13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,461 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 135 | $2,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 26 | $2,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 224 | $2,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A118 | WARR | 2,572 | $2,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 265 | $2,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 629 | $2,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 380 | $2,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 147 | $2,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 434 | $2,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,868 | $2,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 62 | $2,000 | thousands by filing date | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 87 | $2,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 2,965 | $2,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 350 | $2,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 918 | $2,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 2,635 | $2,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 410 | $2,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 292 | $2,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 1,523 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 2,059 | $2,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 3,082 | $2,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 2,920 | $2,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 3,166 | $2,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 941 | $2,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 1,985 | $2,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 2,568 | $2,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 2,617 | $2,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 3,374 | $2,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 3,073 | $2,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 168 | $2,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 173 | $2,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 200 | $2,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 400 | $2,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 2,393 | $2,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 2,615 | $2,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R102 | CLASS A COM | 162 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A812 | US LARGE CAP CRE | 122 | $2,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 91 | $2,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 169 | $2,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 797 | $2,000 | thousands by filing date | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 621 | $2,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 356 | $2,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 1,675 | $2,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 1,228 | $2,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 1,117 | $2,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 3,570 | $2,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 241 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 186 | $2,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P137 | UNIT 02/25/2026 | 200 | $2,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 3,091 | $2,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L209 | UNIT 03/08/2024 | 260 | $2,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N106 | CLASS A ORD SHS | 206 | $2,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 2,619 | $2,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 3,288 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| MOSYS INC | 619718307 | COM | 305 | $2,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 200 | $2,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 2,659 | $2,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 641 | $2,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 3,000 | $2,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 4,353 | $2,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 200 | $2,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F128 | RTS | 3,718 | $2,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 2,954 | $2,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 2,223 | $2,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 163 | $2,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 7,855 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,133 | $2,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 1,770 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,074 | $2,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 74 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 72 | $2,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,173 | $2,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K116 | *W EXP 04/16/202 | 359 | $2,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 500 | $2,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 925 | $2,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 723 | $2,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 250 | $2,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 1,304 | $2,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 3,609 | $2,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 2,503 | $2,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 1,472 | $2,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 1,651 | $2,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 2,011 | $2,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 2,929 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 1,637 | $2,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 4,900 | $2,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 504 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 92 | $2,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 51 | $2,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 464 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 12,227 | $2,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 185 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D700 | IPATH SLVR ETN A | 50 | $2,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613109 | SHS CL A | 196 | $2,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 249 | $2,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 3,174 | $2,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 3,430 | $2,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 2,600 | $2,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 194 | $2,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 2,553 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 1,351 | $2,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 2,356 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108839 | PURE JR GLD MINE | 115 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 170 | $2,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 400 | $2,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 2,699 | $2,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 1,117 | $2,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 2,473 | $2,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L204 | UNIT 11/01/2027 | 209 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 2,952 | $2,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 140 | $2,000 | thousands by filing date | |
| RBB FD INC | 74933W742 | DRIVEWEALTH POWR | 100 | $2,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 2,048 | $2,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 1,573 | $2,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 3,266 | $2,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 187 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 23,766 | $2,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 8,339 | $2,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 446 | $2,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393112 | *W EXP 02/17/202 | 1,420 | $2,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421201 | UNIT 05/25/2027 | 167 | $2,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 1,200 | $2,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 238 | $2,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 87 | $1,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 114 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 34 | $1,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 62 | $1,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 47 | $1,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 192 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 29 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 100 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 47 | $1,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 140 | $1,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 81 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 38 | $1,000 | thousands by filing date | |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 35 | $1,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 54 | $1,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 56 | $1,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 48 | $1,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 152 | $1,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 330 | $1,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 33 | $1,000 | thousands by filing date | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 56 | $1,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 46 | $1,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 142 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 39 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 81 | $1,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 166 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 226 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 113 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 150 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 38 | $1,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 56 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 110 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 318 | $1,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 396 | $1,000 | thousands by filing date | |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 59 | $1,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 12 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 20 | $1,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 100 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 162 | $1,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 160 | $1,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 1,443 | $1,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 433 | $1,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 373 | $1,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 50 | $1,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 137 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 185 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 24 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 56 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 18 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 180 | $1,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E676 | ESG AWARE 60/40 | 28 | $1,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 159 | $1,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 1,498 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 175 | $1,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 1,359 | $1,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 150 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 30 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 52 | $1,000 | thousands by filing date | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 25 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 48 | $1,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 60 | $1,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 90 | $1,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 36 | $1,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 59 | $1,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 61 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 106 | $1,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 138 | $1,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 954 | $1,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,000 | $1,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 68 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 235 | $1,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 100 | $1,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 112 | $1,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 55 | $1,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 152 | $1,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 46 | $1,000 | thousands by filing date | |
| TIDAL TRUST I | 886364744 | mc | 70 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 2,057 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 197 | $1,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 579 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 1,037 | $1,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 245 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 400 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 339 | $1,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 100 | $1,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 342 | $1,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 941 | $1,000 | thousands by filing date | |
| PURETECH HEALTH PLC | 746237106 | ADS | 20 | $1,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 1,171 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 524 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 264 | $1,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 852 | $1,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 67 | $1,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 37 | $1,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 85 | $1,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 1,300 | $1,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 1,572 | $1,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 282 | $1,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 30 | $1,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 181 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 596 | $1,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 1,735 | $1,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 90 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 200 | $1,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 35 | $1,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 123 | $1,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 1,600 | $1,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 1,816 | $1,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 1,247 | $1,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 98 | $1,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 142 | $1,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 1,635 | $1,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 1,256 | $1,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 1,700 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 300 | $1,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 63 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 107 | $1,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 132 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 130 | $1,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 85 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 605 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 484 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 1,404 | $1,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 400 | $1,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 42 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 493 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 264 | $1,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 1,052 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 156 | $1,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 3,269 | $1,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 680 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 817 | $1,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 483 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 707 | $1,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F113 | *W EXP 10/30/202 | 1,079 | $1,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 575 | $1,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 80 | $1,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 1,647 | $1,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 972 | $1,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 1,190 | $1,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 40 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 4,119 | $1,000 | thousands by filing date | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 1,324 | $1,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 7,887 | $1,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 1,234 | $1,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 1,169 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 1,075 | $1,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 476 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 150 | $1,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 905 | $1,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 980 | $1,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 1,250 | $1,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 2,606 | $1,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 352 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,750 | $1,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 1,534 | $1,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 1,012 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 997 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 1,165 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 1,045 | $1,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 350 | $1,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W115 | *W EXP 12/31/202 | 1,296 | $1,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 86 | $1,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 1,464 | $1,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 189 | $1,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 2,104 | $1,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 103 | $1,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 214 | $1,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 1,500 | $1,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 89 | $1,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 109 | $1,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 1,101 | $1,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 209 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 140 | $1,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 778 | $1,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 1,356 | $1,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 210 | $1,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 1,284 | $1,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M121 | RIGHT 04/29/2026 | 2,780 | $1,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070108 | CL A SHS | 100 | $1,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 855 | $1,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 2,026 | $1,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 1,629 | $1,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 456 | $1,000 | thousands by filing date | |
| BIOMX INC | 09090D202 | UNIT 10/16/2024 | 245 | $1,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 100 | $1,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 92 | $1,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 1,531 | $1,000 | thousands by filing date | |
| CUENTAS INC | 229794110 | *W EXP 02/04/202 | 627 | $1,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 349 | $1,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076124 | UNIT 04/19/2028 | 127 | $1,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 2,672 | $1,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 3,262 | $1,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 1,155 | $1,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 1,051 | $1,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 1,000 | $1,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L129 | UNIT 07/16/2026 | 92 | $1,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 121 | $1,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 662 | $1,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 95 | $1,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N115 | UNIT 03/18/2026 | 117 | $1,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 1,175 | $1,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 131 | $1,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K207 | UNIT 06/29/2026 | 74 | $1,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 1,050 | $1,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 300 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 500 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 85 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 71 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 37 | $1,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 4,377 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y420 | ALPHA DNA EQUITY | 25 | $1,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 920 | $1,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 469 | $1,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 43 | $1,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 632 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q175 | ACTIVEBUILDE INT | 29 | $1,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 592 | $1,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 100 | $1,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 1,385 | $1,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 1,283 | $1,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 63 | $1,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 945 | $1,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 2,039 | $1,000 | thousands by filing date | |
| EMLES TR | 291361608 | CMN | 50 | $1,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 825 | $1,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 1,728 | $1,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 1,775 | $1,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 1,100 | $1,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 72 | $1,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 117 | $1,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 66 | $1,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 2,397 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 42 | $1,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 2,567 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,174 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 87 | $1,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 2,094 | $1,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 125 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 4,171 | $1,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 1,297 | $1,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 973 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 101 | $1,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 762 | $1,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 941 | $1,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 1,242 | $1,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 641 | $1,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 712 | $1,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 1,124 | $1,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 51 | $1,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 1,073 | $1,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 872 | $1,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 103 | $1,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 62 | $1,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K120 | *W EXP 08/13/202 | 25 | $1,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 2,426 | $1,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 1,992 | $1,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 1,310 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 44 | $1,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 1,296 | $1,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 22 | $1,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 1,178 | $1,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 1,295 | $1,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C118 | *W EXP 03/11/202 | 1,047 | $1,000 | thousands by filing date | |
| Venus Acquisition Corp | G9420F110 | Warrant | 2,039 | $1,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 1,000 | $1,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 1,444 | $1,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 937 | $1,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 1,768 | $1,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 1,301 | $1,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 2,167 | $1,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 1,875 | $1,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 840 | $1,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 1,475 | $1,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 1,537 | $1,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 487 | $1,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 1,308 | $1,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 1,499 | $1,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 2,420 | $1,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651113 | RIGHT 05/13/2026 | 2,990 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108813 | CLEANER LIVING | 26 | $1,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 5,825 | $1,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521129 | UNIT 06/04/2026 | 90 | $1,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 1,848 | $1,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 858 | $1,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L123 | RIGHT 10/15/2026 | 6,095 | $1,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 477 | $1,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 183 | $1,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X203 | AVDR US LRGCP ES | 19 | $1,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 763 | $1,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J202 | UNIT 03/01/2028 | 90 | $1,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 2,475 | $1,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 2,033 | $1,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 880 | $1,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 67 | $1,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 375 | $1,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 519 | $1,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 1,306 | $1,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 3,533 | $1,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 893 | $1,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 583 | $1,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 539 | $1,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 1,033 | $1,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 1,100 | $1,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679674 | ENT LKD 39 | 10 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 399 | $1,000 | thousands by filing date | |
| GLOBAL X MSCI CHINA LARGE-CAP 50 ETF | 37954Y566 | ETF | 42 | $1,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 4,144 | $1,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 150 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Avantis US Equity ETF | 025072885 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOME INC | 45257U108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEMD INC | 53216B104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIENT INC | 019330109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RPC INC | 749660106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBEX LTD | G4690M101 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G581 | 500 QVM MULTI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galiano Gold Inc | 36352H100 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 770 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |