13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,801 holding rows worth $119,835,961,000.
- Accession
- 0000950123-20-011431
- Filer
- CIK 927971
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,625 entries on the cover page, a total value of $119,835,961,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,835,961,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREENSKY INC | 39572G100 | CL A | 2,881 | $14,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 2,674 | $14,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 1,838 | $14,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,979 | $14,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 2,487 | $14,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 3,885 | $14,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 3,068 | $14,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,202 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 400 | $13,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 500 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 593 | $13,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,426 | $13,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 225 | $13,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 53 | $13,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 350 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 800 | $13,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 1,157 | $13,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,351 | $13,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 882 | $13,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 962 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $13,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 784 | $13,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 742 | $13,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 899 | $13,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 724 | $13,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 485 | $13,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 158 | $13,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 305 | $13,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 460 | $13,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,300 | $13,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 973 | $13,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,130 | $13,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 514 | $13,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,998 | $13,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 662 | $13,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,220 | $13,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,332 | $13,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,115 | $13,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,200 | $13,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 58,837 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 626 | $13,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 239 | $13,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,322 | $13,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 579 | $13,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 60,641 | $13,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,614 | $13,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 626 | $13,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 6,032 | $13,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 672 | $13,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,151 | $13,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 200 | $12,000 | thousands by filing date | call |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 322 | $12,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 224 | $12,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 278 | $12,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 150 | $12,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 3,063 | $12,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 132 | $12,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 997 | $12,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 647 | $12,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,801 | $12,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 603 | $12,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 510 | $12,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 517 | $12,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,972 | $12,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,691 | $12,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 3,162 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 677 | $12,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 9,000 | $12,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,064 | $12,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,305 | $12,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,447 | $12,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,437 | $12,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,206 | $12,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 6,752 | $12,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 3,680 | $12,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,440 | $12,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,915 | $12,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 455 | $12,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,451 | $12,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,898 | $12,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 890 | $12,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 6,741 | $12,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 484 | $11,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 580 | $11,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 556 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 675 | $11,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 800 | $11,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 205 | $11,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 753 | $11,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 783 | $11,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,816 | $11,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 801 | $11,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,050 | $11,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 672 | $11,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 323 | $11,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 373 | $11,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,636 | $11,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 1,649 | $11,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 783 | $11,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,448 | $11,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 777 | $11,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 726 | $11,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 496 | $11,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 4,958 | $11,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 329 | $11,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,500 | $11,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 1,697 | $11,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 492 | $11,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,203 | $11,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 1,607 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 933 | $11,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,051 | $11,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 1,000 | $11,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679740 | BIG OIL IDX IN | 180 | $11,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 739 | $10,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,735 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $10,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,549 | $10,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,891 | $10,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 430 | $10,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 403 | $10,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,100 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $10,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 723 | $10,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 781 | $10,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 366 | $10,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 230 | $10,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 598 | $10,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 948 | $10,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 340 | $10,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 610 | $10,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 580 | $10,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 619 | $10,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,277 | $10,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 205 | $10,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 364 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 316 | $10,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,083 | $10,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,952 | $10,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 4,622 | $10,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 702 | $10,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,929 | $10,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 8,047 | $10,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,482 | $10,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,995 | $10,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 878 | $10,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 2,443 | $10,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,197 | $10,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 606 | $10,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,326 | $10,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 570 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 235 | $9,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 4,800 | $9,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 445 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 140 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 141 | $9,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 323 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $9,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 711 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 138 | $9,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 923 | $9,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 309 | $9,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 272 | $9,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 549 | $9,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,879 | $9,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 468 | $9,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,360 | $9,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 354 | $9,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 393 | $9,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 650 | $9,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,386 | $9,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 764 | $9,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 671 | $9,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,252 | $9,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,370 | $9,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 618 | $9,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 823 | $9,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 478 | $9,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 631 | $9,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 965 | $9,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,268 | $9,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $9,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 553 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,151 | $9,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 322 | $9,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 631 | $9,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,698 | $9,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,846 | $9,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 959 | $9,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 417 | $9,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 11,986 | $9,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 560 | $9,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,027 | $9,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,466 | $9,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,876 | $9,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 715 | $9,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 333 | $9,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 1,662 | $9,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 612 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 326 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,400 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,400 | $9,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 5,000 | $9,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 4,882 | $9,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,351 | $9,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,900 | $9,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 616 | $8,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 8,433 | $8,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,568 | $8,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 228 | $8,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,697 | $8,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 225 | $8,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,376 | $8,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,426 | $8,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,004 | $8,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 2,744 | $8,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 511 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $8,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,080 | $8,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,004 | $8,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 175 | $8,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 702 | $8,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 392 | $8,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 182 | $8,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 295 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,188 | $8,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,323 | $8,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 151 | $8,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 61 | $8,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 307 | $8,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 353 | $8,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 319 | $8,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 685 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 130 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 150 | $8,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,547 | $8,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 200 | $8,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 636 | $8,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 2,000 | $8,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,444 | $8,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 919 | $8,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 907 | $8,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,871 | $8,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 375 | $8,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $8,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 770 | $8,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 332 | $8,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 755 | $8,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 741 | $8,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 485 | $8,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 525 | $8,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,547 | $8,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,215 | $8,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 400 | $8,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 666 | $8,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 607 | $8,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,700 | $8,000 | thousands by filing date | put |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 601 | $8,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,637 | $8,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 893 | $7,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,790 | $7,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 373 | $7,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $7,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,700 | $7,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,886 | $7,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 702 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 100 | $7,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 200 | $7,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,190 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,498 | $7,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 829 | $7,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 140 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 337 | $7,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 269 | $7,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,306 | $7,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 503 | $7,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 456 | $7,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,013 | $7,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,007 | $7,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 315 | $7,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,051 | $7,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 423 | $7,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 769 | $7,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,115 | $7,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 599 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 407 | $7,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 529 | $7,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 777 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 500 | $7,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,032 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $7,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,259 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 212 | $7,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,531 | $7,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,490 | $7,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 710 | $7,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 200 | $7,000 | thousands by filing date | put |
| 89BIO INC | 282559103 | COM | 302 | $7,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,652 | $7,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,433 | $7,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 959 | $7,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,763 | $7,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,927 | $7,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 316 | $7,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 531 | $7,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,432 | $7,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,356 | $7,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 317 | $7,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 848 | $7,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,332 | $7,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 120 | $7,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 556 | $7,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 602 | $7,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,234 | $7,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,242 | $7,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 3,595 | $7,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 660 | $7,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 2,831 | $7,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,187 | $7,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,123 | $7,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 480 | $7,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 261 | $6,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,256 | $6,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 789 | $6,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,115 | $6,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,130 | $6,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 6,559 | $6,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 421 | $6,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 2,913 | $6,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 492 | $6,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 603 | $6,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,657 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 215 | $6,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,037 | $6,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 954 | $6,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 322 | $6,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 489 | $6,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,258 | $6,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 665 | $6,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 546 | $6,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 487 | $6,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,967 | $6,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 569 | $6,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,255 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 2,254 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $6,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 200 | $6,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 561 | $6,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 558 | $6,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,779 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 170 | $6,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 672 | $6,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,466 | $6,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 7,129 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,896 | $6,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 280 | $6,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 7,630 | $6,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 847 | $6,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 557 | $6,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,244 | $6,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 726 | $6,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 332 | $6,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,586 | $6,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 868 | $6,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,773 | $6,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 527 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $6,000 | thousands by filing date | put |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 400 | $6,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 343 | $6,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 623 | $6,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,076 | $6,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 718 | $6,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,723 | $6,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,012 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 434 | $6,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 108 | $6,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 576 | $6,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,464 | $6,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 4,037 | $6,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 536 | $6,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 611 | $6,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 605 | $6,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,159 | $6,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 776 | $6,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,238 | $6,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 145 | $6,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,323 | $6,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,619 | $6,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 2,093 | $6,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 114 | $6,000 | thousands by filing date | principal |
| LINE CORP | 53567X101 | SPONSORED ADR | 111 | $6,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 180 | $6,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 600 | $6,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 243 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 80 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 50 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50 | $5,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,324 | $5,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,554 | $5,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 305 | $5,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 313 | $5,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 839 | $5,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 375 | $5,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 291 | $5,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 740 | $5,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 666 | $5,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 453 | $5,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 385 | $5,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 413 | $5,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 443 | $5,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 626 | $5,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 231 | $5,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 293 | $5,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 334 | $5,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 283 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,820 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 793 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 161 | $5,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 168 | $5,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,237 | $5,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 575 | $5,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 539 | $5,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 240 | $5,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 310 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 56 | $5,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,931 | $5,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 975 | $5,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 319 | $5,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 140 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $5,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 249 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 329 | $5,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 351 | $5,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 418 | $5,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 746 | $5,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 614 | $5,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 538 | $5,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 500 | $5,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 9,957 | $5,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 1,941 | $5,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 412 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 410 | $5,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 2,100 | $5,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 278 | $5,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 87 | $5,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,143 | $5,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 217 | $5,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,147 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,431 | $5,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 200 | $5,000 | thousands by filing date | put |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 407 | $5,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 220 | $5,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 520 | $5,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,296 | $5,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,023 | $5,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 740 | $5,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 793 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,718 | $5,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,421 | $5,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 265 | $5,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 420 | $5,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 391 | $5,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,320 | $5,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,605 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 335 | $5,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 2,256 | $5,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,056 | $5,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,080 | $5,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 2,707 | $5,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,139 | $5,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679757 | BIG OIL 2X LEV | 601 | $5,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679773 | MCROSECTR 2XINVR | 200 | $5,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 48 | $4,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 507 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 65 | $4,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 458 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 255 | $4,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 199 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $4,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 239 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 54 | $4,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 42 | $4,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 358 | $4,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 313 | $4,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 312 | $4,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 291 | $4,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 180 | $4,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 359 | $4,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 191 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 5,335 | $4,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 369 | $4,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 767 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011431 | this filing | 2020-11-12 | acceptance time not in the bulk data set |