13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 47,515 | $2,171,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 221,157 | $2,169,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 79,595 | $2,160,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 109,807 | $2,159,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16,159 | $2,157,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 35,503 | $2,154,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 223,185 | $2,152,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 24,769 | $2,150,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,728 | $2,147,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,000 | $2,146,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 37,882 | $2,146,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 12,683 | $2,146,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 243,945 | $2,144,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 68,782 | $2,143,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 60,474 | $2,142,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 29,635 | $2,142,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 47,950 | $2,139,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 20,000 | $2,138,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 5,000 | $2,135,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 35,251 | $2,135,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 236,163 | $2,135,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 136,078 | $2,134,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 13,955 | $2,128,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 19,201 | $2,128,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 135,525 | $2,126,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 40,652 | $2,125,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 82,428 | $2,123,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 59,484 | $2,120,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 50,848 | $2,119,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 24,337 | $2,117,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 87,037 | $2,114,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 501,000 | $2,114,000 | thousands by filing date | put |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 36,158 | $2,109,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 266,884 | $2,106,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 151,897 | $2,104,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 99,500 | $2,104,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 136,445 | $2,100,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 52,897 | $2,097,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 31,734 | $2,095,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 201,581 | $2,094,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 171,022 | $2,090,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 39,725 | $2,086,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 65,289 | $2,084,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 41,700 | $2,083,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 32,072 | $2,076,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,354 | $2,074,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 70,032 | $2,070,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 164,088 | $2,069,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 188,451 | $2,065,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 70,046 | $2,064,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,794,411 | $2,064,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 19,000 | $2,061,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 26,471 | $2,061,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 55,752 | $2,058,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 166,689 | $2,057,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 155,142 | $2,056,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 206,500 | $2,055,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 33,256 | $2,054,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 31,019 | $2,053,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 114,186 | $2,051,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 26,980 | $2,050,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 40,000 | $2,043,000 | thousands by filing date | put |
| BUMBLE INC | 12047B105 | COM CL A | 35,400 | $2,039,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 311,200 | $2,035,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 224,812 | $2,034,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 73,432 | $2,030,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 57,960 | $2,030,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $2,027,000 | thousands by filing date | put |
| MP MATERIALS CORP | 553368101 | COM CL A | 54,900 | $2,024,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 293,140 | $2,023,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 86,321 | $2,021,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 105,772 | $2,020,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 135,251 | $2,018,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 87,683 | $2,018,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 50,961 | $2,016,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 25,000 | $2,013,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 13,568 | $2,007,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 241,864 | $1,993,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 109,009 | $1,989,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 8,789 | $1,987,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 183,933 | $1,985,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 48,542 | $1,982,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 21,012 | $1,977,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 59,408 | $1,977,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 44,600 | $1,976,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 106,300 | $1,975,000 | thousands by filing date | call |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 29,283 | $1,974,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 60,244 | $1,974,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 12,473 | $1,967,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 128,846 | $1,963,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 106,342 | $1,962,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 53,900 | $1,961,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 57,342 | $1,958,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,000 | $1,957,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 565,500 | $1,957,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 15,071 | $1,956,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 75,503 | $1,952,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,000 | $1,951,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 32,153 | $1,947,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 33,199 | $1,947,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 16,495 | $1,943,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 30,832 | $1,942,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 51,221 | $1,940,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 47,360 | $1,940,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 34,906 | $1,938,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 75,574 | $1,938,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 129,221 | $1,937,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 18,543 | $1,936,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 121,807 | $1,936,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 45,175 | $1,935,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 25,486 | $1,934,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 70,522 | $1,933,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 193,000 | $1,928,000 | thousands by filing date | call |
| PAYSAFE LIMITED | G6964L107 | ORD | 158,985 | $1,925,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 30,455 | $1,922,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 12,940 | $1,917,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 14,599 | $1,916,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 17,993 | $1,913,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 196,937 | $1,910,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 120,074 | $1,904,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 26,910 | $1,901,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 47,408 | $1,897,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 78,802 | $1,894,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 91,529 | $1,890,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 82,381 | $1,887,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 459,951 | $1,886,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 47,505 | $1,882,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 29,056 | $1,875,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 16,710 | $1,873,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 31,486 | $1,872,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 121,971 | $1,867,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 50,724 | $1,865,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 363,000 | $1,862,000 | thousands by filing date | put |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 94,953 | $1,862,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 44,675 | $1,861,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,670 | $1,861,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 30,374 | $1,860,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 43,464 | $1,859,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 28,058 | $1,857,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 26,500 | $1,856,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 84,083 | $1,851,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 10,805 | $1,851,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 60,783 | $1,850,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 78,336 | $1,849,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 52,873 | $1,846,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 43,427 | $1,846,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 16,107 | $1,841,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 107,655 | $1,839,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 166,432 | $1,837,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 98,511 | $1,835,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 57,816 | $1,834,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 345,071 | $1,828,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 278,959 | $1,827,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 156,704 | $1,826,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,500 | $1,824,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 120,634 | $1,824,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 15,554 | $1,824,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 28,309 | $1,821,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 27,391 | $1,818,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 38,100 | $1,817,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 141,792 | $1,817,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 44,583 | $1,816,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 68,628 | $1,814,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 28,834 | $1,814,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 13,792 | $1,812,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 46,479 | $1,812,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 20,603 | $1,812,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 10,238 | $1,809,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 79,311 | $1,807,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 86,233 | $1,804,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 39,869 | $1,801,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25,000 | $1,800,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 50,855 | $1,799,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 11,539 | $1,797,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 67,432 | $1,797,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6,625 | $1,796,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 248,719 | $1,796,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 149,919 | $1,793,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 98,000 | $1,787,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 187,997 | $1,784,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 34,235 | $1,780,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 96,244 | $1,780,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 161,065 | $1,778,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 200,000 | $1,776,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 29,450 | $1,773,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 34,550 | $1,771,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 118,924 | $1,770,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 61,212 | $1,770,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 44,919 | $1,768,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 181,123 | $1,768,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 158,017 | $1,765,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 72,288 | $1,765,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 20,974 | $1,764,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 84,873 | $1,764,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 253,263 | $1,763,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 54,411 | $1,758,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 13,074 | $1,756,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 46,769 | $1,756,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 77,209 | $1,754,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 44,792 | $1,754,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 15,000 | $1,751,000 | thousands by filing date | put |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 49,587 | $1,750,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 788,563 | $1,750,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 51,277 | $1,747,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 26,400 | $1,743,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 152,146 | $1,742,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 250,000 | $1,740,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 36,700 | $1,739,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 42,218 | $1,738,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 21,341 | $1,736,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 50,000 | $1,735,000 | thousands by filing date | put |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 65,703 | $1,735,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 298,841 | $1,733,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 14,044 | $1,730,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 74,604 | $1,727,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 22,653 | $1,727,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 8,903 | $1,726,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 44,800 | $1,716,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 123,109 | $1,713,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 35,041 | $1,711,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,763 | $1,711,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 27,436 | $1,711,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 150,000 | $1,707,000 | thousands by filing date | call |
| STEM INC | 85859N102 | COM | 47,270 | $1,702,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,700,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,162 | $1,698,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 54,807 | $1,696,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 93,804 | $1,694,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 59,267 | $1,691,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 105,347 | $1,690,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 141,314 | $1,689,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 102,065 | $1,688,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 64,224 | $1,687,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 19,255 | $1,687,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 50,000 | $1,683,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 30,000 | $1,681,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 108,774 | $1,676,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 20,000 | $1,669,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 108,211 | $1,669,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 15,922 | $1,663,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 35,921 | $1,661,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 37,481 | $1,659,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 58,040 | $1,658,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 20,752 | $1,656,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 15,645 | $1,656,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 22,471 | $1,655,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 121,367 | $1,652,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 91,368 | $1,652,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 21,097 | $1,649,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 97,500 | $1,641,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 505,000 | $1,641,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 91,153 | $1,637,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 204,579 | $1,637,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 71,849 | $1,636,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 23,946 | $1,631,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 175,792 | $1,631,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 59,831 | $1,627,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 62,542 | $1,627,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 275,233 | $1,627,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 89,367 | $1,624,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,900 | $1,619,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 25,529 | $1,619,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 162,000 | $1,618,000 | thousands by filing date | call |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 17,240 | $1,616,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 61,256 | $1,612,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 38,505 | $1,611,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 46,368 | $1,609,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 27,590 | $1,609,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 61,000 | $1,608,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 22,400 | $1,607,000 | thousands by filing date | put |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 75,500 | $1,607,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 40,638 | $1,606,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 20,666 | $1,603,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 9,938 | $1,601,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 75,969 | $1,600,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 36,143 | $1,595,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 28,427 | $1,594,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 14,987 | $1,593,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,566 | $1,592,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 54,308 | $1,591,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 250,000 | $1,588,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 105,119 | $1,588,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,600 | $1,584,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 31,638 | $1,583,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 43,668 | $1,582,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 37,415 | $1,582,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 32,866 | $1,582,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 29,389 | $1,581,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,286 | $1,579,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 5,000 | $1,579,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 4,000 | $1,577,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 53,182 | $1,576,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 15,750 | $1,575,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 52,179 | $1,573,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 67,457 | $1,570,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 112,153 | $1,570,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,200 | $1,569,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 37,131 | $1,569,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 80,119 | $1,568,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 30,000 | $1,565,000 | thousands by filing date | put |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 25,163 | $1,559,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20,000 | $1,558,000 | thousands by filing date | call |
| PLAYBOY INC | 72814P109 | COM | 40,062 | $1,558,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 21,432 | $1,555,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 67,592 | $1,553,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 30,357 | $1,552,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 149,200 | $1,552,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 15,065 | $1,550,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 109,845 | $1,549,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 95,583 | $1,549,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 129,024 | $1,548,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 23,239 | $1,547,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,000 | $1,544,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 21,400 | $1,542,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 27,113 | $1,540,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 25,511 | $1,539,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 40,024 | $1,537,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 35,364 | $1,532,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 201,175 | $1,523,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 107,991 | $1,520,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 47,284 | $1,519,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 27,956 | $1,518,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 32,268 | $1,516,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 44,622 | $1,513,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 108,326 | $1,513,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 59,193 | $1,512,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 439,634 | $1,512,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 10,986 | $1,511,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 47,085 | $1,509,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 34,251 | $1,509,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 75,284 | $1,508,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 155,609 | $1,508,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 17,364 | $1,503,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 51,504 | $1,502,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 31,201 | $1,498,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 12,586 | $1,494,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 28,845 | $1,493,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 64,624 | $1,493,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,187 | $1,492,000 | thousands by filing date | call |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 72,233 | $1,492,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 29,705 | $1,491,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 88,316 | $1,491,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 123,080 | $1,486,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 130,111 | $1,486,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 31,701 | $1,469,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 46,204 | $1,467,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 31,167 | $1,467,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 26,257 | $1,466,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 70,124 | $1,465,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 70,262 | $1,465,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 187,460 | $1,464,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 143,349 | $1,463,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 15,244 | $1,462,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 91,300 | $1,461,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 26,061 | $1,460,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 65,130 | $1,460,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 29,880 | $1,460,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 98,800 | $1,459,000 | thousands by filing date | put |
| ROOT INC | 77664L108 | COMMON STOCK | 134,684 | $1,457,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 36,100 | $1,455,000 | thousands by filing date | put |
| GATOS SILVER INC | 368036109 | COM | 83,200 | $1,455,000 | thousands by filing date | call |
| CI FINL CORP | 125491100 | COM | 79,098 | $1,454,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 11,034 | $1,452,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 31,484 | $1,450,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 24,546 | $1,441,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 86,000 | $1,439,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 14,380 | $1,437,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 28,000 | $1,437,000 | thousands by filing date | call |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 59,663 | $1,437,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 384,253 | $1,434,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 236,849 | $1,433,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 152,177 | $1,433,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 64,752 | $1,433,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,431,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 23,735 | $1,428,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 88,597 | $1,426,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 62,525 | $1,424,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,833 | $1,423,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 90,572 | $1,423,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 37,617 | $1,420,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 51,819 | $1,420,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 39,302 | $1,414,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 24,934 | $1,414,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 151,805 | $1,413,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 67,876 | $1,410,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 59,592 | $1,410,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 50,200 | $1,409,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 23,699 | $1,408,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 38,272 | $1,406,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 24,054 | $1,405,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 75,654 | $1,401,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 16,676 | $1,399,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 57,823 | $1,398,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 187,800 | $1,397,000 | thousands by filing date | call |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 100,000 | $1,397,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 65,153 | $1,396,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 154,160 | $1,396,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 94,555 | $1,395,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 42,728 | $1,395,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,906 | $1,393,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 136,289 | $1,390,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 9,008 | $1,388,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 75,754 | $1,386,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 47,441 | $1,386,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 33,776 | $1,384,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 38,944 | $1,383,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 168,475 | $1,382,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 143,190 | $1,380,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 115,284 | $1,380,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 92,299 | $1,379,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 61,080 | $1,378,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 26,714 | $1,378,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 98,697 | $1,377,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 103,694 | $1,376,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 20,687 | $1,370,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 35,837 | $1,370,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 18,500 | $1,365,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 36,743 | $1,359,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 35,140 | $1,356,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 25,793 | $1,355,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 15,608 | $1,354,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 347,758 | $1,353,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,177 | $1,352,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 21,889 | $1,350,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 56,892 | $1,347,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,995 | $1,347,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 359,856 | $1,346,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 63,651 | $1,342,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,000 | $1,340,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 80,212 | $1,340,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 98,127 | $1,339,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 60,356 | $1,339,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 14,168 | $1,339,000 | thousands by filing date | call |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 47,594 | $1,339,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 17,020 | $1,338,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 11,158 | $1,334,000 | thousands by filing date | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 21,875 | $1,333,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 24,242 | $1,333,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 102,299 | $1,327,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 23,070 | $1,326,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 13,600 | $1,326,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 18,672 | $1,326,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 16,967 | $1,326,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 31,144 | $1,324,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 63,707 | $1,323,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 16,090 | $1,320,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 250,560 | $1,320,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 25,024 | $1,312,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 15,163 | $1,308,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 26,136 | $1,306,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 17,880 | $1,305,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 26,563 | $1,305,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 45,141 | $1,301,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,685 | $1,300,000 | thousands by filing date | call |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 16,600 | $1,297,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 82,050 | $1,295,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 27,844 | $1,291,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 39,403 | $1,291,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 34,566 | $1,290,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 26,787 | $1,290,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 27,756 | $1,289,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 44,761 | $1,288,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 26,540 | $1,287,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 124,930 | $1,284,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 89,015 | $1,283,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 184,230 | $1,281,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 35,044 | $1,279,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 28,776 | $1,276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 40,156 | $1,275,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 106,139 | $1,274,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,163 | $1,272,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 48,000 | $1,268,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 219,152 | $1,267,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 14,000 | $1,265,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 248,482 | $1,265,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 41,661 | $1,265,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 9,623 | $1,262,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 66,340 | $1,261,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 28,113 | $1,260,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 103,228 | $1,260,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 19,290 | $1,258,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 23,583 | $1,257,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 13,848 | $1,255,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 102,139 | $1,251,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 14,807 | $1,251,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 23,569 | $1,251,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 64,018 | $1,250,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,030 | $1,249,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,000 | $1,245,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 10,193 | $1,245,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 31,957 | $1,245,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 382,506 | $1,243,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 20,217 | $1,243,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 66,418 | $1,243,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 19,898 | $1,242,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 80,884 | $1,239,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 77,288 | $1,237,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 19,991 | $1,236,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 148,161 | $1,231,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 79,864 | $1,231,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |