 | COM | 7,570 | $32,475 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 1,381 | $32,315 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 34,667 | $32,310 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,000 | $32,200 | dollars as filed | call |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 33,508 | $32,134 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 18,952 | $31,839 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 26,722 | $31,799 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1,475 | $31,786 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 14,578 | $31,780 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1,692 | $31,742 | dollars as filed | |
| IMPACT SHARES | 45259R103 | MF Closed and MF Open | 1,853 | $31,686 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 1,409 | $31,674 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 9,594 | $31,661 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 10,218 | $31,574 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 5,293 | $31,546 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 5,800 | $31,436 | dollars as filed | put |
| SUNSHINE BIOPHARMA INC | 867781502 | *W EXP 99/99/999 | 83,132 | $31,424 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,196 | $31,302 | dollars as filed | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 2,064 | $31,290 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,407 | $31,243 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 5,000 | $31,200 | dollars as filed | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 500 | $31,090 | dollars as filed | call |
| EVOGENE LTD | M4119S104 | SHS | 29,023 | $31,054 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 5,183 | $31,046 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,892 | $31,015 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 7,600 | $31,008 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 2,506 | $30,974 | dollars as filed | |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 15,790 | $30,948 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 514 | $30,861 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 1,206 | $30,794 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,012 | $30,785 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 26,311 | $30,784 | dollars as filed | |
| PACER FDS TR | 69374H543 | CMN | 1,400 | $30,698 | dollars as filed | |
| PROSHARES TR | 74347G598 | ULTRASHORT INDL | 2,382 | $30,656 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 1,390 | $30,531 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 1,340 | $30,485 | dollars as filed | |
| TOKYO LIFESTYLE CO LTD SPONSORED ADS | 98741L101 | ADR | 24,742 | $30,433 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368L403 | MICROSE LKD 43 | 1,008 | $30,375 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 902 | $30,262 | dollars as filed | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,800 | $30,170 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 228 | $30,106 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 4,638 | $30,054 | dollars as filed | |
| 2U INC | 90214J101 | COM | 7,395 | $29,802 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 3,523 | $29,787 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 3,011 | $29,719 | dollars as filed | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 791 | $29,599 | dollars as filed | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1,641 | $29,576 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,400 | $29,540 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,489 | $29,490 | dollars as filed | |
| INTEGRATED RAIL AND RES ACQ | 45827R205 | UNIT 99/99/9999 | 2,712 | $29,479 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 654 | $29,365 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,814 | $29,182 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 900 | $28,998 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 897 | $28,958 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 1,164 | $28,786 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y645 | STRATEGAS MACRO | 1,232 | $28,747 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 5,812 | $28,712 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,980 | $28,657 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 588 | $28,437 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 868 | $28,410 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 744 | $28,398 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 1,600 | $28,352 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 9,007 | $28,282 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 973 | $28,266 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 584 | $28,240 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 15,664 | $28,195 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,863 | $28,086 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897302 | COM | 2,671 | $28,046 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L883 | LARGE CAP GRWT | 1,818 | $28,015 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 3,655 | $27,997 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,356 | $27,642 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 8,111 | $27,577 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,183 | $27,505 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 1,127 | $26,980 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 1,963 | $26,873 | dollars as filed | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 801 | $26,795 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 830 | $26,775 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 863 | $26,667 | dollars as filed | |
| Community West Bancshares | 204157101 | Common Stock | 2,186 | $26,560 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,218 | $26,552 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 682 | $26,444 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 777 | $26,364 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 791 | $26,364 | dollars as filed | |
| HARBOR CUSTOM | 41150T207 | PFD | 4,870 | $26,298 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,152 | $26,125 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 8,368 | $26,108 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 937 | $26,077 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 951 | $26,068 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 739 | $26,059 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 5,307 | $26,057 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 465 | $25,970 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 13,925 | $25,762 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,180 | $25,700 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 1,089 | $25,655 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 5,257 | $25,654 | dollars as filed | |
| VANECK ETF TRUST | 92189H813 | HIP SUSTBLE MUNI | 560 | $25,626 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 8,671 | $25,492 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 105,389 | $25,293 | dollars as filed | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1,389 | $25,169 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 1,013 | $25,097 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 7,529 | $25,072 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 2,389 | $25,037 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1,215 | $24,993 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 921 | $24,941 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 1,202 | $24,893 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,375 | $24,819 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 9,106 | $24,768 | dollars as filed | |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 1,010 | $24,697 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 370 | $24,694 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 1,249 | $24,630 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 20,000 | $24,600 | dollars as filed | |
| NN INC | 629337106 | COM | 10,275 | $24,557 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 5,746 | $24,478 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 16,078 | $24,439 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 838 | $24,411 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N731 | mc | 1,232 | $24,270 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $24,266 | dollars as filed | put |
| PACER FDS TR | 69374H584 | SWAN SOS CNS JAN | 1,047 | $24,264 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 870 | $24,238 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 224,050 | $24,197 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 956 | $24,120 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 600 | $24,108 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 20,182 | $24,016 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 9,828 | $23,980 | dollars as filed | |
| SOCIETY PASS INC | 83370P102 | COM | 47,108 | $23,884 | dollars as filed | |
| ALLARITY THERAPEUTICS INC | 016744302 | COM NEW | 3,617 | $23,872 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 4,000 | $23,760 | dollars as filed | |
| DAXOR CORP | 239467103 | COM | 2,449 | $23,510 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 5,610 | $23,394 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 756 | $23,353 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 19,541 | $23,059 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 6,242 | $23,033 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 2,177 | $22,989 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,548 | $22,987 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 2,175 | $22,968 | dollars as filed | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 1,019 | $22,866 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 1,092 | $22,806 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 687 | $22,753 | dollars as filed | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 1,089 | $22,696 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 1,063 | $22,679 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 3,149 | $22,641 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 492 | $22,583 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 636 | $22,556 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 706 | $22,436 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 6,791 | $22,342 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,338 | $22,281 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505699 | CMN | 705 | $22,223 | dollars as filed | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 977 | $22,222 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,058 | $22,157 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 2,795 | $22,108 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 3,079 | $22,107 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 10,367 | $22,082 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,334 | $22,080 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 9,555 | $22,072 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 6,142 | $21,988 | dollars as filed | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 359 | $21,845 | dollars as filed | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 1,246 | $21,842 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 204 | $21,793 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $21,630 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 51,248 | $21,627 | dollars as filed | |
| ZACKS EARNINGS CONSISTENT PORTFOLIO ETF | 98888G105 | UIT EXCHANGE TRADED | 863 | $21,590 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U779 | HEND CORP BD ETF | 525 | $21,445 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 833 | $21,421 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 3,909 | $21,343 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 3,467 | $21,253 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 7,613 | $21,088 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,752 | $21,024 | dollars as filed | |
| Avantis Responsible US Equity ETF | 025072281 | SHS | 407 | $21,013 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 4,870 | $20,989 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1,272 | $20,970 | dollars as filed | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 893 | $20,955 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 664 | $20,865 | dollars as filed | |
| SEMANTIX INC | G6332A106 | COM | 7,881 | $20,727 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 6,633 | $20,695 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 22,000 | $20,669 | dollars as filed | principal |
| OFS CAPITAL CORP | 67103B100 | COM | 2,085 | $20,620 | dollars as filed | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 721 | $20,617 | dollars as filed | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 2,180 | $20,558 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,357 | $20,504 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 138,140 | $20,445 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G737 | ACTIVEPASSIVE EQ | 800 | $20,432 | dollars as filed | |
| DBX ETF TR | 23306X100 | XTRACKERS RISK M | 909 | $20,421 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 575 | $20,355 | dollars as filed | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 4,002 | $20,290 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 416 | $20,272 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 11,510 | $20,258 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,748 | $20,144 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 6,943 | $20,065 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 484 | $20,013 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 2,695 | $19,997 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 99,163 | $19,832 | dollars as filed | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 371 | $19,819 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 689 | $19,814 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 1,912 | $19,751 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 20,352 | $19,741 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 419 | $19,710 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 1,873 | $19,685 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 1,300 | $19,682 | dollars as filed | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 342 | $19,666 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 906 | $19,651 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 24,831 | $19,616 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 7,650 | $19,584 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 705 | $19,557 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 1,828 | $19,468 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,465 | $19,446 | dollars as filed | |
| ARCADIA BIOSCIENCES INC | 039014303 | COM | 5,010 | $19,439 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 405 | $19,367 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 533 | $19,342 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 6,873 | $19,313 | dollars as filed | |
| BONDBLOXX ETF TR BB RATED USD HIGH YIELD CORP BD | 09789C705 | ETF | 494 | $19,312 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 2,000 | $19,260 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 2,000 | $19,240 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 1,430 | $19,234 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 1,800 | $19,206 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 26,000 | $19,191 | dollars as filed | principal |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 982 | $19,159 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 5,292 | $19,157 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,003 | $19,149 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 494 | $19,139 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 9,553 | $19,106 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 1,484 | $19,070 | dollars as filed | |
| EA SERIES TRUST | 02072L862 | MERLYN AI SECTOR | 890 | $19,050 | dollars as filed | |
| PREDICTIVE ONCOLOGY INC | 74039M309 | COM | 3,908 | $18,993 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 2,313 | $18,990 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,683 | $18,934 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 617 | $18,922 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,106 | $18,853 | dollars as filed | |
| POWERBRIDGE TECHNLOGIES CO L | G72007118 | SHS | 20,935 | $18,842 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 15,068 | $18,835 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 2,998 | $18,797 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 6,410 | $18,717 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 3,728 | $18,677 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 200 | $18,594 | dollars as filed | put |
| ARTERIS INC | 04302A104 | COM | 2,720 | $18,550 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 20,000 | $18,450 | dollars as filed | principal |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,000 | $18,390 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 1,655 | $18,321 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 8,284 | $18,308 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 766 | $18,209 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 467 | $18,110 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H786 | US LRGCP B20 FEB | 680 | $17,971 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 811 | $17,924 | dollars as filed | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 669 | $17,883 | dollars as filed | |
| BIRD GLOBAL INC-CLASS A | 09077J206 | Common Stock | 8,844 | $17,865 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 369 | $17,856 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 224 | $17,855 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 2,182 | $17,840 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647P126 | VICT WES U S ETF | 574 | $17,794 | dollars as filed | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 643 | $17,792 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 1,683 | $17,789 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 620 | $17,779 | dollars as filed | |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 1,230 | $17,744 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 634 | $17,736 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 197 | $17,726 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 417 | $17,671 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 780 | $17,534 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 268 | $17,525 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 800 | $17,488 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 428 | $17,452 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 41,443 | $17,406 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U851 | CMN | 829 | $17,350 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 1,000 | $17,340 | dollars as filed | call |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 1,846 | $17,260 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 594 | $17,184 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 100 | $17,122 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 612 | $17,072 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V805 | COM | 3,670 | $17,066 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 890 | $17,008 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,099 | $16,903 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,406 | $16,858 | dollars as filed | |
| LISTED FDS TR | 53656G498 | ROUN MA SEVE ETF | 557 | $16,849 | dollars as filed | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 2,500 | $16,825 | dollars as filed | |
| NULL | 09071M205 | NULL | 10,537 | $16,807 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 5,730 | $16,789 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H252 | MONARCH BLUE ELI | 623 | $16,765 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 1,593 | $16,695 | dollars as filed | |
| SIFCO INDS INC | 826546103 | COM | 6,778 | $16,674 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 410 | $16,589 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 18,000 | $16,588 | dollars as filed | principal |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 430 | $16,542 | dollars as filed | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 2,187 | $16,536 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 4,012 | $16,529 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,000 | $16,410 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 1,568 | $16,354 | dollars as filed | |
| PROCURE SPACE ETF | 74280R205 | ETF | 851 | $16,288 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 495 | $16,281 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 2,493 | $16,229 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 191 | $16,170 | dollars as filed | |
| NAYAX LTD | M7S750159 | SHS | 881 | $16,131 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 10,270 | $16,124 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 9,051 | $16,111 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 588 | $16,105 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 667 | $16,068 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 4,653 | $16,053 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,932 | $15,997 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 735 | $15,942 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 4,540 | $15,890 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 9,740 | $15,876 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,647 | $15,872 | dollars as filed | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,000 | $15,835 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 316 | $15,822 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 494 | $15,751 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 1,500 | $15,720 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 3,493 | $15,719 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 6,773 | $15,714 | dollars as filed | |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 1,476 | $15,631 | dollars as filed | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 158 | $15,498 | dollars as filed | |
| NULL | G3312W109 | NULL | 1,433 | $15,476 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 494 | $15,418 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 24,826 | $15,417 | dollars as filed | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 834 | $15,394 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 401 | $15,366 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 6,700 | $15,343 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,868 | $15,336 | dollars as filed | |
| GENFIT S A | 372279109 | ADS | 4,330 | $15,328 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 672 | $15,234 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 10,907 | $15,161 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 12,792 | $15,158 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,940 | $15,074 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 4,038 | $15,062 | dollars as filed | |
| 1847 HLDGS LLC | 28252B804 | COM NEW | 39,881 | $14,955 | dollars as filed | |
| PROSHARES TR | 74347G770 | ULTRA CYBRSCURTY | 500 | $14,935 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 20,000 | $14,920 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-007396 | this filing | 2023-08-11 | acceptance time not in the bulk data set |