13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PJT PARTNERS INC | 69343T107 | COM CL A | 51,279 | $3,660,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 135,535 | $3,659,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 219,094 | $3,650,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 186,103 | $3,648,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 81,071 | $3,644,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 265,630 | $3,642,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 120,000 | $3,637,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 83,947 | $3,633,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 368,300 | $3,628,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 200,000 | $3,624,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 823,880 | $3,609,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 36,000 | $3,607,000 | thousands by filing date | put |
| Aussie $ ETF | 46090N103 | ETF | 48,403 | $3,607,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 106,888 | $3,607,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 21,881 | $3,606,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 235,674 | $3,606,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 122,753 | $3,602,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 62,137 | $3,597,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 126,555 | $3,594,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 45,750 | $3,591,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 353,760 | $3,590,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 320,500 | $3,580,000 | thousands by filing date | call |
| Agora Inc-Adr | 00851L103 | COM | 85,325 | $3,580,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 107,875 | $3,580,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 75,000 | $3,576,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 571,121 | $3,569,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 18,630 | $3,565,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 158,149 | $3,563,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 131,479 | $3,557,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 520,008 | $3,556,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 53,166 | $3,553,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 33,600 | $3,552,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 33,600 | $3,552,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 290,184 | $3,552,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 65,095 | $3,551,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 56,119 | $3,547,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,483,566 | $3,531,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 277,893 | $3,530,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 151,380 | $3,525,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 110,448 | $3,510,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,112 | $3,483,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 56,000 | $3,483,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 28,340 | $3,482,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 47,200 | $3,482,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 197,760 | $3,482,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 44,658 | $3,468,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 72,342 | $3,461,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 81,740 | $3,456,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 102,900 | $3,452,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 64,920 | $3,451,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 83,340 | $3,450,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 46,500 | $3,449,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 55,156 | $3,448,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 38,700 | $3,442,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 90,000 | $3,440,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 237,246 | $3,440,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 165,452 | $3,440,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10,000 | $3,436,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 57,351 | $3,428,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 956,519 | $3,425,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 170,423 | $3,418,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 300,000 | $3,408,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 80,000 | $3,406,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 59,767 | $3,400,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 225,699 | $3,393,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 257,399 | $3,391,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 1,422,627 | $3,386,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 32,500 | $3,383,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 260,205 | $3,372,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 20,675 | $3,369,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 325,525 | $3,369,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 84,270 | $3,369,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 222,432 | $3,368,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 90,792 | $3,363,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 130,173 | $3,361,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 84,461 | $3,360,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 206,423 | $3,359,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 104,852 | $3,356,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 44,617 | $3,354,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 173,465 | $3,353,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 71,113 | $3,351,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 30,000 | $3,343,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 75,700 | $3,336,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 36,500 | $3,334,000 | thousands by filing date | put |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 36,529 | $3,331,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 41,125 | $3,323,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 62,283 | $3,322,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 31,754 | $3,321,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 88,406 | $3,317,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 167,277 | $3,317,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 85,102 | $3,303,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 59,832 | $3,297,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 50,009 | $3,287,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 57,776 | $3,286,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 12,984 | $3,286,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 71,700 | $3,285,000 | thousands by filing date | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 216,137 | $3,285,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 75,000 | $3,281,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 50,000 | $3,277,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 42,592 | $3,275,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 177,266 | $3,274,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 340,084 | $3,272,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 26,332 | $3,270,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 224,263 | $3,270,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 54,576 | $3,269,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 120,000 | $3,266,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 327,261 | $3,266,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 835,613 | $3,259,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 51,468 | $3,258,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 10,114 | $3,257,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 40,348 | $3,247,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 229,704 | $3,246,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,700 | $3,243,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 95,972 | $3,242,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 63,630 | $3,240,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 47,623 | $3,236,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 56,100 | $3,231,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 118,121 | $3,224,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 194,820 | $3,222,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,800 | $3,218,000 | thousands by filing date | call |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 131,396 | $3,218,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 18,560 | $3,215,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 246,140 | $3,210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 33,003 | $3,209,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 311,190 | $3,208,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 15,971 | $3,199,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $3,191,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 49,727 | $3,186,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 36,622 | $3,184,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 786,329 | $3,184,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 108,461 | $3,177,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 49,094 | $3,176,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 93,380 | $3,168,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 70,000 | $3,162,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 151,207 | $3,162,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 18,649 | $3,160,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 11,528 | $3,159,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 201,617 | $3,159,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 169,771 | $3,151,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 130,179 | $3,148,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 12,424 | $3,147,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 300,000 | $3,147,000 | thousands by filing date | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 21,574 | $3,145,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 67,642 | $3,141,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,400 | $3,137,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 61,926 | $3,135,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 345,414 | $3,126,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 58,599 | $3,126,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 61,371 | $3,119,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 142,566 | $3,118,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 67,599 | $3,111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 110,640 | $3,110,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 45,952 | $3,108,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 227,806 | $3,108,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 46,736 | $3,107,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 77,641 | $3,099,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 73,051 | $3,093,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 37,777 | $3,088,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 10,536 | $3,087,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 614,206 | $3,072,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,000 | $3,071,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 204,751 | $3,071,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 34,932 | $3,069,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 14,888 | $3,064,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 17,724 | $3,058,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 85,108 | $3,058,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 32,027 | $3,057,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 34,043 | $3,056,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 42,172 | $3,049,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 201,333 | $3,039,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 77,500 | $3,037,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,813 | $3,037,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 53,739 | $3,032,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 147,242 | $3,031,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 12,900 | $3,031,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 293,535 | $3,029,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 15,831 | $3,021,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 258,464 | $3,014,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 203,589 | $3,007,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,547 | $3,005,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 19,814 | $3,001,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 300,000 | $3,000,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 18,491 | $2,992,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 646,280 | $2,986,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 40,298 | $2,982,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 69,864 | $2,981,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,000 | $2,980,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 73,858 | $2,978,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 15,372 | $2,975,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 58,000 | $2,970,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 51,093 | $2,969,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 52,055 | $2,966,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 12,500 | $2,963,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 11,629 | $2,963,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 15,286 | $2,962,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 39,824 | $2,961,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 223,799 | $2,957,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,955,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,955,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 229,654 | $2,954,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 106,347 | $2,953,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 43,597 | $2,936,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 45,204 | $2,936,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 232,807 | $2,933,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 205,000 | $2,932,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 31,872 | $2,932,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 26,342 | $2,931,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 127,341 | $2,929,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 84,359 | $2,927,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 13,198 | $2,927,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 322,800 | $2,921,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 137,547 | $2,917,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 119,064 | $2,913,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 76,252 | $2,905,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 167,298 | $2,903,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 49,956 | $2,899,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 100,000 | $2,898,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 196,158 | $2,896,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 27,300 | $2,881,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,905 | $2,881,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 65,804 | $2,872,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 190,127 | $2,871,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 87,321 | $2,864,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 26,759 | $2,853,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 23,000 | $2,852,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 173,490 | $2,852,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 280,100 | $2,849,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 86,800 | $2,847,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 157,608 | $2,847,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 17,204 | $2,844,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 200,390 | $2,842,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 200,832 | $2,840,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 41,057 | $2,838,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,593,172 | $2,835,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,000 | $2,834,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,000 | $2,834,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 179,019 | $2,831,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 28,500 | $2,831,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 122,260 | $2,831,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 45,000 | $2,828,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 158,727 | $2,828,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 24,451 | $2,827,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 19,536 | $2,826,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 70,454 | $2,818,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 37,291 | $2,815,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 31,337 | $2,812,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 71,656 | $2,808,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 41,100 | $2,805,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 32,620 | $2,793,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 118,214 | $2,793,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 36,625 | $2,791,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,402 | $2,787,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 54,121 | $2,787,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 54,972 | $2,779,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 164,526 | $2,777,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 34,263 | $2,777,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 37,338 | $2,772,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 94,517 | $2,764,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 65,790 | $2,759,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 273,781 | $2,754,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 240,028 | $2,753,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 46,641 | $2,752,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 353,109 | $2,751,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 125,637 | $2,751,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 147,139 | $2,749,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 53,630 | $2,746,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 30,763 | $2,744,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,493 | $2,740,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 308,522 | $2,740,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,322 | $2,740,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 80,667 | $2,736,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 33,793 | $2,731,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 126,455 | $2,727,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 41,426 | $2,723,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 15,031 | $2,718,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 65,000 | $2,718,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 63,793 | $2,718,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 9,010 | $2,713,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 48,650 | $2,706,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 96,626 | $2,705,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 8,500 | $2,704,000 | thousands by filing date | call |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 122,779 | $2,695,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 13,510 | $2,694,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 57,055 | $2,693,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 113,789 | $2,691,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 85,357 | $2,687,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 30,095 | $2,685,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 198,781 | $2,684,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 30,997 | $2,683,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 15,100 | $2,682,000 | thousands by filing date | put |
| FULGENT GENETICS INC | 359664109 | COM | 29,043 | $2,679,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 49,256 | $2,679,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 40,000 | $2,679,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 181,287 | $2,678,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 177,644 | $2,676,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100,000 | $2,672,000 | thousands by filing date | put |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 59,593 | $2,670,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 273,833 | $2,670,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 92,339 | $2,668,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 687,302 | $2,667,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 202,443 | $2,666,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 95,145 | $2,663,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 112,942 | $2,660,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 37,916 | $2,654,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 103,481 | $2,653,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 96,032 | $2,651,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 48,181 | $2,649,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 289,165 | $2,648,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 157,168 | $2,648,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 33,935 | $2,638,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 92,226 | $2,634,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 105,000 | $2,630,000 | thousands by filing date | put |
| PAYSAFE LIMITED | G6964L107 | ORD | 217,200 | $2,630,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 164,635 | $2,625,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 68,009 | $2,623,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 163,619 | $2,616,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 154,900 | $2,613,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 220,252 | $2,612,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,601 | $2,605,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 138,541 | $2,600,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 41,054 | $2,596,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 478,322 | $2,593,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 31,500 | $2,593,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 40,124 | $2,592,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 56,434 | $2,590,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 49,067 | $2,585,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 125,341 | $2,585,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 290,359 | $2,584,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 101,260 | $2,583,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 206,386 | $2,582,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 51,648 | $2,581,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 62,121 | $2,580,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 84,867 | $2,580,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 42,171 | $2,580,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 137,346 | $2,572,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 233,764 | $2,567,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 162,940 | $2,566,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 83,263 | $2,565,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 70,434 | $2,564,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 481,500 | $2,562,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 35,048 | $2,559,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 18,731 | $2,559,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 16,177 | $2,557,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 71,742 | $2,557,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 267,500 | $2,557,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 159,043 | $2,556,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 137,345 | $2,555,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 81,940 | $2,554,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 99,547 | $2,553,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 61,357 | $2,552,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 333,509 | $2,551,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 116,217 | $2,547,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 63,800 | $2,541,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 27,277 | $2,538,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 32,829 | $2,538,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 74,858 | $2,538,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 244,177 | $2,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 17,122 | $2,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 30,186 | $2,531,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 413,100 | $2,524,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 34,656 | $2,524,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 22,965 | $2,523,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 57,600 | $2,521,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 67,703 | $2,520,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 153,863 | $2,519,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 170,317 | $2,512,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 93,269 | $2,512,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 160,000 | $2,507,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 238,836 | $2,503,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 59,190 | $2,501,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 82,166 | $2,500,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 79,600 | $2,499,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 54,506 | $2,497,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 50,000 | $2,492,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 22,094 | $2,490,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 95,238 | $2,489,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 523,904 | $2,488,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 20,823 | $2,486,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 83,110 | $2,486,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 325,543 | $2,484,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 55,086 | $2,482,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 164,433 | $2,476,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 120,970 | $2,469,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 107,390 | $2,468,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 143,719 | $2,466,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 40,000 | $2,465,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 360,072 | $2,463,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 97,696 | $2,463,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 114,750 | $2,460,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39,179 | $2,456,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 197,732 | $2,455,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 62,233 | $2,449,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 200,102 | $2,447,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 46,145 | $2,443,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25,626 | $2,443,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 12,548 | $2,442,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 51,570 | $2,441,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 103,815 | $2,439,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 9,391 | $2,438,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 88,491 | $2,430,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 26,995 | $2,429,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 107,903 | $2,429,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 302,366 | $2,428,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 56,939 | $2,424,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,579 | $2,420,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 176,908 | $2,415,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 39,533 | $2,415,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 52,918 | $2,414,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 57,044 | $2,414,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 271,100 | $2,413,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 49,712 | $2,413,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 83,100 | $2,408,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 270,345 | $2,406,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 120,452 | $2,406,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 24,577 | $2,402,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 53,950 | $2,402,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 24,399 | $2,399,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 71,206 | $2,396,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 302,922 | $2,396,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250,000 | $2,395,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 79,688 | $2,391,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 48,578 | $2,389,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 273,175 | $2,388,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 119,579 | $2,386,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 10,453 | $2,385,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 113,717 | $2,384,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 25,602 | $2,382,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 16,686 | $2,380,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 238,840 | $2,376,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 55,153 | $2,370,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 343,180 | $2,365,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 46,234 | $2,360,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 62,439 | $2,358,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 322,605 | $2,346,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 115,687 | $2,346,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 9,500 | $2,342,000 | thousands by filing date | call |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 194,728 | $2,341,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,000 | $2,339,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 47,000 | $2,338,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50,000 | $2,338,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 25,000 | $2,335,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 98,243 | $2,334,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 43,047 | $2,333,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 140,305 | $2,332,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 54,139 | $2,325,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 13,369 | $2,323,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 202,560 | $2,320,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 133,319 | $2,319,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 34,629 | $2,317,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 21,887 | $2,313,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 44,895 | $2,310,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 3,498,484 | $2,309,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 217,922 | $2,308,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 29,805 | $2,305,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 228,687 | $2,305,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,134 | $2,302,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 18,800 | $2,298,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 57,404 | $2,294,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 25,100 | $2,293,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 15,440 | $2,292,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 161,996 | $2,291,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 93,748 | $2,286,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 35,681 | $2,284,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 396,661 | $2,281,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 99,039 | $2,279,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 58,651 | $2,279,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 49,179 | $2,276,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 117,977 | $2,276,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 197,726 | $2,274,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 501,918 | $2,274,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 217,512 | $2,271,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 501,500 | $2,267,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 58,471 | $2,266,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 111,773 | $2,259,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 23,792 | $2,258,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 67,810 | $2,257,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 137,902 | $2,257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 48,635 | $2,247,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,430 | $2,235,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 101,432 | $2,232,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 69,552 | $2,230,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 234,135 | $2,229,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 145,689 | $2,223,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 75,953 | $2,222,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 13,045 | $2,222,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 136,383 | $2,222,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 142,285 | $2,220,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15,000 | $2,217,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15,000 | $2,217,000 | thousands by filing date | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 231,160 | $2,208,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 65,800 | $2,204,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 38,813 | $2,193,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,236 | $2,193,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 98,261 | $2,186,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 98,180 | $2,185,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 522,060 | $2,182,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 89,606 | $2,182,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 39,600 | $2,182,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 21,010 | $2,178,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 56,843 | $2,178,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |