13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TFS FINL CORP | 87240R107 | COM | 60,572 | $1,229,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 95,500 | $1,229,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 687,225 | $1,223,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 32,758 | $1,221,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 16,470 | $1,221,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,766 | $1,221,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 13,558 | $1,221,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 27,900 | $1,221,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 9,011 | $1,220,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 153,529 | $1,219,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 81,289 | $1,219,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 50,400 | $1,219,000 | thousands by filing date | call |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 91,421 | $1,219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 33,441 | $1,217,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 134,191 | $1,213,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 17,847 | $1,212,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 60,000 | $1,211,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 46,445 | $1,211,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 45,000 | $1,210,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 55,331 | $1,210,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 25,031 | $1,208,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 129,518 | $1,207,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 104,632 | $1,207,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 8,849 | $1,204,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 54,769 | $1,203,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 256,245 | $1,200,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 22,752 | $1,200,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 24,982 | $1,193,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 51,661 | $1,193,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 55,595 | $1,191,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 73,547 | $1,191,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 37,988 | $1,189,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 15,961 | $1,188,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 82,960 | $1,185,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 38,249 | $1,182,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 19,700 | $1,181,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 9,000 | $1,181,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,400 | $1,178,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 988,907 | $1,178,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 48,986 | $1,177,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 221,586 | $1,177,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 182,987 | $1,176,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 53,490 | $1,174,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 105,694 | $1,173,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 20,000 | $1,172,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,034 | $1,172,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 45,873 | $1,172,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 87,871 | $1,170,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 173,986 | $1,169,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 69,236 | $1,167,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 80,534 | $1,161,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 13,000 | $1,160,000 | thousands by filing date | call |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 69,063 | $1,160,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 52,536 | $1,159,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 116,174 | $1,159,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 11,577 | $1,158,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 68,700 | $1,156,000 | thousands by filing date | put |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 46,507 | $1,155,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 338,406 | $1,154,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 65,650 | $1,152,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 33,971 | $1,149,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 34,736 | $1,148,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 75,000 | $1,148,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25,000 | $1,146,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 81,301 | $1,146,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 23,955 | $1,145,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 20,000 | $1,144,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 127,154 | $1,144,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 54,938 | $1,143,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 41,116 | $1,141,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 25,000 | $1,140,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 69,297 | $1,139,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 26,760 | $1,139,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 36,977 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 44,567 | $1,136,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 26,311 | $1,136,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 85,059 | $1,136,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 30,799 | $1,135,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 62,239 | $1,134,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 50,035 | $1,133,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 20,597 | $1,130,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 31,014 | $1,126,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 53,140 | $1,124,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 27,216 | $1,122,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 27,395 | $1,122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 11,922 | $1,121,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 43,113 | $1,121,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 30,611 | $1,120,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 77,094 | $1,120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 19,389 | $1,119,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 24,252 | $1,116,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 29,982 | $1,113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,353 | $1,112,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 69,954 | $1,110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 12,203 | $1,108,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 16,294 | $1,105,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 54,893 | $1,105,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 70,503 | $1,104,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 74,748 | $1,103,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 55,778 | $1,103,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 14,648 | $1,102,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 43,368 | $1,102,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 242,846 | $1,098,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 40,449 | $1,098,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,003 | $1,096,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 57,799 | $1,096,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 23,203 | $1,094,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 25,104 | $1,091,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 62,654 | $1,087,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 95,000 | $1,081,000 | thousands by filing date | put |
| VELODYNE LIDAR INC | 92259F101 | COM | 101,366 | $1,079,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 105,312 | $1,078,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 32,756 | $1,076,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 26,299 | $1,076,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 25,685 | $1,075,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 28,684 | $1,075,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 71,848 | $1,075,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 40,703 | $1,074,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 79,289 | $1,073,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 254,600 | $1,072,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 21,183 | $1,072,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 42,828 | $1,072,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 105,000 | $1,071,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 21,919 | $1,068,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 188,926 | $1,066,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 34,460 | $1,062,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 19,734 | $1,061,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 170,644 | $1,060,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 67,707 | $1,060,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 63,780 | $1,058,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 17,882 | $1,057,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 50,094 | $1,056,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 15,715 | $1,053,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 47,897 | $1,047,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 37,339 | $1,046,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 49,146 | $1,046,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 117,485 | $1,045,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 7,379 | $1,044,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 18,072 | $1,041,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 28,784 | $1,041,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 40,841 | $1,040,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 13,180 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,089 | $1,039,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 30,976 | $1,038,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 74,084 | $1,036,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 31,169 | $1,031,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 21,791 | $1,030,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 167,544 | $1,026,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 17,500 | $1,021,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 34,368 | $1,021,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 36,592 | $1,019,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 59,893 | $1,018,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 12,607 | $1,017,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 168,336 | $1,017,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 42,801 | $1,016,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 10,391 | $1,016,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 55,522 | $1,013,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 50,725 | $1,013,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 12,053 | $1,012,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 12,538 | $1,011,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 8,700 | $1,010,000 | thousands by filing date | call |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 37,644 | $1,010,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 16,644 | $1,010,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 94,217 | $1,009,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 17,777 | $1,007,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 9,992 | $1,006,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 168,029 | $1,006,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 65,166 | $1,006,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 152,370 | $1,005,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 23,312 | $1,004,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 11,836 | $1,003,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 66,923 | $1,003,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 37,570 | $1,001,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 12,274 | $1,001,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 38,349 | $1,000,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 64,150 | $1,000,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 18,206 | $999,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 35,812 | $998,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 6,127 | $998,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 51,413 | $997,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 85,198 | $997,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 100,000 | $995,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 147,671 | $995,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 15,502 | $994,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 47,974 | $993,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 38,781 | $991,000 | thousands by filing date | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 17,355 | $990,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 215,728 | $990,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 165,929 | $989,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 704,054 | $986,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 16,593 | $986,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 15,476 | $984,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 99,421 | $980,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 10,436 | $979,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 31,627 | $978,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 32,003 | $974,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 73,089 | $974,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 14,275 | $973,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 39,344 | $973,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 186,395 | $971,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 44,856 | $971,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 163,591 | $969,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 37,258 | $968,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 44,834 | $967,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 13,811 | $967,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 176,038 | $966,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 16,700 | $965,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 15,256 | $965,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 13,342 | $965,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 8,496 | $964,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 21,954 | $963,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 58,382 | $963,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 23,585 | $963,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 9,549 | $960,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 36,052 | $960,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 41,612 | $959,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 69,796 | $957,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 26,684 | $957,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 38,501 | $956,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 135,047 | $952,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,698 | $949,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 34,194 | $949,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 75,280 | $948,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 44,233 | $948,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 67,846 | $948,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,924 | $947,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 18,969 | $945,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 31,200 | $942,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 109,784 | $939,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 10,040 | $938,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 355,102 | $938,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 222,500 | $937,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 63,677 | $936,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 198,700 | $936,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 23,296 | $935,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 13,978 | $934,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 124,794 | $931,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 92,234 | $929,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 83,436 | $928,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 92,770 | $928,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 68,123 | $926,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 42,346 | $924,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 107,623 | $923,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 21,128 | $921,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 12,500 | $919,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 6,279 | $916,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 9,102 | $916,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 36,649 | $916,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 10,240 | $915,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 25,256 | $914,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 46,260 | $914,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,324 | $913,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 14,711 | $913,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 18,016 | $911,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 99,888 | $911,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 21,684 | $910,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 47,070 | $909,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 43,799 | $909,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 96,093 | $906,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,000 | $905,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 56,515 | $905,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 29,913 | $903,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 41,018 | $902,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,529 | $901,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 20,739 | $901,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 21,183 | $900,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 9,798 | $899,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 18,959 | $899,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 21,277 | $898,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 31,624 | $897,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 34,002 | $893,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 12,144 | $892,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 96,294 | $892,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 81,144 | $891,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 7,364 | $891,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 60,126 | $891,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 17,118 | $890,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 38,565 | $890,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 108,000 | $890,000 | thousands by filing date | put |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 64,840 | $890,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 39,144 | $888,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 15,500 | $883,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 485,030 | $878,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 11,776 | $876,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 44,192 | $876,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 195,900 | $876,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 64,611 | $872,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 121,903 | $870,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 224,841 | $870,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 40,000 | $869,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 8,395 | $867,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 12,019 | $866,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 191,400 | $865,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 16,732 | $864,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50,000 | $864,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 64,640 | $863,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 12,144 | $863,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 22,407 | $862,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 36,794 | $861,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,023 | $860,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 41,944 | $860,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 71,306 | $859,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 88,066 | $859,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,213 | $858,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 30,917 | $858,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 22,043 | $858,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 112,446 | $856,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,226 | $855,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,000 | $853,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 7,522 | $853,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 9,900 | $852,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 18,274 | $852,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 54,749 | $850,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,798 | $849,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 64,807 | $848,000 | thousands by filing date | |
| GOBI ACQUISITION CORP | G4022Y104 | CLASS A ORD SHS | 85,939 | $847,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 13,700 | $846,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 58,804 | $845,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 8,206 | $844,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 50,300 | $844,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,276 | $843,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 26,507 | $842,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 91,354 | $842,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 9,185 | $841,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 10,000 | $841,000 | thousands by filing date | call |
| ONCORUS INC | 68236R103 | COM | 60,940 | $841,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 12,148 | $840,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 26,382 | $840,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 21,864 | $837,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 5,770 | $837,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 317,069 | $837,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 20,744 | $837,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 34,867 | $836,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 72,598 | $836,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 27,510 | $836,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 31,645 | $834,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 25,100 | $830,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 28,654 | $830,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 18,218 | $829,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 122,744 | $829,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 102,387 | $829,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,547 | $826,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 21,400 | $825,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 54,278 | $824,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 59,791 | $824,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 96,817 | $824,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,096 | $823,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,718 | $823,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 210,814 | $822,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 133,604 | $820,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 28,480 | $819,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 69,423 | $818,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 18,357 | $818,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 43,393 | $817,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 37,650 | $816,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 29,553 | $816,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 44,720 | $816,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 32,729 | $813,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 21,375 | $810,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 47,660 | $810,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 40,000 | $809,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 10,696 | $806,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 79,911 | $806,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 172,701 | $804,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 11,200 | $803,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 72,431 | $803,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 72,773 | $802,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 10,562 | $801,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 24,722 | $798,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 42,886 | $797,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 35,748 | $796,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 58,905 | $796,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 55,211 | $793,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 42,084 | $793,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 28,588 | $793,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 152,702 | $793,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 48,871 | $792,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 38,736 | $790,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 43,603 | $788,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 14,411 | $787,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 128,461 | $786,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 66,568 | $786,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 9,739 | $783,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 22,756 | $783,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 33,636 | $782,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 88,000 | $781,000 | thousands by filing date | put |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 27,638 | $781,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 18,520 | $781,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 102,000 | $780,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 15,869 | $778,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 85,062 | $777,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 27,232 | $775,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 52,510 | $771,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 97,600 | $770,000 | thousands by filing date | call |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 28,426 | $769,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 52,976 | $769,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 10,039 | $768,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 11,450 | $765,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 9,221 | $765,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 3,416 | $764,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 37,500 | $764,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 162,058 | $763,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 53,633 | $763,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 44,420 | $762,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 16,826 | $759,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 12,709 | $759,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 50,000 | $757,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 67,199 | $756,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 72,800 | $756,000 | thousands by filing date | put |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 22,681 | $755,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 11,182 | $754,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 39,562 | $754,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 46,371 | $751,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 15,163 | $749,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 26,001 | $749,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,758 | $748,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 27,804 | $746,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 24,143 | $744,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 65,063 | $744,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 48,537 | $744,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,493 | $744,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 148,437 | $743,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 32,741 | $742,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 71,312 | $742,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 31,379 | $741,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 47,383 | $741,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 223,794 | $741,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 50,000 | $739,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 113,084 | $738,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 6,873 | $738,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 25,719 | $737,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 137,529 | $736,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,959 | $736,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 28,422 | $735,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 37,048 | $735,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 8,686 | $734,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 32,683 | $734,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 90,931 | $734,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 50,690 | $734,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 28,558 | $733,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 51,090 | $733,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 15,992 | $732,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 72,888 | $732,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,512 | $730,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 15,378 | $730,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 65,445 | $729,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 17,914 | $728,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 74,229 | $728,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 52,584 | $727,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 43,192 | $726,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 31,700 | $725,000 | thousands by filing date | put |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 30,916 | $725,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 9,359 | $724,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 72,400 | $724,000 | thousands by filing date | call |
| STRIDE INC | 86333M108 | COM | 22,500 | $723,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 18,168 | $723,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 32,008 | $722,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 3,937 | $721,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 6,728 | $721,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 30,021 | $721,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 20,000 | $720,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 19,394 | $719,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 19,089 | $717,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 50,928 | $716,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 24,275 | $715,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 495,855 | $714,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 255,749 | $714,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 18,029 | $713,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 15,930 | $712,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 25,393 | $712,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 106,515 | $711,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 16,598 | $707,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,900 | $705,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 8,383 | $704,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 101,300 | $704,000 | thousands by filing date | put |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 46,422 | $704,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 11,720 | $700,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 19,621 | $699,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 31,634 | $695,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,000 | $694,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 132,927 | $694,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 53,331 | $692,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,799 | $690,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 25,706 | $690,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 146,520 | $689,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 40,259 | $689,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 44,008 | $689,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,466 | $687,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,000 | $686,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 48,442 | $685,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 105,440 | $683,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 122,971 | $683,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 8,382 | $682,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 6,970 | $682,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 20,061 | $682,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 13,442 | $682,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 39,978 | $681,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 35,768 | $681,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 49,575 | $680,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 20,313 | $679,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |