13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-08, with 10,681 holding rows worth $267,823,799,973.
- Accession
- 0000950123-23-001065
- Filer
- CIK 1610520
- Filed
- 2023-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 20,469 entries on the cover page, a total value of $267,823,799,973 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,823,799,973 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 137,952 | $2,924,582 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 53,137 | $2,921,472 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 75,176 | $2,921,340 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 22,500 | $2,917,125 | dollars as filed | call |
| CINCOR PHARMA INC | 17240Y109 | COM | 237,200 | $2,915,188 | dollars as filed | put |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 63,410 | $2,914,958 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 314,671 | $2,913,853 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 176,997 | $2,911,601 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 116,019 | $2,909,757 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 30,066 | $2,904,676 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 24,178 | $2,897,492 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 115,033 | $2,895,381 | dollars as filed | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 193,555 | $2,893,647 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 67,337 | $2,891,451 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 290,443 | $2,887,004 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 421,553 | $2,879,207 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 80,334 | $2,876,761 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 18,264 | $2,876,215 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 112,523 | $2,872,713 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 233,000 | $2,868,230 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 296,300 | $2,865,221 | dollars as filed | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 191,102 | $2,864,619 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 193,311 | $2,861,003 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 27,178 | $2,860,756 | dollars as filed | |
| NOV INC | 62955J103 | COM | 136,302 | $2,847,348 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 76,696 | $2,844,655 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 102,173 | $2,838,366 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 65,127 | $2,838,234 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 109,209 | $2,832,881 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 215,117 | $2,830,939 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 929,147 | $2,824,606 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 38,298 | $2,822,180 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 30,000 | $2,820,600 | dollars as filed | put |
| ROYAL BK CDA COM | 780087102 | Stock | 30,000 | $2,820,600 | dollars as filed | call |
| UNIQURE NV | N90064101 | SHS | 124,388 | $2,819,875 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 30,000 | $2,810,100 | dollars as filed | put |
| AGENUS INC | 00847G705 | COM NEW | 1,170,405 | $2,808,972 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 184,151 | $2,806,461 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 36,714 | $2,803,481 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 37,535 | $2,802,738 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 203,537 | $2,802,704 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 338,895 | $2,799,272 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 43,039 | $2,797,535 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 129,857 | $2,794,523 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 27,863 | $2,793,823 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 361,895 | $2,790,210 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 35,300 | $2,786,935 | dollars as filed | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 29,412 | $2,786,493 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 59,515 | $2,785,302 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 340,000 | $2,784,600 | dollars as filed | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 508,035 | $2,784,031 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 397,994 | $2,781,978 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 24,786 | $2,781,733 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 80,200 | $2,780,534 | dollars as filed | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 169,340 | $2,775,483 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 20,300 | $2,770,544 | dollars as filed | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 90,986 | $2,764,154 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 33,700 | $2,763,737 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 61,649 | $2,762,492 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 296,886 | $2,758,071 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 67,467 | $2,758,050 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 47,233 | $2,757,935 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 329,944 | $2,755,032 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,618 | $2,743,746 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 359,878 | $2,742,270 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 61,655 | $2,738,716 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 81,331 | $2,737,601 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 89,301 | $2,734,397 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 153,875 | $2,731,281 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 585,600 | $2,728,896 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 15,576 | $2,726,267 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 114,904 | $2,722,076 | dollars as filed | call |
| BECTON DICKINSON & CO | 075887109 | COM | 10,700 | $2,721,010 | dollars as filed | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 222,300 | $2,720,952 | dollars as filed | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 65,355 | $2,718,768 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 146,253 | $2,717,381 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 55,500 | $2,709,510 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 43,440 | $2,707,616 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 248,332 | $2,706,819 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 43,860 | $2,703,530 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 142,329 | $2,701,404 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 100,400 | $2,697,748 | dollars as filed | call |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 166,551 | $2,696,461 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 38,273 | $2,694,419 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 55,000 | $2,692,800 | dollars as filed | put |
| TRANSCAT INC | 893529107 | COM | 37,944 | $2,689,091 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 245,687 | $2,687,816 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 36,204 | $2,687,423 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 150,546 | $2,685,741 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 485,619 | $2,685,473 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 206,277 | $2,681,601 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 70,734 | $2,677,990 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 45,589 | $2,676,530 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 56,770 | $2,673,867 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 382,500 | $2,673,675 | dollars as filed | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 307,657 | $2,673,539 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 250,543 | $2,670,788 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 184,053 | $2,670,609 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 49,903 | $2,670,310 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 32,059 | $2,667,629 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 214,936 | $2,667,356 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 64,162 | $2,665,289 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 77,468 | $2,664,900 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 160,469 | $2,663,785 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 254,076 | $2,662,717 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 25,000 | $2,661,000 | dollars as filed | put |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 134,914 | $2,659,155 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 50,712 | $2,658,323 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 67,500 | $2,657,475 | dollars as filed | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 18,170 | $2,657,000 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 102,001 | $2,656,106 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 23,899 | $2,649,443 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 622,544 | $2,645,813 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 59,571 | $2,644,355 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 12,865 | $2,642,471 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 222,602 | $2,642,285 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 117,152 | $2,641,778 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 53,390 | $2,636,399 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,000 | $2,636,160 | dollars as filed | call |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 75,000 | $2,635,500 | dollars as filed | put |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 142,740 | $2,630,699 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 69,668 | $2,616,033 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 712,949 | $2,602,263 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 53,747 | $2,600,818 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 52,884 | $2,599,778 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 60,103 | $2,597,652 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 79,447 | $2,597,123 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 155,134 | $2,596,943 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 49,175 | $2,596,932 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 403,000 | $2,587,260 | dollars as filed | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 40,000 | $2,586,800 | dollars as filed | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 92,085 | $2,585,747 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 138,378 | $2,583,517 | dollars as filed | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 127,247 | $2,583,114 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 143,109 | $2,573,100 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 92,400 | $2,569,644 | dollars as filed | call |
| EVERPURE INC CL A | 74624M102 | Stock | 95,900 | $2,566,284 | dollars as filed | put |
| CBIZ INC | 124805102 | COM | 54,773 | $2,566,116 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 52,606 | $2,564,017 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 245,343 | $2,563,834 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 186,488 | $2,558,615 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 112,765 | $2,557,510 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 54,577 | $2,556,387 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 206,318 | $2,552,154 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 43,381 | $2,550,803 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,199 | $2,550,791 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 111,906 | $2,550,338 | dollars as filed | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 209,917 | $2,548,392 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 26,278 | $2,545,550 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 109,700 | $2,545,040 | dollars as filed | call |
| BECTON DICKINSON & CO | 075887109 | COM | 10,000 | $2,543,000 | dollars as filed | call |
| INVESCO | 46138J544 | EXCHANGE TRADED | 101,075 | $2,541,026 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 247,602 | $2,540,397 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 252,184 | $2,536,971 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 57,638 | $2,536,648 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 61,079 | $2,536,612 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 102,433 | $2,536,241 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 46,713 | $2,530,443 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 11,184 | $2,530,380 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 100,000 | $2,525,000 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 51,064 | $2,524,094 | dollars as filed | call |
| GENERAC HLDGS INC | 368736104 | COM | 25,000 | $2,516,500 | dollars as filed | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 40,645 | $2,515,113 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,000 | $2,514,750 | dollars as filed | put |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 217,084 | $2,509,491 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 49,700 | $2,502,395 | dollars as filed | put |
| RANGE RES CORP COM | 75281A109 | Stock | 100,000 | $2,502,000 | dollars as filed | put |
| KOHLS CORP | 500255104 | COM | 99,000 | $2,499,750 | dollars as filed | call |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 59,240 | $2,498,151 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 698,923 | $2,495,155 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 764,892 | $2,493,548 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $2,490,500 | dollars as filed | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 22,078 | $2,486,866 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 23,377 | $2,486,845 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 64,216 | $2,485,801 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 118,217 | $2,483,739 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 46,020 | $2,480,018 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 285,695 | $2,479,833 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 268,353 | $2,479,582 | dollars as filed | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 86,000 | $2,475,080 | dollars as filed | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 59,127 | $2,474,465 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 284,388 | $2,474,176 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 24,599 | $2,474,167 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 141,111 | $2,468,032 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 100,070 | $2,467,726 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 51,239 | $2,466,133 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,161 | $2,462,797 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 71,836 | $2,462,538 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 225,529 | $2,460,521 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 254,605 | $2,459,485 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 39,900 | $2,459,436 | dollars as filed | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 9,394 | $2,456,719 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 207,972 | $2,456,149 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 68,111 | $2,454,720 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 246,614 | $2,453,809 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 171,622 | $2,449,046 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 95,099 | $2,448,799 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 145,000 | $2,447,600 | dollars as filed | call |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 49,558 | $2,443,209 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 875,000 | $2,432,500 | dollars as filed | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 379,903 | $2,427,580 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 132,400 | $2,426,892 | dollars as filed | call |
| DOXIMITY INC CL A | 26622P107 | Stock | 72,266 | $2,425,246 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 158,067 | $2,424,748 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 18,349 | $2,421,884 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 305,649 | $2,420,740 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 245,739 | $2,420,529 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 43,503 | $2,416,157 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 337,919 | $2,416,121 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 17,811 | $2,415,706 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 49,714 | $2,415,604 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 56,955 | $2,413,753 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 817,873 | $2,412,725 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 69,112 | $2,403,024 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 137,036 | $2,400,870 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 130,000 | $2,399,800 | dollars as filed | put |
| CANADIAN SOLAR INC | 136635109 | COM | 77,460 | $2,393,515 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 157,382 | $2,389,059 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 44,028 | $2,387,198 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 23,526 | $2,384,360 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10,000 | $2,383,500 | dollars as filed | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10,000 | $2,383,500 | dollars as filed | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 29,154 | $2,381,882 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 28,493 | $2,379,736 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 145,591 | $2,378,957 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 1,225,559 | $2,377,584 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 76,273 | $2,376,666 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 54,751 | $2,376,193 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 450,855 | $2,376,006 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 122,787 | $2,373,472 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 88,443 | $2,367,619 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 19,444 | $2,366,529 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 31,757 | $2,365,262 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 40,922 | $2,362,017 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 49,179 | $2,361,576 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 266,900 | $2,356,727 | dollars as filed | call |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 78,191 | $2,352,767 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 34,653 | $2,351,553 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 28,100 | $2,348,317 | dollars as filed | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 160,331 | $2,347,246 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 67,377 | $2,344,046 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 189,241 | $2,340,911 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 509,842 | $2,340,175 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 18,233 | $2,337,835 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 246,550 | $2,337,294 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 50,000 | $2,334,000 | dollars as filed | put |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 90,849 | $2,329,369 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 24,123 | $2,326,905 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 27,792 | $2,326,468 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 21,981 | $2,322,512 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 344,316 | $2,320,689 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 29,547 | $2,318,849 | dollars as filed | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 95,512 | $2,317,121 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 218,744 | $2,316,499 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 31,993 | $2,314,694 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 29,236 | $2,312,567 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 11,028 | $2,308,712 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 59,729 | $2,305,540 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 241,618 | $2,302,619 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 97,765 | $2,299,433 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 27,763 | $2,284,617 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 20,023 | $2,283,823 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 23,566 | $2,283,546 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 144,492 | $2,278,639 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 25,000 | $2,273,750 | dollars as filed | call |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 543,472 | $2,271,713 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 61,354 | $2,267,030 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 79,702 | $2,265,928 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 27,291 | $2,261,878 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 31,296 | $2,261,762 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,500 | $2,257,325 | dollars as filed | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 309,616 | $2,254,004 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 64,997 | $2,253,446 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 30,713 | $2,252,184 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 260,643 | $2,251,956 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 45,696 | $2,250,071 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 290,137 | $2,248,562 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 77,538 | $2,247,827 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 243,741 | $2,247,292 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 223,419 | $2,245,361 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 54,038 | $2,243,118 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 44,382 | $2,239,072 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 138,581 | $2,238,082 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 106,303 | $2,237,678 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 62,500 | $2,236,250 | dollars as filed | call |
| ALGER MID | 015564107 | MF Closed and MF Open | 193,568 | $2,233,774 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 200,106 | $2,231,182 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 114,805 | $2,229,512 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 58,991 | $2,225,141 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 197,578 | $2,224,729 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 10,000 | $2,224,600 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 434,063 | $2,222,403 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 32,391 | $2,219,431 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 52,641 | $2,219,344 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 84,000 | $2,219,280 | dollars as filed | put |
| STEPAN CO | 858586100 | COM | 20,843 | $2,218,946 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 35,090 | $2,216,285 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 194,000 | $2,209,660 | dollars as filed | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 286,494 | $2,206,004 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 73,258 | $2,205,798 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 13,893 | $2,204,264 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 200,000 | $2,204,000 | dollars as filed | call |
| VERICEL CORP | 92346J108 | COM | 83,667 | $2,203,789 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 57,928 | $2,201,843 | dollars as filed | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 253,877 | $2,201,114 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 89,247 | $2,199,046 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 144,849 | $2,198,808 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 207,182 | $2,191,985 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 31,689 | $2,182,104 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 98,910 | $2,180,966 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 70,000 | $2,180,500 | dollars as filed | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 18,161 | $2,178,957 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 20,490 | $2,178,906 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 85,535 | $2,178,576 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 19,165 | $2,177,144 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 206,364 | $2,177,140 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 15,000 | $2,175,900 | dollars as filed | put |
| MIDDLESEX WTR CO | 596680108 | COM | 27,644 | $2,174,754 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 47,651 | $2,173,839 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,628 | $2,173,721 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 111,755 | $2,173,635 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 50,500 | $2,173,015 | dollars as filed | call |
| VICOR CORP | 925815102 | COM | 40,409 | $2,171,984 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 36,209 | $2,170,367 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 21,158 | $2,169,541 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 35,699 | $2,167,286 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 178,759 | $2,166,559 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 214,985 | $2,164,899 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 12,084 | $2,164,123 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 211,681 | $2,163,380 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 14,849 | $2,158,005 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 173,272 | $2,153,771 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 528,000 | $2,148,960 | dollars as filed | put |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 528,000 | $2,148,960 | dollars as filed | call |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 136,308 | $2,146,851 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 58,077 | $2,122,715 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,383,825 | $2,121,604 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 34,446 | $2,118,773 | dollars as filed | call |
| Delek Logistics Partners LP | 24664T103 | Com | 46,823 | $2,118,742 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 20,000 | $2,113,400 | dollars as filed | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23,488 | $2,113,215 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 542,508 | $2,104,931 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 50,100 | $2,101,194 | dollars as filed | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 90,000 | $2,099,700 | dollars as filed | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 768,784 | $2,098,780 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 125,588 | $2,098,575 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 159,043 | $2,097,777 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 50,000 | $2,097,500 | dollars as filed | call |
| FIRSTENERGY CORP | 337932107 | COM | 50,000 | $2,097,000 | dollars as filed | call |
| NEOGEN CORP | 640491106 | COM | 137,626 | $2,096,044 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 165,557 | $2,095,951 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 137,500 | $2,095,500 | dollars as filed | call |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 107,116 | $2,088,763 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 64,818 | $2,087,787 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 103,500 | $2,085,525 | dollars as filed | call |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 114,603 | $2,082,337 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 153,799 | $2,076,288 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 112,227 | $2,073,955 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 34,328 | $2,065,515 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 93,101 | $2,064,050 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 41,009 | $2,061,112 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 69,508 | $2,060,217 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 162,208 | $2,058,419 | dollars as filed | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 89,059 | $2,058,153 | dollars as filed | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 172,900 | $2,057,510 | dollars as filed | put |
| AIR LEASE CORP | 00912X302 | CL A | 53,397 | $2,051,513 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 108,858 | $2,047,619 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 91,683 | $2,047,281 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 30,000 | $2,046,600 | dollars as filed | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 777,311 | $2,044,328 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1,572,040 | $2,043,652 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 183,400 | $2,043,076 | dollars as filed | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 19,171 | $2,041,520 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 369,000 | $2,040,570 | dollars as filed | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 33,657 | $2,039,951 | dollars as filed | call |
| KROGER CO COM | 501044101 | Stock | 45,700 | $2,037,306 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 500,000 | $2,035,000 | dollars as filed | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 225,034 | $2,034,307 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 28,268 | $2,032,469 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 39,371 | $2,027,607 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 196,278 | $2,027,552 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 500,000 | $2,025,000 | dollars as filed | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 500,000 | $2,025,000 | dollars as filed | call |
| SAIA INC | 78709Y105 | COM | 9,649 | $2,023,202 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 190,670 | $2,021,102 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 15,800 | $2,020,978 | dollars as filed | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 81,345 | $2,018,170 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 23,068 | $2,014,298 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 119,645 | $2,013,626 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 71,674 | $2,012,606 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 127,713 | $2,008,925 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 57,749 | $2,006,200 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 812,247 | $1,998,128 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 168,425 | $1,997,521 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 160,246 | $1,996,665 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 59,281 | $1,995,991 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 88,783 | $1,994,066 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 310,000 | $1,990,200 | dollars as filed | call |
| KIRBY CORP | 497266106 | COM | 30,800 | $1,981,980 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,707,331 | $1,980,503 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 99,744 | $1,974,931 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 198,067 | $1,974,728 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 132,723 | $1,972,264 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 50,000 | $1,968,500 | dollars as filed | call |
| Aussie $ ETF | 46090N103 | ETF | 29,101 | $1,961,407 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 82,025 | $1,961,217 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 57,221 | $1,956,958 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 27,774 | $1,956,401 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 119,415 | $1,952,436 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 40,000 | $1,951,600 | dollars as filed | call |
| CONDUENT INC | 206787103 | COM | 481,011 | $1,948,095 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 57,277 | $1,941,691 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 230,585 | $1,941,526 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 84,016 | $1,939,930 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 50,088 | $1,939,909 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 41,628 | $1,936,950 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 222,449 | $1,935,306 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 47,500 | $1,930,875 | dollars as filed | put |
| MARQETA INC | 57142B104 | CLASS A COM | 315,848 | $1,929,831 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 26,405 | $1,925,981 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39,848 | $1,923,861 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 146,900 | $1,921,452 | dollars as filed | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 50,505 | $1,920,704 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 75,408 | $1,920,642 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 129,329 | $1,920,535 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 178,338 | $1,918,917 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 12,375 | $1,916,517 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 12,927 | $1,914,618 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 39,900 | $1,912,806 | dollars as filed | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 162,156 | $1,911,820 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 14,093 | $1,904,387 | dollars as filed | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 24,907 | $1,903,393 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 338,073 | $1,903,351 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 30,000 | $1,902,900 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48,379 | $1,901,779 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,344 | $1,900,860 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 15,548 | $1,898,567 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 66,353 | $1,897,033 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 20,965 | $1,896,284 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 281,308 | $1,896,016 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 22,025 | $1,895,692 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 29,200 | $1,890,992 | dollars as filed | put |
| TRINITY INDS INC | 896522109 | COM | 63,833 | $1,887,542 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 25,000 | $1,887,250 | dollars as filed | put |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 50,000 | $1,885,500 | dollars as filed | put |
| DNOW INC | 67011P100 | COMMON STOCK | 148,297 | $1,883,372 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 54,253 | $1,883,122 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 53,391 | $1,877,227 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 55,445 | $1,875,705 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 90,766 | $1,874,318 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 14,075 | $1,874,227 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 32,926 | $1,872,501 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 49,581 | $1,869,700 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 368,603 | $1,868,818 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 24,071 | $1,867,428 | dollars as filed | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 156,900 | $1,867,110 | dollars as filed | call |
| MASCO CORP | 574599106 | COM | 40,000 | $1,866,800 | dollars as filed | put |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 61,937 | $1,864,923 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 61,789 | $1,862,320 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 95,224 | $1,859,725 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 592,054 | $1,859,050 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 59,503 | $1,857,088 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 1,395,806 | $1,856,422 | dollars as filed | |
| IAA INC | 449253103 | COM | 46,312 | $1,852,480 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 65,100 | $1,848,189 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 22,852 | $1,848,041 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 40,231 | $1,847,810 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 101,321 | $1,845,055 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 117,651 | $1,838,885 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 34,602 | $1,837,019 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 58,657 | $1,834,791 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 69,901 | $1,830,707 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 114,081 | $1,826,437 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19,258 | $1,823,155 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 161,556 | $1,822,351 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 147,638 | $1,821,853 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 295,921 | $1,819,915 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 42,468 | $1,814,233 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 116,152 | $1,811,972 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,989 | $1,805,984 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 15,523 | $1,805,946 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 55,779 | $1,803,335 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 71,154 | $1,803,043 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 100,000 | $1,803,000 | dollars as filed | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 399,640 | $1,802,377 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 30,000 | $1,801,800 | dollars as filed | put |
| NETAPP INC COM | 64110D104 | Stock | 30,000 | $1,801,800 | dollars as filed | call |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 68,764 | $1,801,617 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 100,000 | $1,801,000 | dollars as filed | call |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 77,227 | $1,797,844 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 38,514 | $1,795,523 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 78,252 | $1,794,318 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 86,172 | $1,792,377 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 21,227 | $1,792,195 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 285,736 | $1,791,565 | dollars as filed | |
| BALL CORP | 058498106 | COM | 35,000 | $1,789,900 | dollars as filed | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 20,436 | $1,789,786 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 103,730 | $1,789,343 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 25,788 | $1,784,530 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 98,100 | $1,784,439 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-001065 | this filing | 2023-02-08 | acceptance time not in the bulk data set |