13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-08, with 10,681 holding rows worth $267,823,799,973.
- Accession
- 0000950123-23-001065
- Filer
- CIK 1610520
- Filed
- 2023-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 20,469 entries on the cover page, a total value of $267,823,799,973 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,823,799,973 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FAIR ISAAC CORP COM | 303250104 | Stock | 15,000 | $8,978,700 | dollars as filed | call |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 343,663 | $8,952,422 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 300,802 | $8,942,843 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 325,508 | $8,938,450 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 349,706 | $8,934,988 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,105,403 | $8,909,548 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 50,319 | $8,899,922 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 748,100 | $8,879,947 | dollars as filed | call |
| OGE ENERGY CORP | 670837103 | COM | 224,482 | $8,878,263 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 78,000 | $8,876,400 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 400,000 | $8,808,000 | dollars as filed | put |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 209,000 | $8,807,260 | dollars as filed | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 810,775 | $8,805,017 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 303,332 | $8,790,562 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,106,900 | $8,788,786 | dollars as filed | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 36,852 | $8,783,675 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 700,000 | $8,764,000 | dollars as filed | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,492,474 | $8,730,973 | dollars as filed | |
| SIERRA WIRELESS INC | 826516106 | COM | 300,189 | $8,702,479 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 25,000 | $8,699,500 | dollars as filed | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 353,911 | $8,670,820 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 33,600 | $8,659,056 | dollars as filed | put |
| DYNATRACE INC COM NEW | 268150109 | Stock | 225,937 | $8,653,387 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 144,904 | $8,642,074 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 353,430 | $8,641,364 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 209,037 | $8,635,318 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 378,528 | $8,619,082 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 150,357 | $8,613,952 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 441,557 | $8,601,530 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 164,839 | $8,581,518 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 342,668 | $8,580,407 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 617,952 | $8,577,174 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 166,011 | $8,569,488 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 197,128 | $8,567,183 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 744,840 | $8,565,661 | dollars as filed | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 221,143 | $8,540,542 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 220,219 | $8,515,869 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 68,068 | $8,512,584 | dollars as filed | |
| FISERV INC | 337738108 | COM | 84,100 | $8,499,987 | dollars as filed | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 89,500 | $8,498,025 | dollars as filed | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 116,391 | $8,453,478 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 199,607 | $8,445,372 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 106,900 | $8,422,651 | dollars as filed | put |
| XPO INC COM | 983793100 | Stock | 253,000 | $8,422,370 | dollars as filed | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 207,096 | $8,420,524 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 336,132 | $8,410,023 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 337,845 | $8,405,584 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 101,010 | $8,401,002 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 93,456 | $8,400,760 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 105,618 | $8,398,744 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 113,056 | $8,396,669 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,436,508 | $8,389,207 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 147,384 | $8,386,150 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 196,477 | $8,383,674 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 207,436 | $8,376,266 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 410,600 | $8,376,240 | dollars as filed | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 963,220 | $8,360,750 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 77,867 | $8,355,129 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 41,204 | $8,354,524 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 237,109 | $8,346,237 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 101,700 | $8,340,417 | dollars as filed | put |
| LGI HOMES INC COM | 50187T106 | Stock | 89,990 | $8,333,074 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 432,666 | $8,328,821 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 474,518 | $8,318,301 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 213,754 | $8,310,756 | dollars as filed | |
| FISERV INC | 337738108 | COM | 82,100 | $8,297,847 | dollars as filed | call |
| PG&E CORP COM | 69331C108 | Stock | 510,000 | $8,292,600 | dollars as filed | put |
| CONAGRA FOODS INC | 205887102 | COM | 213,800 | $8,274,060 | dollars as filed | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 484,400 | $8,273,552 | dollars as filed | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 187,137 | $8,232,157 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 700,000 | $8,232,000 | dollars as filed | call |
| ROKU INC COM CL A | 77543R102 | Stock | 202,200 | $8,229,540 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 533,300 | $8,207,487 | dollars as filed | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 203,900 | $8,200,858 | dollars as filed | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 176,970 | $8,197,251 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 313,576 | $8,171,791 | dollars as filed | call |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 321,169 | $8,170,539 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,250,000 | $8,162,500 | dollars as filed | put |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 113,691 | $8,107,305 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 285,685 | $8,087,742 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 293,913 | $8,076,729 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 732,783 | $8,075,268 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 194,000 | $8,070,400 | dollars as filed | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 250,000 | $8,052,500 | dollars as filed | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,980,573 | $8,021,320 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,900 | $7,970,811 | dollars as filed | call |
| ETSY INC | 29786A106 | COM | 66,414 | $7,955,069 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 258,039 | $7,950,183 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 369,904 | $7,945,538 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 109,107 | $7,938,625 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 251,600 | $7,937,980 | dollars as filed | call |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 466,228 | $7,935,200 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 65,110 | $7,928,444 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 466,700 | $7,887,230 | dollars as filed | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 116,071 | $7,878,899 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 76,611 | $7,877,143 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 154,500 | $7,874,865 | dollars as filed | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 130,486 | $7,870,916 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 34,900 | $7,851,453 | dollars as filed | put |
| CIENA CORP COM NEW | 171779309 | Stock | 153,666 | $7,833,893 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 193,419 | $7,823,799 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 173,000 | $7,821,330 | dollars as filed | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 200,000 | $7,816,000 | dollars as filed | put |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 191,787 | $7,796,142 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 68,307 | $7,795,195 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 134,726 | $7,764,259 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 45,783 | $7,751,520 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 380,503 | $7,750,846 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 32,816 | $7,733,090 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 231,854 | $7,727,693 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 50,000 | $7,727,000 | dollars as filed | put |
| BANK HAWAII CORP | 062540109 | COM | 99,570 | $7,722,649 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 177,078 | $7,715,288 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 500,000 | $7,695,000 | dollars as filed | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 290,223 | $7,667,692 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 165,098 | $7,648,990 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 76,900 | $7,637,708 | dollars as filed | call |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 159,752 | $7,632,951 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 138,980 | $7,616,104 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 141,895 | $7,615,505 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 72,049 | $7,613,418 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 231,955 | $7,612,763 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 435,580 | $7,605,227 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 70,232 | $7,573,117 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 213,520 | $7,558,609 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 437,412 | $7,540,983 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 87,500 | $7,532,875 | dollars as filed | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 35,608 | $7,528,600 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 690,922 | $7,524,141 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 123,465 | $7,521,488 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,022,192 | $7,513,112 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 122,000 | $7,504,220 | dollars as filed | put |
| HANESBRANDS INC | 410345102 | COM | 1,178,901 | $7,497,810 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 174,383 | $7,494,982 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 18,769 | $7,491,834 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 283,509 | $7,490,308 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 181,354 | $7,471,784 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 462,770 | $7,459,852 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 157,600 | $7,452,904 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 173,609 | $7,439,146 | dollars as filed | |
| SAFEHOLD INC | 78645L100 | COM | 259,737 | $7,433,673 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 434,751 | $7,425,547 | dollars as filed | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 601,527 | $7,398,782 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 207,364 | $7,392,527 | dollars as filed | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 123,310 | $7,375,171 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 198,281 | $7,350,277 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 289,727 | $7,332,991 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 53,288 | $7,330,297 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 370,865 | $7,320,875 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 481,783 | $7,318,284 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 506,531 | $7,309,242 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 235,595 | $7,301,089 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 327,359 | $7,300,105 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 70,609 | $7,286,142 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 288,914 | $7,283,522 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L867 | SCHRODERS COMMOD | 431,776 | $7,279,743 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 23,600 | $7,274,936 | dollars as filed | call |
| FOX CORP | 35137L204 | CL B COM | 255,521 | $7,269,574 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 102,241 | $7,251,954 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 630,730 | $7,247,088 | dollars as filed | |
| CREDICORP LTD | G2519Y108 | COM | 53,293 | $7,229,729 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 105,813 | $7,216,446 | dollars as filed | |
| RH | 74967X103 | COM | 27,000 | $7,214,130 | dollars as filed | put |
| MATSON INC COM | 57686G105 | Stock | 115,301 | $7,207,466 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 420,926 | $7,206,253 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 135,211 | $7,185,113 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 105,224 | $7,162,598 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 249,356 | $7,149,036 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 415,312 | $7,143,366 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 438,761 | $7,143,029 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,019 | $7,132,515 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 272,900 | $7,130,877 | dollars as filed | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 200,548 | $7,125,470 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 65,900 | $7,119,836 | dollars as filed | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 27,600 | $7,112,796 | dollars as filed | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 619,428 | $7,111,034 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 132,247 | $7,110,921 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 177,449 | $7,085,538 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 355,296 | $7,084,602 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 116,421 | $7,060,934 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 218,896 | $7,055,018 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 307,432 | $7,043,267 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 576,351 | $7,037,246 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 235,537 | $7,033,135 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 47,456 | $7,026,334 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 269,534 | $7,021,361 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 181,797 | $7,019,182 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 148,161 | $7,013,942 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 309,071 | $7,006,639 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 164,069 | $6,997,543 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 70,712 | $6,986,345 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 207,237 | $6,985,959 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 161,550 | $6,983,806 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 568,938 | $6,952,422 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 88,915 | $6,946,040 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 118,801 | $6,926,099 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 607,686 | $6,921,544 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 197,641 | $6,921,388 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 126,205 | $6,905,937 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 5,301,238 | $6,891,609 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 145,517 | $6,888,774 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 57,200 | $6,880,588 | dollars as filed | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 142,263 | $6,865,612 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 74,123 | $6,860,083 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 355,375 | $6,855,184 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 313,598 | $6,827,029 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 30,978 | $6,821,356 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 131,897 | $6,820,393 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 353,202 | $6,820,330 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 554,416 | $6,808,229 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 145,533 | $6,802,212 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 29,788 | $6,801,494 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 791,614 | $6,799,965 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 30,309 | $6,799,825 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 92,400 | $6,791,400 | dollars as filed | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 70,916 | $6,787,370 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 62,120 | $6,772,944 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,430,866 | $6,767,996 | dollars as filed | call |
| EQT CORP COM | 26884L109 | Stock | 200,000 | $6,766,000 | dollars as filed | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 387,770 | $6,762,709 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 133,346 | $6,749,974 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 172,500 | $6,741,300 | dollars as filed | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 219,161 | $6,728,243 | dollars as filed | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 186,545 | $6,706,292 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 239,397 | $6,698,328 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 102,413 | $6,691,665 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 77,998 | $6,681,308 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 97,768 | $6,680,487 | dollars as filed | call |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 672,077 | $6,680,445 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 107,477 | $6,668,948 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 354,497 | $6,668,088 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 224,180 | $6,658,145 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 729,975 | $6,650,072 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 280,602 | $6,627,819 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 412,799 | $6,617,168 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 46,844 | $6,599,851 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 28,000 | $6,593,440 | dollars as filed | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 429,189 | $6,592,344 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 585,109 | $6,582,476 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 753,651 | $6,564,300 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 497,300 | $6,559,387 | dollars as filed | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 410,900 | $6,557,964 | dollars as filed | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12,000 | $6,547,320 | dollars as filed | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 123,967 | $6,525,623 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 190,899 | $6,507,747 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 314,800 | $6,491,176 | dollars as filed | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 163,778 | $6,485,609 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 225,979 | $6,485,598 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 258,537 | $6,484,108 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 291,359 | $6,482,738 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 185,097 | $6,474,693 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 1,581,659 | $6,468,984 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,302,576 | $6,447,751 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 198,498 | $6,447,215 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 479,717 | $6,442,599 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 279,683 | $6,435,506 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 26,835 | $6,419,738 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 97,159 | $6,402,778 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 732,235 | $6,399,734 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 74,300 | $6,396,487 | dollars as filed | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 241,143 | $6,390,290 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 192,955 | $6,375,233 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 440,697 | $6,346,037 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 32,981 | $6,342,247 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 181,611 | $6,336,408 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 13,500 | $6,332,445 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 139,732 | $6,331,257 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 622,000 | $6,319,520 | dollars as filed | call |
| BEYOND MEAT INC | 08862E109 | COM | 512,500 | $6,308,875 | dollars as filed | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 443,945 | $6,308,459 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 623,651 | $6,305,112 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 383,069 | $6,301,485 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 205,000 | $6,297,600 | dollars as filed | put |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 696,209 | $6,293,729 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 60,300 | $6,279,039 | dollars as filed | put |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 649,200 | $6,277,764 | dollars as filed | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 120,537 | $6,266,719 | dollars as filed | call |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $6,264,500 | dollars as filed | principal |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 342,108 | $6,263,997 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 88,708 | $6,261,898 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 253,440 | $6,257,434 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 119,921 | $6,246,685 | dollars as filed | |
| IVLU | 46435G409 | COM | 269,447 | $6,243,087 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 138,938 | $6,239,705 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 199,798 | $6,235,695 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 3,092 | $6,231,246 | dollars as filed | call |
| TRIPADVISOR INC | 896945201 | COM | 346,553 | $6,231,023 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 187,919 | $6,229,515 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 136,800 | $6,227,136 | dollars as filed | put |
| ZSCALERINC | 98980G102 | STOK | 55,500 | $6,210,450 | dollars as filed | put |
| INSULET CORP COM | 45784P101 | Stock | 21,084 | $6,206,919 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 231,652 | $6,199,008 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 294,000 | $6,197,520 | dollars as filed | call |
| BXP INC COM | 101121101 | REIT | 91,676 | $6,195,465 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 68,452 | $6,194,222 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 126,503 | $6,193,587 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 217,019 | $6,176,361 | dollars as filed | call |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 144,639 | $6,174,639 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 41,100 | $6,174,042 | dollars as filed | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 816,837 | $6,167,120 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 287,116 | $6,161,509 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 269,186 | $6,153,592 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 463,792 | $6,145,244 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,157,944 | $6,137,104 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 571,327 | $6,136,052 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 212,399 | $6,134,083 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 201,764 | $6,133,626 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 306,898 | $6,131,822 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 105,257 | $6,130,168 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 153,019 | $6,129,941 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 222,451 | $6,126,300 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 242,115 | $6,113,404 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 161,471 | $6,098,760 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 44,900 | $6,088,440 | dollars as filed | put |
| ADIENT PLC | G0084W101 | ORD SHS | 175,428 | $6,085,597 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 96,004 | $6,077,054 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 35,732 | $6,050,142 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 305,246 | $6,046,924 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 429,445 | $6,029,408 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 326,300 | $6,026,761 | dollars as filed | put |
| MSA SAFETY INC COM | 553498106 | Stock | 41,683 | $6,010,272 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 169,522 | $6,007,860 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 100,870 | $6,007,818 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 373,456 | $6,005,172 | dollars as filed | |
| TORO CO | 891092108 | COM | 52,963 | $5,995,412 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 423,339 | $5,990,246 | dollars as filed | |
| CRH PLC ADS | 12626K203 | ADR | 150,515 | $5,988,991 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 407,300 | $5,987,310 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 92,429 | $5,982,005 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 372,681 | $5,981,530 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 237,500 | $5,949,375 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 138,329 | $5,943,998 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 123,946 | $5,941,971 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 367,429 | $5,930,304 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,059,078 | $5,930,145 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 260,876 | $5,924,494 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 120,833 | $5,913,567 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 243,411 | $5,910,019 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 134,858 | $5,908,130 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 217,779 | $5,899,634 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 126,449 | $5,896,317 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 195,000 | $5,889,000 | dollars as filed | put |
| VAXCYTE INC COM | 92243G108 | Stock | 122,720 | $5,884,424 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 106,048 | $5,860,213 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 325,500 | $5,852,490 | dollars as filed | put |
| THOR INDS INC | 885160101 | COM | 77,500 | $5,850,475 | dollars as filed | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 367,319 | $5,847,719 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 303,374 | $5,846,018 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 84,880 | $5,828,710 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 157,693 | $5,818,872 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 102,544 | $5,818,346 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 169,412 | $5,812,526 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 150,000 | $5,805,000 | dollars as filed | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 39,400 | $5,792,982 | dollars as filed | call |
| IVERIC BIO INC | 46583P102 | COM | 270,277 | $5,786,631 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25,029 | $5,782,701 | dollars as filed | |
| TANGER INC | 875465106 | COM | 322,108 | $5,778,618 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 295,261 | $5,778,258 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 42,254 | $5,771,052 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 36,407 | $5,767,962 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 33,555 | $5,763,072 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 152,500 | $5,762,975 | dollars as filed | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 511,035 | $5,759,364 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 52,732 | $5,752,007 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 115,901 | $5,751,008 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 68,762 | $5,746,440 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 75,362 | $5,739,570 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 285,626 | $5,735,370 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 115,095 | $5,730,580 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 147,900 | $5,723,730 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 126,700 | $5,720,505 | dollars as filed | put |
| BIO RAD LABS INC | 090572207 | CL A | 13,579 | $5,709,832 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30,660 | $5,706,746 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 82,487 | $5,702,326 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 173,700 | $5,699,097 | dollars as filed | put |
| MASTEC INC COM | 576323109 | Stock | 66,472 | $5,672,056 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 418,774 | $5,666,012 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 147,568 | $5,662,184 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 79,399 | $5,646,063 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 88,775 | $5,637,213 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 71,656 | $5,636,462 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 161,014 | $5,632,269 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 154,432 | $5,624,413 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 61,827 | $5,623,166 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 354,108 | $5,616,153 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 41,384 | $5,614,567 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 108,500 | $5,613,790 | dollars as filed | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 108,500 | $5,613,790 | dollars as filed | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,394 | $5,608,647 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 119,640 | $5,603,937 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 246,781 | $5,599,461 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 26,901 | $5,598,905 | dollars as filed | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 160,100 | $5,592,293 | dollars as filed | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 35,884 | $5,587,498 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 35,172 | $5,585,314 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 448,702 | $5,577,366 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 191,265 | $5,569,636 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 312,836 | $5,568,481 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 926,309 | $5,567,117 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 150,000 | $5,563,500 | dollars as filed | call |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 190,000 | $5,546,100 | dollars as filed | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 232,839 | $5,543,896 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 206,610 | $5,543,346 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 62,677 | $5,539,393 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 454,733 | $5,534,101 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 62,442 | $5,532,985 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 113,820 | $5,530,513 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 177,584 | $5,528,189 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 44,114 | $5,523,073 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 63,792 | $5,520,559 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 419,588 | $5,517,583 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 110,057 | $5,494,046 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 269,376 | $5,489,883 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 91,069 | $5,486,907 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 352,705 | $5,473,981 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 71,697 | $5,472,632 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 67,077 | $5,465,434 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 80,599 | $5,464,612 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 78,473 | $5,451,519 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 102,207 | $5,447,633 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 119,500 | $5,439,640 | dollars as filed | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 332,247 | $5,435,561 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 135,800 | $5,430,642 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 80,962 | $5,429,311 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 167,557 | $5,425,496 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 138,705 | $5,424,752 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 39,900 | $5,410,440 | dollars as filed | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 223,993 | $5,409,430 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 354,842 | $5,397,147 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 68,475 | $5,395,830 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 62,893 | $5,394,961 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 455,767 | $5,391,723 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 518,889 | $5,391,257 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 157,000 | $5,389,810 | dollars as filed | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 157,000 | $5,389,810 | dollars as filed | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 258,898 | $5,387,667 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 488,566 | $5,379,111 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 56,736 | $5,362,119 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 391,089 | $5,361,830 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 104,161 | $5,355,959 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $5,352,000 | dollars as filed | put |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $5,352,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 134,132 | $5,345,160 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 330,048 | $5,343,477 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 65,830 | $5,338,813 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 222,363 | $5,336,712 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 22,300 | $5,326,578 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 345,543 | $5,317,906 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 372,607 | $5,317,102 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 119,243 | $5,314,661 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 41,277 | $5,311,524 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 329,700 | $5,311,467 | dollars as filed | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 8,869 | $5,308,806 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 67,000 | $5,278,930 | dollars as filed | call |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 178,340 | $5,275,298 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 130,360 | $5,274,366 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 100,533 | $5,268,934 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 199,666 | $5,231,249 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 19,100 | $5,224,423 | dollars as filed | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 101,638 | $5,224,193 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 114,118 | $5,209,486 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,129,502 | $5,207,005 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 29,184 | $5,202,632 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 2,114,778 | $5,202,355 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 94,558 | $5,184,616 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 183,386 | $5,184,322 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 35,702 | $5,183,574 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 128,776 | $5,172,932 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 65,661 | $5,166,207 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 55,510 | $5,162,430 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 32,315 | $5,161,999 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 121,681 | $5,160,491 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 79,967 | $5,158,672 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 333,494 | $5,155,817 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 224,145 | $5,155,335 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 43,000 | $5,150,540 | dollars as filed | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 94,200 | $5,148,030 | dollars as filed | put |
| NEW MTN FIN CORP | 647551100 | COM | 415,964 | $5,145,475 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 880,833 | $5,144,065 | dollars as filed | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 410,909 | $5,136,363 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 600,000 | $5,136,000 | dollars as filed | put |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 1,435,274 | $5,123,928 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 903,213 | $5,121,218 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 605,400 | $5,115,631 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 141,760 | $5,114,701 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 639,057 | $5,112,456 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 342,674 | $5,109,269 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 146,500 | $5,101,130 | dollars as filed | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 797,682 | $5,097,189 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,116,226 | $5,089,990 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 152,347 | $5,082,296 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 126,300 | $5,079,786 | dollars as filed | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 23,896 | $5,075,750 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 95,258 | $5,067,725 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 239,051 | $5,065,491 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 202,761 | $5,060,914 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 99,868 | $5,055,318 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 621,000 | $5,054,940 | dollars as filed | call |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 554,929 | $5,049,854 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 62,128 | $5,044,172 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-001065 | this filing | 2023-02-08 | acceptance time not in the bulk data set |