13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab US REIT ETF | 808524847 | SHS | 129,073 | $5,896,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 263,904 | $5,888,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 360,900 | $5,883,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 307,484 | $5,882,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 601,870 | $5,874,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 55,668 | $5,860,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 197,434 | $5,840,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39,207 | $5,829,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 24,000 | $5,825,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 115,886 | $5,818,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 16,500 | $5,790,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 76,646 | $5,789,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,393,029 | $5,781,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 382,540 | $5,780,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 80,137 | $5,769,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 79,652 | $5,765,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 96,031 | $5,759,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 175,037 | $5,755,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 31,539 | $5,753,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 154,017 | $5,749,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 48,498 | $5,744,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 122,088 | $5,743,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 74,025 | $5,727,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 103,400 | $5,720,000 | thousands by filing date | call |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 123,651 | $5,717,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 269,088 | $5,710,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 55,581 | $5,703,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 121,136 | $5,697,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 441,459 | $5,691,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 134,800 | $5,678,000 | thousands by filing date | call |
| VOLTA INC | 92873V102 | COM CL A | 656,300 | $5,677,000 | thousands by filing date | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 283,908 | $5,676,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 330,755 | $5,672,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 209,085 | $5,641,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 798,320 | $5,636,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 65,874 | $5,633,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 77,058 | $5,633,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 359,975 | $5,630,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 150,000 | $5,622,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 104,068 | $5,618,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 49,615 | $5,614,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 230,527 | $5,613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 104,556 | $5,613,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 202,961 | $5,601,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 82,384 | $5,599,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 104,166 | $5,597,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 22,395 | $5,596,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 64,830 | $5,596,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 75,804 | $5,593,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 688,298 | $5,589,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 24,000 | $5,576,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 28,243 | $5,562,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 63,724 | $5,559,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 54,263 | $5,551,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 55,336 | $5,543,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 118,083 | $5,533,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 244,758 | $5,531,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 45,042 | $5,530,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 48,688 | $5,529,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 77,517 | $5,522,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 66,367 | $5,522,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 94,966 | $5,518,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 64,176 | $5,515,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 561,887 | $5,506,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 730,900 | $5,504,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 147,045 | $5,499,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 39,436 | $5,497,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 514,977 | $5,489,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 196,830 | $5,482,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 317,626 | $5,470,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 34,863 | $5,465,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 466,559 | $5,463,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 26,639 | $5,456,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 100,000 | $5,453,000 | thousands by filing date | put |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 100,000 | $5,453,000 | thousands by filing date | call |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 99,254 | $5,451,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 144,718 | $5,446,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 342,716 | $5,446,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 301,506 | $5,439,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 148,525 | $5,437,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 250,000 | $5,433,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 74,800 | $5,430,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 86,520 | $5,430,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 22,616 | $5,430,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 52,704 | $5,418,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 94,755 | $5,413,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 38,761 | $5,412,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 201,153 | $5,409,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 68,189 | $5,404,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 141,962 | $5,401,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 694,992 | $5,393,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 237,102 | $5,382,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 85,075 | $5,378,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 20,500 | $5,376,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 26,101 | $5,374,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 76,368 | $5,365,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 89,269 | $5,358,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 100,000 | $5,352,000 | thousands by filing date | call |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 50,284 | $5,342,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 117,300 | $5,339,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 385,544 | $5,332,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 120,400 | $5,330,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 13,100 | $5,313,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 125,000 | $5,305,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 40,920 | $5,304,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 120,000 | $5,303,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 70,400 | $5,298,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 134,463 | $5,298,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 34,480 | $5,297,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 289,578 | $5,297,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 20,207 | $5,295,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 46,086 | $5,292,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 94,185 | $5,285,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 55,716 | $5,284,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 112,725 | $5,283,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 45,864 | $5,280,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 62,698 | $5,280,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 73,997 | $5,271,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 29,754 | $5,267,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 76,097 | $5,267,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 237,729 | $5,261,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 322,264 | $5,256,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 108,400 | $5,249,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 77,000 | $5,244,000 | thousands by filing date | call |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 107,542 | $5,231,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 68,910 | $5,217,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 330,896 | $5,205,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 788,162 | $5,194,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 446,519 | $5,188,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 91,208 | $5,185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 247,627 | $5,175,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 29,360 | $5,172,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 367,138 | $5,158,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 108,253 | $5,158,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,637,023 | $5,156,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 170,906 | $5,154,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 486,200 | $5,154,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 30,485 | $5,146,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 450,000 | $5,144,000 | thousands by filing date | put |
| MIMECAST LIMITED | G14838109 | ORD SHS | 80,867 | $5,143,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 56,376 | $5,138,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 129,782 | $5,135,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 77,095 | $5,127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 98,918 | $5,127,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 254,219 | $5,127,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 80,361 | $5,126,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 29,999 | $5,115,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 28,906 | $5,113,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 80,026 | $5,106,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 383,145 | $5,100,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 90,747 | $5,098,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 120,872 | $5,097,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 39,146 | $5,081,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 103,146 | $5,079,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 98,460 | $5,079,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 98,850 | $5,076,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 25,592 | $5,069,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 56,185 | $5,067,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 347,820 | $5,067,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 963,322 | $5,067,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 358,712 | $5,065,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 127,062 | $5,063,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 250,000 | $5,063,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 249,133 | $5,062,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,277,869 | $5,059,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 396,659 | $5,057,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 155,089 | $5,046,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 50,000 | $5,045,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 363,126 | $5,029,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 420,170 | $5,025,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 73,037 | $5,021,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 270,919 | $5,020,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 84,523 | $5,019,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 157,982 | $5,018,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 115,446 | $5,018,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 101,202 | $5,017,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 31,886 | $5,004,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 236,996 | $4,998,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 472,648 | $4,987,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 361,212 | $4,981,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 327,036 | $4,978,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 209,200 | $4,977,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 153,621 | $4,971,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 43,003 | $4,966,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 333,488 | $4,952,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 189,029 | $4,949,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 133,444 | $4,948,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 40,800 | $4,928,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 324,022 | $4,928,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 101,649 | $4,928,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 113,014 | $4,910,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 119,385 | $4,907,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 41,092 | $4,904,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 530,850 | $4,900,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 174,990 | $4,892,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 141,399 | $4,891,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 66,050 | $4,884,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 146,065 | $4,876,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 64,899 | $4,875,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 19,079 | $4,875,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 156,335 | $4,867,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 338,388 | $4,863,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 114,960 | $4,862,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 48,060 | $4,852,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 89,177 | $4,851,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 111,601 | $4,847,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 196,284 | $4,840,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 31,010 | $4,830,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 162,715 | $4,828,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 116,056 | $4,827,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 319,160 | $4,826,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 370,463 | $4,817,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 27,201 | $4,810,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 134,504 | $4,807,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 221,452 | $4,805,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 361,355 | $4,800,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 551,666 | $4,799,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 32,127 | $4,797,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 152,964 | $4,787,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 327,253 | $4,768,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 358,612 | $4,765,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 170,071 | $4,762,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 395,389 | $4,760,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 550,000 | $4,758,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 60,743 | $4,750,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 272,240 | $4,745,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 214,321 | $4,739,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 70,672 | $4,720,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 204,112 | $4,717,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 298,002 | $4,712,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,205,194 | $4,712,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 246,893 | $4,706,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 433,444 | $4,685,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,573 | $4,684,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 185,000 | $4,681,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 963,410 | $4,672,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 30,036 | $4,669,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 90,000 | $4,667,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 65,057 | $4,657,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 38,211 | $4,653,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 482,539 | $4,650,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 231,154 | $4,650,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 20,000 | $4,649,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 35,431 | $4,648,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 693,356 | $4,645,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 453,487 | $4,644,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 90,497 | $4,636,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 83,941 | $4,628,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 245,788 | $4,624,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 182,344 | $4,615,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 269,897 | $4,613,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 48,127 | $4,611,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 577,525 | $4,609,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 113,800 | $4,601,000 | thousands by filing date | call |
| CORTEXYME INC | 22053A107 | COM | 50,200 | $4,601,000 | thousands by filing date | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 32,500 | $4,594,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 113,076 | $4,593,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 31,507 | $4,590,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 227,594 | $4,588,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 185,244 | $4,585,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 28,884 | $4,575,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 53,513 | $4,570,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 100,000 | $4,564,000 | thousands by filing date | call |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 246,278 | $4,561,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 19,262 | $4,560,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,860,421 | $4,558,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 92,653 | $4,557,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 20,649 | $4,557,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 211,602 | $4,554,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 116,436 | $4,547,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 83,269 | $4,543,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 484,121 | $4,541,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 275,426 | $4,531,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 139,523 | $4,527,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 244,592 | $4,520,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 36,744 | $4,512,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 182,000 | $4,500,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 25,161 | $4,489,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 101,601 | $4,489,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 49,300 | $4,487,000 | thousands by filing date | put |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 112,000 | $4,482,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 594,800 | $4,479,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 40,184 | $4,478,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 18,200 | $4,474,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 67,990 | $4,473,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 43,768 | $4,471,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 73,302 | $4,467,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 279,595 | $4,465,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 181,767 | $4,460,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 132,812 | $4,455,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 101,875 | $4,453,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 335,878 | $4,450,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 271,309 | $4,444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 108,924 | $4,440,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 198,093 | $4,439,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 172,510 | $4,434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 217,698 | $4,428,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 550,000 | $4,417,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 99,563 | $4,407,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 726,958 | $4,405,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 281,590 | $4,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 193,184 | $4,393,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 109,362 | $4,392,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 22,086 | $4,390,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 9,200 | $4,388,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 55,400 | $4,383,000 | thousands by filing date | put |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 45,603 | $4,381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 123,979 | $4,378,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 437,503 | $4,375,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 50,011 | $4,375,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 51,127 | $4,374,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 87,300 | $4,371,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,343 | $4,367,000 | thousands by filing date | call |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 215,428 | $4,365,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,102,000 | $4,364,000 | thousands by filing date | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 65,167 | $4,363,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 316,152 | $4,363,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 45,779 | $4,361,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 93,406 | $4,357,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 101,402 | $4,348,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 98,000 | $4,342,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 90,000 | $4,339,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 93,921 | $4,335,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 130,773 | $4,332,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 145,644 | $4,331,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 98,396 | $4,330,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 91,056 | $4,326,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 46,731 | $4,322,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 50,513 | $4,314,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 136,498 | $4,308,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 427,432 | $4,301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 40,731 | $4,294,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 116,003 | $4,289,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 89,745 | $4,288,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 420,817 | $4,288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 59,518 | $4,279,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 88,165 | $4,279,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 233,055 | $4,277,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 46,276 | $4,266,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 194,530 | $4,262,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 113,917 | $4,259,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 30,152 | $4,256,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,339 | $4,250,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 295,327 | $4,250,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 75,000 | $4,246,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $4,244,000 | thousands by filing date | call |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 48,751 | $4,241,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 379,218 | $4,240,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 173,332 | $4,236,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 56,441 | $4,235,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 80,485 | $4,235,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 224,427 | $4,230,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 305,800 | $4,230,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 29,042 | $4,228,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 947,503 | $4,226,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 214,277 | $4,215,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 483,932 | $4,215,000 | thousands by filing date | |
| INFUSIVE US TR | 45687D106 | COMPUNDING EQT | 131,242 | $4,206,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 30,000 | $4,205,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 26,857 | $4,201,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 44,000 | $4,200,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 105,659 | $4,195,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 822,456 | $4,195,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 22,192 | $4,190,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 353,718 | $4,188,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 451,055 | $4,186,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 39,006 | $4,179,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 69,351 | $4,174,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 80,911 | $4,174,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 123,869 | $4,163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 115,454 | $4,152,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200,000 | $4,148,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 146,662 | $4,148,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 50,405 | $4,144,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 163,208 | $4,142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 61,856 | $4,139,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 79,760 | $4,138,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 113,485 | $4,128,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 259,632 | $4,126,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 117,941 | $4,124,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 137,900 | $4,122,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 262,888 | $4,119,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 250,667 | $4,111,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 140,043 | $4,110,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 282,190 | $4,105,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 100,000 | $4,102,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 318,357 | $4,101,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 169,605 | $4,084,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 772,923 | $4,073,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 299,003 | $4,072,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 245,000 | $4,069,000 | thousands by filing date | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 36,100 | $4,067,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 123,280 | $4,052,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 17,256 | $4,051,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 233,777 | $4,047,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,067,662 | $4,046,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 100,000 | $4,044,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 152,774 | $4,041,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 78,227 | $4,037,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 112,979 | $4,031,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 40,000 | $4,030,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 84,664 | $4,027,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50,100 | $4,022,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 271,480 | $4,015,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 320,440 | $4,012,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 336,008 | $4,012,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 26,100 | $4,006,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 30,100 | $4,005,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 19,000 | $4,003,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 103,759 | $3,994,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 82,782 | $3,993,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 344,016 | $3,987,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 178,338 | $3,983,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 57,058 | $3,977,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 74,306 | $3,971,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 174,540 | $3,969,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 33,386 | $3,968,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 269,605 | $3,963,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 80,000 | $3,957,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 158,837 | $3,956,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 70,000 | $3,951,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 85,316 | $3,950,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 94,447 | $3,949,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 160,639 | $3,947,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 113,608 | $3,944,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 158,884 | $3,942,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 290,439 | $3,942,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,250,000 | $3,938,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 73,736 | $3,938,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 177,931 | $3,936,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 644,678 | $3,933,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 295,212 | $3,929,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 95,596 | $3,927,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 123,718 | $3,925,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 63,628 | $3,922,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 205,705 | $3,917,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 545,849 | $3,914,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 90,200 | $3,911,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 40,533 | $3,911,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 152,631 | $3,909,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 334,300 | $3,908,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 190,600 | $3,900,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 72,088 | $3,899,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 551,039 | $3,885,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 51,341 | $3,880,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 261,199 | $3,878,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 166,884 | $3,872,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 48,991 | $3,867,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 68,500 | $3,862,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 83,886 | $3,855,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 20,344 | $3,851,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 78,000 | $3,850,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 10,000 | $3,849,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 263,690 | $3,847,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 83,503 | $3,842,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 185,559 | $3,840,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 25,770 | $3,839,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 247,928 | $3,828,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 91,531 | $3,826,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 469,291 | $3,825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 80,089 | $3,807,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 177,640 | $3,804,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 43,081 | $3,789,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 252,821 | $3,782,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 544,052 | $3,781,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 12,511 | $3,779,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 206,086 | $3,769,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 139,701 | $3,769,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 127,247 | $3,767,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 285,475 | $3,762,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 92,909 | $3,759,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 147,953 | $3,755,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 57,861 | $3,753,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 26,942 | $3,753,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 71,196 | $3,751,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 297,009 | $3,749,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 615,050 | $3,746,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 816,549 | $3,731,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 34,766 | $3,731,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 63,544 | $3,727,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 74,587 | $3,726,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 21,232 | $3,725,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 36,241 | $3,724,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 402,000 | $3,723,000 | thousands by filing date | call |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 73,367 | $3,715,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 145,780 | $3,715,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 382,925 | $3,715,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 42,673 | $3,713,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 377,944 | $3,711,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 56,316 | $3,697,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 78,911 | $3,694,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 40,923 | $3,681,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 22,000 | $3,678,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 275,645 | $3,677,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 251,139 | $3,669,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 40,000 | $3,662,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 479,619 | $3,659,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 19,415 | $3,658,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 52,951 | $3,658,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 113,469 | $3,657,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |