13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GIBRALTAR INDS INC | 374689107 | COM | 8,870 | $677,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 15,469 | $677,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 142,446 | $677,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 54,371 | $676,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 17,914 | $675,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 39,890 | $673,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 47,597 | $673,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 19,893 | $673,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 18,175 | $672,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,278 | $671,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 18,834 | $671,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 29,124 | $670,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 61,106 | $670,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 27,906 | $669,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,143 | $668,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 16,999 | $668,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 23,696 | $668,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,628 | $667,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 20,000 | $666,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 76,203 | $666,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 79,893 | $664,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 153,568 | $662,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 12,454 | $661,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 8,754 | $660,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,087 | $658,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 13,592 | $657,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,231 | $656,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 4,904 | $654,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 10,036 | $652,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 16,915 | $650,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 74,019 | $649,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 53,837 | $648,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 162,448 | $647,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 39,499 | $646,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 11,346 | $645,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 93,802 | $645,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 11,574 | $643,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 8,249 | $643,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 10,181 | $643,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 14,779 | $642,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 203,101 | $640,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 10,130 | $638,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 43,034 | $638,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 28,011 | $638,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,225 | $637,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 19,208 | $635,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 44,117 | $635,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 10,600 | $635,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 103,389 | $635,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 4,347 | $633,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 25,000 | $633,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 9,837 | $631,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 29,320 | $629,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 27,931 | $629,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 49,422 | $628,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,997 | $628,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 26,055 | $627,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 9,387 | $625,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 15,297 | $625,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 29,873 | $624,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 30,887 | $623,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 32,770 | $621,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 25,300 | $618,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 10,846 | $617,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,045 | $617,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 45,234 | $616,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 10,275 | $615,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 36,269 | $614,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 24,845 | $613,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 40,346 | $613,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 30,398 | $612,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,153 | $611,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 9,400 | $610,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,130 | $610,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,239 | $608,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,415 | $608,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 71,756 | $608,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 32,518 | $607,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 9,096 | $606,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 50,000 | $606,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 34,945 | $605,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 46,823 | $604,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 56,179 | $603,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 146,099 | $603,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 25,555 | $601,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 20,042 | $600,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 9,461 | $600,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 17,349 | $599,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 36,730 | $599,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,502 | $599,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 19,525 | $599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 12,933 | $597,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 5,000 | $595,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 36,114 | $595,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 5,776 | $595,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 10,118 | $594,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 44,600 | $594,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 4,297 | $593,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 30,792 | $593,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 32,349 | $593,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 12,433 | $593,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 139,024 | $593,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 64,750 | $593,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,078 | $592,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,335 | $589,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,894 | $589,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,576 | $588,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 8,293 | $585,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9,542 | $584,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 219,314 | $583,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 42,426 | $583,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 3,800 | $582,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 34,086 | $582,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 98,408 | $581,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9,572 | $581,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,476 | $580,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 15,151 | $579,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 25,457 | $578,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,574 | $578,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 9,854 | $577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,152 | $576,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 22,111 | $576,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,265 | $575,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 41,039 | $575,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 13,154 | $574,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 13,760 | $574,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 52,547 | $574,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 7,578 | $572,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 19,324 | $572,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 17,322 | $570,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 9,742 | $567,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 29,300 | $567,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 103,803 | $566,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 60,414 | $565,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 23,914 | $565,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 66,900 | $563,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 12,436 | $562,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 17,892 | $561,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 14,129 | $561,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,810 | $560,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 53,304 | $557,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 69,788 | $556,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 52,750 | $554,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 14,460 | $553,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 12,821 | $553,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,924 | $552,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 142,147 | $552,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 23,112 | $551,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,767 | $550,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 15,333 | $550,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 30,651 | $550,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 57,327 | $548,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 36,963 | $545,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,200 | $545,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 35,568 | $544,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 20,757 | $544,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 58,000 | $542,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 33,828 | $542,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 14,752 | $542,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 7,868 | $541,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 5,571 | $541,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,145 | $541,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 43,409 | $541,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 21,067 | $540,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 51,443 | $540,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 35,753 | $540,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,300 | $539,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 12,161 | $539,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 9,711 | $539,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 115,000 | $538,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 38,749 | $538,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 17,199 | $538,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 20,000 | $538,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 2,676 | $537,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 5,671 | $537,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 31,075 | $537,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 10,146 | $537,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 36,359 | $536,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 36,355 | $535,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 19,011 | $534,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10,842 | $529,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 62,510 | $529,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 12,958 | $529,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 77,400 | $529,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 26,650 | $528,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 15,169 | $528,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 20,000 | $528,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 63,640 | $527,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 89,018 | $527,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 31,365 | $526,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,811 | $526,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,855 | $525,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 11,216 | $525,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 7,503 | $525,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 41,371 | $525,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,558 | $524,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 8,268 | $524,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 138,356 | $524,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 20,991 | $524,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,982 | $523,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 19,857 | $521,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 38,219 | $521,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 20,612 | $521,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 11,211 | $520,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 43,532 | $520,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 109,071 | $519,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 51,373 | $519,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,100 | $518,000 | thousands by filing date | call |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 19,533 | $518,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 7,085 | $517,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 50,688 | $517,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,579 | $516,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 45,014 | $515,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 91,818 | $514,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 14,166 | $513,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 28,676 | $513,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 7,377 | $512,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,418 | $512,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 241,157 | $511,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 42,545 | $511,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 10,956 | $510,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,704 | $508,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 8,106 | $508,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,328 | $508,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 14,682 | $506,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 50,805 | $506,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 63,092 | $505,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 26,881 | $505,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 44,612 | $505,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 18,914 | $504,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,300 | $504,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,300 | $504,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 25,518 | $504,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 74,909 | $502,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 14,128 | $502,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 10,288 | $499,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,000 | $499,000 | thousands by filing date | put |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 13,552 | $498,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,400 | $496,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 83,175 | $496,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 56,514 | $496,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,497 | $496,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 22,500 | $494,000 | thousands by filing date | put |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 126,308 | $494,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,607 | $494,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 31,803 | $494,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 55,788 | $494,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 61,925 | $493,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 8,403 | $493,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 16,192 | $493,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 26,090 | $491,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 49,041 | $491,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 45,853 | $490,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 105,526 | $490,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 14,712 | $489,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 15,118 | $488,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 11,642 | $488,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 23,211 | $487,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 6,245 | $487,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 20,494 | $486,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11,014 | $485,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 50,300 | $483,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 48,795 | $481,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 41,554 | $481,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 14,471 | $480,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 19,561 | $479,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 43,239 | $479,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,818 | $478,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 37,120 | $477,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 14,888 | $476,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 57,200 | $474,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 15,971 | $473,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 18,542 | $472,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,106 | $471,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 17,521 | $470,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 12,014 | $469,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 4,688 | $469,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 48,209 | $468,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,673 | $467,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 7,170 | $467,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 13,898 | $466,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 29,899 | $466,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 16,417 | $465,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 3,303 | $465,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 25,765 | $464,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 13,743 | $464,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,384 | $463,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 17,217 | $463,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 22,285 | $463,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,768 | $460,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 16,657 | $460,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,607 | $459,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 87,212 | $459,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 15,766 | $459,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 10,207 | $458,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,500 | $458,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 45,649 | $458,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,624 | $456,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 6,240 | $456,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 174,128 | $456,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 16,759 | $455,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 11,574 | $455,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 11,267 | $455,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 700 | $455,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 95,578 | $455,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,395 | $454,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 13,071 | $453,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 19,762 | $452,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 4,791 | $451,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 17,228 | $451,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,680 | $450,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 78,564 | $449,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 4,915 | $447,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,885 | $447,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 5,933 | $446,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 47,657 | $444,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 6,080 | $444,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,443 | $443,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 26,703 | $443,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 42,660 | $443,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 25,270 | $442,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 20,982 | $442,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 19,086 | $441,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,539 | $441,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 9,455 | $440,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 73,443 | $440,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 12,554 | $439,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 26,060 | $439,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 5,543 | $439,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 15,015 | $439,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,115 | $438,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,500 | $437,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 39,024 | $437,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 66,352 | $437,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 26,728 | $436,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 16,087 | $436,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,782 | $435,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 35,928 | $435,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 7,746 | $435,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 21,022 | $435,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,176 | $434,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 17,926 | $432,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 72,053 | $431,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 58,986 | $430,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 30,091 | $430,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,024 | $430,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 42,981 | $430,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 25,800 | $428,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,075 | $428,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 42,609 | $428,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 13,869 | $427,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 24,717 | $427,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,713 | $426,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,702 | $426,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 29,329 | $425,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 17,285 | $424,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,179 | $423,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 8,791 | $423,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 26,857 | $423,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 10,445 | $422,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 60,365 | $422,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,406 | $421,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 611 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,093 | $419,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 28,334 | $418,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,184 | $418,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 62,013 | $418,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,493 | $417,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 20,446 | $417,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 92,947 | $416,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 24,643 | $416,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 16,046 | $415,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 15,736 | $415,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 15,663 | $415,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,616 | $414,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 110,373 | $414,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 198,200 | $414,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,943 | $413,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 41,728 | $411,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 50,990 | $409,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 9,641 | $407,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 49,792 | $405,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 12,042 | $405,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 82,278 | $404,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 102,498 | $403,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 289,396 | $402,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 11,800 | $400,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,588 | $400,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 18,738 | $400,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 261,469 | $400,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 10,973 | $399,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 5,588 | $398,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 13,927 | $396,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 16,257 | $396,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 53,440 | $396,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 9,876 | $396,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,329 | $396,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 17,086 | $394,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 30,600 | $394,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 45,517 | $392,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 7,524 | $392,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 6,452 | $391,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,243 | $390,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 10,399 | $389,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 24,845 | $389,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 27,179 | $388,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 106,988 | $388,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 36,643 | $387,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 39,879 | $387,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 38,941 | $387,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 34,266 | $386,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 13,344 | $385,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 15,176 | $385,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 25,000 | $383,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 94,191 | $383,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,807 | $382,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 29,862 | $382,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 113,567 | $380,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,369 | $379,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 29,469 | $379,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 27,388 | $379,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 31,000 | $379,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 3,826 | $378,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 7,285 | $377,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 9,117 | $377,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,483 | $377,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 37,912 | $377,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 6,293 | $377,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 15,891 | $376,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 24,774 | $376,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 17,365 | $375,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 9,430 | $375,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 52,601 | $374,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 15,000 | $374,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 26,093 | $373,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,195 | $373,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 21,678 | $373,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 31,480 | $372,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 6,893 | $371,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,917 | $371,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,251 | $371,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 19,459 | $370,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,686 | $369,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 48,240 | $369,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 20,840 | $368,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 7,985 | $366,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 39,194 | $366,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 48,130 | $365,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 25,404 | $364,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 14,042 | $364,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 19,056 | $364,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 81,571 | $363,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 15,046 | $363,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 23,278 | $363,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 52,077 | $362,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 33,058 | $361,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,943 | $361,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 66,602 | $361,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 10,000 | $360,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 3,400 | $359,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,006 | $357,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 26,681 | $357,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 18,088 | $357,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 35,000 | $357,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 35,000 | $356,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 18,491 | $356,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,642 | $355,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 30,816 | $355,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 5,851 | $354,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,535 | $353,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 19,600 | $352,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 2,308 | $352,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 35,200 | $352,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 10,058 | $350,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 35,841 | $350,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,900 | $348,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,077 | $348,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 6,100 | $348,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 13,492 | $347,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 416,431 | $347,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,448 | $347,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 8,101 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 6,792 | $347,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,993 | $346,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 8,661 | $346,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 26,143 | $346,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 39,330 | $345,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,700 | $344,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 5,913 | $344,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,853 | $344,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,463 | $343,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,211 | $343,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 40,237 | $343,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,087 | $343,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 85,582 | $342,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 29,103 | $341,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 33,381 | $341,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 20,789 | $340,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,255 | $340,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 80,735 | $339,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |