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Disclosery

13F-HR filed by UBS Group AG

UBS Group AG filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-08, with 10,681 holding rows worth $267,823,799,973.

Accession
0000950123-23-001065
Filer
CIK 1610520
Filed
2023-02-08
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A combination report, 20,469 entries on the cover page, a total value of $267,823,799,973 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,823,799,973 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
  • reports for this filerUBS OCONNOR LLC 028-06327
  • included managerUBS Financial Services Inc 028-11496
  • included managerUBS AG 028-10396
  • included managerUBS Switzerland AG 028-21410
  • included managerUBS Securities Japan Co., Ltd 028-21660
  • included managerUBS Europe SE 028-21431
  • included managerUBS Bank (Canada) 028-22388
  • included managerUBS La Maison de Gestion 028-21440
  • included managerUBS Securities LLC 028-21412
  • included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
  • included managerUBS (Monaco) S.A. 028-22657

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SOUND FINL BANCORP INC83607A100COM1$39dollars as filed
AMERICAN REBEL HOLDINGS INC02919L117*W EXP 01/20/202985$39dollars as filed
SIYATA MOBILE INC83013Q152*W EXP 09/24/202655$39dollars as filed
AFTERNEXT HEALTHTECH ACQUISIG01109126*W EXP 99/99/999483$39dollars as filed
DUNE ACQUISITION CORP265334110*W EXP 10/29/2023,750$38dollars as filed
OXBRIDGE ACQUISITION CORPG6855L117W EXP 08/04/2021,267$38dollars as filed
ATLANTIC COASTAL AQSTN CORP04845A116WARR533$37dollars as filed
NOVAN INC COM NEW66988N205Stock25$37dollars as filed
ENTERA BIO LTDM40527117*W EXP 06/27/2021,246$37dollars as filed
SURROZEN INC86889P117*W EXP 08/01/203509$36dollars as filed
BLACK MOUNTAIN ACQ CORP09216A116*W EXP 10/15/202900$36dollars as filed
ARMADA ACQUISITION CORP I04208V111*W EXP 99/99/9991,200$36dollars as filed
CODIAK BIOSCIENCES INC192010106COM91$36dollars as filed
Chain Bridge IG2061X110Warrant350$35dollars as filed
IMMUNIC INC4525EP101COM25$35dollars as filed
MICROMOBILITY.COM INC42309B139*W EXP 08/13/202506$35dollars as filed
BONDBLOXX ETF TRUST09789C101USD HI YLD CONSU1$34dollars as filed
NORTHERN GENESIS ACQU CORP I66516W115*W EXP 12/31/202425$34dollars as filed
REDWIRE CORPORATION75776W111*W EXP 05/27/202200$34dollars as filed
Saiheat Ltd W Exp 04/29/202G7852T111SPAC Combination1,100$33dollars as filed
RELIANCE GLOBAL GROUP INC75946W116*W EXP 02/01/202465$33dollars as filed
ONYX ACQUISITION CO IG6755Q117*W EXP 11/30/202800$32dollars as filed
AEQUI ACQUISITION CORP00775W110*W EXP 11/30/2021,067$32dollars as filed
AURORA TECHNOLOGY ACQUISITIOG06984127*W EXP 01/27/2021,600$32dollars as filed
WORLDWIDE WEBB ACQUISITION CG97775111*W EXP 10/20/2023,200$32dollars as filed
BRILLIANT ACQUISITION CORPG1643W129*W EXP 03/30/2023,050$31dollars as filed
COMPASS DIGITAL ACQUISITION COg2476c123WT599$30dollars as filed
INNOVATIVE EYEWEAR INC45791D117*W EXP 08/16/202200$30dollars as filed
WAG GROUP CO93042P117WARR251$30dollars as filed
FIRST RESERVE SUSTAINABLE GW336169115*W EXP 03/05/2023,000$30dollars as filed
BIOAFFINITY TECHNOLOGIES INC09076W117*W EXP 09/07/20266$28dollars as filed
EDIBLE GARDEN AG INC28059P113*W EXP 99/99/9992,800$28dollars as filed
ENPHYS ACQUISITION CORPG3167L117*W EXP 99/99/999398$28dollars as filed
LILIUM N VN52586117*W EXP 09/14/202280$28dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW9$27dollars as filed
AGRIFORCE GROWING SYSTEMS LTC00948114*W EXP 07/12/202300$27dollars as filed
APEXIGEN INC03759B110*W EXP 07/29/202912$27dollars as filed
PROFRAC HLDG CORP74319N118*W EXP 11/09/202900$27dollars as filed
TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT45259A100ETF1$26dollars as filed
Mid-Southern Bancorp59548Q107COM2$26dollars as filed
ABRDN ETFS003261609BBG INDUSTRL MET1$25dollars as filed
XOS INC98423B116*W EXP 08/20/202618$25dollars as filed
EA SERIES TRUST02072L599STRI 1000 VA ETF1$25dollars as filed
Constellation Acquisition Corp IG2R18K113WARRANT832$25dollars as filed
ACHARI VENTURES HLDGS CORP I00444X119*W EXP 99/99/999500$25dollars as filed
FIRST TR EXCHANGE-TRADED FD33734X762INDXX METAVERSE1$24dollars as filed
CIIG CAPITAL PARTNERS II INC12561U117*W EXP 02/28/202298$24dollars as filed
DBX ETF TR23306X100XTRACKERS RISK M1$22dollars as filed
NAVIDEA BIOPHARMACEUTICALS INC63937x202COM100$21dollars as filed
BLOCKCHAIN MOON ACQUISITN CO09370F125*W EXP 10/14/2021,035$21dollars as filed
WTS PHOENIX BIOTECH ACQUISITIO71902k113WT496$20dollars as filed
FINSERV ACQUISITION CORP II31809Y111*W EXP 02/17/2021,999$20dollars as filed
ACROPOLIS INFRASTRUCTURE ACQ005029202UNIT 99/99/99992$20dollars as filed
SES AI CORPORATION WT EXP 12102678397Q117Stock36$19dollars as filed
IDW MEDIA44951N106COM20$19dollars as filed
NEPTUNE WELLNESS SOLUTIONS I64079L204COM NEW56$18dollars as filed
ANTHEMIS DIGITAL ACQUISITIONG03959114*W EXP 11/01/202164$18dollars as filed
LOGISTICS INNOVTN TECHNLGS C54141L118*W EXP 06/15/202616$18dollars as filed
NEWHOLD INVESTMENT CORP II651450116WTS100$18dollars as filed
VANECK ETF TRUST92189H763DIGITAL ASTS MNG3$18dollars as filed
Cingulate Inc W Exp 12/10/20217248W113Warrant83$17dollars as filed
UATARA CAPITAL ACQUISITION COR85021q116WT850$17dollars as filed
D AND Z MEDIA ACQUISITION CO23305Q114*W EXP 01/27/202341$17dollars as filed
ZIMMER ENERGY TRANSITION ACQ989570114*W EXP 06/16/202104$17dollars as filed
HIREQUEST INC433535101COMMON STOCK1$16dollars as filed
10X CAPITAL VENTURE ACQ IIIG87077114WARR199$16dollars as filed
ATI PHYSICAL THERAPY INC WT EXP 08102700216W117Stock1,588$16dollars as filed
ANZU SPECIAL ACQUISITIN CORP03737A119*W EXP 01/27/202407$16dollars as filed
L CATTERTON ASIA ACQUISITIONG5346G117*W EXP 03/08/202400$16dollars as filed
WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/202616842Q134WARR740$15dollars as filed
CF ACQUISITION CORP VIII12520C117*W EXP 03/31/202500$15dollars as filed
PARAMOUNT GOLD NEV CORP COM69924M109Stock40$14dollars as filed
RAIL VISION LTDM8186D114*W EXP 03/27/202200$14dollars as filed
DATA STORAGE CORP23786R110*W EXP 05/18/202119$14dollars as filed
OCA ACQUISITION CORP670865112*W EXP 01/14/202700$14dollars as filed
ACCRETION ACQUISITION CORP00438Y123RIGHT 03/01/2028200$14dollars as filed
GREENWAVE TECHNOLOGY SOLUTIO57630J304USD16$14dollars as filed
NIXXY INC75630B113*W EXP 07/02/202253$13dollars as filed
SILVERSPAC INCG8136V112WARR200$12dollars as filed
INTELLIGENT MEDI ACQSITN COR45828D114WARR1,220$12dollars as filed
TIO TECH AG8T10C114*W EXP 04/12/202600$12dollars as filed
ALLARITY THERAPEUTICS INC016744104COMMON STOCK39$11dollars as filed
HHG CAPITAL CORPORATIONG4R23P145RIGHT 02/25/2026100$11dollars as filed
ALTENERGY ACQUISITION CORP02157M116*W EXP 10/29/202100$10dollars as filed
YIELD10 BIOSCIENCE INC98585K862COM6$10dollars as filed
KINS TECHNOLOGY GROUP INC49714K117*W EXP 10/14/202338$10dollars as filed
AMCI ACQUISITION CORP II00166R209UNIT 03/24/20261$10dollars as filed
MONTEREY CAP ACQUISITION COR61244M208UNIT 05/10/20271$10dollars as filed
CATCHA INVESTMENT CORPG1962Y102SHS CL A1$10dollars as filed
ARISZ ACQUISITION CORP040450207UNIT 11/17/20261$10dollars as filed
BULLPEN PARLAY ACQUISITION CG1792A118*W EXP 12/03/202500$10dollars as filed
AURORA ACQUISITION CORPG0698L129*W EXP 03/02/202452$9dollars as filed
ALTITUDE ACQUISITION CORP02156Y202UNIT 11/30/20271$9dollars as filed
SKYDECK ACQUISITION CORPG82220115*W EXP 05/13/202300$9dollars as filed
ALVOTECHL01800116*W EXP 99/99/9999$8dollars as filed
GEOVAX LABS INC373678119*W EXP 09/29/20251$8dollars as filed
MOBIQUITY TECHNOLOGIES INC60743F128*W EXP 12/03/202100$8dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A6$7dollars as filed
Corner Growth Acquisition Corp 2G2426E120Warrant697$7dollars as filed
GOLDEN ARROW MERGER CORP380799114*W EXP 07/31/202700$7dollars as filed
KEYARCH ACQUISITION CORPG5260A120RIGHT 01/24/2027100$7dollars as filed
MOUNTAIN CREST ACQUSITN CRP62403K116RIGHT 06/29/2026100$7dollars as filed
AVALON ACQUISITION INC05338E119*W EXP 12/31/202100$7dollars as filed
ESPORTS ENTMT GROUP INC29667K116*W EXP 04/16/202334$7dollars as filed
NEONODE INC64051M709CMN1$6dollars as filed
Relativity Acquisition Corp75944B114Warrant207$6dollars as filed
CF ACQUISITION CORP VII12521H115WARR200$6dollars as filed
MARLIN TECHNOLOGY CORPG58411110WARR4,023$6dollars as filed
FORTRESS BIOTECH INC34960Q109COM9$6dollars as filed
Blueriver Acquisition CorpG1261Q115Warrant298$6dollars as filed
FRONTIER INVESTMENT CORPG36816125*W EXP 06/29/202100$6dollars as filed
CLEAN EARTH ACQUISITIONS COR184493120RIGHT 01/01/202750$6dollars as filed
Youdao Inc - Adr98741T104COM1$5dollars as filed
CACTUS ACQUISITION CORP 1 LTDg1745a124WT500$5dollars as filed
ENVVENO MEDICAL CORPORATION29415J106COM1$5dollars as filed
GLOBALINK INVESTMENT INC-RTS37892F117COM100$5dollars as filed
TB SA ACQUISITION CORPG8657L121*W EXP 03/25/202500$5dollars as filed
CUENTAS INC229794110*W EXP 02/04/202100$5dollars as filed
Yotta Acquisition Corp98741Y111Warrant145$4dollars as filed
AEGLEA BIOTHERAPEUTICS INC00773J103COM8$4dollars as filed
BOXED INC103174116WARR100$4dollars as filed
VIVAKOR INC92852R403COM4$4dollars as filed
PROCAPS GROUP SAL7756P110*W EXP 09/29/20211$4dollars as filed
NORTHERN STAR INVEST CORP IV66575B119*W EXP 02/25/202188$4dollars as filed
INDEPENDENCE HOLDINGS CORPG4761A127*W EXP 03/31/202400$4dollars as filed
BIOTECH ACQUISITION COMPANYG1125A116*W EXP 11/30/20259$4dollars as filed
MARBLEGATE ACQUISITION CORP56608A113*W EXP 08/31/20289$4dollars as filed
MONTEREY CAP ACQUISITION COR61244M117*W EXP 01/01/202100$4dollars as filed
IMAC HLDGS INC44967K112*W EXP 02/12/20298$4dollars as filed
MAGNUM OPUS ACQUISITION LTDG5S70A112*W EXP 03/06/202200$4dollars as filed
FOREST ROAD ACQUISITION COR34619V111*W EXP 01/15/20211$4dollars as filed
MEDTECH ACQUISITION CORP58507N113*W EXP 12/22/20249$4dollars as filed
WHEELS UP EXPERIENCE INC96328L114*W EXP 07/13/20270$4dollars as filed
KEYARCH ACQUISITION CORPG5260A112*W EXP 99/99/999100$3dollars as filed
CARDIO DIAGNOSTICS HOLDGS IN14159C111*W EXP 10/25/20252$3dollars as filed
BIORESTORATIVE THERAPIES INC090655606COM NEW1$3dollars as filed
A SPAC II Acquisition CorpG0543H117Warrant100$3dollars as filed
BIORA THERAPEUTICS INC74319F107COM1$3dollars as filed
EDIFY ACQUISITION CORP28059Q111WARR101$3dollars as filed
GLOBAL BLK-CW27 EQUITY37961B120COM98$3dollars as filed
OMNILIT ACQUISITION CORP68218C116*W EXP 11/08/202100$3dollars as filed
ITIQUIRA ACQUISITION CORPG49773115*W EXP 02/03/202307$3dollars as filed
THERMOGENESIS HLDGS INC88362L209COM NEW1$3dollars as filed
SPRINGWATER SPECIAL SITUATIONS85205u115WT100$2dollars as filed
CAPITALWORKS EMNG MKTS ACQSTNg1889l126WT100$2dollars as filed
ATHENA TECHNOLOGY ACQUISITION04687c113WT55$2dollars as filed
BIOFRONTERA INC09077D118*W EXP 10/27/20210$2dollars as filed
MESA AIR GROUP INC590479135COM NEW1$2dollars as filed
MOUNTAIN & CO I ACQUISITN COG6301J112*W EXP 09/30/20290$2dollars as filed
FINNOVATE ACQUISITION CORPG3R34K111*W EXP 09/30/20275$2dollars as filed
SHOULDERUP TECHNOLOGY ACQUIS82537G112*W EXP 11/17/202100$2dollars as filed
IM CANNABIS CORP44969Q307COM2$2dollars as filed
VERSUS SYSTEMS INC92535P147*W EXP 01/20/202150$2dollars as filed
FAZE HOLDINGS INC31423J102COMMON STOCK1$2dollars as filed
BIOPLUS ACQUISITION CORPG11217125*W EXP 12/02/202215$2dollars as filed
HEARTLAND MEDIA ACQUISITION42237V116*W EXP 99/99/99950$2dollars as filed
GREENLANE HLDGS INC CLASS A395330202COM6$2dollars as filed
DOMA HOLDINGS INC25703A112*W EXP 07/28/20276$2dollars as filed
TRILOGY METALS INC89621C105COMMON STOCK2$1dollars as filed
NIXXY INC COM NEW75630B303Stock2$1dollars as filed
DP CAP ACQUISITION I CORPg2r05b126WT100$1dollars as filed
Futuretech II Acquisition Corp36119D111Warrant100$1dollars as filed
WTS/ENVIRONMENTAL IMPACT ACQUI 11.5000EXP09/30/202739536G113WARR13$1dollars as filed
BANNIX ACQUISITION CORP066644113*W EXP 07/31/202100$1dollars as filed
PATRIA LATIN AMERICAN-CW27G69454117COM9$1dollars as filed
BLEUACACIA LTDG11728139RIGHT 10/30/202620$1dollars as filed
HOME PLATE ACQUISITION CORP43734R111*W EXP 09/30/20250$1dollars as filed
A SPAC I ACQUISITION CORPG0542S130*W EXP 05/21/202100$1dollars as filed
STRATIM CLOUD ACQUISITION CO86309R115*W EXP 03/05/20251$1dollars as filed
APTOSE BIOSCIENCES INC COM03835T200Stock2$1dollars as filed
EXELA TECHNOLOGIES INC30162V706COM13$1dollars as filed
AGILE THERAPEUTICS INC00847L209COM NEW6$1dollars as filed
EPIPHANY TECHNOLOGY ACQUISIT29429X117*W EXP 01/12/20291,941$0dollars as filedValue filed as zero, left out of ratios.
DEEP LAKE CAPITAL ACQUSTN COG27029118*W EXP 01/04/202100$0dollars as filedValue filed as zero, left out of ratios.
PIONEER MERGER CORPG7S24C111*W EXP 01/07/20229,000$0dollars as filedValue filed as zero, left out of ratios.
SCION TECH GROWTH IIG31070116*W EXP 01/28/202100$0dollars as filedValue filed as zero, left out of ratios.
KAIROS ACQUISITION CORPG52110106*W EXP 11/30/20210,050$0dollars as filedValue filed as zero, left out of ratios.
GOLDENSTONE ACQUISITION LTD38136Y110*W EXP 07/15/202100$0dollars as filedValue filed as zero, left out of ratios.
DEEP MEDICINE ACQUISITION CO243733110RIGHT 10/22/20262$0dollars as filedValue filed as zero, left out of ratios.
HARBOR CUSTOM DEVELOPMENT IN41150T124*W EXP 10/07/2021$0dollars as filedValue filed as zero, left out of ratios.
CREATIVE REALITIES INC22530J119*W EXP 11/19/2021$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-23-001065this filing2023-02-08acceptance time not in the bulk data set