13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-08, with 10,681 holding rows worth $267,823,799,973.
- Accession
- 0000950123-23-001065
- Filer
- CIK 1610520
- Filed
- 2023-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 20,469 entries on the cover page, a total value of $267,823,799,973 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,823,799,973 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 56,150 | $1,783,885 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 15,000 | $1,783,200 | dollars as filed | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 15,000 | $1,783,200 | dollars as filed | call |
| VIRTU FINL INC | 928254101 | CL A | 87,347 | $1,782,752 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 74,759 | $1,782,254 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 510,127 | $1,780,343 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 32,679 | $1,779,698 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 357,994 | $1,779,230 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 523,259 | $1,779,081 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 74,583 | $1,778,804 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 26,000 | $1,778,660 | dollars as filed | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 67,778 | $1,777,139 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 145,125 | $1,774,879 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 90,865 | $1,774,593 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 71,605 | $1,772,224 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 143,080 | $1,769,900 | dollars as filed | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 38,016 | $1,768,504 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 99,290 | $1,768,355 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 94,399 | $1,768,094 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 74,385 | $1,760,693 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 39,085 | $1,759,216 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 160,366 | $1,754,404 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 307,526 | $1,752,898 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 537,600 | $1,752,576 | dollars as filed | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 618,938 | $1,751,594 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 60,105 | $1,751,460 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 59,100 | $1,749,360 | dollars as filed | put |
| JBT MAREL CORPORATION | 477839104 | COM | 19,048 | $1,739,654 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 58,079 | $1,737,723 | dollars as filed | |
| WEBER INC | 94770D102 | COM | 215,841 | $1,737,520 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 19,000 | $1,733,750 | dollars as filed | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 47,746 | $1,733,657 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 43,423 | $1,725,196 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 52,115 | $1,725,006 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 29,208 | $1,723,564 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 156,698 | $1,720,545 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 227,726 | $1,719,331 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 21,674 | $1,718,966 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 43,532 | $1,717,773 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 13,625 | $1,717,159 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 18,404 | $1,714,885 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 76,419 | $1,705,672 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 197,182 | $1,703,652 | dollars as filed | |
| CINCOR PHARMA INC | 17240Y109 | COM | 138,614 | $1,703,566 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 233,473 | $1,702,018 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 102,711 | $1,701,922 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 31,298 | $1,700,733 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 75,000 | $1,700,250 | dollars as filed | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 165,265 | $1,698,924 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 18,818 | $1,698,513 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 185,969 | $1,697,897 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 105,000 | $1,694,700 | dollars as filed | call |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 179,130 | $1,694,570 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 34,914 | $1,693,329 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 34,700 | $1,693,013 | dollars as filed | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 37,661 | $1,692,862 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 83,536 | $1,692,439 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 288,603 | $1,691,213 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 272,162 | $1,690,126 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 673,300 | $1,689,983 | dollars as filed | put |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 43,540 | $1,687,610 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 240,634 | $1,686,844 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 38,092 | $1,686,714 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 163,347 | $1,685,741 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 79,657 | $1,685,542 | dollars as filed | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 50,739 | $1,685,042 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 27,256 | $1,678,152 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 14,000 | $1,676,920 | dollars as filed | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 42,928 | $1,674,621 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 82,822 | $1,670,520 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 43,815 | $1,665,847 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,126 | $1,665,365 | dollars as filed | |
| DIODES INC COM | 254543101 | Stock | 21,863 | $1,664,648 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 22,525 | $1,663,247 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 364,700 | $1,663,032 | dollars as filed | put |
| BARINGS CORPORATE INVS | 06759X107 | COM | 119,126 | $1,662,999 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 105,799 | $1,658,928 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 203,982 | $1,658,374 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 26,626 | $1,657,735 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 20,800 | $1,655,680 | dollars as filed | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 243,679 | $1,654,580 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 174,393 | $1,653,245 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 93,683 | $1,650,695 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 40,980 | $1,649,855 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,000 | $1,648,080 | dollars as filed | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 93,353 | $1,646,747 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 178,363 | $1,644,507 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 79,093 | $1,642,762 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 44,111 | $1,642,693 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 58,060 | $1,638,453 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 23,018 | $1,636,580 | dollars as filed | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 439,567 | $1,630,794 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q584 | CONDCTR GBL EQTY | 123,228 | $1,629,074 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 146,311 | $1,626,978 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 56,143 | $1,618,603 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 59,461 | $1,617,339 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 47,786 | $1,615,167 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 175,530 | $1,614,876 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 12,247 | $1,611,337 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 28,427 | $1,611,243 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 155,133 | $1,605,627 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 51,791 | $1,605,003 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 12,800 | $1,602,560 | dollars as filed | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,000 | $1,601,900 | dollars as filed | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 25,435 | $1,601,133 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 156,027 | $1,600,837 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 176,370 | $1,599,677 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 50,700 | $1,599,078 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 95,528 | $1,598,184 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 32,731 | $1,596,946 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 270,220 | $1,594,298 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 226,139 | $1,592,019 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 22,500 | $1,588,275 | dollars as filed | put |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 49,859 | $1,587,511 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 65,440 | $1,585,612 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 144,302 | $1,584,436 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 69,710 | $1,583,811 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 31,022 | $1,581,813 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 28,177 | $1,575,940 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 19,212 | $1,575,576 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 13,400 | $1,574,232 | dollars as filed | put |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 53,328 | $1,572,643 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 26,653 | $1,572,527 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 310,000 | $1,571,700 | dollars as filed | call |
| DENISON MINES CORP | 248356107 | COM | 1,366,694 | $1,571,698 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 109,354 | $1,571,417 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 122,848 | $1,568,769 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 26,471 | $1,567,083 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 61,500 | $1,566,405 | dollars as filed | call |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 19,848 | $1,566,206 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 57,356 | $1,564,099 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 60,000 | $1,563,000 | dollars as filed | put |
| JFROG LTD ORD SHS | M6191J100 | Stock | 73,200 | $1,561,356 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 42,321 | $1,559,529 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,500 | $1,558,800 | dollars as filed | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 209,034 | $1,557,303 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 32,965 | $1,553,970 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 22,756 | $1,552,642 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 168,096 | $1,551,526 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 155,596 | $1,549,736 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 340,551 | $1,549,508 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 32,498 | $1,546,580 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 131,873 | $1,542,914 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 110,325 | $1,540,137 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 86,268 | $1,538,159 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 57,858 | $1,537,287 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 120,725 | $1,535,622 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 28,576 | $1,534,817 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 126,100 | $1,534,637 | dollars as filed | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 46,312 | $1,533,853 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 32,664 | $1,532,595 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 14,100 | $1,532,529 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 28,955 | $1,532,299 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 43,846 | $1,530,664 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 179,764 | $1,529,791 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 28,734 | $1,527,499 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 33,126 | $1,526,447 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 17,671 | $1,526,244 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 67,929 | $1,524,327 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 48,000 | $1,523,040 | dollars as filed | put |
| COVISTA INC | 00737L103 | COM | 42,803 | $1,519,507 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 22,141 | $1,515,109 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 329,327 | $1,514,904 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 74,540 | $1,514,653 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 8,100 | $1,513,647 | dollars as filed | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 13,627 | $1,511,371 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 58,971 | $1,510,837 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 300,905 | $1,510,543 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 82,457 | $1,509,787 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,300 | $1,509,465 | dollars as filed | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 33,521 | $1,507,775 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 52,548 | $1,507,602 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 153,907 | $1,505,211 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 17,581 | $1,504,933 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 65,361 | $1,499,382 | dollars as filed | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 146,380 | $1,498,931 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 27,728 | $1,498,698 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 202,483 | $1,498,374 | dollars as filed | |
| GERON CORP | 374163103 | COM | 618,972 | $1,497,912 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 18,825 | $1,496,400 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 191,438 | $1,495,131 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 8,000 | $1,494,960 | dollars as filed | call |
| GENERATION BIO CO | 37148K100 | COM | 379,465 | $1,491,297 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 108,955 | $1,487,236 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 29,770 | $1,486,714 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 300,000 | $1,485,000 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 24,000 | $1,484,400 | dollars as filed | principal |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 87,770 | $1,479,802 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 18,521 | $1,479,272 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 653,656 | $1,477,263 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 80,694 | $1,476,700 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 122,465 | $1,475,704 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 28,004 | $1,474,130 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 15,000 | $1,472,250 | dollars as filed | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 28,160 | $1,472,205 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,883 | $1,470,997 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 1,500,000 | $1,470,000 | dollars as filed | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 20,122 | $1,467,296 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 62,432 | $1,465,279 | dollars as filed | |
| COHU INC | 192576106 | COM | 45,710 | $1,465,006 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 49,775 | $1,463,883 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 85,334 | $1,460,918 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 28,339 | $1,458,041 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 17,434 | $1,456,437 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 65,685 | $1,456,236 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 35,648 | $1,456,221 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 141,200 | $1,454,360 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 65,333 | $1,454,313 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 140,316 | $1,453,674 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 150,624 | $1,453,521 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 31,883 | $1,450,358 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 144,399 | $1,449,766 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 41,416 | $1,449,145 | dollars as filed | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 16,544 | $1,448,262 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 7,498 | $1,447,039 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 85,122 | $1,443,669 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 136,918 | $1,437,639 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 22,961 | $1,437,358 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 65,933 | $1,437,339 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 227,318 | $1,436,650 | dollars as filed | |
| AAR CORP | 000361105 | COM | 31,971 | $1,435,498 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 79,480 | $1,433,819 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 32,418 | $1,433,200 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 62,785 | $1,430,870 | dollars as filed | |
| FIRSTCASH HOLDINGS INC | 33768G107 | COM | 16,463 | $1,430,799 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 916,640 | $1,429,959 | dollars as filed | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 62,795 | $1,426,702 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 920,223 | $1,426,346 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 411,026 | $1,426,260 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 111,486 | $1,424,791 | dollars as filed | |
| VWO | 922042858 | SHS | 36,500 | $1,422,770 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 24,929 | $1,420,703 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 22,509 | $1,420,318 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 31,567 | $1,419,569 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 125,600 | $1,416,768 | dollars as filed | call |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 157,227 | $1,416,615 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 124,471 | $1,412,746 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 10,366 | $1,411,850 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 24,056 | $1,411,607 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,400 | $1,410,656 | dollars as filed | put |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 11,501 | $1,409,448 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,531 | $1,405,722 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 104,003 | $1,405,080 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 17,000 | $1,404,710 | dollars as filed | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 50,000 | $1,404,000 | dollars as filed | put |
| CORSAIR GAMING INC | 22041X102 | COM | 103,388 | $1,402,975 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 57,679 | $1,402,753 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 51,541 | $1,401,915 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 300,000 | $1,398,000 | dollars as filed | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 9,327 | $1,396,345 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 100,000 | $1,396,000 | dollars as filed | put |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 107,996 | $1,393,149 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 125,000 | $1,392,500 | dollars as filed | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 31,453 | $1,392,110 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 55,147 | $1,390,807 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 115,755 | $1,390,218 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 117,471 | $1,389,682 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 88,626 | $1,389,655 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 98,400 | $1,387,440 | dollars as filed | call |
| OAK STR HEALTH INC | 67181A107 | COM | 64,476 | $1,386,878 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 14,052 | $1,385,387 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 94,027 | $1,383,137 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 109,191 | $1,381,266 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 37,337 | $1,380,722 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 72,821 | $1,379,958 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 42,000 | $1,376,340 | dollars as filed | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 58,473 | $1,375,285 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 287,973 | $1,370,751 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 9,200 | $1,369,788 | dollars as filed | put |
| ENVIVA INC | 29415B103 | COM | 25,832 | $1,368,321 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 11,610 | $1,367,542 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 37,353 | $1,366,746 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 151,791 | $1,363,083 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 115,524 | $1,362,028 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 33,869 | $1,359,163 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 29,935 | $1,357,253 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,000 | $1,357,000 | dollars as filed | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 102,879 | $1,355,945 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 33,201 | $1,355,265 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 341,874 | $1,350,403 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 35,516 | $1,349,608 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 83,943 | $1,348,964 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 126,609 | $1,348,385 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 37,424 | $1,346,890 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 38,052 | $1,346,660 | dollars as filed | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 72,825 | $1,344,350 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 120,123 | $1,344,176 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 22,200 | $1,341,990 | dollars as filed | put |
| SIGNIFY HEALTH INC | 82671G100 | COM | 46,800 | $1,341,288 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 29,424 | $1,341,146 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 171,922 | $1,339,273 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 120,015 | $1,336,968 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 45,683 | $1,335,315 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 52,368 | $1,334,337 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 58,248 | $1,332,714 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,061 | $1,330,952 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 578,562 | $1,330,693 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 214,202 | $1,330,194 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 154,474 | $1,330,021 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 155,200 | $1,328,512 | dollars as filed | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 302,880 | $1,323,586 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 128,559 | $1,322,872 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 30,855 | $1,322,446 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 176,088 | $1,322,421 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 99,006 | $1,321,730 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 50,969 | $1,321,626 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 50,675 | $1,319,577 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 78,169 | $1,319,493 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 116,762 | $1,319,411 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 243,702 | $1,318,428 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 9,356 | $1,316,858 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 42,450 | $1,316,374 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 57,197 | $1,314,959 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 162,249 | $1,314,217 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 26,675 | $1,312,410 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 61,222 | $1,311,375 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 30,034 | $1,306,780 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 13,000 | $1,303,510 | dollars as filed | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 13,000 | $1,303,510 | dollars as filed | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,924 | $1,302,925 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 48,735 | $1,300,737 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 73,064 | $1,300,538 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 125,000 | $1,300,000 | dollars as filed | call |
| GOPRO INC | 38268T103 | CL A | 260,727 | $1,298,420 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 36,949 | $1,298,388 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 90,694 | $1,297,832 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 28,544 | $1,297,040 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 12,000 | $1,293,600 | dollars as filed | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 28,266 | $1,293,452 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 89,892 | $1,289,951 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 69,800 | $1,287,810 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 55,500 | $1,287,600 | dollars as filed | put |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 161,012 | $1,286,486 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 25,254 | $1,285,934 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 16,969 | $1,284,893 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 100,522 | $1,284,671 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 127,307 | $1,281,981 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,814 | $1,281,808 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 17,037 | $1,281,012 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 40,100 | $1,279,591 | dollars as filed | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 21,415 | $1,279,546 | dollars as filed | |
| BALL CORP | 058498106 | COM | 25,000 | $1,278,500 | dollars as filed | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 13,838 | $1,275,863 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 57,324 | $1,274,886 | dollars as filed | call |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 208,510 | $1,273,996 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 12,252 | $1,273,473 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 173,100 | $1,272,285 | dollars as filed | call |
| HANESBRANDS INC | 410345102 | COM | 200,000 | $1,272,000 | dollars as filed | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 111,449 | $1,270,518 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 69,100 | $1,268,676 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 22,342 | $1,267,909 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 243,657 | $1,267,016 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 223,436 | $1,266,882 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 34,148 | $1,266,208 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 28,586 | $1,265,788 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 155,949 | $1,261,627 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 56,596 | $1,259,261 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 30,720 | $1,253,068 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 72,083 | $1,250,640 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 28,738 | $1,247,804 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 321,246 | $1,246,435 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 400,409 | $1,245,271 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 19,871 | $1,242,534 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,522 | $1,240,905 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 18,220 | $1,240,599 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 32,800 | $1,240,496 | dollars as filed | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 221,249 | $1,238,994 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 43,962 | $1,238,409 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 22,301 | $1,237,260 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 223,244 | $1,236,771 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 120,408 | $1,236,591 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 53,800 | $1,235,786 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 59,748 | $1,235,588 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 108,135 | $1,233,820 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 33,887 | $1,233,487 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 43,052 | $1,230,857 | dollars as filed | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 41,648 | $1,230,282 | dollars as filed | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 42,739 | $1,230,029 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 236,023 | $1,229,679 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 47,176 | $1,229,406 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 19,020 | $1,228,692 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 157,600 | $1,227,704 | dollars as filed | put |
| Berry Corp | 08579X101 | Common Stock | 152,918 | $1,223,344 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 531,500 | $1,222,450 | dollars as filed | call |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 194,651 | $1,222,409 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 15,604 | $1,222,105 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 38,704 | $1,221,498 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,805 | $1,220,068 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 23,923 | $1,219,833 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 29,644 | $1,218,665 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 38,316 | $1,218,449 | dollars as filed | |
| PCSB FINL CORP COM | 69324R104 | Stock | 63,932 | $1,217,265 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 218,776 | $1,216,394 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 81,789 | $1,215,384 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 32,780 | $1,213,515 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 73,946 | $1,211,235 | dollars as filed | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 16,000 | $1,211,040 | dollars as filed | principal |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 28,481 | $1,208,164 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 26,081 | $1,206,247 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 177,964 | $1,203,036 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 10,000 | $1,202,900 | dollars as filed | call |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 254,639 | $1,199,350 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 38,793 | $1,196,376 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 16,000 | $1,196,000 | dollars as filed | principal |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 14,967 | $1,193,619 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 52,301 | $1,187,756 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 13,389 | $1,187,068 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 54,962 | $1,186,080 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 39,474 | $1,185,010 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 20,298 | $1,184,793 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 84,862 | $1,184,673 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 61,474 | $1,181,530 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 38,930 | $1,181,525 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 61,124 | $1,180,304 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 744,911 | $1,176,959 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 105,935 | $1,176,938 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 14,303 | $1,176,135 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 15,000 | $1,175,700 | dollars as filed | principal |
| CONFLUENT INC | 20717M103 | CLASS A COM | 52,741 | $1,172,960 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 15,646 | $1,170,008 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 51,314 | $1,169,960 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 61,670 | $1,168,647 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 67,109 | $1,167,697 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 38,554 | $1,166,644 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 18,339 | $1,165,627 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 355,271 | $1,165,289 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 16,124 | $1,165,120 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 97,800 | $1,164,798 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 21,612 | $1,164,239 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 34,500 | $1,163,340 | dollars as filed | put |
| UNITIL CORP COM | 913259107 | Stock | 22,611 | $1,161,301 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 27,396 | $1,159,673 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,706 | $1,159,169 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 61,943 | $1,157,716 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 56,174 | $1,151,006 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 57,879 | $1,149,477 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 39,805 | $1,148,374 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 125,120 | $1,147,350 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 11,949 | $1,147,343 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 37,003 | $1,147,093 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 114,174 | $1,146,308 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 42,595 | $1,145,380 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 75,000 | $1,143,000 | dollars as filed | put |
| TAPESTRY INC COM | 876030107 | Stock | 30,000 | $1,142,400 | dollars as filed | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 47,133 | $1,142,033 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 16,700 | $1,141,111 | dollars as filed | put |
| STEM INC | 85859N102 | COM | 127,638 | $1,141,084 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 240,733 | $1,138,667 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 39,969 | $1,134,320 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 46,541 | $1,134,204 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 50,000 | $1,133,500 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 10,526 | $1,133,124 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 115,421 | $1,131,126 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 20,769 | $1,130,872 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 49,554 | $1,130,822 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 54,867 | $1,129,163 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 176,745 | $1,124,098 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 30,451 | $1,120,292 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 88,041 | $1,118,121 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 454,367 | $1,117,742 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 16,211 | $1,117,100 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 21,311 | $1,115,418 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 25,061 | $1,114,211 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 82,500 | $1,112,925 | dollars as filed | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 23,303 | $1,112,252 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 40,666 | $1,111,402 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 30,000 | $1,111,200 | dollars as filed | call |
| ONTERRIS INC | 615111101 | COM | 25,000 | $1,109,750 | dollars as filed | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 22,003 | $1,109,171 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 28,979 | $1,109,026 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 56,487 | $1,108,275 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 13,000 | $1,107,470 | dollars as filed | principal |
| NUVALENT INC COM | 670703107 | Stock | 37,188 | $1,107,459 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 40,000 | $1,104,400 | dollars as filed | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 73,139 | $1,102,936 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 95,748 | $1,101,103 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 10,694 | $1,100,733 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 197,258 | $1,100,700 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 47,304 | $1,099,819 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 87,428 | $1,098,970 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 63,556 | $1,098,883 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 17,000 | $1,098,710 | dollars as filed | principal |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 47,225 | $1,097,037 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 99,811 | $1,094,927 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 86,000 | $1,094,780 | dollars as filed | call |
| KNOWLES CORP COM | 49926D109 | Stock | 66,641 | $1,094,245 | dollars as filed | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 427,284 | $1,093,847 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 46,660 | $1,091,844 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 130,591 | $1,091,741 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 52,740 | $1,091,191 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 137,300 | $1,090,162 | dollars as filed | put |
| SILGAN HLDGS INC | 827048109 | COM | 21,008 | $1,089,055 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 53,050 | $1,086,995 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 33,848 | $1,086,859 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 9,421 | $1,086,712 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 21,443 | $1,086,516 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 33,973 | $1,085,776 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 180,135 | $1,082,611 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 27,031 | $1,081,510 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 15,000 | $1,081,200 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-001065 | this filing | 2023-02-08 | acceptance time not in the bulk data set |